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United States v. William Holloman, 16-1669 (2016)

Court: Court of Appeals for the Third Circuit Number: 16-1669 Visitors: 24
Filed: Nov. 29, 2016
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 16-1669 _ UNITED STATES OF AMERICA EX REL. ROBERT P. BAUCHWITZ, M.D., PH.D., Appellant v. WILLIAM K. HOLLOMAN, PH.D; CORNELL UNIVERSITY MEDICAL COLLEGE; ERIC B. KMIEC, PH.D; THOMAS JEFFERSON UNIVERSITY _ On Appeal from the United States District Court for the Eastern District of Pennsylvania (E.D. Pa. No. 2-04-cv-02892) District Judge: Honorable Timothy J. Savage Submitted Under Third Circuit LAR 34.1(a) October 25, 2016
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                                                                   NOT PRECEDENTIAL


                       UNITED STATES COURT OF APPEALS
                            FOR THE THIRD CIRCUIT
                                  __________

                                       No. 16-1669
                                       __________

                       UNITED STATES OF AMERICA EX REL.
                        ROBERT P. BAUCHWITZ, M.D., PH.D.,
                                                   Appellant

                                             v.

                       WILLIAM K. HOLLOMAN, PH.D;
                 CORNELL UNIVERSITY MEDICAL COLLEGE;
            ERIC B. KMIEC, PH.D; THOMAS JEFFERSON UNIVERSITY
                                  __________

                     On Appeal from the United States District Court
                         for the Eastern District of Pennsylvania
                               (E.D. Pa. No. 2-04-cv-02892)
                      District Judge: Honorable Timothy J. Savage

                       Submitted Under Third Circuit LAR 34.1(a)
                                   October 25, 2016

          BEFORE: VANASKIE, KRAUSE, and NYGAARD, Circuit Judges

                               (Filed: November 29, 2016)
                                       __________

                                        OPINION*
                                       __________

NYGAARD, Circuit Judge.



*
 This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
       In June of 2004, Appellant, Robert P. Bauchwitz, filed a qui tam action against

William K. Holloman, Cornell University Medical College, Eric B. Kmiec, and Thomas

Jefferson University. This appeal purportedly springs from a show cause hearing that

took place on October 17, 2005 and concerned Appellant’s counsel’s request to withdraw

representation. Although this hearing was entered on the docket, no transcript was ever

produced nor does it appear from the docket that one was ever contemporaneously

requested. In December of 2009, the District Court granted summary judgment to

Thomas Jefferson University and Dr. Kmiec, but denied the same to Cornell University

Medical College and Dr. Holloman. See United States ex rel. Bauchwitz v. Holloman et

al., 
671 F. Supp. 2d 674
(E.D. Pa. 2009). In April of 2010, the District Court dismissed

the remaining case with prejudice by stipulated order. No appeal was taken from that

dismissal.

       Appellant alleges that he sought to obtain a transcript of the show cause hearing

through contact with the District Court Clerk’s Office. The Clerk’s Office informed

Appellant in September of 2012 of an equipment malfunction and that there were no

court reporters notes available from the hearing. Appellant then filed a motion requesting

access to the court reporter’s original stenographic record and/or untranscribed recordings

of the October 17, 2005 hearing. The District Court held a hearing on that request which

was denied a few months later. Appellant has appealed the denial of that motion.1


1
 Shortly after the Notice of Appeal was filed, Thomas Jefferson University, Cornell
College of Medicine, Eric Kmiec and William Holomon informed us that they would not
be participating in this appeal and indicated their belief that Appellant’s arguments were
an exercise in futility.
                                            2
          On appeal, Appellant contends that he has a First Amendment right of access to a

transcript of the hearing and, if the Court cannot provide that, this right of access extends

to any “storage media” on which the hearing record may be stored. Appellant’s Br. at 7.

Accordingly, Appellant argues that he should be permitted to have a forensic expert

investigate any such media that is in the Clerk’s office possession in order to attempt to

extract the lost data and recreate the hearing transcript. In denying relief, the District

Court noted that “there is no storage medium that can be used to create a transcript of the

hearing,” and it could not provide Appellant something that does not exist. Specifically,

the District Court determined that the notes and hearing testimony were never

transcribed. The scant record on appeal likewise provides us no basis to grant relief.

Eleven years has passed since the hearing date; six years have passed since the case was

dismissed with prejudice; the court reporter has long since retired; and the stenographic

equipment no longer functions. Thus, the District Court’s determination that the

information Appellant seeks does not exist is credible.

          And even if Appellant’s First Amendment right of access to judicial documents

extended to the storage media he seeks, he has no right of access to storage equipment

that is not within the court’s files. See Pansy v. Borough of Stroudsburg, 
23 F.3d 772
,

782 (3d Cir. 1994) (observing that “even where there is no dispute that documents were

at one time judicial records, once such documents are no longer part of the court file they

lose their status as judicial records”). Therefore, the District Court did not err by denying

the Appellant’s request for access to a non-existent stenographic record, and we will

affirm.

                                              3

Source:  CourtListener

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