NYGAARD, Circuit Judge.
In the run-up to a joint trial on a 77-count indictment that charged Appellants with operating a ticket-fixing scheme in the Philadelphia Traffic Court, the District Court denied a motion, under Federal Rule of Criminal Procedure 12(b)(3)(B)(v), to dismiss charges of conspiracy (18 U.S.C. § 1349), mail fraud (18 U.S.C. § 1341), and wire fraud (18 U.S.C. § 1343). Appellants Henry Alfano (private citizen) and William Hird (Traffic Court administrator) subsequently pleaded guilty to all counts against them. But now they appeal the District Court's decision on this motion, questioning whether the indictment properly alleged offenses of mail fraud and wire fraud.
Appellants Michael Lowry, Robert Mulgrew, and Thomasine Tynes (Traffic Court judges) proceeded to a joint trial and were acquitted on the fraud and conspiracy counts, but they were convicted of perjury for statements they made before the Grand Jury. Lowry, Mulgrew, and Tynes dispute the sufficiency of the evidence on which they were convicted by arguing that the prosecutor's questions were vague, and that their answers were literally true. Lowry and Mulgrew contend alternatively that the jury was prejudiced by evidence presented at trial on the fraud and conspiracy counts. Mulgrew also complains that the District Court erred by ruling that certain evidence was inadmissible.
At the same trial, the jury convicted Willie Singletary (Traffic Court judge) of making false statements during the investigation. He claims the District Court made errors when it sentenced him.
We have consolidated these appeals for efficiency and have grouped the arguments
We begin with a brief look at the indictment's description of the Traffic Court and its operations to contextualize the arguments made by Alfano and Hird. The Philadelphia Traffic Court was part of the First Judicial District of Pennsylvania. App. 186 (Indictment ¶ 2).
A guilty plea, or a determination of guilt by a Traffic Court judge after a hearing, resulted in a judgment ordering payment of statutory fines and court costs. App. 188 (Indictment ¶ 8).
The indictment charged that, at the behest of Alfano (App. 193 (Indictment ¶ 25)) and others, the Traffic Court administrator and judges operated an "extra-judicial system, not sanctioned by the Pennsylvania court system" that ignored court procedure and gave preferential treatment ("consideration") to select individuals with connections to the court who had been cited for motor vehicle violations. App. 196 (Indictment ¶ 31). The special treatment included:
App. 195-196 (Indictment ¶ 30). All of this was "not available to the rest of the citizenry." App. 196 (Indictment ¶ 32). It also alleged that Appellants cooperated with each other to fulfill requests they and their staffs received. App. 194-95 (Indictment ¶ 27). Finally, it charged that "[i]n acceding to requests for `consideration,' defendants were depriving the City of Philadelphia and the Commonwealth of Pennsylvania of money which would have been properly due as fines and costs." App. 197 (Indictment ¶ 38).
After extending consideration to favored individuals, Traffic Court judges would report the final adjudication to "various authorities, including PennDOT, as if there had been a fair and open review of the circumstances." App. 197 (Indictment ¶ 34). Appellant Hird provided a printout to Appellant Alfano showing citations that had been "dismissed or otherwise disposed of." App. 198-99 (Indictment ¶ 42). Such "receipts" were not routinely issued in cases.
Hird and Alfano pleaded guilty to all the charges against them in the indictment. But, in their plea agreement they reserved the right to appeal "whether the Indictment sufficiently alleged that the defendants engaged in a scheme to defraud the Commonwealth of Pennsylvania and the City of Philadelphia of money in costs and fees." App. 355 (Plea Agreement ¶ 9(b)(4)). So they now appeal the District Court's order denying the motion to dismiss, asserting that the indictment failed to allege violations of mail fraud and wire fraud.
"To be sufficient, an indictment must allege that the defendant performed acts which, if proven, constitute a violation of the law that he is charged with violating." United States v. Small, 793 F.3d 350, 352 (3d Cir. 2015). We assume in our review that the allegations in the indictment are true. United States v. Hedaithy, 392 F.3d 580, 583 (3d Cir. 2004). "The question of whether the ... indictments alleged facts that are within the ambit of the mail fraud statute is a question of statutory interpretation subject to plenary review." Id. at 590 n.10.
To indict on mail or wire fraud, the Government must allege that defendants "devised or intend[ed] to devise any scheme or artifice to defraud, or for obtaining money or property by means of false or fraudulent pretenses, representations, or promises" and used mail or wire to effect the scheme. 18 U.S.C. §§ 1341, 1343. Alfano and Hird claim the Government failed to allege that the scheme to commit wire and mail fraud had an objective of "obtaining money or property."
Id. at 18; see also id. at 185 (Indictment ¶ 1). Similarly, it referred to the following.
Id. at 9; see also id. at 197 (quoting Indictment ¶ 38). Highlighting the references to "funds" and "money," and that the monetary amounts of the fines are specifically pleaded, the District Court cited to a case from the Court of Appeals for the Eighth Circuit which concluded succinctly that "[m]oney is money." United States v. Sullivan, No. 2:13-cr-00039, 2013 WL 3305217, at *7 (E.D. Pa. July 1, 2013) (quoting United States v. Granberry, 908 F.2d 278, 280 (8th Cir. 1990)). The District Court was satisfied that the indictment alleged enough.
"Money, of course, is a form of property." Reiter v. Sonotone Corp., 442 U.S. 330, 338, 99 S.Ct. 2326, 60 L.Ed.2d 931 (1979). But Alfano and Hird argue that the mere mention of money in an indictment is not enough. They point to a string of Supreme Court and Court of Appeals decisions analyzing Section 1341 and Section 1343 which reinforce the point that crimes of mail fraud and wire fraud are "limited in scope to the protection of property rights." McNally v. United States, 483 U.S. 350, 360, 107 S.Ct. 2875, 97 L.Ed.2d 292 (1987).
The Court in Cleveland examined the mail fraud convictions of individuals who received a state video poker license by submitting a license application that withheld important information. Cleveland, 531 U.S. 12, 121 S.Ct. 365, 148 L.Ed.2d 221.
The state responded to the Court's concerns by agreeing that the licenses served a regulatory purpose, but it directed attention to the revenue it received from fees collected for license applications and renewals, as well as device fees. Id. at 21-22, 121 S.Ct. 365. It argued that this revenue is a property interest. Id. The Court was not convinced:
Id. at 22, 121 S.Ct. 365 (emphasis added). It concluded that "[e]ven when tied to an expected stream of revenue, the State's right of control does not create a property interest any more than a law licensing liquor sales in a State that levies a sales tax on liquor." Id. at 23, 121 S.Ct. 365.
The purpose of the Pennsylvania Motor Vehicle Code is to "promote the safety of persons and property within the state." Maurer v. Boardman, 336 Pa. 17, 7 A.2d 466, 472 (1939). Moreover, issuing traffic tickets is a crucial element in the enforcement of the Motor Vehicle Code: it is a quintessential exercise of state police power. Alfano and Hird conclude, much like Cleveland, that no property interest could arise from revenue generated from the state's exercise of its police power in the form of a traffic-ticket fine. They see nothing but a regulatory program here. But this ignores crucial aspects of the case before us that make it different.
Simply stated, fees charged to obtain a license cannot be equated with fines and costs that result from a traffic ticket. The license fee was imposed, adjusted, and collected solely by the state's exercise of its regulatory authority. In contrast, here the state's police power is exercised when a citation is issued, but this ticket merely establishes the summary violation with which the person is charged. Once a person has been charged, it is judicial power
But this raises a further question: can a criminal judgment held by the government ever be "property?" The Court in Cleveland offered a critique in its analysis of a different issue (whether licenses were analogous to patents) that is apropos to answering this question.
Cleveland, 531 U.S. at 23-24, 121 S.Ct. 365. Fines imposed by judges are criminal penalties that "implicate[] the Government's role as sovereign." Id. at 24, 121 S.Ct. 365. Judgments ordering traffic fines and costs cannot be sold and, in the logic of Cleveland, would seem then to have no intrinsic economic value. Indeed, the penal (non-economic) nature of the fine is undeniable because the failure to pay a fine can result in the imposition of sentences of greater consequence, including imprisonment. See Pa. R. Crim. P. 706 cmt. But Cleveland is not the last word. As we will discuss below, a Supreme Court opinion issued five years later, Pasquantino v. United States, 544 U.S. 349, 125 S.Ct. 1766, 161 L.Ed.2d 619 (2005), forecloses the defendants' argument.
Finally, we note a dissimilarity between this case and Cleveland, highlighted by the District Court, on the significance of the monetary interest that the Government associates with the fraud. The Cleveland Court regarded the licensing fees as integral to the regulatory effort and collateral to the matter at hand. The indictment there centered on the scheme to obtain licenses, and did not even raise the licensing fees. See Cleveland, 531 U.S. at 22, 121 S.Ct. 365. Indeed, those charged with the fraud paid all the appropriate fees; there was no evidence that the government suffered any economic detriment. Id.
Alfano and Hird next focus on our decision in Henry to argue that the Government cannot claim to have a property right because the Government never had a legal claim to the fines and costs at any point in the scheme. In Henry, we examined convictions for wire fraud arising from a competitive bidding process among banks to receive deposits of a public agency's bridge tolls. Henry v. United States, 29 F.3d 112 (3d Cir. 1994). Appellants — public employees — were convicted of mail fraud for giving one bank confidential information about bids from other banks. Id. at 113. We identified several problems,
Here, the Government alleged that the defendants "were depriving ... Philadelphia and ... Pennsylvania of money which would have been properly due as fines and costs" by making it possible for certain well-connected individuals to avoid a judgment of guilt that imposed an obligation to pay appropriate statutory fines. App. 197 (Indictment ¶ 38). But Appellants stress that, like the deposits in Henry, the indictment here alleged an entitlement that does not yet exist because a person must be adjudicated (or plead) guilty before they must pay any fines or costs. None of the cases directly associated with Alfano and Hird resulted in a guilty judgment. As a result, they argue, the Government cannot claim here that it was cheated of an entitlement, because they were only fines and costs that the people might have owed if they had been found guilty.
The District Court said it well. Accepting this argument "would permit the alleged conspirators" to take advantage of their "unique position" in this case "to enter into a scheme to commit fraud and then hide behind the argument that the success of their fraud precludes prosecution under the `money or property interest' requirement of the mail and wire fraud statutes." Sullivan, 2013 WL 3305217, at *7. Appellants cannot rest on the very
Even if some of the cases in the extra-judicial system would have been judged not guilty in a real adjudication it is (as the District Court correctly noted) the intent of the scheme, not the successful execution of it, that is the basis for criminal liability. See Neder v. United States, 527 U.S. 1, 25, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999) (In the criminal context, the court focuses on the objective of the scheme rather than its actual outcome; what operatives intended to do, not whether they were successful in doing it.); United States v. Rowe, 56 F.2d 747, 749 (2d Cir.) ("Civilly of course the [mail fraud statute]would fail without proof of damage, but that has no application to criminal liability."), cert. denied 286 U.S. 554, 52 S.Ct. 579, 76 S.Ct. 1289 (1932). The indictment generally alleges not just that Appellants operated a system that operated outside the bounds of Traffic Court procedures, but that it did so for the purpose of obviating judgments of guilt imposing fines and costs in those selected cases. See, e.g., supra note 8. Moreover, we note that in one case not directly involving either Alfano or Hird, the indictment alleged that fines and costs were not just obviated, but were actually erased by an alleged co-conspirator traffic court judge who ignored the conviction, backdated a continuance, and "adjudicated" the person not-guilty. App. 228-29 (Indictment ¶¶ 108-113). This episode serves to highlight that the entire scheme was centered on keeping (or taking) judgments out of the hands of the Government to prevent the imposition of fines and costs. As a result, Appellants' reliance on our justice system's presumption of innocence as a basis to argue against the existence of a governmental property interest is a red herring that is properly disregarded here.
Accordingly, we conclude that the indictment's allegation that the scheme had an objective of depriving "Philadelphia and... Pennsylvania of money which would have been properly due as fines and costs" is not undermined by the lack of guilty verdicts. App. 197 (Indictment ¶ 38 (emphasis added)).
Alfano and Hird next highlight that, in Henry, our property interest analysis centered on "whether the law traditionally has recognized and enforced [the entitlement in question] as a property right." 29 F.3d at 115. Appellants assert that traffic fines and costs typically have not been considered economic property and are unsupported by any legal tradition sufficient to ground charges of wire and mail fraud. As we have already noted we disagree with any conclusion that the fines and costs at issue have no intrinsic economic value. But we turn to another decision of the Supreme Court that came after Cleveland to address squarely whether jurisprudence supports our conclusion.
In 2005 the Supreme Court reviewed convictions arising from a scheme to smuggle large quantities of liquor from the United States into Canada, evading Canadian taxes. See Pasquantino v. United States, 544 U.S. 349, 353, 125 S.Ct. 1766, 161 L.Ed.2d 619 (2005). The Court noted that the right to be paid has been routinely recognized as property, id. at 355-56, 125 S.Ct. 1766,
Alfano and Hird focus, finally, on the role that a judge's discretion plays in the adjudication of a case, asserting that the uncertainty this creates about outcomes in any given case undermines any argument that a judgment in a Traffic Court case can be claimed as an entitlement to property. To the extent that this merely rephrases the issue of guilt or innocence on particular charges, we have already addressed it above. To the degree that it refers to a judge's discretion in sentencing, as the District Court noted, there is no such discretion here.
All of this leads us to conclude that the District Court did not err by denying the motion to dismiss. We conclude that, as alleged, this scheme had the objective of preventing the City of Philadelphia and the Commonwealth of Pennsylvania from possessing a lawful entitlement to collect money in the form of fines and costs — a property interest — from individuals who Alfano and Hird assisted. We will thus affirm the convictions of Appellants Alfano and Hird.
Appellants Tynes, Lowry, and Mulgrew
In 2011, the United States Attorney presented to the Grand Jury evidence arising
As with all challenges to the sufficiency of the evidence, we use a highly deferential standard of review. See United States v. Caraballo-Rodriguez, 726 F.3d 418, 430 (3d Cir. 2013) (en banc). We examine the record in a light most favorable to the prosecution, and will not disturb the verdict if "any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." United States v. McGee, 763 F.3d 304, 316 (3d Cir. 2014) (emphasis in original) (quoting Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)). Tynes, Lowry, and Mulgrew argue that the questions asked of them at trial were fatally vague and/or that their answers were truthful. As a result, they contend that these questions and answers are an inadequate basis for a perjury conviction.
A conviction for perjury before a grand jury requires the Government to prove that the defendant took an oath before the grand jury and then knowingly made a "false material declaration." 18 U.S.C. § 1623. But we recognized (in the context of a sentencing enhancement for perjury) that sometimes "confusion, mistake, or faulty memory" results in inaccuracies that cannot be categorized as a "willful attempt to obstruct justice" under perjury statutes. United States v. Miller, 527 F.3d 54, 75 (3d Cir. 2008) (quoting U.S. Sentencing Guidelines Manual § 3C1.1 cmt. n.2 (U.S. Sentencing Comm'n 2003)). So we do understand that "[p]recise questioning is imperative as a predicate for the offense of perjury." Bronston v. United States, 409 U.S. 352, 362, 93 S.Ct. 595, 34 L.Ed.2d 568 (1973).
Precision, however, is assessed in context. An examiner's line of questioning should, at a minimum, establish the factual basis grounding an accusation that an answer to a particular question is false. Miller, 527 F.3d at 78. So a perjury conviction is supported by the record "when the defendant's testimony `can reasonably be inferred to be knowingly untruthful and intentionally misleading, even though the specific question to which the response is given may itself be imprecise.'" United States v. Serafini, 167 F.3d 812, 823 (3d Cir. 1999) (quoting United States v. DeZarn, 157 F.3d 1042, 1043 (6th Cir. 1998)).
Challenges to the clarity of a question are typically left to the jury, which has the responsibility of determining whether the defendant understood the question to be confusing or subject to many interpretations. United States v. Slawik, 548 F.2d 75, 86 (3d Cir. 1977). Moreover, consistent with our standard of review, we will not disturb a jury's determination that a response under oath constitutes perjury unless "it is `entirely unreasonable to expect that the defendant understood the question posed to him.'" Serafini, 167 F.3d at 820 (quoting United States v. Ryan, 828 F.2d 1010, 1015 (3d Cir. 1987), abrogated on other grounds by United States v. Wells, 519 U.S. 482, 117 S.Ct. 921, 137 L.Ed.2d 107 (1997)).
That is the law applicable to the claims raised by Tynes, Lowry and Mulgrew. But, because our review is fact-dependent, and because each raises some unique issues, we will address each of their claims individually.
Appellant Tynes claims her convictions for perjury at Count 71 and Count 72 lack sufficient evidence because she was
App. 255, 5720.
Also, from Tynes' perspective, every litigant appearing before a court seeks an outcome that is favorable, thus making "favorable treatment" a term that essentially referred to "how litigation works." She claims that its use amounted to a fishing expedition designed to capture unfairly the entirety of her conduct in the courtroom. She warns that this is precisely the type of "open-ended construction" in questioning that we found unacceptable in Serafini. 167 F.3d at 822.
Tynes makes a related argument against her perjury conviction for Count 72. That conviction is based on this exchange.
App. 257, 5722. She maintains that the word "request" was presented to the jury as a follow-on to the question grounding Count 71, requiring a person to link the term "favorable treatment" and the word "request" to make sense of it. She argues that the Government took advantage of the ambiguity of "favorable treatment," forcing the jury to speculate that Tynes interpreted "request" as "favorable treatment." This reliance on "sequential referents" is, from her perspective, exactly what we criticized in Serafini. 167 F.3d at 821. But she misconstrues our holding.
In Serafini, the surrounding questions focused on a different topic. This bolstered appellant's argument in that case that the question on which the perjury conviction rested was fundamentally ambiguous. Id. The appellant said the multiplicity of topics in surrounding questions caused the jury to speculate improperly on how he understood the question at issue. We said: "The meaning of individual questions and answers is not determined by `lifting a statement... out of its immediate context,' when it is that very context which fixes the meaning of the question." Serafini, 167 F.3d at 821 (quoting United States v. Tonelli, 577 F.3d 194, 198 (3d Cir. 1978)). In the case of Serafini, the context made the confusing nature of the question apparent. The various topics in surrounding questions created sufficient ambiguity to undermine the conviction. Id.
Here, however, even though the terms used by the examiner changed, we conclude that the line of questioning — including both questions that ground Count 71 and 72 — have an obvious, consistent focus.
App. 528-29, 530; 5720-22. This broader context would give any reasonable fact-finder more than enough basis to conclude that the witness knew the point of reference for both the term "favorable treatment" and "request" was ticket fixing. In fact, Tynes is asking us to do precisely the thing we criticized in Serafini, to lift a phrase or statement out of its context. Serafini, 167 F.3d at 821. Tynes has not persuaded us that the question harbors any fatal ambiguity.
Tynes next contends that her responses to questions grounding Count 71 and Count 72 cannot support convictions for perjury because they were literally true. Of course, perjury arises only from making knowingly false material declarations. 18 U.S.C. § 1623. Therefore, a witness who answers an ambiguous question with a non-responsive answer that the witness believes is true — even if the answer is misleading — does not commit perjury. See Bronston, 409 U.S. at 361-62, 93 S.Ct. 595; see also United States v. Reilly, 33 F.3d 1396, 1416 (3d Cir. 1994).
Tynes argues that, because she regarded the question about favorable treatment as vague, she interpreted it as asking whether she accepted any bribes in exchange for a judgment of not guilty or a reduced punishment. Her response of "no" (grounding Count 71) is literally true — she says — because there is no evidence that she accepted any bribes in return for giving preferential outcomes in the adjudication of some individuals who were cited for breaking the law. Under this theory, the same argument can also negate the charges at Count 72 since she says she did not accept any "requests" (bribes) in exchange for preferential treatment.
Although the jury is permitted reasonable inferences drawn from the record about the witness' understanding of the truth or falsity of the answer, it is not (as
Like Tynes, Appellant Lowry advances arguments of fundamental ambiguity and literal truth. His perjury conviction centered on one question and answer.
App. 489. Lowry attacks the Government's use of the term "special favors" as one with many potential meanings. However, as we noted above in our reference to Serafini, we reject arguments that lift individual questions or answers — or individual phrases embedded in either — from the context of surrounding questions that help fix their meaning. Serafini, 167 F.3d at 821. The larger context for the question asked of Lowry is as follows.
App. 489-90.
Lowry's assertion that the phrase "special favors" is subject to many interpretations is unconvincing. We note two things. First, the line of questioning reasonably supports a conclusion that this inquiry referenced conduct associated with allegations of ticket fixing. Second, Lowry answered as if his understanding of the question was consistent with this interpretation. He said that he was aware it may "appear" that he gave special favors. He also defended himself by saying that such requests did not affect his conduct in the courtroom at all. If — as he says — he understood "special favors" to mean fair treatment, his answer makes no sense.
Lowry next claims that, since the question was structured to elicit a negative response, his answer cannot be used as the basis of a perjury charge. Relatedly, he contends that the question was merely a summation of an answer that he gave just before this question. In essence he argues that this was a leading question. We have concluded, in the context of a trial, that the propriety of leading questions in direct examinations is a matter left to the sound
Alternatively, Lowry argues that — if the term is understood to reference fixing tickets — there is no evidence to contradict his response that requests for special favors did not impact any of his adjudications. We do not agree. The record contains the following testimony.
Kevin O'Donnell, who was Lowry's personal assistant, testified about Lowry's involvement with requesting and giving consideration. He said that Lowry made four to five requests each month for consideration and that O'Donnell transmitted them to the personal assistants of other Traffic Court judges. App. 1854. Likewise, he said other judges transmitted requests for consideration to Lowry through their personal assistants. App. 1812-13. Appellant Hird and various politicians also made requests of Lowry for consideration. App. 1827-28, 1832-33. O'Donnell said he would give the requests to Lowry on the day scheduled for hearing on the citation. App. 1818-19. The requests were for preferential treatment in the adjudication of particular citations: typically the requests were for "removing points" and obtaining a "not guilty" judgment. App. 1819. O'Donnell said he sometimes had to signal Lowry in the courtroom to remind him that a particular case was supposed to receive consideration. App. 1822-23. He testified from his own observation that Lowry typically honored requests for consideration. App. 1829.
He also declared if Lowry claimed he never gave consideration or asked it of others, this would not be truthful. App. 1813. The same assistant testified that if Lowry testified that he ignored requests for consideration, or that he never honored requests for consideration, that testimony would not be true. App. 1855. The Government also asked: "If [Lowry] claimed that ... consideration requests had no impact when he disposed of cases, would that be true?" The assistant responded, "probably not." Id.
Another witness, Walt Smaczylo, employed as a court officer in the Traffic Court, provided an example of how "consideration" worked in the courtroom.
App. 1912. The Government asked Smaczylo if he saw Lowry preside over such instances, and he answered: "That's correct, yes." Id. Smaczylo testified that requests for consideration were written on small note cards or "sticky" notes and that he saw Lowry in possession of these cards and notes. App. 1914. He also provided a generalized example of consideration, based on his observation and understanding, in which a reckless driving citation would be reduced to careless driving. In such instances, he indicated that a $300 to $400 fine would be cut in half. He said: "So, that money was not collected, obviously, by the state. If that ticket was fixed then I saw it as stealing." App. 1919. Smaczylo was asked: "[I]f Judge Lowry testified at the [G]rand [J]ury he didn't give consideration would that be a truth or would that be a lie?" He responded: "That would not be the truth." App. 1921.
Finally, Lowry argues that the Government's question sought a dispositive response from him on the charges of conspiracy and fraud. He says an affirmative answer to whether he gave "special favors" to certain individuals would have been enough to convict him of conspiracy and fraud. Thus, he maintains that his acquittal on charges of mail fraud, wire fraud, and conspiracy is res judicata as to the perjury charges that are based on his answer. He said he did not commit fraud and the jury agreed with him. Therefore, he says, he did not perjure himself. However, even if we accepted Lowry's characterization of the question, we reject this argument.
First, a jury's determination that Lowry's ticket-fixing conduct did not constitute wire fraud, mail fraud, and conspiracy does not preclude its determination that he lied about this conduct before the Grand Jury. Moreover, as the Supreme Court has articulated, a verdict on one count that seems to be at odds with another "shows that either in the acquittal or the conviction the jury did not speak their real conclusions, but that does not show that they were not convinced of the defendant's guilt." United States v. Powell, 469 U.S. 57, 63, 105 S.Ct. 471, 83 L.Ed.2d 461 (1984) (quoting Dunn v. United States, 284 U.S. 390, 393, 52 S.Ct. 189, 76 S.Ct. 356 (1932)). It is impossible to know in such cases whether the verdicts were an exercise of lenity by the jury or outright error.
Nonetheless, as the Powell Court noted, any assessment of the jury's rationale for its verdicts "would be based either on pure speculation or would require inquiries into the jury's deliberations that courts generally will not undertake." Id. at 58, 105 S.Ct. 471. So, even if Lowry was correct that the acquittal is relevant to his response to the question grounding his perjury conviction, we are not convinced that his perjury conviction is unfounded. Given the substantial body of evidence presented to the jury, nothing here demands that we abandon the deference we traditionally give to the collective judgment of the jury. For all these reasons, we will affirm the jury's verdict as to Lowry.
Mulgrew does not argue that the question asked at the Grand Jury was ambiguous, he simply maintains that his statement was truthful.
App. 432-33 (emphasis added). Shortly after this, the following exchange occurred:
App. 433 (emphasis added). Mulgrew claims that the Government's use of the word "call" referred exclusively to telephone calls. This mattered to him, he says, because others had testified that personal assistants of other Traffic Court judges would give index cards to his personal assistant in his chambers or robing room containing names of some individuals whose tickets were listed for hearing. Mulgrew claims that there is no evidence that he ever received any phone calls asking that he act extrajudicially to give well-connected individuals preferential treatment. The implication is that, had the Government asked him about receiving index cards with such requests, his answer would have been completely different.
As with Tynes and Lowry, our review of claims of literal truth drives us to examine the context of the question.
App. 432-33, 437-38 (emphasis added). The transcript makes it obvious that Mulgrew's singular reliance on the reference to a "call" ignores the thrust of the Government's line of questions. The questions focus on the substance of the communications
Mulgrew alternatively asserts that the District Court erred by refusing to admit additional testimony from the Grand Jury that he claims is relevant to his perjury conviction.
App. 422-23. The basis for the Government's hearsay objection to this portion of the testimony was that it raised an out-of-court statement not offered by a party opponent.
Mulgrew first contends that the District Court erred by ruling that this was hearsay because it was not offered for the truth of the matter asserted. He says that the testimony was instead offered to show his state of mind later in his testimony. See United States v. Hoffecker, 530 F.3d 137, 191-92 (3d Cir. 2008). However, we conclude that it was not an abuse of discretion for the District Court to sustain the Government's hearsay objection. It was reasonable for the District Court to conclude here that his response relied on out-of-court statements offered to assert his innocence since his response conveys a declaration that he treated no person different from another.
Mulgrew also argues that this portion of the transcript is admissible under Federal Rule of Evidence 106: "[i]f a party introduces all or part of a writing or recorded statement, an adverse party may require the introduction, at that time, of any other part — or any other writing or recorded statement — that in fairness ought to be considered at the same time." Mulgrew maintains that this question and answer provides context showing that he did not commit perjury. He also maintains that the "doctrine of completeness" applies here: fairness demanded the admission of the statements. See United States v. Soures, 736 F.2d 87, 91 (3d Cir. 1984).
The excerpt at issue occurs many pages before the testimony regarded as perjurious. It is unrelated in the overall sequence of questions and to the answers grounding his conviction. Moreover, as the intervening pages suggest, it was separated by the passage of time during questioning. We
During the investigation of the Traffic Court by the Federal Bureau of Investigation, Appellant Singletary was among those interviewed. The jury acquitted Singletary of all counts of wire fraud, mail fraud, and conspiracy. It found him guilty of false statements made to the Federal Bureau of Investigation. At sentencing, over Singletary's objection, the District Court sentenced Singletary using the Guideline on obstruction.
The Government agrees that the single count on which he was convicted does not contain all of the elements of obstruction. U.S.S.G. § 2J1.2. For this reason, the Government agrees with Singletary that he is entitled to a remand for resentencing. Accordingly, we will vacate the judgment of sentence as to Singletary and remand to the District Court for resentencing.
For all of these reasons, we will vacate the judgment of sentence of the District Court with regard to Appellant Singletary and remand for resentencing. We will affirm the judgments of the District Court as to Appellants Alfano, Hird, Lowry, Mulgrew and Tynes.