FUENTES, Circuit Judge.
Petitioner Dexter Anthony Hillocks is a lawful permanent resident who was convicted of the Pennsylvania state crime of using a communication facility—i.e., a phone—to facilitate a felony. The question before us is whether that crime constitutes either an "aggravated felony" or a "conviction relating to a controlled substance" under federal immigration laws. Either would make him removable.
Typically, when deciding whether a particular state crime falls into those categories, the immigration courts look to see if the statute matches the federal definition of a qualifying crime. This is known as the "categorical approach."
In some instances, however, a particular statute is divisible into multiple alternate elements—i.e., facts that a jury must find beyond a reasonable doubt. In that situation, we instead apply the "modified categorical approach." The major difference is that, with the modified approach, courts can look at the records of conviction to see which of the alternatives applied in a particular case; under the broader categorical approach, courts do not look at any court documents at all, and instead "presume that the state conviction rested upon the least of the acts criminalized by the statute."
The Board of Immigration Appeals concluded that the modified categorical approach applied to Hillocks's conviction here. Applying that approach, the Board looked to Hillocks's plea colloquy and found that Hillocks used a phone to facilitate the sale of heroin. The Board found that his conviction was therefore both an aggravated felony and related to a controlled substance, and accordingly ordered Hillocks removed.
On appeal, Hillocks argues that the Board misapplied the approach. He asserts that the various felonies that a person could facilitate with a phone are "means" by which the crime could be committed, not alternative elements, and that, under this analysis, his conviction does not make him removable.
As we explain, we agree that the Board incorrectly applied the modified categorical approach. We will vacate the order of removal and remand for further proceedings.
Dexter Anthony Hillocks is a native of Trinidad and Tobago. He was admitted into the United States as a lawful permanent resident in 2000. His immediate family lives in the U.S. as American citizens, and he also has a U.S.-born girlfriend living in Pennsylvania.
In 2015, Hillocks pleaded nolo contendere to one violation of 18 Pa. C.S. § 7512(a), "criminal use of [a] communication facility." Section 7512(a) provides that:
After serving a prison sentence, Hillocks was released into the custody of Immigration and Customs Enforcement, which placed him in detention. He was charged with removability based on his conviction.
Hillocks, representing himself pro se through most of his administrative proceedings, first appeared before an immigration judge in October 2015. His case proceeded along a circuitous path through the administrative system. As relevant here, an immigration judge found that Hillocks's conviction made him removable under both 8 U.S.C. § 1227(a)(2)(A)(iii), as an aggravated felony, and 8 U.S.C. § 1227(a)(2)(B)(i), as a crime relating to a controlled substance. The Board upheld the immigration judge's decision on appeal. When considering whether Hillocks's conviction was an aggravated felony, the Board applied what is known in our Circuit as the "hypothetical federal felony test," through which the Board compares a state drug-related offense to the federal Controlled Substances Act to see if the state crime is analogous to a federal offense.
The first step of this analysis is to apply the aforementioned categorical approach. Here, because § 7512(a) criminalizes the use of a phone to commit another felony, the Board concluded that it had multiple alternative elements, and that each "specific underlying felony is an element of the offense."
After reviewing Hillocks's plea colloquy, the Board concluded that his conviction related to the sale of heroin. It further found that this made Hillocks's conviction under § 7512(a) a categorical match with a corresponding federal crime, namely 21 U.S.C. § 843(b).
We review Board decisions on
Our immigration laws make individuals removable "based on the nature of their convictions, not based on their actual conduct."
Critically, the categorical approach does not call for the consideration of the facts of a particular case. We "presume that the state conviction `rested upon the least of the acts' criminalized by the statute, and then we determine whether that conduct would fall within the federal definition of the crime."
Courts "modify" this approach where a crime has multiple alternative elements —facts that a prosecutor must prove, and a jury must find, beyond a reasonable doubt.
The modified approach only applies when (1) the statute of conviction has alternative elements, and (2) "at least one" of the alternative divisible categories would, by its elements, be a match with a generic federal crime.
So courts must determine whether the statute's "listed items are [alternative] elements" that need to be found unanimously beyond a reasonable doubt, or are alternative means upon which a jury need not agree to sustain a conviction.
Even if a statute is divisible, the modified categorical approach is only appropriately applied where at least one of the divisions matches a qualifying federal crime.
Under the non-modified categorical approach, an undivided § 7512(a) plainly does not constitute an aggravated felony. Pennsylvania's § 7512(a) requires that a defendant (1) use a phone
The Board, however, found that § 7512(a) was a crime with alternative elements, requiring the modified categorical
To begin that analysis, we first consider the possible elemental categories into which § 7512(a) might divide. If § 7512(a) is divisible at all, the most obvious candidates are the two alternative categories listed by name in the statute: (a) Pennsylvania's general criminal code
The second alternative category, facilitating a felony found in Pennsylvania's Controlled Substance & Drug Act, is also not a categorical match with a federal aggravated felony. The Pennsylvania Controlled Substance & Drug Act makes it a crime to distribute not only controlled substances, but also non-controlled substances. For example, the Pennsylvania Controlled Substance & Drug Act also makes it a crime to distribute "designer drugs," which are statutorily defined as a substance "other than a controlled substance" that produces an effect substantively similar to controlled substances.
The categories would still be overbroad even if the Board had gone one step further and subdivided that latter category into (1) controlled substances under the Pennsylvania Controlled Substance & Drug Act, and (2) non-controlled substances under the Act. This is because Pennsylvania controlled substance list incorporates several drugs that are not on the federal list.
In that case, Borrome v. Attorney General, this Court faced the question whether a conviction under the federal Food, Drug and Cosmetic Act's wholesale prescription drug distribution statutes necessarily involved a "controlled substance" such that it matched with the federal Controlled Substance Act. Finding "daylight" between the two acts' lists, we held that "some prescription drugs do contain controlled substances, [but the Act] make[s] no distinction between convictions involving prescription drugs that do contain controlled substances and those that do not."
The Government concedes those possible categories fail and does not argue them before us. It relies on a different theory, however. It asserts that the appropriate categories are not the two statutory codes listed by name in § 7512(a), or some variation thereof, but every felony under either of them, individually. Under the Government's theory, every individual felony constitutes a separate, alternate element within § 7512(a).
The Government's reasoning is thus: In order to prove a crime at trial, the prosecution must prove every element beyond a reasonable doubt. The elements of § 7512(a) are: (1) the defendant knowingly and intentionally used a communication facility; (2) the defendant knowingly, intentionally, or recklessly facilitated an underlying felony; and (3) "the underlying felony occurred."
In support, the Government points to 21 U.S.C. § 843(b), a federal statute with some similarities to Pennsylvania's § 7512(a).
There are several problems with the Government's reliance on Johnstone and Moss, however. First is the fact that neither Moss nor Johnstone were categorical-approach cases, and so did not take up the question of whether either § 843(b) or § 7512(a) were divisible. The only decision cited by the parties that did consider § 843(b) in the context of the categorical approach, United States v. Maldonado, concluded that § 843(b) was indivisible— making the modified categorical approach inappropriate.
The Government also points to Pennsylvania's model jury instructions, which read:
Third, that the crime of [crime] did, in fact, occur.
However, this argument is not consistent with our precedent, or other persuasive authority. In United States v. Steiner, we concluded that the model Pennsylvania Jury Instructions for burglary did "not require the jury to unanimously agree on the nature of the location; it can be a building, or occupied structure, or a separately
The Second Circuit in Harbin v. Sessions, a decision that relies in part on this Court's own decision in Borrome, considered a case with very similar facts as this matter. There, model jury instructions included an element that read: "on or about [date], in the county of [county], the defendant, [defendant's name], sold [specify]."
Beyond its articulated arguments, the Government's position does not withstand scrutiny when viewed in the context of precedent in this and other Circuits. To begin, courts, including our Court, have typically held that alternate elements must be explicitly identified in the statute's text, not read into the language. The Supreme Court in Mathis held that a divisibility analysis is required only as far as a statute is "alternatively phrased,"
When faced with a similar issue, we have previously held that a Pennsylvania statute making it a felony to communicate a threat to "commit any crime of violence with intent to terrorize another" was indivisible.
The Government's position also does not comport with other markers that indicate when a crime has multiple elements, such as whether different divisible categories result in different punishments. In United States v. Abbott, we addressed a provision of the Pennsylvania Controlled Substance & Drug Act, 35 Pa. Stat. and Cons. Stat. Ann. § 780-113(a)(30), and concluded that it was divisible as to each controlled substance, an argument that mirrors the Government's in this case.
Here, by contrast, the penalty for § 7512(a) does not change depending on the underlying felony. In circumstances where the penalties do not vary, other circuits have found that the statute is not divisible.
In short, precedent and persuasive authority decidedly fall against the Board here. Pennsylvania's § 7512(a) does not have enumerated categories that suggest alternate elements, it does not provide different punishments depending on the underlying crime, and this Court and others have rejected the significance the Government places on the structure of the model jury instructions. We therefore conclude that the underlying felonies serving as a basis for a conviction under § 7512(a) are means, not separate elements.
Because the Government has not identified divisible categories, at least one of which would match a generic federal aggravated felony, the modified categorical approach is not appropriately applied to § 7512(a). And under the categorical approach, Hillocks's conviction under § 7512(a) does not constitute an aggravated felony, because "the least of its acts" do not have a corresponding match with a comparable federal aggravated felony.
The Board also concluded that Hillocks's conviction was related to a controlled substance, which is a separate ground for removal.
However, after Rojas was decided, the Supreme Court issued Mellouli v. Lynch, which applied the categorical approach to determine whether a state conviction related to a controlled substance.
And Mellouli does apply the categorical approach to the question of whether a state crime relates to a controlled substance.
The question of whether § 7512(a) relates to a controlled substance is not materially distinct from the question of whether it is an aggravated felony, and the same reasoning applies with equal force to both. The analysis is therefore the same and need not be repeated here. For the same reasons we hold that § 7512(a) does not categorically constitute an aggravated felony, we also hold that it does not relate to a controlled substance.
Because, applying the categorical approach, Hillocks's conviction under § 7512(a) is neither an aggravated felony nor related to a controlled substance, it cannot serve as the basis for removal, as the Board held it did.
For the foregoing reasons, Hillocks's order of removal will be vacated, and this matter will be remanded for further proceedings consistent with this Opinion.