SMITH, Circuit Judge.
Petitioners are twenty-eight families — twenty-eight women and their minor children — who filed habeas petitions in the United States District Court for the Eastern District of Pennsylvania to prevent, or at least postpone, their expedited removal from this country. They were ordered expeditiously removed by the Department of
In this appeal we must determine, first, whether the District Court has jurisdiction to adjudicate the merits of Petitioners' habeas petitions under § 242 of the INA, 8 U.S.C. § 1252.
The statutory and regulatory provisions of the expedited removal regime are at the heart of this case. We will, therefore, provide an overview of the provisions which form the framework governing expedited removal before further introducing Petitioners and their specific claims. First, we will discuss 8 U.S.C. § 1225(b)(1) and its implementing regulations, which lay out the administrative side of the expedited removal regime. We will then turn to 8 U.S.C. § 1252, which specifies the scope of judicial review of all removal orders, including expedited removal orders.
Under 8 U.S.C. § 1225(b)(1) and its companion regulations, two classes of aliens are subject to expedited removal if an immigration officer determines they are inadmissible due to misrepresentation or lack of immigration papers: (1) aliens "arriving in the United States," and (2) aliens "encountered within 14 days of entry without inspection and within 100 air miles of any U.S. international land border."
Should the interviewing asylum officer determine that the alien lacks a credible fear of persecution (i.e., if the officer makes a "negative credible fear determination"), the officer orders the removal of the alien "without further hearing or review," except by an IJ as discussed below. 8 U.S.C. § 1225(b)(1)(B)(iii)(I). The officer is then required to "prepare a written record" that must include "a summary of the material facts as stated by the applicant, such additional facts (if any) relied upon by the officer, and the officer's analysis of why, in the light of such facts, the alien has not established a credible fear of persecution." Id. § 1225(b)(1)(B)(iii)(II). Next, the asylum officer's supervisor reviews and approves the negative credible fear determination, after which the order of removal becomes "final." 8 C.F.R. § 235.3(b)(7); id. § 208.30(e)(7). Nevertheless, if the alien so requests, she is entitled to have an IJ conduct a de novo review of the officer's negative credible fear determination, and "to be heard and questioned by the [IJ]" as part of this review. 8 U.S.C. § 1225(b)(1)(B)(iii)(III); 8 C.F.R. § 1003.42(d). Assuming the IJ concurs in the asylum officer's negative credible fear determination, "[t]he [IJ]'s decision is final and may not be appealed," and the alien is referred back to the asylum officer to effect her removal. 8 C.F.R. § 1208.30(g)(2)(iv)(A).
Section 1252 of Title 8 defines the scope of judicial review for all orders of removal. This statute narrowly circumscribes judicial review for expedited removal orders issued pursuant to § 1225(b)(1). It provides that "no court shall have jurisdiction to review ... the application of [§ 1225(b)(1)] to individual aliens, including the [credible fear] determination made under [§ 1225(b)(1)(B)]." 8 U.S.C. § 1252(a)(2)(A)(iii). Moreover, except as provided in § 1252(e), the statute strips courts of jurisdiction to review: (1) "any individual determination or to entertain any other cause or claim arising from or relating to the implementation or operation of an [expedited removal] order"; (2) "a decision by the Attorney General to invoke" the expedited removal regime; and (3) the "procedures and policies adopted by the Attorney General to implement the provisions of [§ 1225(b)(1)]." Id. § 1252(a)(2)(A)(i), (ii) & (iv). Thus, the statute
Section 1252(e), for its part, preserves judicial review for only a small subset of issues relating to individual expedited removal orders:
Id. § 1252(e)(2). In reviewing a determination under subpart (B) above — i.e., in deciding "whether the petitioner was ordered removed under [§ 1225(b)(1)]" — "the court's inquiry shall be limited to whether such an order in fact was issued and whether it relates to the petitioner. There shall be no review of whether the alien is actually admissible or entitled to any relief from removal." Id. § 1252(e)(5).
Section 1252(e) also provides jurisdiction to the district court for the District of Columbia to review "[c]hallenges [to the] validity of the [expedited removal] system." Id. § 1252(e)(3)(A). Such systemic challenges include challenges to the constitutionality of any provision of the expedited removal statute or its implementing regulations, as well as challenges claiming that a given regulation is inconsistent with law. See id. § 1252(e)(3)(A)(i) & (ii). Nevertheless, systemic challenges must be brought within sixty days after implementation of the challenged statute or regulation. Id. § 1252(e)(3)(B); see also Am. Immigration Lawyers Ass'n v. Reno, 18 F.Supp.2d 38, 47 (D.D.C. 1998), aff'd, 199 F.3d 1352 (D.C. Cir. 2000) (holding that "the 60-day requirement is jurisdictional rather than a traditional limitations period").
Petitioners are natives and citizens of El Salvador, Honduras, and Guatemala who, over a period of several months in late 2015, entered the United States seeking refuge. While their reasons for fleeing their home countries vary somewhat, each petitioner claims to have been, or to fear becoming, the victim of violence at the hands of gangs or former domestic partners. United States Customs and Border Protection (CBP) agents encountered and apprehended each petitioner within close proximity to the border and shortly after their illegal crossing. In fact, the vast majority were apprehended within an hour or less of entering the country, and at distances of less than one mile from the border; in all events, no petitioner appears to have been present in the country for more than about six hours, and none was apprehended more than four miles from the border.
After the CBP agents apprehended them and began the expedited removal process, Petitioners each expressed a fear of persecution or torture if returned to their native country. Accordingly, each was referred to an asylum officer for a credible fear interview. As part of the credible fear interview process, the asylum officers filled out and gave to Petitioners a number of forms, including a form memorializing the officers' questions and Petitioners' answers during the interview. Following the interviews — all of which resulted in negative credible fear determinations — Petitioners requested and were granted de novo review by an IJ. Because the IJs concurred in the asylum officers' conclusions, Petitioners were referred back to DHS for removal without recourse to any further administrative review. Each petitioning family then submitted a separate habeas petition to the District Court,
Petitioners argued before the District Court that § 1252 is ambiguous as to whether the Court could review their challenges to the substantive and procedural soundness of DHS's negative credible fear determinations. As such, they argued that the Court should construe the statute to allow review of their claims in order to avoid "the serious constitutional concerns that would arise" otherwise. JA 19. The District Court roundly rejected this argument, concluding instead that § 1252 unambiguously forecloses judicial review of all of Petitioners' claims, and that to adopt Petitioners' proposed construction would require the Court "to do violence to the English language to create an `ambiguity' that does not otherwise exist." JA 20.
Petitioners challenge on appeal the District Court's holding that it lacked subject matter jurisdiction under § 1252(e) to review Petitioners' claims, as well as the Court's conclusion that § 1252(e) does not violate the Suspension Clause. We review de novo the District Court's determination that it lacked subject matter jurisdiction.
The government contends that § 1252 unambiguously forecloses judicial review of Petitioners' claims, and that nearly every court to address this or similar issues has held that the statute precludes challenges related to the expedited removal regime. Petitioners, on the other hand, argue that the statute can plausibly be construed to provide jurisdiction over their claims, and that, per the doctrine of constitutional avoidance, the statute should therefore be so construed. They also point to precedent purportedly supporting their position.
We review pure legal questions of statutory interpretation de novo. Ki Se Lee v. Ashcroft, 368 F.3d 218, 221 (3d Cir. 2004). "The first step in interpreting a statute is to determine whether the language at issue has a plain and unambiguous meaning with regard to the particular dispute in the case." Id. at 222 (internal quotation marks and citations omitted). If
As discussed in our overview of the expedited removal regime, see Part I.B above, § 1252 makes abundantly clear that if jurisdiction exists to review any claim related to an expedited removal order, it exists only under subsection (e) of the statute. See 8 U.S.C. § 1252(a)(2)(A). And under subsection (e), unless the petitioner wishes to challenge the "validity of the system" as a whole rather than as applied to her, the district courts' jurisdiction is limited to three narrow issues. See id. § 1252(e)(2) & (3). Petitioners in this case concede that two of those three issues do not apply to them; that is, they concede they are aliens, id. § 1252(e)(2)(A), and that they have not previously been lawfully admitted to the country, id. § 1252(e)(2)(C). Nevertheless, they argue that their claims fall within the third category of issues that courts are authorized to entertain: "whether [they have been] ordered removed under [§ 1225(b)(1).]" Id. § 1252(e)(2)(B).
At first glance, it is hard to see how this latter grant of jurisdiction can be of any help to Petitioners, since they do not dispute that an expedited removal order is outstanding as to each. Indeed, their argument seems even more untenable in light of § 1252(e)(5), the first sentence of which clarifies that when a court must "determin[e] whether an alien has been ordered removed under [§ 1225(b)(1)], the court's inquiry shall be limited to whether such an order in fact was issued and whether it relates to the petitioner." Id. § 1252(e)(5). How could the government's alleged procedural deficiencies in ordering the Petitioners' expedited removal undermine the fact that expedited removal orders "in fact w[ere] issued" and that these orders "relat[e] to the petitioner[s]"? Id.
Nevertheless, Petitioners argue that the second sentence of § 1252(e)(5) creates a strong inference that courts have jurisdiction to review claims like theirs. This sentence states, "There shall be no review of whether the alien is actually inadmissible or entitled to any relief from removal." Id. Petitioners argue that because this sentence explicitly prohibits review of only two narrow questions, we should read it to implicitly authorize review of other questions related to the expedited removal order, such as whether the removal order resulted from a procedurally erroneous credible fear proceeding. Furthermore, Petitioners argue that the government's proposed construction of § 1252(e)(2)(B) and (e)(5) would render the second sentence of § 1252(e)(5) superfluous since the first sentence — which would essentially limit courts' review "only [to] whether the agency literally issued the alien a piece of paper marked `expedited removal,'" Pet'rs' Br. 15 — would already prevent review of the questions foreclosed by the second sentence. Based on these arguments, Petitioners claim that the statute is at least ambiguous as to whether their claims are reviewable and that we should construe the statute in their favor in order to avoid the "serious constitutional problems" that may ensue if we read it to
Petitioners are attempting to create ambiguity where none exists.
As for their argument that the government's construction renders superfluous the second sentence of § 1252(e)(5), we think the better reading is that the second sentence simply clarifies the narrowness of the inquiry under the first sentence, i.e., that "review should only be for whether an immigration officer issued that piece of paper and whether the Petitioner is the same person referred to in that order." M.S.P.C. v. U.S. Customs & Border Prot., 60 F.Supp.3d 1156, 1163-64 (D.N.M. 2014), vacated as moot, No. 14-769, 2015 WL 7454248 (D.N.M. Sept. 23, 2015); see also id. ("Rather than being superfluous ... the second sentence seems to clarify that Congress really did mean what it said in the first sentence."); Diaz Rodriguez v. U.S. Customs & Border Prot., No. 6:14-CV-2716, 2014 WL 4675182, at *2 (W.D. La. Sept. 18, 2014), vacated as moot sub nom. Diaz-Rodriguez v. Holder, No. 14-31103, 2014 WL 10965184 (5th Cir. Dec. 16, 2014) ("The second sentence of Section 1252(e)(5) ... is most fairly interpreted as a clarification and attempt by Congress to foreclose narrow interpretations of the first sentence of Section 1252(e)(5).").
By reading the INA to foreclose Petitioners' claims, we join the majority of courts that have addressed the scope of judicial review under § 1252 in the expedited removal context. See, e.g., Shunaula v. Holder, 732 F.3d 143, 145-47 (2d Cir. 2013) (observing that § 1252 "provides for limited judicial review of expedited removal orders in habeas corpus proceedings" but otherwise deprives the courts of jurisdiction to hear claims related to the implementation or operation of a removal order, and holding that an alien's claims disputing that he sought to enter the country through fraud or misrepresentation and asserting that he was not advised that he was in an expedited removal proceeding or given the opportunity to consult with a lawyer "f[ell] within this jurisdictional bar"); Brumme v. I.N.S., 275 F.3d 443, 448 (5th Cir. 2001) (characterizing argument that courts have jurisdiction under
Petitioners claim that the Ninth Circuit and two district courts in other circuits have construed § 1252 to allow judicial review of claims that the aliens in question had been ordered expeditiously removed in violation of the expedited removal statute. In Smith v. U.S. Customs and Border Protection, 741 F.3d 1016 (9th Cir. 2014), Smith, a Canadian national, was ordered removed under § 1225(b)(1) when, upon presenting himself for inspection at the United States-Canada border, the CBP agent concluded that he was an intending immigrant without proper work-authorization documents. Smith filed a habeas petition under § 1252(e)(2)(B), claiming that Canadians are exempt from the documentation requirements for admission, which meant that the CBP agent exceeded his authority in ordering Smith removed. Therefore (Smith's argument went), he was not "ordered removed under [§ 1225(b)(1)]." Id. at 1021. The Ninth Circuit "[a]ccept[ed] [Smith's] theory at face value" only to then reject Smith's argument on the merits. Id. Although the Supreme Court has disapproved of the practice, see Steel Co. v. Citizens for a Better Environment, 523 U.S. 83, 93-94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998), the court appears merely to have assumed hypothetical jurisdiction in order to dispose of the appeal on easier merits grounds. We therefore assign no weight to either Smith's outcome or its reasoning.
In American-Arab Anti-Discrimination Committee v. Ashcroft, 272 F.Supp.2d 650 (E.D. Mich. 2003), several Lebanese aliens were ordered removed under § 1225(b)(1), years after entering the United States using fraudulent documentation. They filed habeas petitions challenging their expedited removal orders, and the district court concluded that it had jurisdiction "under the circumstances here ... to determine whether the expedited removal statute was lawfully applied to petitioners in the first place." Id. at 663. To support this conclusion, the court latched onto the language in § 1252(e)(5) limiting the scope of habeas review under § 1252(e)(2)(B) to "whether [the expedited removal order] relates to the petitioner," reasoning that an order "relates to" a person only if it was lawfully applied to the person. Id. We find the court's construction of the statute to be not just unsupported, but also flatly contradicted by the plain language of the statute itself. See 8 U.S.C. § 1252(a)(2)(A)(iii) ("[N]o court shall have jurisdiction to review ... the application of [§ 1225(b)(1)] to individual aliens." (emphasis added)). Accordingly, we decline to follow it.
The last case Petitioners point us to is Dugdale v. U.S. Customs and Border Protection, 88 F.Supp.3d 1 (D.D.C. 2015). Dugdale was an alien who had lived for extended periods in the United States but who was ordered removed pursuant to
Even if we were to agree with Dugdale that § 1252(e)(2)(B) encompasses claims alleging "some procedural defect" in the expedited removal order, we would nonetheless find Petitioners' claims easily distinguishable. The procedural defect that Dugdale alleged was at least arguably related to the question whether a removal order "in fact was issued." Petitioners' claims here, on the other hand, have nothing to do with the issuance of the actual removal orders; instead, they go to the adequacy of the credible fear proceedings. Furthermore, to treat Petitioners' claims regarding the procedural shortcomings of the credible fear determination process as though they were "claim[s] that the order was not lawfully issued due to some procedural defect" would likely eviscerate the clear jurisdiction-limiting provisions of § 1252, for it would allow an alien to challenge in court practically any perceived shortcoming in the procedures prescribed by Congress or employed by the Executive — a result clearly at odds with Congress' intent.
In a final effort to dissuade us from adopting the government's proposed reading of the statute, Petitioners suggest a variety of presumably undesirable outcomes that could stem from it. For instance, they argue that under the government's reading, a court would lack jurisdiction to review claims that, in ordering the expedited removal of an alien, "the government refused to provide a credible fear interview, manifestly applied the wrong legal standard, outright denied the applicant an interpreter, or even refused to permit the applicant to testify." Pet'rs' Br. 18; see also Brief for National Immigrant Justice Center as Amicus Curiae 5-21 (suggesting several other factual scenarios in which courts would lack jurisdiction to correct serious government violations of expedited removal statute). To this, we can only respond as the Seventh Circuit did in Khan when acknowledging some of the possible implications of the jurisdiction-stripping provisions of § 1252: "To say that this [expedited removal] procedure is fraught with risk of arbitrary, mistaken, or discriminatory behavior... is not, however, to say that courts are free to disregard jurisdictional limitations. They are not...." 608 F.3d at 329.
The Suspension Clause of the United States Constitution states: "The Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety may require it." U.S. Const. art. I, § 9, cl. 2. The government does not contend that we are in a time of formal suspension. Thus, the question is whether § 1252 operates as an unconstitutional suspension of the writ by stripping courts of habeas jurisdiction over all but a few narrow questions. As the party challenging the constitutionality of a presumptively constitutional statute, Petitioners bear the burden of proof. Marshall v. Lauriault, 372 F.3d 175, 185 (3d Cir. 2004).
Petitioners argue that the answer to the ultimate question presented on appeal — whether § 1252 violates the Suspension Clause — can be found without too much effort in the Supreme Court's Suspension Clause jurisprudence, especially in I.N.S. v. St. Cyr, 533 U.S. 289, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001), and Boumediene v. Bush, 553 U.S. 723, 128 S.Ct. 2229, 171 L.Ed.2d 41 (2008), as well as in a series of cases from what has been termed the "finality era." The government, on the other hand, largely views these cases as inapposite, and instead focuses our attention on what has been called the "plenary power doctrine" and on the Supreme Court cases that elucidate it. The challenge we face is to discern the manner in which these seemingly disparate, and perhaps even competing, constitutional fields interact. Ultimately, and for the reasons we will explain below, we conclude that Congress may, consonant with the Constitution, deny habeas review in federal court of claims relating to an alien's application for admission to the country, at least as to aliens who have been denied initial entry or who, like Petitioners, were apprehended very near the border and, essentially, immediately after surreptitious entry into the country.
We will begin our discussion with a detailed overview of the Supreme Court's relevant Suspension Clause precedents, followed by a summary of the Court's plenary power cases. We will then explain how we think these two areas coalesce in the context of Petitioners' challenges to their expedited removal orders.
The Supreme Court has held that a statute modifying the scope of habeas review is constitutional under the Suspension Clause so long as the modified scope of review — that is, the habeas substitute — "is neither inadequate nor ineffective to test the legality of a person's detention." Swain v. Pressley, 430 U.S. 372, 381, 97 S.Ct. 1224, 51 L.Ed.2d 411 (1977) (citing United States v. Hayman, 342 U.S. 205, 223, 72 S.Ct. 263, 96 L.Ed. 232 (1952)). The Court has weighed the adequacy and effectiveness of habeas substitutes on only a few
Before we delve into Boumediene, however, we must examine the Supreme Court's decision in St. Cyr, another case on which Petitioners heavily rely. Although the Court in St. Cyr ultimately dodged the Suspension Clause question by construing the jurisdiction-stripping statute at issue to leave intact courts' habeas jurisdiction under 28 U.S.C. § 2241, the opinion offers insight into "what the Suspension Clause might possibly protect." Neuman, supra, at 539 & n.8.
St. Cyr was a lawful permanent resident alien who, in early 1996, pleaded guilty to a crime that qualified him for deportation. St. Cyr, 533 U.S. at 293, 121 S.Ct. 2271. Under the immigration laws prevailing at the time of his conviction, he was eligible for a waiver of deportation at the Attorney General's discretion. Id. Nevertheless, by the time he was ordered removed in 1997, Congress had enacted the Anti-Terrorism and Effective Death Penalty Act of 1996 ("AEDPA"), 110 Stat. 1214, and the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 ("IIRIRA"), 110 Stat. 3009-546. Among the myriad other revisions to our immigration laws that these enactments effected, AEDPA and IIRIRA stripped the Attorney General of his discretionary power to waive deportation, and replaced it with the authority to "cancel removal" for a narrow class of aliens that did not include aliens who, like St. Cyr, had been previously "convicted of any aggravated felony." 8 U.S.C. § 1229b(a)(3). When St. Cyr applied to the Attorney General for waiver of deportation, the Attorney General concluded that AEDPA and IIRIRA stripped him of his waiver authority even as to aliens who pleaded guilty to the deportable offense prior to the statutes' enactment. 533 U.S. at 297, 121 S.Ct. 2271. St. Cyr filed a habeas petition in federal district court under § 2241, claiming that the provisions of AEDPA and IIRIRA eliminating the Attorney General's waiver authority did not apply to aliens who pleaded guilty to a deportable offense before their enactment. Id. at 293, 121 S.Ct. 2271.
The government contended that AEDPA and IIRIRA stripped the courts of habeas jurisdiction to review the Attorney General's determination that he no longer had the power to waive St. Cyr's deportation. Id. at 297-98, 121 S.Ct. 2271. The Court ultimately disagreed with the government, construing the judicial review statutes to permit habeas review under § 2241. To support this construction, the Court relied heavily on the doctrine of constitutional avoidance, under which courts are "obligated to construe the statute to avoid [serious constitutional] problems" if such a saving construction is "fairly possible."
To explain why the Suspension Clause could possibly have been violated by a statute stripping the courts of habeas jurisdiction under § 2241, the Court began with the foundational principle that, "at the absolute minimum, the Suspension Clause protects the writ `as it existed in 1789.'" Id. at 301, 121 S.Ct. 2271 (quoting Felker v. Turpin, 518 U.S. 651, 663-64, 116 S.Ct. 2333, 135 L.Ed.2d 827 (1996)). Looking to the Founding era, the Court found evidence that "the writ of habeas corpus was available to nonenemy aliens as well as to citizens" as a means to challenge the "legality of Executive detention." Id. at 301-02, 121 S.Ct. 2271. In such cases, habeas review was available to challenge "detentions based on errors of law, including the erroneous application or interpretation of statutes." Id. at 302, 121 S.Ct. 2271.
Even while discussing the Founding-era evidence, however, the Court in St. Cyr was "careful not to foreclose the possibility that the protections of the Suspension Clause have expanded along with post-1789 developments that define the present scope of the writ." Boumediene, 553 U.S. at 746, 128 S.Ct. 2229. Indeed, the Court discussed at some length the "historical practice in immigration law," St. Cyr, 533 U.S. at 305, 121 S.Ct. 2271, with special focus on cases from what may be termed the "finality era." See id. at 306-07, 121 S.Ct. 2271. In order to understand the role that these finality-era cases appear to play in St. Cyr's Suspension Clause analysis, and because Petitioners place significant weight on them in their argument that § 1252 violates the Suspension Clause, we will describe them in some depth.
The finality-era cases came about during an approximately sixty-year period when federal immigration law rendered final (hence, the "finality" era) the Executive's decisions to admit, exclude, or deport aliens. This period began with the passage of the Immigration Act of 1891, ch. 551, 26 Stat. 1084,
Indeed, the Heikkila decision brings us back to St. Cyr and helps us understand the significance that the Court apparently assigned to the finality-era cases in its Suspension Clause discussion. First, the Court in St. Cyr noted that the government's proposed construction of the AEDPA and IIRIRA jurisdiction-stripping provisions "would entirely preclude review of a pure question of law by any court." 533 U.S. at 300, 121 S.Ct. 2271. Such a result was problematic because, under "[the Suspension] Clause, some `judicial intervention in deportation cases' is unquestionably `required by the Constitution.'" Id. (quoting Heikkila, 345 U.S. at 235, 73 S.Ct. 603). In short, the Court found in the finality-era cases evidence that, as a matter of historical practice, aliens facing removal could challenge "the Executive's legal determinations,"
We turn now to Boumediene. In Boumediene the Court addressed two main, sequential questions. First, the Court considered whether detainees at the United States Naval Station at Guantanamo Bay,
In answering the first question regarding the detainees' entitlement vel non to the protections of the Suspension Clause, the Court primarily looked to its "extraterritoriality" jurisprudence, i.e., its cases addressing where and under what circumstances the Constitution applies outside the United States. From these precedents the Court developed a multi-factor test to determine whether the Guantanamo detainees were covered by the Suspension Clause:
Id. at 766, 128 S.Ct. 2229. Based on these factors, the Court concluded that the Suspension Clause "has full effect at Guantanamo Bay."
The Court next considered the adequacy of the habeas substitute provided to the detainees by Congress. The Detainee Treatment Act (DTA) granted jurisdiction to the Court of Appeals for the D.C. Circuit "only to assess whether the CSRT [Combat Status Review Tribunal
In assessing the adequacy of the DTA as a habeas substitute, the Court acknowledged the lack of case law addressing "standards defining suspension of the writ or [the] circumstances under which suspension has occurred." Id. at 773, 128 S.Ct. 2229. It also made clear that it was not "offer[ing] a comprehensive summary of the requisites for an adequate substitute for habeas corpus." Id. at 779, 128 S.Ct. 2229. Having pronounced these caveats, the Court then began its discussion of what features the habeas substitute needed to include to avoid violating the Suspension Clause. To begin, the Court recognized what it considered to be two "easily identified attributes of any constitutionally adequate habeas corpus proceeding," id.:
In addition to these two seemingly irreducible attributes of a constitutionally adequate habeas substitute, the Court identified a few others that, "depending on the circumstances, [] may be required." Id. (emphasis added). These additional features include: the ability of the prisoner to "controvert facts in the jailer's return," see id. at 780, 128 S.Ct. 2229; "some authority to assess the sufficiency of the Government's evidence against the detainee," id. at 786, 128 S.Ct. 2229; and the ability "to introduce exculpatory evidence that was either unknown or previously unavailable to the prisoner," id. at 780, 128 S.Ct. 2229; see also id. at 786, 128 S.Ct. 2229. To determine whether the circumstances in a given case are such that the habeas substitute must also encompass these additional features, the Court discussed a number of considerations, all of which related to the "rigor of any earlier proceedings." Id. at 781, 128 S.Ct. 2229. In short, the Court established a sort of sliding scale whose focus was "the sum total of procedural protections afforded to the detainee at all stages, direct and collateral." Id. at 783, 128 S.Ct. 2229.
Applying these principles, the Court ultimately concluded that the DTA did not provide the detainees an adequate habeas substitute. The Court believed the DTA could be construed to provide most of the attributes necessary to make it a "constitutionally adequate substitute" for habeas — including the detainees' ability to challenge the CSRT's legal and factual determinations, as well as authority for the court to order the release of the detainees if it concluded that detention was not justified. Id. at 787-89, 128 S.Ct. 2229. Nevertheless, the DTA did not afford detainees "an opportunity ... to present relevant exculpatory evidence that was not made part of the record in the earlier proceedings." Id. at 789, 128 S.Ct. 2229. This latter deficiency doomed the DTA as a habeas substitute. Because of this, the Court held that the Military Commissions Act, which stripped federal courts of their § 2241 habeas jurisdiction with respect to the CSRT enemy combatant determinations, "effects an unconstitutional suspension of the writ." Id. at 792, 128 S.Ct. 2229.
Against the backdrop of the Court's most relevant Suspension Clause precedents, we direct our attention to the plenary power doctrine. Because the course of this doctrine's development in the Supreme Court sheds useful light on the current state of the law, a brief historical overview is first in order.
The Supreme Court has "long recognized [that] the power to expel or exclude aliens [i]s a fundamental sovereign attribute exercised by the Government's political departments largely immune from judicial control." Fiallo v. Bell, 430 U.S. 787, 792, 97 S.Ct. 1473, 52 L.Ed.2d 50 (1977) (internal quotation marks and citation omitted). "[T]he Court's general reaffirmations of this principle have been legion." Kleindienst v. Mandel, 408 U.S. 753, 765-766 & n.6, 92 S.Ct. 2576, 33 L.Ed.2d 683 (1972) (collecting cases). The doctrine first emerged in the late nineteenth century in the context of the Chinese Exclusion Act, one of the first federal statutes to regulate immigration.
In subsequent decisions from the same period, the Court upheld and even extended its reasoning in Chae Chan Ping. For instance, in Nishimura Ekiu v. United States, 142 U.S. 651, 12 S.Ct. 336, 35 L.Ed. 1146 (1892), another exclusion (as opposed to deportation) case, a Japanese immigrant was denied entry to the United States because immigration authorities determined that she was "likely to become a public charge." Id. at 662, 12 S.Ct. 336 (internal quotation marks and citation omitted). The Court concluded that the statute authorizing exclusion on such grounds was valid under the sovereign authority of Congress and the Executive to control immigration. Id. at 659, 12 S.Ct. 336 (stating that the power over admission and exclusion "belongs to the political department[s] of the government"). In a statement that perfectly encapsulates the meaning of the plenary power doctrine, the Court declared:
Id. at 660, 12 S.Ct. 336.
The following year, in Fong Yue Ting v. United States, 149 U.S. 698, 13 S.Ct. 1016,
Id. at 731, 13 S.Ct. 1016; see also id. at 707, 13 S.Ct. 1016 ("The right of a nation to expel or deport foreigners who have not been naturalized, or taken any steps towards becoming citizens of the country, rests upon the same grounds, and is as absolute and unqualified, as the right to prohibit and prevent their entrance into the country.").
Thus, the Court's earliest plenary power decisions established a rule leaving essentially no room for judicial intervention in immigration matters, a rule that applied equally in exclusion as well as deportation cases.
Yet not long after these initial decisions, the Court began to walk back the plenary power doctrine in significant ways. In Yamataya v. Fisher, 189 U.S. 86, 23 S.Ct. 611, 47 L.Ed. 721 (1903), a Japanese immigrant was initially allowed to enter the country after presenting herself for inspection at a port of entry. Id. at 87, 23 S.Ct. 611. Nevertheless, just a few days later, an immigration officer sought her deportation because he had concluded, after some investigation, that she "was a pauper and a person likely to become a public charge." Id. About a week later, the Secretary of the Treasury ordered her deported without notice or hearing. Id. Yamataya then filed a habeas petition in federal district court to challenge her deportation, claiming that the failure to provide her notice and a hearing violated due process. Id. The Court acknowledged its plenary power precedents, including Nishimura Ekiu and Fong Yue Ting, see id. at 97-99, 23 S.Ct. 611, but clarified that these precedents did not recognize the authority of immigration officials to "disregard the fundamental principles that inhere in `due process of law' as understood at the time of the adoption of the Constitution." Id. at 100, 23 S.Ct. 611. According to these "fundamental principles," the Court held, no immigration official has the power
Id. at 101, 23 S.Ct. 611.
Thus, Yamataya proved to be a "turning point" in the Court's plenary power jurisprudence. Henry M. Hart, Jr., The Power of Congress to Limit the Jurisdiction of Federal Courts: An Exercise in Dialectic, 66 Harv. L. Rev. 1362, 1390 n.85 (1953). Indeed, as Professor Hart explains, it was at this point that the Court "began to see that the premise [of the plenary power doctrine] needed to be qualified — that a power to lay down general rules, even if it were plenary, did not necessarily include a power to be arbitrary or to authorize administrative officials to be arbitrary." Id. at 1390; see also Charles D. Weisselberg, The Exclusion and Detention of Aliens: Lessons from the Lives of Ellen Knauff and Ignatz Mezei, 143 U. Pa. L. Rev. 933, 947-48 & n.62 (1995) (discussing Yamataya's significance to the development of the plenary power doctrine). Yamataya, then, essentially gave way to the finality-era cases upon which Petitioners and amici place such considerable weight. Hart, supra, at 1391 & n.86 (noting the "[t]housands" of habeas cases challenging exclusion and deportation orders "whose presence in the courts cannot be explained on any other basis" than on the reasoning of Yamataya).
Nevertheless, Yamataya did not mark the only "turning point" in the development of the plenary power doctrine. Nearly fifty years after Yamataya, the Court issued two opinions — United States ex rel. Knauff v. Shaughnessy, 338 U.S. 537, 70 S.Ct. 309, 94 L.Ed. 317 (1950) and Shaughnessy v. United States ex rel. Mezei, 345 U.S. 206, 73 S.Ct. 625, 97 L.Ed. 956 (1953) — that essentially undid the effects of Yamataya, at least for aliens "on the threshold of initial entry," as well as for those "assimilated to that status for constitutional purposes." Mezei, 345 U.S. at 212, 214, 73 S.Ct. 625 (internal quotation marks and alterations omitted); see also Hart, supra, at 1391-92 (explaining the significance of Knauff and Mezei for the Court's plenary power jurisprudence, noting specifically that by these decisions the Court "either ignores or renders obsolete every habeas corpus case in the books involving an exclusion proceeding").
In Knauff, the German wife of a United States citizen sought admission to the country pursuant to the War Brides Act. 338 U.S. at 539, 70 S.Ct. 309 (citing Act of Dec. 28, 1945, ch. 591, 59 Stat. 659 (1946)). She was detained immediately upon her arrival at Ellis Island, and the Attorney General eventually ordered her excluded, without a hearing, because "her admission would be prejudicial to the interests of the United States." Id. at 539-40, 70 S.Ct. 309. The Court upheld the Attorney General's decision largely on the basis of pre-Yamataya plenary power principles and precedents:
Id. at 543-44, 70 S.Ct. 309 (citing, inter alia, Nishimura Ekiu, 142 U.S. at 659-60, 12 S.Ct. 336 and Fong Yue Ting, 149 U.S. at 713-14, 13 S.Ct. 1016). Thus, with its holding in Knauff, the Court effectively "reinvigorated the judicial deference prong of the plenary power doctrine." Weisselberg, supra, at 956.
Similar to Knauff, Mezei involved an alien detained on Ellis Island who was denied entry for undisclosed national security reasons. Unlike Knauff, however, Mezei had previously lived in the United States for many years before leaving the country for a period of approximately nineteen months, "apparently to visit his dying mother in Rumania [sic]." 345 U.S. at 208, 73 S.Ct. 625. And unlike Knauff, Mezei had no choice but to remain in custody indefinitely on Ellis Island, as no other country would admit him either. Id. at 208-09, 73 S.Ct. 625. In these conditions, Mezei brought a habeas petition to challenge his exclusion (and attendant indefinite detention). Id. at 209, 73 S.Ct. 625. Nevertheless, the Court again upheld the Executive's decision, essentially for the same reasons articulated in Knauff. "It is true," the Court explained, "that aliens who have once passed through our gates, even illegally, may be expelled only after proceedings conforming to traditional standards of fairness encompassed in due process of law." Id. at 212, 73 S.Ct. 625 (citing, inter alia, Yamataya, 189 U.S. at 100-01, 23 S.Ct. 611). In contrast, aliens "on the threshold of initial entry stan[d] on different footing: `Whatever the procedure authorized by Congress is, it is due process as far as an alien denied entry is concerned.'"
Thus, Knauff and Mezei essentially restored the political branches' plenary power over aliens at the border seeking initial admission. And since these decisions, the Court has continued to signal its commitment to the full breadth of the plenary power doctrine, at least as to aliens at the border seeking initial admission to the country.
Having introduced the prevailing understandings of the Suspension Clause and of the political branches' plenary power over immigration, we now consider the relationship between these two areas of legal doctrine and how they apply to Petitioners' claim that the jurisdiction-stripping provisions of § 1252 violate the Suspension Clause.
Petitioners argue that under the Supreme Court's Suspension Clause jurisprudence — especially St. Cyr and the finality-era cases — courts must, at a minimum, be able to review the legal conclusions underlying the Executive's negative credible fear determinations, including the Executive's interpretation and application of a statute to undisputed facts.
The government, on the other hand, claims that the plenary power doctrine operates to foreclose Petitioners' Suspension Clause challenge. In the government's view, Petitioners should be treated no differently from aliens "on the threshold of initial entry" who clearly lack constitutional due process protections concerning their application for admission. Mezei, 345 U.S. at 212, 73 S.Ct. 625. And because Petitioners "have no underlying procedural due process rights to vindicate in habeas," Respondents' Br. 49, the government argues that "the scope of habeas review is [] irrelevant." Id.
We agree with the government that Petitioners' Suspension Clause challenge to § 1252 must fail, though we do so for reasons that are somewhat different than those urged by the government. As explained in Part III.B.1 above, Boumediene contemplates a two-step inquiry whereby courts must first determine whether a given habeas petitioner is prohibited from invoking the Suspension Clause due to some attribute of the petitioner or to the circumstances surrounding his arrest or detention. Cf. Boumediene, 553 U.S. at 739, 128 S.Ct. 2229. Only after confirming that the petitioner is not so prohibited may courts then turn to the question whether the substitute for habeas is adequate and effective to test the legality of the petitioner's detention (or removal). As we explain below, we conclude that Petitioners cannot clear Boumediene's first hurdle — that of proving their entitlement vel non to the protections of the Suspension Clause.
The reason Petitioners' Suspension Clause claim falls at step one is because the Supreme Court has unequivocally concluded that "an alien seeking initial admission to the United States requests a privilege and has no constitutional rights regarding his application." Landon, 459 U.S. at 32, 103 S.Ct. 321. Petitioners were each apprehended within hours of surreptitiously entering the United States, so we think it appropriate to treat them as "alien[s] seeking initial admission to the United States." Id. And since the issues that Petitioners seek to challenge
Petitioners claim that St. Cyr and the finality-era cases firmly establish their right to invoke the Suspension Clause to challenge their removal orders.
Another potential criticism of our position — and particularly of our decision to treat Petitioners as "alien[s] seeking initial admission to the United States" who are prohibited from invoking the Suspension Clause — is that it appears to ignore the Supreme Court's precedents suggesting that an alien's physical presence in the country alone flips the switch on constitutional protections that are otherwise dormant as to aliens outside our borders. See Mathews, 426 U.S. at 77, 96 S.Ct. 1883 ("Even one whose presence in this country is unlawful, involuntary, or transitory is entitled to th[e] constitutional protection [of the Due Process Clause]."); Zadvydas, 533 U.S. at 693, 121 S.Ct. 2491 ("It is well established that certain constitutional protections available to persons inside the United States are unavailable to aliens outside of our geographic borders. But once an alien enters the country, the legal circumstance changes, for the Due Process Clause applies to all `persons' within the United States, including aliens, whether their presence here is lawful, unlawful, temporary, or permanent." (citations omitted)); see also Yick Wo v. Hopkins, 118 U.S. 356, 369, 6 S.Ct. 1064, 30 L.Ed. 220 (1886); Yamataya, 189 U.S. at 100-01, 23 S.Ct. 611; Mezei, 345 U.S. at 212, 73 S.Ct. 625; Leng May Ma v. Barber, 357 U.S. 185, 187, 78 S.Ct. 1072, 2 L.Ed.2d 1246 (1958); Plyler v. Doe, 457 U.S. 202, 210, 102 S.Ct. 2382, 72 L.Ed.2d 786 (1982). Again, this criticism is misplaced for two principal reasons.
First, and perhaps most fundamentally, most of the cases cited above did not involve aliens who were seeking initial entry to the country or who were apprehended immediately after entry. See, e.g., Yick Wo, 118 U.S. at 358, 6 S.Ct. 1064 (long-time resident alien); Mathews, 426 U.S. at 69, 96 S.Ct. 1883 (lawfully admitted resident aliens); Plyler, 457 U.S. at 206, 102 S.Ct. 2382 (undocumented resident aliens); Zadvydas, 533 U.S. at 684-85, 121 S.Ct. 2491 (long-time resident aliens). And as for the cases that did involve arriving aliens, the Court rejected the aliens' efforts to invoke additional protections based merely on their presence in the territorial jurisdiction of the United States.
Second, the Supreme Court has suggested in several other opinions that recent clandestine entrants like Petitioners do not qualify for constitutional protections based merely on their physical presence alone. See Yamataya, 189 U.S. at 100-01, 23 S.Ct. 611 (withholding judgment on question "whether an alien can rightfully invoke the due process clause of the Constitution who has entered the country clandestinely, and who has been here for too brief a period to have become, in any real sense, a part of our population, before his right to remain is disputed"); Wong Yang Sung v. McGrath, 339 U.S. 33, 49-50, 70 S.Ct. 445, 94 L.Ed. 616 (1950) ("It was under compulsion of the Constitution that this Court long ago held [in Yamataya] that an antecedent deportation statute must provide a hearing at least for aliens who had not entered clandestinely and who had been here some time even if illegally." (emphasis added)); Kwong Hai Chew v. Colding, 344 U.S. 590, 596 n.5, 73 S.Ct. 472, 97 L.Ed. 576 (1953) ("The Bill of Rights is a futile authority for the alien seeking admission for the first time to these shores. But once an alien lawfully enters and resides in this country he becomes invested with the rights guaranteed by the Constitution to all people within our borders." (emphasis added)); Landon, 459 U.S. at 32, 103 S.Ct. 321 (1982) ("[O]nce an alien gains admission to our country and begins to develop the ties that go with permanent residence his constitutional status changes accordingly." (emphasis added)); United States v. Verdugo-Urquidez, 494 U.S. 259, 271, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990) (stating in dicta that "aliens receive constitutional protections when they have come within the territory of the United States and developed substantial connections with this country" (emphasis added)). At a minimum, we conclude that all of these cases call into serious question the proposition that even the slightest entrance into this country triggers constitutional protections that are otherwise unavailable to the alien outside its borders. Such a proposition is further weakened by the Court's adoption of the "entry fiction" to deny due process rights to aliens even though they are unquestionably within the territorial jurisdiction of the United States. In other words, if entitlement to constitutional protections turned entirely on an alien's position relative to such a rigid conception as a line on a map, then the Court's entry-fiction cases such as Mezei would run just as contrary to this principle as our holding in this case does.
We thus conclude that, as recent surreptitious entrants deemed to be "alien[s] seeking initial admission to the United States," Petitioners are unable to invoke the Suspension Clause, despite their having effected a brief entrance into the country
Our holding rejecting Petitioners' Suspension Clause claims is true to the arc traced by the Supreme Court's plenary power cases in recent decades. It is also consistent with the Court's analytical framework for evaluating Suspension Clause challenges. Even if Petitioners would be entitled to constitutional habeas under the finality-era cases, those cases, as explained above, no longer represent the prevailing view of the plenary power doctrine, at least when it comes to aliens seeking initial admission. Instead, we must look to Knauff, Mezei, and other cases reaffirming those sea-changing precedents, all of which point to the conclusion that aliens seeking initial admission to the country — as well as those rightfully assimilated to that status on account of their very recent surreptitious entry — are prohibited from invoking the protections of the Suspension Clause in order to challenge issues relating to their application for admission.
We are sympathetic to the plight of Petitioners and other aliens who have come to this country seeking protection and repose from dangers that they sincerely believe their own governments are unable or unwilling to address. Nevertheless, Congress has unambiguously limited the scope of judicial review, and in so doing has foreclosed review of Petitioners' claims. And in light of the undisputed facts surrounding Petitioners' surreptitious entry into this country, and considering Congress' and the Executive's plenary power over decisions regarding the admission or exclusion of aliens, we cannot say that this limited scope of review is unconstitutional under the Suspension Clause, at least as to Petitioners and other aliens similarly situated. We will therefore affirm the District Court's order dismissing Petitioners' habeas petitions for lack of subject matter jurisdiction. Rosa Elida Castro et al. v. U.S. Department of Homeland Security, No. 16-1339.
HARDIMAN, Circuit Judge, concurring dubitante.
I join Judge Smith's excellent opinion in full, but I write separately to express my doubt that the expression of the plenary power doctrine in Landon v. Plasencia completely resolves step one of the Suspension Clause analysis under Boumediene. Although Landon appears to preclude "alien[s] seeking initial admission to the United States" from invoking any constitutional protections "regarding [their] application[s]," the question of what constitutional rights such aliens are afforded was not squarely before the Supreme Court in that case because the petitioner was a returning permanent resident. 459 U.S. 21, 23, 32, 103 S.Ct. 321, 74 L.Ed.2d 21 (1982). Nor did the Court in Landon purport to resolve a jurisdictional question raising the possibility of an unconstitutional suspension of the writ of habeas corpus.
Despite my uncertainty about Landon's dispositive application here, I am convinced that we would reach the same result under step two of Boumediene's framework. Unlike the petitioners in Boumediene — who sought their release in the face of indefinite detention — Petitioners here seek to alter their status in the United States in the hope of avoiding release to their homelands. That prayer for
533 U.S. at 339, 121 S.Ct. 2271 (Scalia, J., dissenting) (some citations omitted).
Nevertheless, we need not resolve this issue in our case, for even if St. Cyr definitively established the import of the finality-era cases to the Suspension Clause, we still think the distinction between a lawful permanent resident and a very recent surreptitious entrant makes all the difference in this case. More on this below.