Filed: Aug. 31, 2016
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 16-1193 _ HAROLD HOWARD, Appellant v. SECRETARY PENNSYLVANIA DEPARTMENT OF TRANSPORTATION _ On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civ. No. 2-14-cv-06794) District Judge: Honorable Gene E.K. Pratter _ Submitted Pursuant to Third Circuit LAR 34.1(a) August 5, 2016 Before: AMBRO, GREENAWAY, JR. and GARTH, Circuit Judges (Opinion filed: August 31, 2016) _ OPINION* _ PE
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 16-1193 _ HAROLD HOWARD, Appellant v. SECRETARY PENNSYLVANIA DEPARTMENT OF TRANSPORTATION _ On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civ. No. 2-14-cv-06794) District Judge: Honorable Gene E.K. Pratter _ Submitted Pursuant to Third Circuit LAR 34.1(a) August 5, 2016 Before: AMBRO, GREENAWAY, JR. and GARTH, Circuit Judges (Opinion filed: August 31, 2016) _ OPINION* _ PER..
More
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 16-1193
____________
HAROLD HOWARD,
Appellant
v.
SECRETARY PENNSYLVANIA
DEPARTMENT OF TRANSPORTATION
__________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civ. No. 2-14-cv-06794)
District Judge: Honorable Gene E.K. Pratter
__________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
August 5, 2016
Before: AMBRO, GREENAWAY, JR. and GARTH, Circuit Judges
(Opinion filed: August 31, 2016)
____________
OPINION*
____________
PER CURIAM
Harold Howard appeals from an order of the District Court dismissing his
amended complaint. For the reasons that follow, we will affirm.
On January 24, 2010, Howard was arrested by Norristown police for driving under
the influence (“DUI”) in violation of 75 Pa. Cons. Stat. Ann. § 3802. He would later be
acquitted of the charge, but pursuant to 75 Pa. Cons. Stat. Ann. § 1547(b)(1),
Pennsylvania’s “Implied Consent Law,” the Pennsylvania Department of Transportation
(“PennDOT”) is required to suspend for at least 12 months the license of a motorist who
is arrested for DUI if he refuses chemical testing. Howard refused chemical testing.
Accordingly, his driving privileges were suspended.
Howard appealed the suspension of his license to the Montgomery County Court
of Common Pleas as was his right. See 75 Pa. Cons. Stat. Ann. § 1550. On June 7, 2010,
after a trial de novo, the state court upheld the suspension. Howard then filed an item
titled “permission to file notice of appeal nunc pro tunc” with Pennsylvania’s
Commonwealth Court. That item was forwarded by that court’s Chief Clerk to the
Prothonotary of the Montgomery County Court of Common Pleas for processing as a
notice of appeal. Approximately two years later, the Common Pleas Court sent Howard a
Notice to Terminate due to inactivity pursuant to Pennsylvania Rule of Civil Procedure
230.2(a). When he did not respond, it terminated the case pursuant to Rule 230.2.
Howard then sought to invoke the Commonwealth Court’s original jurisdiction by
filing a petition for review there. In that petition Howard claimed that the suspension of
his license for failure to submit to chemical testing was flawed because the DL-26 Form
2
completed by the arresting officer did not have the required signatures1 and because the
suspension was arbitrary and effectuated without due process. Howard claimed that he
lacked any other adequate remedy at law and sought an order compelling PennDOT to
reinstate his driving privileges. The Commonwealth Court dismissed the petition for
review for lack of jurisdiction, holding that Howard had failed to exhaust his statutory
remedies. See Howard v. Pa. Dep’t of Transp.,
73 A.3d 648, 651 (Pa. Commw. Ct. 2013)
(“Howard's failure to exhaust his statutory remedy, i.e., to appeal the [C]ommon [P]leas
[C]ourt’s termination of his pending license suspension appeal to this Court, results in a
lack of jurisdiction of this Court.”). Howard then filed a second action in Commonwealth
Court, which was dismissed. The Supreme Court of Pennsylvania affirmed on December
21, 2015.
Meanwhile, on November 24, 2014, Howard filed a civil rights action under 42
U.S.C. § 1983 in the United States District Court for the Eastern District of Pennsylvania
against the Secretary of PennDOT. In his amended complaint Howard raised the same
arguments that he raised in the state courts and also argued that the statute authorizing
automatic suspension was void for vagueness. He sought an order reinstating his license,
a declaratory judgment that § 1547 is unconstitutional on its face and void for vagueness,
and an order declaring that the state court’s judgment upholding the suspension is void.
The Secretary moved to dismiss the amended complaint, arguing that it was barred by the
applicable statute of limitations, that it failed to state a claim upon which relief may be
1
The DL-26 Form advises a licensee of a police officer's request for chemical testing, the
type of testing to be performed, and the consequences—license suspension—for refusing
to submit to chemical testing.
3
granted, and that, in the alternative, the District Court should abstain from deciding the
case under Younger v. Harris,
401 U.S. 37 (1971). Howard did not submit written
opposition to the Secretary’s motion to dismiss.
In an order entered on October 19, 2015, the District Court granted the Secretary’s
motion and abstained from deciding Howard’s case under the principles of Younger and
Sprint Communications, Inc. v. Jacobs,
134 S. Ct. 584 (2013). The Court reasoned that
the underlying state court proceedings involving the suspension of a driver’s license for
refusing to consent to testing for impairment constituted “civil enforcement” proceedings
within the meaning of Sprint. It further reasoned that those proceedings, which remained
ongoing, served important state interests in curbing impaired driving and afforded
Howard ample opportunity to raise his federal constitutional arguments.
Howard timely filed a motion for reconsideration, in which he argued that
Younger abstention should not apply where an individual has been prosecuted in bad
faith, see Dombrowski v. Pfister,
380 U.S. 479 (1965), and that Pennsylvania suspended
his license in bad faith. The District Court denied reconsideration, concluding that there
was no showing of bad faith prosecution.
Howard appeals. We have jurisdiction under 28 U.S.C. § 1291. In his Informal
Brief, Howard argues that the District Court should not have abstained from deciding his
case because he did not discover the basis for his claim of “fraud on the court” until after
he no longer had any available remedies in state court. (He argues that the arresting
officer, in his handling of the DL-26 Form requirements, perpetrated a fraud on the state
4
court and that the suspension of his license was invalid.2) Howard asserts that the
arresting officer admitted at the trial that a procedural irregularity occurred and that the
irregularity constitutes a fraud on the state court, thereby establishing an exception to
Younger abstention. In his Reply Brief, he argues that the arresting officer failed to
inform him of the automatic suspension for refusal to submit to chemical testing and that
his appeal was improperly terminated by the Montgomery County Court of Common
Pleas.3
We will affirm. “We exercise plenary review over whether the requirements for
abstention have been met.” Miller v. Mitchell,
598 F.3d 139, 145-46 (3d Cir. 2010).
Under Younger, federal courts must abstain from, and therefore dismiss, claims otherwise
within the scope of federal jurisdiction when “exceptional circumstances . . . justify a
federal court’s refusal to decide a case in deference to the States.” Sprint
Commc’ns, 134
S. Ct. at 591 (internal quotation marks omitted). Those “exceptional circumstances” are
found when the underlying state proceeding fits into one of three categories: (1) “state
criminal prosecutions,” (2) “civil enforcement proceedings,” and (3) “civil proceedings
involving certain orders that are uniquely in furtherance of the state courts’ ability to
perform their judicial functions.”
Id. at 588 (internal quotation marks removed).
Otherwise, federal courts should entertain and resolve on the merits an action within the
2
The statute itself appears only to require the arresting officer “to inform the person that:
(i) the person’s operating privilege will be suspended upon refusal to submit to chemical
testing.” 75 Pa. Cons. Stat. Ann. § 1547(b)(2)(i).
3
The Secretary asserts in her brief that Howard’s appeal was terminated because he
failed to pay the appellate filing fees, but Howard claims he moved to proceed in forma
pauperis. Appellee’s Br. at 6.
5
scope of a jurisdictional grant.
Id. See also New Orleans Pub. Serv., Inc. v. Council of
City of New Orleans,
491 U.S. 350, 368 (1989).
Howard’s state case falls neatly into the second category. Civil enforcement or
“quasi-criminal” proceedings are “characteristically initiated to sanction the federal
plaintiff,” Sprint
Commc’ns, 134 S. Ct. at 592, and are “in aid of and closely related to
criminal statutes,” Huffman v. Pursue, Ltd.,
420 U.S. 592, 604 (1975). Howard’s state
court proceeding began when he appealed the suspension of his license by a state agency,
pursuant to a statute designed to aid law enforcement in evaluating whether an individual
has committed the crime of driving under the influence.
Having determined that the underlying proceeding is quasi-criminal, see Gonzalez
v. Waterfront Comm’n of N.Y. Harbor,
755 F.3d 176, 180-82 (3d Cir. 2014), we turn to
the factors set forth in Middlesex County Ethics Comm’n v. Garden State Bar Ass’n,
457
U.S. 423 (1982), for determining when a court should abstain under Younger. Those
factors are: (1) whether the proceeding is an ongoing state judicial proceeding; (2)
whether the proceeding implicates important state interests; and (3) whether there is an
adequate opportunity in the state proceedings to raise federal constitutional challenges.
Id. at 432. The District Court determined, and we agree, that those three factors were
satisfied at the time the Court decided to grant the Secretary’s motion to dismiss: state
proceedings were ongoing; Pennsylvania has an important interest in prosecuting
individuals who drive under the influence of alcohol or drugs and, therefore, in
compelling cooperation with the detection of that dangerous condition; and there was an
adequate opportunity for Howard to argue his federal due process “void for vagueness”
6
challenge and challenge to the procedural irregularities in the arresting officer’s handling
of the DL-26 Form requirements in state court. Howard received a trial de novo on the
suspension of his license in the Montgomery County Court of Common Pleas, he was
fully aware of the facts supporting his claims at the time of his trial, and he had a right to
appeal the trial court’s decision. Nothing in the circumstances leading to the termination
of his state appeal shows that the proceedings were inadequate for purposes of refraining
from abstention. Accordingly, the District Court did not commit legal error in granting
the Secretary’s motion to dismiss.
We further conclude that the District Court did not abuse its discretion in denying
reconsideration. Reconsideration should only be granted where the movant shows: (1) an
intervening change in controlling law; (2) the availability of new evidence; or (3) the
need to correct clear error of law or prevent manifest injustice. See North River Ins. Co.
v. CIGNA Reinsurance Co.,
52 F.3d 1194, 1218 (3d Cir. 1995). Howard’s allegations of
fraud on the court and his assertions concerning the arresting officer’s testimony at his
trial fall well short of establishing harassment or bad faith and thus do not justify an
exception to Younger abstention.
For the foregoing reasons, we will affirm the order of the District Court dismissing
Howard’s amended complaint.
7