Filed: Apr. 19, 2019
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT No: 18-1716 SHAWN THOMAS MOORE, Appellant v. BRIAN LUFFEY, PrimeCare Administrator; SUSEN ROSSINO, M.D.; PRIMECARE MEDICAL, INC. On Appeal from the United States District Court for the Western District of Pennsylvania (District Court No. 2-14-cv-00870) District Judge: Honorable David S. Cercone Submitted under Third Circuit LAR 34.1(a) on February 6, 2019 (Opinion filed April 19, 2019) Before: HARDIMAN, SCIRICA and RENDELL, Ci
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT No: 18-1716 SHAWN THOMAS MOORE, Appellant v. BRIAN LUFFEY, PrimeCare Administrator; SUSEN ROSSINO, M.D.; PRIMECARE MEDICAL, INC. On Appeal from the United States District Court for the Western District of Pennsylvania (District Court No. 2-14-cv-00870) District Judge: Honorable David S. Cercone Submitted under Third Circuit LAR 34.1(a) on February 6, 2019 (Opinion filed April 19, 2019) Before: HARDIMAN, SCIRICA and RENDELL, Cir..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No: 18-1716
SHAWN THOMAS MOORE,
Appellant
v.
BRIAN LUFFEY, PrimeCare Administrator; SUSEN ROSSINO, M.D.;
PRIMECARE MEDICAL, INC.
On Appeal from the United States District Court
for the Western District of Pennsylvania
(District Court No. 2-14-cv-00870)
District Judge: Honorable David S. Cercone
Submitted under Third Circuit LAR 34.1(a)
on February 6, 2019
(Opinion filed April 19, 2019)
Before: HARDIMAN, SCIRICA and RENDELL, Circuit Judges.
O P I N I O N
RENDELL, Circuit Judge:
Shawn Moore brought this suit under 42 U.S.C. § 1983, asserting that Dr. Susen
Rossino violated his constitutional rights through her deliberate indifference to his
serious medical needs during his time as a pretrial detainee. The District Court granted
summary judgment in favor of Dr. Rossino. It concluded that Moore failed to establish
that Dr. Rossino provided inadequate medical care falling so far below the standards of
professional care as to constitute deliberate indifference. For the reasons that follow, we
agree and will affirm the District Court’s order granting summary judgment.
I. Factual Background
Moore was incarcerated at the Lawrence County Jail in New Castle, Pennsylvania
as a pretrial detainee from June 4, 2012 until May 22, 2015. During this time, Dr.
Rossino contracted with PrimeCare Medical, Inc. (“PrimeCare”) to provide physician
services for the jail.
Moore was diagnosed with hepatitis C virus (“HCV”) in 1996. HCV is a virus
that infects cells of the liver and can cause inflammation and scarring of the liver. Moore
also suffers from Crohn’s disease, gastroesophageal reflux disease, and Attention Deficit
Disorder (“ADD”). During Moore’s incarceration, Dr. Rossino saw him at least every
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7
does not constitute binding precedent.
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three months for chronic care of his HCV. She ordered periodic blood tests to monitor
Moore’s enzyme levels. She monitored both his AST and ALT enzyme levels and was
concerned with both the stability of those levels and whether the levels had increased
significantly. Depending on the results of these tests, Dr. Rossino could, under
PrimeCare’s protocol, recommend consultation with a specialist.
While incarcerated, Moore requested additional visits with Dr. Rossino by
completing “Sick Call Slips” or “Medical Request Slips” to address his liver pain. In
response to these complaints of pain, Dr. Rossino repeatedly conducted physical exams,
ordered additional HCV blood work, and recommended that Moore eat a low-fat diet. On
one occasion, she concluded that the pain could be caused by an issue with Moore’s
gallbladder and prescribed Prilosec to relieve any symptoms related to stomach acid. On
this occasion, she also ordered an ultrasound of Moore’s gallbladder. On another
occasion, Moore complained of right abdominal pain, pointing to his lateral chest and
low ribs. In response, Dr. Rossino ordered an x-ray of his chest to examine his ribs, the
results of which were normal.
On December 8, 2014, Dr. Rossino performed an HCV RNA, revealing Moore’s
viral load to be high. Dr. Rossino then referred Moore to a specialist, Sean Connelly,
D.O., for an assessment of his HCV. At Moore’s next regularly scheduled chronic care
visit on December 18, 2014, Moore requested medication to treat his ADD. In January
2015, Dr. Rossino prescribed Adderall, which Moore believed reduced his liver pain.
Moore was assessed by Dr. Connelly’s physician assistant in February 2015. The
physician assistant diagnosed Moore with chronic HCV and ordered additional blood
3
work. Moore was then evaluated by Dr. Connelly in March 2015. Dr. Connelly
concluded that Moore should begin courses of two prescription medications for treatment
of his HCV.
On April 23, 2015, Dr. Rossino saw Moore, who again complained of pain in the
right upper quadrant of his abdomen. Dr. Rossino noted Moore’s visit with Dr. Connelly
and that he recommended that Moore be placed on HCV medication. Dr. Rossino’s
treatment of Moore ended when he was transferred out of the jail on May 22, 2015.
After Moore’s transfer, Joseph Harris, M.D. issued a consultative evaluation. In
his report, Dr. Harris did not criticize the decisions Dr. Rossino made in treating Moore’s
HCV. However, Dr. Harris did conclude that PrimeCare’s protocol for treating HCV was
outdated and inconsistent with the most recent guidelines recommended by the Center for
Disease Control.
II. Procedural History
Moore filed his initial pro se Complaint in the Court of Common Pleas of
Lawrence County, which was then removed to the District Court for the Western District
of Pennsylvania. Moore then filed his pro se Second Amended Complaint. Moore
asserted a § 1983 claim, alleging that Dr. Rossino was deliberately indifferent to his
serious medical needs in violation of the Fourteenth Amendment. Specifically, Moore
alleged that Dr. Rossino did nothing to treat his HCV or his pain related to his HCV. Dr.
Rossino moved to dismiss Moore’s Second Amended Complaint.
While Dr. Rossino’s motion to dismiss was pending, Moore moved to join
additional defendants. Construing the motion as a motion to amend his complaint, the
4
District Court granted the motion. The District Court also directed Moore to file a third
amended complaint setting forth all claims against all parties, indicating that no further
amendments would be allowed. However, Moore moved to set aside the District Court’s
order, stating that he did not and would not in the future want to file another amended
complaint. The District Court granted Moore’s motion. About three months later, Moore
moved to supplement his Second Amended Complaint. The District Court denied this
motion.
The Magistrate Judge issued a Report and Recommendation recommending that
Dr. Rossino’s Motion to Dismiss be denied. However, the Report and Recommendation
contained a footnote suggesting that Moore’s claim regarding the treatment of his HCV
should be dismissed. The District Court adopted the Report and Recommendation, but
did not adopt that footnote.
After discovery, Dr. Rossino filed a Motion for Summary Judgment. The
Magistrate Judge issued a Report and Recommendation recommending that the Motion
for Summary Judgment be granted. In a footnote, the Magistrate Judge concluded that
the District Court dismissed Moore’s claim with respect to the treatment of his HCV at
the pleadings stage. So, the Magistrate Judge considered only Moore’s claim regarding
the treatment of his pain in its Report and Recommendation.
The District Court adopted the Report and Recommendation and granted summary
judgment for Dr. Rossino. The District Court agreed that Moore’s HCV treatment claim
was dismissed at the pleadings stage, leaving only his claim regarding the treatment of
his HCV-related pain for consideration in assessing the motion for summary judgment.
5
However, the District Court concluded that, even if that claim had not been dismissed,
Dr. Rossino would be entitled to summary judgment on both claims. This appeal
followed.
III. Discussion
The District Court had jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1343(a)(3).
This Court has jurisdiction pursuant to 28 U.S.C. § 1291. Moore argues on appeal that
the District Court erred in granting summary judgment in favor of Dr. Rossino.1 We
review a grant of summary judgment de novo and apply the same standard used by the
District Court. Blunt v. Lower Merion Sch. Dist.,
767 F.3d 247, 265 (3d Cir. 2014).
A court must grant summary judgment if “the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a matter
of law.” Fed. R. Civ. P. 56(a). To determine whether the movant has satisfied this
burden, “we view the facts and draw all reasonable inferences in the light most favorable
to the nonmovant.” Pearson v. Prison Health Serv.,
850 F.3d 526, 533 (3d Cir. 2017).
“Material facts are those that could affect the outcome of the proceeding, and a dispute
1
Moore also argues on appeal that the lower court erred in dismissing his failure
to treat his HCV claim at the pleadings stage. Although the District Court concluded that
this claim was dismissed at the pleadings stage, it went on to state, “But assuming for the
sake of argument that [this] ruling was erroneous, [Dr. Rossino] nevertheless would be
entitled to judgment ‘on all claims remaining in the case.’” A. V1029 (emphasis added).
The District Court then analyzed both Moore’s claim regarding the treatment of his HCV
and his claim regarding the treatment of his HCV-related pain in granting summary
judgment in favor of Dr. Rossino. In light of the District Court’s treatment of Moore’s
claims and the higher standard the movant must meet on summary judgment, this Court
will review both of Moore’s claims against Dr. Rossino under the summary judgment
standard.
6
about a material fact is genuine if the evidence is sufficient to permit a reasonable jury to
return a verdict for the non-moving party.”
Id. at 534 (internal quotations omitted).
Moore also argues on appeal that the District Court erred in denying his motion to
supplement his Second Amended Complaint. We review a denial of a motion to
supplement for abuse of discretion. Arrowpoint Capital Corp. v. Arrowpoint Asset
Mgmt., LLC,
793 F.3d 313, 327 n.16 (3d Cir. 2015).
For the following reasons, we find that Dr. Rossino is entitled to judgment as a
matter of law on both of Moore’s deliberate indifference claims, and that the District
Court did not err in denying Moore’s motion to supplement.
A. Moore’s Deliberate Indifference to Serious Medical Needs Claims
On appeal, Moore argues that Dr. Rossino violated his constitutional rights by
showing deliberate indifference to his serious medical needs by (1) failing to provide
treatment for his HCV and (2) failing to provide treatment for his HCV-related liver pain.
Section 1983 provides a right of action against anyone who, under color of state law,
deprives another of a constitutional right. 42 U.S.C. § 1983. In evaluating a § 1983
claim, courts must “identify the exact contours of the underlying right said to have been
violated” and “determine whether the plaintiff has alleged a deprivation of a
constitutional right at all.” Chavarriaga v. N.J. Dep’t of Corr.,
806 F.3d 210, 222 (3d
Cir. 2015) (internal quotations omitted). Courts must next determine whether the
plaintiff has demonstrated the “defendant’s personal involvement in the alleged wrongs.”
Id. (internal quotation omitted).
7
Pretrial detainees may assert Section 1983 claims for inadequate medical care
under the Fourteenth Amendment’s substantive due process clause. See Natale v.
Camden Cty. Corr. Facility,
318 F.3d 575, 581 (3d Cir. 2003); Colburn v. Upper Darby
Twp.,
838 F.2d 663, 668 (3d Cir. 1988). “[T]he Fourteenth Amendment affords pretrial
detainees protections at least as great as the Eighth Amendment protections available to a
convicted prisoner.”
Natale, 318 F.3d at 581. So, we will evaluate Moore’s § 1983
claims under the same standard used to evaluate similar claims brought under the Eighth
Amendment. 2
Id. at 581-82.
To establish a deliberate indifference to serious medical needs claim, the plaintiff
“must make (1) a subjective showing that the defendants were deliberately indifferent to
[his or her] medical needs and (2) an objective showing that those needs were serious.”
Pearson, 850 F.3d at 534 (internal quotations omitted) (alterations in original). A mere
complaint “that a physician has been negligent in diagnosing or treating a medical
2
In his opening brief, Moore argues that this Court “should apply the objective
unreasonableness standard adopted by the Supreme Court in [Kingsley v. Hendrickson,
135 S. Ct. 2466 (2015)]” rather than the Eighth Amendment’s deliberate indifference
standard. Appellant’s Br. at 9. However, Moore does not cite to any cases of this Court
applying Kingsley to a claim of deliberate indifference to a detainee’s serious medical
needs. Moore also fails to explain how applying an objective unreasonableness standard
instead of the deliberate indifference standard would affect the outcome of his appeal.
Both standards require the plaintiff to show that the defendant was more than negligent in
addressing the plaintiff’s serious medical needs. See
Kingsley, 135 S. Ct. at 2472
(“[L]iability for negligently inflicted harm is categorically beneath the threshold of
constitutional due process.”) (emphasis in original) (internal quotation omitted); Castro v.
Cty. of Los Angeles,
833 F.3d 1060, 1071 (9th Cir. 2016) (“[T]he test to be applied under
Kingsley must require a pretrial detainee … to prove more than negligence[,] …
something akin to reckless disregard.”). Because Moore’s claims fail under both
standards, we decline to address whether we should apply the new standard here.
8
condition does not state a valid [constitutional] claim of medical mistreatment[.]” Estelle
v. Gamble,
429 U.S. 97, 106 (1994). Moreover, “mere disagreement as to the proper
medical treatment does not support a claim of” deliberate indifference.
Pearson, 850
F.3d at 535 (internal quotations omitted). Rather, where there has been medical care, “we
presume that the treatment of a prisoner is proper absent evidence that it violates
professional standards of care.”
Id. As long as a physician exercises professional
judgment, his or her behavior does not violate a detainee’s constitutional rights. See
Brown v. Borough of Chambersburg,
903 F.2d 274, 278 (3d Cir. 1990).
There is no dispute that Moore had serious medical needs as a pretrial detainee due
to his HCV. But, because the record does not support a finding that Dr. Rossino was
deliberately indifferent to these needs, Dr. Rossino is entitled to judgment as a matter of
law.
Moore’s deliberate indifference claim based on Dr. Rossino’s treatment of his
HCV is properly characterized as an adequacy of care claim. Although Moore asserts in
his opening brief that his case is “based on a complete denial of care,” there is no dispute
that Dr. Rossino treated his HCV. Appellant’s Br. at 13. Dr. Rossino saw Moore for
chronic care of his HCV at least every three months during Moore’s incarceration. She
ordered blood tests to monitor his enzyme levels. She monitored the stability of his AST
and ALT enzyme levels, as well as whether there were any significant increases in those
levels. In addition to the regularly scheduled visits, Dr. Rossino saw Moore in response
to his Medical Request Slips. She provided physical exams, encouraged him to eat a
9
low-fat diet, and ordered additional HCV blood tests to treat his HCV. Therefore, Dr.
Rossino’s actions cannot properly be said to have been a complete denial of care.
Moore has failed to satisfy the standard that applies to adequacy of care claims.
First, his expert, Dr. Harris, does not opine that Dr. Rossino’s courses of action in treating
Moore’s HCV fell below the professional standards of care. See
Pearson, 850 F.3d at
536 (stating that medical expert testimony may be necessary to establish deliberate
indifference in an adequacy of care claim). Rather, Dr. Harris criticized PrimeCare’s
outdated protocol, which Dr. Rossino was obligated to follow.
Second, Moore has not pointed to any evidence in the record to support a finding
that Dr. Rossino’s actions in treating his HCV were anything more than inadvertence or
mistake in medical judgment. To demonstrate Dr. Rossino’s deliberate indifference,
Moore relies on evidence in the record that he argues shows that Dr. Rossino told him he
would not be treated for his HCV. He also asserts, without citing to the record, that he
was denied outside medical care under false pretenses. Moore’s argument is unavailing,
however, because Dr. Rossino did in fact treat his HCV, and Moore has not pointed to
any evidence in the record demonstrating that non-medical factors motivated her
treatment decisions. See
Pearson, 850 F.3d at 537. Cf. Durmer v. O’Carroll,
991 F.2d
64, 67-68 (3d Cir. 1993) (reversing summary judgment for defendant physician where at
least some evidence suggested the defendant had a non-medical motive for deliberately
avoiding treatment that another physician recommended). So, Dr. Rossino is entitled to
summary judgment on this claim.
10
For the same reasons, Dr. Rossino is entitled to summary judgment on Moore’s
claim regarding his HCV-related liver pain. This claim is also properly characterized as
an adequacy of care claim because, rather than deny or delay treatment, Dr. Rossino
sought to treat Moore’s alleged liver pain by scheduling more blood work, ordering an
ultrasound and x-ray, recommending a low-fat diet, and prescribing Prilosec. Moore also
has not shown how the record supports the conclusion that Dr. Rossino acted with
deliberate indifference in treating his liver pain. Neither the treating specialist nor
Moore’s expert indicated that Dr. Rossino’s course of action fell so far below the
requirements of competent, professional medical care as to allow a jury to find that it was
motivated by non-medical factors. See
Pearson, 850 F.3d at 537. This claim, like his
HCV treatment claim, is based only on Moore’s personal dissatisfaction with Dr.
Rossino’s treatment, which is not a basis for a deliberate indifference claim. See
Estelle,
429 U.S. at 106.
B. Moore’s Motion to Supplement
Moore also argues on appeal that the District Court erred in denying his motion to
supplement his Second Amended Complaint. Moore makes this argument on the
presumption that his claim regarding his HCV treatment was dismissed at the pleadings
stage. That is, Moore argues that, if his failure to treat his HCV claim was dismissed, it
should not have been, and he should have had the opportunity to supplement his
complaint. Here, the District Court did not abuse its discretion in denying Moore’s
motion to supplement. Three months after the District Court granted Moore leave to file
a third amended complaint setting forth all claims against all parties, Moore asked the
11
District Court to set aside that order because he had no intention of filing another
amended complaint. The District Court did not, then, abuse its discretion in determining
that Moore chose to stand on his Second Amended Complaint and in denying him leave
to supplement.
IV. Conclusion
For the foregoing reasons, we will affirm the District Court’s order granting
summary judgment for Dr. Rossino.
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