Filed: Jun. 28, 1996
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT GENE E. TRITCHLER, Plaintiff-Appellant, v. No. 95-2679 CONSOLIDATION COAL COMPANY, Defendant-Appellee. Appeal from the United States District Court for the Northern District of West Virginia, at Clarksburg. Richard L. Williams, Senior District Judge, sitting by designation. (CA-95-11-1) Argued: May 7, 1996 Decided: June 28, 1996 Before HALL, WILKINS, and LUTTIG, Circuit Judges. _ Affirmed by unpublished per curiam opinion. _ COUNS
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT GENE E. TRITCHLER, Plaintiff-Appellant, v. No. 95-2679 CONSOLIDATION COAL COMPANY, Defendant-Appellee. Appeal from the United States District Court for the Northern District of West Virginia, at Clarksburg. Richard L. Williams, Senior District Judge, sitting by designation. (CA-95-11-1) Argued: May 7, 1996 Decided: June 28, 1996 Before HALL, WILKINS, and LUTTIG, Circuit Judges. _ Affirmed by unpublished per curiam opinion. _ COUNSE..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
GENE E. TRITCHLER,
Plaintiff-Appellant,
v. No. 95-2679
CONSOLIDATION COAL COMPANY,
Defendant-Appellee.
Appeal from the United States District Court
for the Northern District of West Virginia, at Clarksburg.
Richard L. Williams, Senior District Judge, sitting by designation.
(CA-95-11-1)
Argued: May 7, 1996
Decided: June 28, 1996
Before HALL, WILKINS, and LUTTIG, Circuit Judges.
_________________________________________________________________
Affirmed by unpublished per curiam opinion.
_________________________________________________________________
COUNSEL
ARGUED: Brent E. Beveridge, BEVERIDGE LAW OFFICES, Fair-
mont, West Virginia, for Appellant. Roger Allen Wolfe, JACKSON
& KELLY, Charleston, West Virginia, for Appellee. ON BRIEF:
W. Warren Upton, JACKSON & KELLY, Charleston, West Vir-
ginia; Julia M. Chico, JACKSON & KELLY, Morgantown, West Vir-
ginia, for Appellee.
_________________________________________________________________
Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
_________________________________________________________________
OPINION
PER CURIAM:
Gene E. Tritchler appeals a judgment entered on a jury verdict in
favor of his former employer, Consolidation Coal Company (Consol),
in Tritchler's action alleging claims of age and disability discrimina-
tion under the West Virginia Human Rights Act, W.Va. Code ยงยง 5-
11-1 through 5-11-19 (1994 & Supp. 1995). We affirm.
I.
Tritchler began working for Consol in 1971. In 1979, he was given
a supervisory job as a section foreman. In 1989, because of the clo-
sure of the Pursglove mine in Monongalia County, West Virginia,
Tritchler was transferred to the Loveridge Mine in Marion County.
His job performance deteriorated at Loveridge, at least in the eyes of
his superiors.
In late 1991, Tritchler suffered a back injury and was off work for
a while. In the meantime, because of a downturn in business, Consol
decided to lay off seven of the 88 salaried employees at Loveridge.
Tritchler, who had had the lowest performance evaluation among the
salaried employees at Loveridge for two years running, was among
those laid off. The laid-off employees were somewhat younger on
average than those remaining. Tritchler was medically cleared to
return to work on April 1, 1992, but no job was waiting. He was 44
years old at the time.
Nearly two full years later, Tritchler filed this suit in state court
against Consol and two individual mine officials. He alleged state
statutory claims for age and disability discrimination. When the indi-
vidual defendants (who, like Tritchler, were West Virginia residents)
were voluntarily dismissed, Consol removed the suit to district court
based on diversity of citizenship.
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During discovery, plaintiff requested "all job performance evalua-
tions for all [Northern West Virginia] employees for the period of
1987 through 1992." Consol responded, "None." This response can be
narrowly read to be literally true. Pursuant to company policy, perfor-
mance evaluation forms are discarded after a year.
Nonetheless, Consol's response may have sailed a bit too close to
the wind. The original pieces of paper were gone, but some of the
information from the discarded evaluations had been preserved. The
numerical performance ratings of all of the Loveridge miners had
been incorporated into a document that was used to decide whom to
lay off. The columns on this document under which the ratings were
listed were labeled "EVAL," obviously for"evaluation."
On the other hand, in response to interrogatories, Consol stated,
As plaintiff's performance rating reflects, he was among the
worst performers at Loveridge Mine. He made a number of
errors and was repeatedly dilatory and failed to produce. He
was perceived as an employee who would find excuses for
lack of performance[,] rather than finding a way to get the
job done. He was also perceived as unreliable and acted like
he had a "chip on his shoulder."
Moreover, Consol identified seven persons with knowledge of
Tritchler's performance. Tritchler did not conduct depositions con-
cerning his performance or performance ratings.
Before trial, Tritchler moved in limine to exclude a proposed
exhibit (the lay-off document containing comparative performance
ratings) and to prohibit Consol from offering any evidence about per-
formance ratings. The district court concluded that the proposed
exhibit was the functional equivalent of what Tritchler had requested,
and the exhibit was excluded. However, the court permitted Consol
to offer testimony from those familiar with the layoff and the perfor-
mance ratings underlying it, as well as exhibits bearing the ratings
sponsored by the supervisor of personnel at Loveridge, John Bihun.
At trial, Consol established that Tritchler was the worst salaried
employee at the mine; that the displaced miners were younger, as a
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group, than those remaining; and that several employees with medical
conditions worse than Tritchler's were retained.
The jury returned a verdict for the defense. Tritchler moved for
judgment as a matter of law or for a new trial, which the district court
denied. Tritchler appeals.
II.
Fed. R. Civ. P. 37(c)(1) provides that a party who fails to provide
evidence in discovery "without substantial justification" may be pre-
cluded from introducing the evidence at trial. Generally, preclusion is
considered a drastic remedy, and it is not imposed unless the party's
conduct is in bad faith or callous disregard of the discovery rules.
This court reviews the district court's decision on a Rule 37 issue for
abuse of discretion. Stillman v. Edmund Scientific Co.,
522 F.2d 798,
801 (4th Cir. 1975). "The Rule is flexible in its nature and the [district
court] has broad discretion in its choice of the type and degree of the
sanctions to be imposed."
Id.
Here, the district court shaped its remedy to fit the violation it per-
ceived. The court excluded a document that was not but should have
been produced, and it permitted testimony from witnesses whose
knowledge of the facts was properly disclosed.
The exhibits sponsored by Bihun also contained the numerical per-
formance ratings. Tritchler objected that these exhibits were derived
from the excluded exhibit. The witness then testified that the data
came from a "worksheet" he had prepared for Robert Omear, the Gen-
eral Superintendent of the Loveridge mine, at the time of the lay-off.
The district court admitted the Bihun exhibits without further
inquiry.*
_________________________________________________________________
*It could be, though it is not certain from the record, that Bihun's
"worksheet" and the excluded exhibit were one and the same. Any error
in admitting Bihun's exhibits would nevertheless be clearly harmless.
The fact of Tritchler's dismal performance was properly (and abun-
dantly) in evidence, and it is that fact -- be it expressed orally, on a
chalkboard, or on a "worksheet" -- that sinks Tritchler's case.
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The district court did not abuse its broad discretion.
III.
For the first time on appeal, Tritchler suggests that Consol's dis-
carding of the original performance evaluations constituted "destruc-
tion of evidence." We do not ordinarily consider arguments not raised
below.
Because of the seriousness of the charge, however, we must note
that there is no support for it in the record. Consol did not destroy
"evidence." It destroyed its own business records pursuant to a routine
schedule. The 1991 Loveridge evaluation forms were discarded
before this case was filed. As far as we are aware, employers have no
duty to even evaluate employees, let alone maintain records of the
evaluations for some lengthy period for the convenience of prospec-
tive litigators.
The jury decided that Tritchler was not laid off on account of age
or disability discrimination. Its findings are supported by an abun-
dance of evidence, and the district court's challenged rulings were not
an abuse of discretion. The judgment of the district court is affirmed.
AFFIRMED
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