Filed: Mar. 02, 2016
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 15-2444 _ UNITED STATES OF AMERICA v. JAVIER OSWALDO JOVEL-AGUILAR, Appellant _ On Appeal from the United States District Court for the Middle District of Pennsylvania (M.D. Pa. No. 4-13-cr-00220-001) District Judge: Honorable Matthew W. Brann Submitted Pursuant to Third Circuit L.A.R. 34.1(a) February 29, 2016 Before: SMITH, HARDIMAN, and SLOVITER, Circuit Judges (Filed: March 2, 2016) _ OPINION _ SMITH, Circuit Judge.
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 15-2444 _ UNITED STATES OF AMERICA v. JAVIER OSWALDO JOVEL-AGUILAR, Appellant _ On Appeal from the United States District Court for the Middle District of Pennsylvania (M.D. Pa. No. 4-13-cr-00220-001) District Judge: Honorable Matthew W. Brann Submitted Pursuant to Third Circuit L.A.R. 34.1(a) February 29, 2016 Before: SMITH, HARDIMAN, and SLOVITER, Circuit Judges (Filed: March 2, 2016) _ OPINION _ SMITH, Circuit Judge. ..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 15-2444
_____________
UNITED STATES OF AMERICA
v.
JAVIER OSWALDO JOVEL-AGUILAR,
Appellant
_____________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(M.D. Pa. No. 4-13-cr-00220-001)
District Judge: Honorable Matthew W. Brann
Submitted Pursuant to Third Circuit L.A.R. 34.1(a)
February 29, 2016
Before: SMITH, HARDIMAN, and SLOVITER, Circuit Judges
(Filed: March 2, 2016)
_____________________
OPINION
_____________________
SMITH, Circuit Judge.
This disposition is not an opinion of the full court and pursuant to I.O.P. 5.7 does
not constitute binding precedent.
Defendant Javier Oswaldo Jovel-Aguilar has filed a notice of appeal from
the judgment entered in this case. His defense counsel submits that there are no
non-frivolous issues to raise on appeal and accordingly seeks to withdraw pursuant
to Anders v. California,
386 U.S. 738 (1967). For the reasons that follow, we will
grant the motion to withdraw and we will dismiss Mr. Aguilar’s appeal.1
I.
In 2013, a grand jury indicted Aguilar on one count of first-degree murder in
violation of 18 U.S.C. § 1111(a) for killing his cellmate at United States
Penitentiary, Lewisburg. On May 27, 2015, Aguilar pled guilty to second-degree
murder under the same statute. Aguilar entered into a negotiated plea pursuant to
Federal Rule of Criminal Procedure 11(c)(1)(C), which allows a defendant and the
Government to “agree that a specific sentence or sentencing range is the
appropriate disposition of the case.”
Id. In this case, the parties agreed to a
binding sentencing range of 240 to 360 months. After the District Court sentenced
Aguilar to 360 months’ imprisonment, defense counsel entered a timely notice of
appeal on June 10, 2015, and then filed an Anders brief with the Court.2 After the
1
We have jurisdiction over this appeal pursuant to 28 U.S.C. § 1291 and 18 U.S.C.
§ 3742(a). Because defendant did not raise any objections at the District Court, we
review for plain error. See United States v. Goodson,
544 F.3d 529, 539 (3d Cir. 2008)
(citing United States v. Vonn,
535 U.S. 55 (2002)).
2
The Clerk’s Office then notified Aguilar of his right under 3d Cir. L.A.R. 109.2(a) to
file a pro se brief. Aguilar has not availed himself of that opportunity.
2
government responded, the case was referred to a merits panel on September 21,
2015.
II.
Defense counsel may move to withdraw from representation if, after a
thorough examination of the District Court record, he or she is “persuaded that the
appeal presents no issue of even arguable merit.” 3d Cir. L.A.R. 109.2(a); see also
Anders, 386 U.S. at 744 (“[I]f counsel finds his case to be wholly frivolous, after a
conscientious examination of it, he should so advise the court and request
permission to withdraw.”). When presented with an Anders motion to withdraw,
we must determine: (1) whether counsel has thoroughly examined the record for
appealable issues and explained why any such issues are frivolous; and (2) whether
an independent review of the record presents any nonfrivolous issues. United
States v. Youla,
241 F.3d 296, 300 (3d Cir. 2001). If “the Anders brief initially
appears adequate on its face,” our independent review is “guided . . . by the Anders
brief itself.”
Id. at 301 (internal quotation marks omitted).
A.
Here, after a thorough examination of the record, defense counsel identified
three issues that Aguilar could possibly raise on appeal following a guilty plea.
See United States v. Broce,
488 U.S. 563, 569 (1989). These included (a) the
jurisdiction of the District Court, (b) the validity of Aguilar’s guilty plea, and (c)
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the legality and reasonableness of the sentence imposed. After identifying the
appealable issues, defense counsel also satisfactorily explained—with citations to
the record and applicable legal authority—why an appeal based on those issues
was wholly frivolous. He explained that (a) there is no dispute with regard to the
District Court’s jurisdiction; (b) the plea colloquy fully complied with Rule 11 of
the Federal Rules of Criminal Procedure; and (c) the sentence was both legal and
reasonable.
Because defense counsel fulfilled 3d Cir. L.A.R. 109.2(a)’s requirements,
we accept his Anders brief as adequate on this basis.
B.
Having satisfied the first prong of Anders, our next inquiry requires an
“independent review” of the record to determine whether Aguilar’s appeal presents
any non-frivolous issues.
Youla, 241 F.3d at 300. However, where defense
counsel’s Anders brief appears adequate on its face, we scrutinize only the issues
and portions of the record identified by the Anders brief itself.
Id. at 301. “An
appeal on a matter of law is frivolous where [none] of the legal points [are]
arguable on their merits.”
Id. (alterations in original) (internal quotation marks
omitted).
Following the guidance of defense counsel’s Anders brief, we consider the
three issues that could be raised on appeal from a plea bargain. See Broce,
488
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U.S. at 569. First, we see no basis for disputing the District Court’s jurisdiction in
this case. Aguilar was indicted and properly charged with violating 18 U.S.C.
§ 1111(a). Thus, the District Court had jurisdiction pursuant to 18 U.S.C. § 3231.
Second, we conclude that Aguilar’s guilty plea was entered knowingly and
voluntarily. During the change of plea hearing, the District Court fully addressed
with Aguilar each issue set forth in Rule 11(b) in compliance with Boykin v.
Alabama,
395 U.S. 238 (1969). Thus, we are satisfied the District Court fully
ensured that Aguilar knew what he was pleading guilty to and chose to do so
voluntarily.
Third, we conclude that the District Court entered a sentence that was
reasonable and in conformity with the law. The 360-month sentence was within
both the applicable sentencing guidelines range and was consistent with the Rule
11(c)(1)(C) binding agreement’s range of 240 to 360 months. As we have
recognized,
Rule [11(c)(1)(C)] disposes of the case, requiring us to hold that a
sentencing court has the authority to accept a plea agreement
stipulating to a sentencing factor or a provision of the sentencing
guidelines that otherwise would not apply, or specifying a sentence
that falls outside the applicable guidelines range. Once the District
Court has accepted such an agreement, it is binding.
United States v. Bernard,
373 F.3d 339, 343-44 (3d Cir. 2004). See also Freeman
v. United States,
131 S. Ct. 2685, 2692 (2011) (“Rule 11(c)(1)(C) makes the
parties’ recommended sentence binding on the court once the court accepts the
5
plea agreement.” (internal quotation marks omitted)). The District Court also
properly applied the three-step Gunter framework at sentencing. See United States
v. Gunter,
462 F.3d 237, 247 (3d Cir. 2006). Accordingly, any challenge to the
reasonableness or legality of the sentence would be frivolous.
III.
In sum, we agree with defense counsel’s assessment of Aguilar’s appeal.
Our own independent review of the record fails to reveal any non-frivolous issues
for appeal. Accordingly, we will grant defense counsel’s motion to withdraw and
affirm the judgment of the District Court entered on May 27, 2015. We certify that
the issues presented in the appeal lack legal merit and thus do not require the filing
of a petition for writ of certiorari with the Supreme Court pursuant to 3d Cir.
L.A.R. 109.2(b).
6