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United States v. Garcia, 97-6175 (1998)

Court: Court of Appeals for the Fourth Circuit Number: 97-6175 Visitors: 37
Filed: Mar. 09, 1998
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 97-6175 MARVIN MARION GARCIA, Defendant-Appellant. Appeal from the United States District Court for the Western District of North Carolina, at Charlotte. Graham C. Mullen, District Judge. (CR-91-57-C-MU, CA-96-156-MU) Submitted: January 30, 1998 Decided: March 9, 1998 Before ERVIN and MOTZ, Circuit Judges, and HALL, Senior Circuit Judge. _ Dismissed by unpublished per curiam opi
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UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

UNITED STATES OF AMERICA,
Plaintiff-Appellee,

v.                                                                    No. 97-6175

MARVIN MARION GARCIA,
Defendant-Appellant.

Appeal from the United States District Court
for the Western District of North Carolina, at Charlotte.
Graham C. Mullen, District Judge.
(CR-91-57-C-MU, CA-96-156-MU)

Submitted: January 30, 1998

Decided: March 9, 1998

Before ERVIN and MOTZ, Circuit Judges, and
HALL, Senior Circuit Judge.

_________________________________________________________________

Dismissed by unpublished per curiam opinion.

_________________________________________________________________

COUNSEL

Marvin Marion Garcia, Appellant Pro Se. Frank DeArmon Whitney,
OFFICE OF THE UNITED STATES ATTORNEY, Charlotte, North
Carolina, for Appellee.

_________________________________________________________________

Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
OPINION

PER CURIAM:

Marvin Garcia appeals the district court's order denying relief on
his habeas petition filed under 28 U.S.C.A. § 2255 (West 1994 &
Supp. 1997). Garcia challenges the validity of his convictions, entered
pursuant to his guilty plea, of seven counts of using and carrying a
firearm in relation to a drug trafficking crime in violation of 18
U.S.C. § 924(c) (1994). Garcia contends that, in light of the Supreme
Court's decision in Bailey v. United States, ___ U.S. ___, 
116 S. Ct. 501
(1995), interpreting the meaning of "use" under § 924(c), the req-
uisite factual basis for his plea was lacking and his plea was involun-
tary. Guilty pleas may be challenged collaterally on the ground that
the plea was not knowing and voluntary. Triestman v. United States,
124 F.3d 361
, 367-68 n.6 (2d Cir. 1997). Moreover, for purposes of
this appeal, we will assume, without deciding, that a habeas petitioner
proceeding under § 2255 may collaterally challenge his plea on the
ground that it lacked a factual basis where the premise of the claim
is that the conduct for which the petitioner was convicted is, in light
of an intervening decision, not criminal. We note that we need not
decide whether this claim was procedurally defaulted by Garcia's fail-
ure to raise it on direct appeal because the Government did not assert,
and the district court did not rely on, procedural default in this case.

We reject Garcia's contention that the record demonstrates that he
did not "use" or "carry" a firearm, but merely possessed one, within
the meaning of § 924(c)(1) as that statute was interpreted by Bailey.
Garcia's plea waives any challenge to the facts which formed the
basis for the court's decision to accept his plea. 
Id. The record devel-
oped at the plea hearing discloses that Garcia and at least two co-
conspirators possessed weapons on their persons during a drug trans-
action interrupted by police executing a search warrant of Garcia's
apartment. Garcia had a pistol holstered on his side and a Derringer
pistol in front of him on the kitchen table where he was seated. The
table also contained drugs and drug paraphernalia. Such personal pos-
session clearly meets the definition of "carry" under § 924(c). See
United States v. Mitchell, 
104 F.3d 649
, 652 (4th Cir. 1997). In addi-
tion, one co-conspirator picked up a sawed-off shotgun when police
entered the apartment. This act amounted to a display, perhaps even

                    2
a brandishment, of that weapon, which would constitute "use" under
Bailey. See 
Bailey, 116 S. Ct. at 508
. Garcia is liable for any acts of
his co-conspirators which constitute use or carry under § 924(c). See
United States v. Phan, 
121 F.3d 149
, 152 n.2 (4th Cir. 1997).

In short, this is not a case where the petitioner pled guilty to con-
duct which was not criminal. Had someone been able to correctly
explain to Garcia the meaning of "use" under§ 924(c) at the time he
pled guilty, it would have been clear that his conduct was criminal.
Garcia's plea was therefore entered knowingly and voluntarily. See
Triestman, 124 F.3d at 367-68
n.6 (finding that plea is not voluntary
if entered under misapprehension of the law in relation to the facts).
Moreover, we find that the district court did not abuse its discretion
in finding a sufficient factual basis for Garcia's plea. See 
Mitchell, 104 F.3d at 652
(discussing standard of review). Hence, Garcia fails
to establish any violation, much less a prejudicial violation, of Federal
Rule of Criminal Procedure 11. See United States v. Carter, 
117 F.3d 262
, 264 (5th Cir. 1997) (finding collateral relief for Rule 11 violation
contingent upon showing of prejudice).

Accordingly, we deny a certificate of appealability and dismiss this
appeal. We decline to address Garcia's claim that there was no nexus
between his conduct and interstate commerce because it is improperly
raised for the first time on appeal. See Muth v. United States, 
1 F.3d 246
, 250 (4th Cir. 1993). We dispense with oral argument because the
facts and legal contentions are adequately presented in the materials
before the court and argument would not aid the decisional process.

DISMISSED

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Source:  CourtListener

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