Filed: May 02, 2006
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 05-1182 NATIONAL LABOR RELATIONS BOARD, Petitioner, and INTERNATIONAL BROTHERHOOD OF BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS AND HELPERS, Intervenor, versus KENTUCKY TENNESSEE CLAY COMPANY, Respondent. On Application for Enforcement of an Order of the National Labor Relations Board. (11-CA-18925; 11-CA-18968) Argued: February 1, 2006 Decided: May 2, 2006 Before MICHAEL, SHEDD, and DUNCAN, Circuit Judges. Applica
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 05-1182 NATIONAL LABOR RELATIONS BOARD, Petitioner, and INTERNATIONAL BROTHERHOOD OF BOILERMAKERS, IRON SHIP BUILDERS, BLACKSMITHS, FORGERS AND HELPERS, Intervenor, versus KENTUCKY TENNESSEE CLAY COMPANY, Respondent. On Application for Enforcement of an Order of the National Labor Relations Board. (11-CA-18925; 11-CA-18968) Argued: February 1, 2006 Decided: May 2, 2006 Before MICHAEL, SHEDD, and DUNCAN, Circuit Judges. Applicat..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 05-1182
NATIONAL LABOR RELATIONS BOARD,
Petitioner,
and
INTERNATIONAL BROTHERHOOD OF BOILERMAKERS,
IRON SHIP BUILDERS, BLACKSMITHS, FORGERS AND
HELPERS,
Intervenor,
versus
KENTUCKY TENNESSEE CLAY COMPANY,
Respondent.
On Application for Enforcement of an Order of the National Labor
Relations Board. (11-CA-18925; 11-CA-18968)
Argued: February 1, 2006 Decided: May 2, 2006
Before MICHAEL, SHEDD, and DUNCAN, Circuit Judges.
Application for enforcement granted by unpublished per curiam
opinion.
ARGUED: Raymond Lee Creasman, Jr., ELARBEE, THOMPSON, SAPP &
WILSON, L.L.P., Atlanta, Georgia, for Respondent. Jewel Lynn Fox,
NATIONAL LABOR RELATIONS BOARD, Office of the General Counsel,
Washington, D.C., for Petitioner. Scott Louis Brown, BLAKE &
UHLIG, P.A., Kansas City, Kansas, for Intervenor. ON BRIEF:
Stanford G. Wilson, Joshua H. Viau, ELARBEE, THOMPSON, SAPP &
WILSON, L.L.P., Atlanta, Georgia, for Respondent. Arthur F.
Rosenfeld, General Counsel, John E. Higgins, Jr., Deputy General
Counsel, John H. Ferguson, Associate General Counsel, Aileen A.
Armstrong, Deputy Associate General Counsel, Julie B. Broido,
Supervisory Attorney, NATIONAL LABOR RELATIONS BOARD, Washington,
D.C., for Petitioner. Michael J. Stapp, BLAKE & UHLIG, P.A.,
Kansas City, Kansas, for Intervenor.
Unpublished opinions are not binding precedent in this circuit.
See Local Rule 36(c).
2
PER CURIAM:
The National Labor Relations Board (the "Board") seeks
enforcement of its Decision and Order against Kentucky-Tennessee
Clay Company (the "Company"), requiring the Company, inter alia, to
cease and desist from interfering with its employees in the
exercise of the rights guaranteed by § 7 of the National Labor
Relations Act (the "Act"), see 29 U.S.C. § 157 (1998), and to offer
Patrick Scott ("Scott"), a terminated employee, immediate and full
reinstatement to his former position or a substantially equivalent
position. The Board bases its Order on its findings that the
Company committed multiple violations of §§ 8(a)(1) and (3) of the
Act. See 29 U.S.C. § 158 (1998). Because we conclude that,
viewing the record as a whole, substantial evidence supports the
Board's findings, we grant the application for enforcement.
I.
In January 2000, the International Brotherhood of
Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers
(the "Union"), seeking to represent a bargaining unit of all full-
time and regular part-time production and maintenance employees at
the Company's kaolin clay mining and processing facility in
Langley, South Carolina, petitioned the Board for a representation
election. Although the Union won, the Company challenged the
3
result, and this court invalidated the election in 2002. See NLRB
v. Kentucky Tenn. Clay Co.,
295 F.3d 436, 439 (4th Cir. 2002).1
Independent of the Company's challenge to the representation
election, the General Counsel to the Board issued a consolidated
complaint in May 2001, alleging that the Company had violated
§§ 8(a)(1), (3) and (5) of the Act. The case was heard before an
Administrative Law Judge ("ALJ"), who found that the Company had
committed the alleged violations. Both the Company and the General
Counsel filed exceptions to the ALJ's decision. In light of this
court's decision invalidating the representation election, the
Board reversed the ALJ's findings that the Company had violated
§ 8(a)(5) by refusing to recognize and bargain with the union, and
by unilaterally changing certain terms and conditions of
employment.2 The Board affirmed, however, the ALJ's findings that
the Company had violated § 8(a)(1) by threatening employees with
discharge if they went on strike, creating the impression of
surveillance among employees, threatening an employee with futility
1
The Company filed objections to the election with the Board.
Kentucky Tenn. Clay
Co., 295 F.3d at 439. The Board overruled the
objections and certified the Union as the collective bargaining
representative.
Id. at 440. In response, the Company refused to
recognize and bargain with the Union, prompting the Board to order
the Company to do so and to apply for enforcement of that Order
with this court.
Id. Finding that the Company's objections were
meritorious, this court set aside the Board's Order and denied
enforcement of it.
Id. at 446.
2
When the ALJ issued his decision, this court had not yet
invalidated the election.
4
in selecting union representation and threatening an employee with
discipline for engaging in protected concerted activity, and that
it had violated § 8(a)(3) by reducing an employee's hours and,
later, discharging him.3
The following findings of fact made by the ALJ and adopted by
the Board form the bases of the § 8(a)(1) and (3) violations found
by the Board. Coley Lamar Wilson and Scott worked in the
maintenance shop at the Langley facility. Although they generally
worked on separate projects, they worked together when a particular
project required two men. Wilson, who had been a supervisor in the
maintenance shop at one time, trained Scott. Wilson described
Scott as a "proficient welder" and a "good worker" and requested
3
The ALJ based his findings that the Company had violated
§§ 8(a)(1) and (3), in part, on the Company's antiunion animus as
demonstrated by a § 8(a)(5) violation, namely, its refusal to
recognize and bargain with the Union. The Company argues that the
ALJ's finding of antiunion animus is too interwoven with that
reversed finding of a § 8(a)(5) violation to be severable.
Therefore, according to the Company, the § 8(a)(1) and (3)
violations must be reversed as well.
We are unpersuaded by this argument. In making its findings,
the Board acknowledged this court's decision to set aside
certification of the Union. Based on that decision, the Board
reversed the ALJ's finding that the Company had violated the Act by
refusing to recognize or bargain with the Union. The Board neither
adopted nor relied on that finding as evidence of antiunion animus
for the purpose of establishing violations of §§ 8(a)(1) and (3).
Nor do we. In reviewing the Board's determination, we do not
consider the Company's refusal to recognize or bargain with the
Union at all. As discussed below, based on the record before us
and the Company's virtually exclusive reliance for its arguments on
the testimony of a single, discredited witness, we conclude that
substantial evidence exists to support the Board's findings.
5
Scott's assistance on jobs that required two workers. Murray
Penner supervised both Scott and Wilson.
During the month leading up to the March 15, 2000
representation election, Scott and Wilson wore pro-Union buttons
displaying the phrase "Vote Yes" every day. Scott wore his button
on an outer garment, pinning it either on his jacket or shirt
pocket. During that same time period, Penner met with Scott and
Wilson on a daily basis. Myron Renew, an employee and the
subsequent Union president, observed Scott wearing the button on
one occasion when Penner approached. Penner came within three feet
of Scott and had a clear view of the button. Scott also discussed
the Union with other employees and solicited authorization cards
for the Union.
The day after the representation election, Penner approached
Renew and claimed that "there would be no union." J.A. 427. Penner
further stated "[t]hat he would do everything possible to decertify
the union, and that there would be an appeal for an election [the
following] March."
Id. Shortly thereafter, Penner asked Wilson
how Wilson thought a union could help him.
In April 2000, Penner interviewed Adelbert Quackenbush for a
position with the Company. During the interview, Penner informed
Quackenbush that the Union had been voted in. After Quackenbush
stated that he might not join the Union, Penner replied that he
"hoped [Quackenbush] wouldn't join the Union." J.A. 427.
6
In August 2000, Penner informed Scott that he intended to
reduce Scott's work hours to forty hours per week from fifty to
fifty-five hours per week.4 As justification for implementing the
reduction, Penner cited Scott's slow work pace. Specifically,
Penner mentioned Scott's failure timely to complete work on an
earth-moving machine known as a scraper. Penner also told Scott
"that he was going to ruin [Scott's] lifestyle. And if [Scott]
didn't like what he was doing, [Scott] could find someplace else to
go." J.A. 427. Scott testified that Penner had prolonged the work
on the scraper by requesting additional modifications, and that
Scott had rebuilt a dump truck and assisted Wilson during that same
time period. Furthermore, Scott testified that he had performed
his work in the same manner prior to the Union campaign, and that
Penner had never criticized him for helping Wilson.
In December 2000, Penner held a meeting with Quackenbush, who
had become a Union member by that time, and three truck drivers who
opposed the Union. Penner related a story to Quackenbush about a
facility in Georgia where the employees had voted for the Union and
had netted only an eight cent increase in pay from the subsequent
negotiations. Penner further stated that if the employees went on
strike, he "would fire all the strikers and just rehire." J.A.
428.
4
By this time, the Company's objections to the representation
election were pending before the NLRB.
7
Also in December 2000, a truck driver, believed by Quackenbush
to oppose the Union, overheard Quackenbush and Wilson discussing
changes that they thought the Union would bring to the facility.
Shortly thereafter, Penner told Quackenbush that he had heard that
Quackenbush was trying to change the way Penner was doing things in
the facility, and that he did not like Quackenbush's interference.
Quackenbush admitted to discussing the Union with Wilson but denied
trying to change the way things were being done. He told Penner
that he knew the source of Penner's information, referring to the
truck driver who had overheard his conversation. Penner did not
confirm the source of the information.
In January 2001, Renew sent the Company a document listing the
officers of the Union. That document listed Scott as a trustee of
the Union's board. Renew also caused a copy of the document to be
posted on a bulletin board at the facility.
On Thursday, January 11, 2001, Penner assigned Scott to assist
an outside contractor working at the facility to service some of
the Company's fire extinguishers. Penner told Scott to complete
the project and then report back to him.
When the contractor failed to finish the project on Thursday,
Scott reported to work at 7:00 a.m. on Friday and continued to
assist even though he was not scheduled to work that day. At 8:00
a.m., Wilson informed Scott that Penner was looking for him, and
Scott reported to Penner's office. Penner questioned Scott's
8
presence on a day that he was not scheduled to work. Scott
explained that he was working on the fire extinguishers and offered
to go home. Penner instructed him to do so after finishing what he
was doing. Scott understood this instruction to mean that he
should complete those fire extinguishers that he had started but
not to start any others. Scott also informed Renew that Penner was
sending him home and did not want him to finish the fire
extinguisher project.
Scott reported to work at his normal time the following
Monday, January 15, 2001, and worked until Penner approached him at
approximately 4:45 p.m. Penner inquired as to why Scott had not
told the contractor that he intended to leave before completing the
fire extinguisher project the previous Friday. Scott replied that
informing the contractor was Penner's responsibility. This
discussion led to an exchange about the Union. Scott told Penner
that there was a union, and that Penner had to do as the Union
said. Penner replied, "you do not have a Union. You don't have a
contract and you have no rights." J.A. 428. Both Quackenbush and
Wilson overheard Penner's comment. Penner told Scott to come to
his office. Wilson came along at Scott's request. Once inside the
office, Penner instructed Scott to clock out and go home. Upon
arriving at his home, Scott telephoned Renew to say that something
was happening and asked Renew to meet him in the shop the next day.
9
Renew met Scott at the shop the morning of Tuesday, January
16, 2001. When David Forrester, the plant manager arrived, he
informed Renew that Renew could be in trouble for having spent work
time waiting. Renew told Forrester that he was present in his
capacity as a grievance representative on behalf of Scott.
Scott was called to meet with Penner and Forrester, and he was
permitted to bring one witness; he chose Renew. After a brief
exchange, Scott was instructed to go home and to return at 1:00
p.m. Scott returned at 1:00 p.m. and, with Renew present on his
behalf, met with Penner and Forrester in Penner's office.
Forrester informed Scott that he was terminated. The Company's
human resources director had prepared a list of Scott's alleged
offenses, which Forrester read aloud. Forrester refused Renew's
request for a copy of the list.
The Union subsequently filed charges against the Company that
resulted in the complaint being issued by the Board General
Counsel. Adjudication of that complaint led to the Decision and
Order that the Board now seeks to enforce, and that the Company
opposes.
II.
We note at the outset the level of deference due the Board's
Decision. We must affirm rational Board interpretations of the Act
if they are consistent with the Act. Consolidated Diesel Co. v.
10
NLRB,
263 F.3d 345, 352 (4th Cir. 2001). Likewise, we must affirm
the Board's findings of fact if, considering the record as a whole,
substantial evidence supports them. 29 U.S.C. § 160(e) (1998);
NLRB v. Air Contact Transp. Inc.,
403 F.3d 206, 210 (4th Cir.
2005). For mixed questions of law and fact, this same substantial
evidence standard applies so long as the Board's legal
interpretations are valid.
Id. "Substantial evidence is such
relevant evidence as a reasonable mind might accept as adequate to
support a conclusion. If such evidence exists, we must uphold the
Board's decision even though we might have reached a different
result had we heard the evidence in the first instance."
Id.
(internal quotation marks omitted)(citations omitted). When the
Board's findings of fact rest upon the ALJ's determinations of
witness credibility, this court will defer to those determinations
absent exceptional circumstances. WXGI, Inc. v. NLRB,
243 F.3d
833, 842 (4th Cir. 2001). "Exceptional circumstances include those
instances when a credibility determination is unreasonable,
contradicts other findings of fact, or is based on an inadequate
reason or no reason at all."
Id. (internal quotation marks
omitted).
With these principles in mind, we turn to the specific § 8(a)
violations found by the Board.
11
A.
The Board found that the Company violated § 8(a)(1), which
makes it "an unfair labor practice for an employer . . . to
interfere with, restrain, or coerce employees in the exercise of
the rights guaranteed in section 7."5 29 U.S.C. § 158(a)(1)
(1998). Specifically, the Board found the following § 8(a)(1)
violations: (1) Penner's statement to Quackenbush and the three
truck drivers threatened them with discharge if they went on
strike; (2) Penner's statement to Quackenbush that he had heard
that Quackenbush was trying to change the way things were done at
the facility created the impression of surveillance among the
employees; (3) Penner's statement to Scott to the effect that Scott
had no union, no contract and no rights threatened futility in
selecting union representation; and (4) Forrester's statement to
Renew that he could be in trouble for having spent work time
waiting for Forrester on January 16, 2001, threatened discipline
for engaging in protected concerted activity.6
5
Section 7 guarantees employees "the right to
self-organization, to form, join, or assist labor organizations, to
bargain collectively through representatives of their own choosing,
and to engage in other concerted activities for the purpose of
collective bargaining or other mutual aid or protection . . . ."
29 U.S.C. § 157 (1998).
6
The Company argues that none of these statements violated
§ 8(a)(1) because, it contends, none of them were motivated by
antiunion animus. This averment does not support its denial of the
violations because "[u]nlike violations of § 8(a)(3), an employer's
antiunion motivation is not a required element of § 8(a)(1)."
Medeco Sec. Locks v. NLRB,
142 F.3d 733, 747 (4th Cir. 1998).
12
In assessing whether a § 8(a)(1) violation has occurred, we
focus not on whether the employer's conduct was actually coercive
but on whether, under the totality of the circumstances, that
conduct reasonably may have tended to coerce or intimidate
employees. Medeco Sec. Locks v. NLRB,
142 F.3d 733, 745 (4th Cir.
1998). Because of the Board's specialized experience in this area,
we grant its assessment of whether conduct reasonably tends to
coerce or intimidate employees considerable deference.
Id.
We consider the Company's arguments regarding each of the
violations found by the Board in turn.
1.
With respect to Penner's statements to Quackenbush regarding
firing strikers, the Company disputes Quackenbush's version of the
events. Quackenbush stated that Penner informed him and others
during a meeting that if employees went on strike, he "would fire
all the strikers and just rehire." J.A. 428. According to
Penner's testimony, during a safety meeting held on the shop floor,
he responded to a specific question regarding what would happen in
the event of a strike as follows: "[W]e as a Company have an
obligation to our customers to meet their needs, and if it actually
came down to that, that we would be obligated to replace workers if
needed." J.A. 186.
13
In finding that Penner threatened to fire the employees if
they went on strike, the ALJ credited the testimony of Quackenbush
over that of Penner. This he was permitted to do, and because the
record reveals no "exceptional circumstances" that would lead us to
disturb that credibility determination, we must defer to his
decision.
The Company argues that such "exceptional circumstances" do
exist because the ALJ credited Quackenbush's testimony over that of
Penner without explanation. This is incorrect. The ALJ had
already stated that it did not find Penner to be a credible
witness. J.A. 427.
The Company complains that the ALJ based his credibility
determination on a single incident, Penner's testimony that he
could not specifically recall seeing Scott wearing a "Vote Yes"
button prior to the representation election, and argues that the
ALJ should have "engage[d] in individualized determinations
regarding credibility as to each distinct issue." Respondent's Br.
at 16. The Company misstates Penner's testimony, misrepresents the
ALJ's findings and misapprehends the concept of credibility.
Penner did not testify that he "could not specifically recall"
seeing Scott wear a "Vote Yes" button, as suggested by the
Company's brief. Rather, Penner testified that although he saw
some employees wearing "Vote Yes" buttons, Scott never wore such a
button. J.A. 185, 224. Moreover, in finding that Penner lacked
14
credibility as a witness, the ALJ cited more than his belief that
Penner was not truthful with respect to that issue; he also noted
that Penner appeared to be "reaching" in an attempt to portray
Scott as a poor employee. J.A. 427. Credibility is a witness-
specific, not an issue-specific, characteristic. We can discern no
reason why the ALJ should be required to ignore his perception that
Penner had been untruthful at other points in his testimony in
assessing Penner's veracity with respect to the events involving
Quackenbush.
Finally, the Company contends that the statement made by
Penner was not unlawful. Citing Grinnell Fire Prot. Sys. Co. v.
NLRB,
236 F.3d 187, 201 (4th Cir. 2000), the Company argues that it
is legal to inform employees of an intention to hire permanent
replacements in the event of a strike. Thus, according to the
Company, Penner's statement could not be considered coercive.7
Although the Company's characterization is correct as far as
it goes, the extent to which it is incomplete is made manifest by
the very case on which it purports to rely. In Grinnell, the
employer sent a letter to its employees informing them that it was
implementing its final contract offer, and that in the event of a
7
An employer's coercive action affects protected rights
whenever it can have a deterrent effect on a protected activity
such as a strike or refusal to work to protest wages or working
conditions. See Medeco Sec.
Locks, 142 F.3d at 745. "This is true
even if an employee has yet to exercise the right protected by the
Act."
Id.
15
strike it would hire permanent replacement workers.
Id. at 201
n.16. The ALJ found, and this court agreed, that, because the
strike was for unfair labor practices, Grinnell's letter was
coercive because it implied that the employees could be replaced
for engaging in protected activity.
Id. at 201. Specifically,
"Grinnell's letter was threatening because it did not specify that
Grinnell could hire permanent replacements only in the event of an
'economic' strike."8
Id. (emphasis added).
Similarly here, we must affirm the Board's finding that
Penner's statement was unlawful because, like the letter in
Grinnell, it implied that the strikers could lose their jobs on a
permanent basis without qualification. The statement failed to
distinguish, as it must, between an "economic" strike, in which an
employer can hire permanent replacements, and an "unfair labor
practice" strike, in which the employees retain the right to
reinstatement.
2.
The Company next argues that, even accepting Quackenbush's
version of the incident wherein Penner stated that he had heard
Quackenbush was trying to change the way Penner was doing things in
8
Strike activity initiated in whole or in part in response to
an employer's unfair labor practice constitutes an unfair labor
practice strike. Pirelli Cable Corp. v. NLRB,
141 F.3d 503, 515
(4th Cir. 1998). Strike activity not initiated in response to an
unfair labor practice constitutes an economic strike.
Id.
16
the facility as true, Penner's statement did not create an
impression of surveillance. It contends that the ALJ's findings
establish that Penner's information was not acquired through a
campaign of union surveillance but from a truck driver who
overheard Quackenbush's conversation.
It is well established that a single conversation can violate
§ 8(a)(1) as long as that conversation gives an employee the
impression that the employer has conducted surveillance of
protected activities. NLRB v. Grand Canyon Mining Co.,
116 F.3d
1039, 1045 (4th Cir. 1997). "The employer's statement[s] need only
contain sufficiently specific information to convey the impression
that the employer or its agents has conducted union surveillance."
Id. at 1046. Here, Quackenbush and Wilson engaged in a private
conversation about potential changes associated with the Union's
presence. Penner's comments suggested that he was aware of the
specific details of that conversation. The fact that the source of
Penner's knowledge may have been another employee does not
eliminate the impression of Company surveillance carried out
indirectly through other employees acting on the Company's behalf.
Given the considerable deference due the Board's assessment of
whether conduct reasonably tends to coerce or intimidate employees,
we affirm its finding on these facts.
17
3.
The Company further disputes the sequence of events in the
ALJ's findings of fact with respect to the conversation during
which Penner told Scott "you do not have a Union. You don't have
a contract and you have no rights." As the Company would have it,
when Scott told Penner that Penner had to do as the Union said,
Penner's reply was to the effect that the presence of the Union
would not alter Penner's position or responsibilities. At that
point, Scott, claiming that he had a right to a witness, demanded
that Quackenbush witness the conversation. Only then, according to
the Company, did Penner tell Scott that Scott had no union, no
contract and no rights. The Company argues, in other words, that
Penner's statement was merely intended to inform Scott that, given
the invalidity of the Union's election, Scott had no right to a
witness.
Even if we were to accept the Company's post-hoc version of
the events, there is nothing in the record to suggest that Scott
should have understood the meaning the Company now attributes to
Penner's statements. The relevant question for the Board was not
whether Penner was technically correct in asserting that Scott had
no union, but whether, under the totality of the circumstances the
statement reasonably may have tended to coerce or intimidate Scott.
See Medeco Sec.
Locks, 142 F.3d at 745. The Board found that it
18
did, and the Company proffers no compelling reason for us not to
defer to this finding.9
4.
The Company argues that Forrester's statement that Renew could
be in trouble for having spent work time waiting for Forrester was
lawful because there was no validly elected union at the facility.
Again, the Company contends that the ALJ's finding of a § 8(a)(1)
violation was based on the erroneous assumption that the Union had
won the election. According to the Company, Renew was not
threatened for engaging in a protected activity because the lack of
a validly elected Union necessarily meant the lack of a grievance
procedure or the right to grievance representatives.
9
The Company also seems to argue that Penner did not make the
statement attributed to him. It complains that the ALJ failed to
explain why he disregarded Penner's denial that he threatened
futility, relying instead on the testimony of Scott, Quackenbush
and Wilson. It further points out that both Quackenbush and Wilson
admitted that they did not hear the entire conversation, and that
Quackenbush's testimony conflicted with that of Wilson.
This argument as well founders on the shoals of Penner's
credibility. The ALJ could and did reasonably rely on the
testimony of Scott, as corroborated by Quackenbush and Wilson. It
does not matter that the two did not hear the entire conversation;
they generally consistently corroborated Scott's account of the
relevant portion. Moreover, the Company points to nothing in the
record to suggest that Penner denied making the statement in
question. In fact, Penner was never asked about the statement. He
merely denied that he threatened futility. The Company posits no
exceptional circumstances that would justify disregarding the ALJ's
credibility determination in this regard.
19
Substantial evidence supports the Board's conclusion that
Forrester's statement violated § 8(a)(1). As explained in Part
II.A.3., the Board's finding of a § 8(a)(1) violation was not based
on the assumption that the Union had won the election. In any
event, the status of the Union at the time of Forrester's statement
was irrelevant because the Act protects an employee's right to
engage in "concerted activities," not "union activities." "[T]he
'concerted activities' protected by the [A]ct are not limited to
cases where the employees are acting through unions or are
otherwise formally organized. It is sufficient that they are
acting together for mutual aid or protection." Joanna Cotton Mills
Co. v. NLRB,
176 F.2d 749, 752 (4th Cir. 1949).
Although the Company characterizes Forrester's statement as a
"reminder," it does not dispute the ALJ's finding that Forrester
told Renew that Renew could be in trouble for having spent work
time waiting for Forrester to arrive. Moreover, based on the
testimony of both Forrester and Renew, Forrester made the statement
in response to Renew's assertion that he was there to represent
Scott. J.A. 133, 286. Under those circumstances, the evidence is
adequate to support the Board's conclusion that the statement was
a threat of discipline for engaging in a concerted activity.
20
B.
In addition to the § 8(a)(1) violations, the Board found that,
by reducing Scott's work hours and discharging him, the Company had
violated § 8(a)(3), which makes it "an unfair labor practice for an
employer . . . by discrimination in regard to hire or tenure of
employment or any term or condition of employment to encourage or
discourage membership in any labor organization . . . ." 29 U.S.C.
§ 158(a)(3) (1998). In doing so, the Board employed the following
two-step, burden-shifting analysis proposed in NLRB v. Wright Line,
Inc.,
662 F.2d 899 (1st Cir. 1981), and approved by the Supreme
Court in NLRB v. Transportation Mgmt. Corp.,
462 U.S. 393, 394
(1983): First, the General Counsel bears the burden of making a
prima facie case that antiunion animus motivated the employer's
adverse employment action by showing "(1) that the employee was
engaged in protected activity, (2) that the employer was aware of
the activity, and (3) that the activity was a substantial or
motivating reason for the employer's action." FPC Holdings, Inc.
v. NLRB,
64 F.3d 935, 942 (4th Cir. 1995). Then, if the General
Counsel successfully makes a prima facie case, the employer may
present the affirmative defense that it would have taken the same
action even in the absence of the employee's engagement in the
protected activity.
Id.
The Company does not dispute that Scott engaged in protected
activity but argues that the General Counsel failed to show the
21
second and third prongs of the prima facie case, namely, that the
Company was aware of Scott's activity, and that Scott's activity
was a substantial or motivating reason for its actions. It also
argues that, even assuming that the General Counsel had made a
prima facie case, it proved that its actions were for legitimate
business reasons. We consider each of these arguments in turn.
1.
With respect to the Company's awareness of Scott's activities,
it claims that there was no evidence that Penner saw Scott wearing
a "Vote Yes" button or knew what the button meant, and that Renew's
allegation that he sent the Company a document naming Scott as a
trustee of the Union was unsupported.
Again, the question of whether Penner saw the "Vote Yes"
button is one of credibility. As we have set forth in detail,
given the contradictions between the testimony of Penner, on the
one hand, and that of Scott, Wilson and Renew, on the other, the
ALJ made a facially legitimate credibility determination. On this
record, we find no "exceptional circumstances" that would compel us
to reject the ALJ's decision to credit the testimony of Scott,
Wilson and Renew over that of Penner.
The Company's suggestion that Penner did not know what the
"Vote Yes" button meant is also without merit. The buttons were
worn in the weeks leading up to a closely contested union election
22
in a facility that had no union at that time. Penner conceded that
he saw some employees wearing the buttons and specifically noted
that "Myron Renew wore his proudly." J.A. 224. Substantial
relevant evidence exists in the record to support the conclusion
that Penner saw Scott wearing the "Vote Yes" button and knew that
the button was intended to support selection of the Union as the
representative of the employees.
Whether Renew sent the Company a document naming Scott as a
trustee of the Union and caused that document to be posted on a
Company bulletin board is also a question of witness credibility.
The Board General Counsel introduced into evidence a document dated
January 5, 2001 that identified the Union officers, including
Scott. Renew testified that he had sent a copy of the document to
Forrester on that date, and that another member of the Union had
posted the document on the Company bulletin board. Forrester
denied ever having seen the document. The ALJ credited Renew's
testimony. Again, we find no "exceptional circumstances" that
compel us to reject that decision.
Finally, the documented events leading up to Scott's
discharge, including the exchange between Penner and Scott
regarding the Union, Scott's request to have Renew represent him at
the meeting with Penner, and Renew's interaction with Forrester,
all belie the Company's assertion regarding Penner's lack of
awareness of Scott's union involvement. To the contrary, this
23
evidence supports the Board's finding that the Company was aware of
Scott's engagement in a protected activity.
Substantial evidence also supports the Board's finding that
Scott's engagement in a protected activity was a motivating reason
for the reduction in Scott's work hours and his discharge in
violation of § 8(a)(3).
"Motive may be demonstrated by circumstantial as well as
direct evidence and is a factual issue which the expertise of the
Board is peculiarly suited to determine." FPC
Holdings, 64 F.3d at
942 (internal quotation marks omitted) (citations omitted). Here,
the ALJ cited the § 8(a)(1) violations as evidence of the Company's
antiunion animus. Such violations may indeed be evidence of
antiunion animus, even where the subject of the § 8(a)(3) violation
is not the same individual as the subject of the § 8(a)(1)
violation. NLRB v. Grand Canyon Mining Co.,
116 F.3d 1039, 1048
(4th Cir. 1997). The timing of an adverse employee action can also
support a finding of antiunion animus.
Id. The Company discharged
Scott the day after he and Penner had a heated discussion about the
Union. And finally, Penner's statements and actions involving
Renew, Wilson and Quackenbush, set forth above, also evince an
antiunion animus supporting the Board's finding that Scott's
engagement in a protected activity was a motivating reason for his
reduction in hours and ultimate discharge.
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2.
Once the General Counsel makes a prima facie case that
antiunion animus motivated the employer's decision to take the
adverse employment action, the employer may present the affirmative
defense that it would have taken the same employment action even
absent antiunion animus. Medeco Sec.
Locks, 142 F.3d at 742. If
the Board finds, however, that the employer's stated reason for
taking the employment action is pretextual, "we must affirm the
Board if substantial evidence supports this factual determination."
Id.
Here, the Company alleges a litany of performance problems as
the basis for the reduction in Scott's hours and his eventual
discharge. Specifically, it alleges that Penner reduced Scott's
hours because Scott failed to complete his work, including the work
on the scraper, in a timely manner. The company also identifies
four documented performance problems and testimony regarding other
performance and disciplinary issues as support for its position
that Scott's discharge was for legitimate reasons.
Substantial evidence supports the Board's finding that the
Company's stated reasons for reducing Scott's hours and discharging
him were pretextual. The ALJ credited Scott's testimony that he
had performed his work in the same manner both before and after the
Union campaign, but was only penalized for his performance after the
campaign. In doing so, the ALJ noted the lack of documentation to
25
substantiate Penner's testimony concerning the deficiencies in
Scott's performance on the scraper job. The ALJ also credited the
testimony of Wilson, a former supervisor at the facility, that
Scott was a good worker. Finally, the ALJ noted that Penner's
threat that he was going to ruin Scott's lifestyle by reducing his
hours was "consistent with a broader agenda than merely correcting
an employee for working too slow." J.A. 429. This evidence is
sufficient to support the Board's conclusion that antiunion animus
motivated Penner's decision to reduce Scott's hours.
The same evidence also supports the Board's finding of a
violation with respect to Scott's discharge. Moreover, that
discharge occurred in the wake of both a heated discussion about
the Union between Penner and Scott, during which Penner told Scott
that he had no union, no contract and no rights, and Forrester's
threatening statement to Renew concerning potentially being in
trouble for waiting to represent Scott. According to even
Forrester's testimony, Scott was subsequently discharged without
being asked for an explanation of his side of the incident that led
to the discharge, in apparent violation of Company policy.
Finally, the four documented performance problems referred to by
the Company occurred over a twenty-month period, with the last
documented incident occurring approximately six months before
Scott's discharge. On this record, we are constrained to uphold
the Board's Decision.
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III.
For the foregoing reasons, we grant the Board's application
for enforcement.
APPLICATION FOR ENFORCEMENT GRANTED
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