GREGORY, Circuit Judge:
Appellant-Defendant Christopher Winfield challenges the district court's jurisdiction under 18 U.S.C. § 3583(e) to impose a second prison sentence for violations of his supervised release after the district court effectively revoked his supervised release and imposed a prison sentence in a prior hearing. For the following reasons, we affirm.
On November 8, 2004, Winfield pled guilty to one count of possession with intent to distribute crack cocaine in violation of 21 U.S.C. § 841(b)(1)(A)(iii). He was sentenced to fifty-one months' imprisonment to be followed by three years of
On October 2, 2009, Winfield's probation officer filed a petition for violations of his supervised release. The petition alleged three violations: failing to follow the instructions of his probation officer, failing to work regularly, and twice testing positive for cocaine. The petition was amended two times to reflect further violations Winfield committed after the filing of the first petition. The first amendment alleged that Winfield was charged in state court with identity theft and forgery under Virginia law. The amendment also alleged that Winfield failed to notify the probation officer of his arrest for the state charges within seventy-two hours of being arrested. The second amendment alleged that Winfield had been charged with distribution of cocaine and conspiracy to distribute cocaine under Virginia law.
On May 18, 2010, the district court held a hearing regarding the alleged violations. At the hearing, the parties agreed that the court should only proceed on the "technical" violations—charges not related to the commission of state offenses—and wait to hear the remaining "substantive" violations after their resolution in state court. After hearing the evidence, the district court found Winfield guilty of all technical violations. For these violations, the court sentenced Winfield to twelve months' imprisonment. Notably, the district court's order imposing the sentence did not explicitly revoke Winfield's supervised release.
On September 17, 2010, the district court held the second hearing on the remaining violations. Winfield admitted that he had been convicted in state court of distribution of cocaine on July 1, 2010, and of forgery and identity fraud on July 12, 2010. For these violations, he requested that he receive no additional term of imprisonment. The district court found him guilty of these violations and imposed a twelve-month sentence.
We review de novo a challenge of a district court's jurisdiction to rule upon alleged violations of supervised release. United States v. Barton, 26 F.3d 490, 491 (4th Cir.1994).
18 U.S.C. § 3583(e) governs a district court's authority to revoke, extend, modify, or terminate a defendant's term of supervised release. Under subsection (e), a district court may
Further, under § 3583(h), a district court may require the defendant to serve an additional term of supervised release following re-incarceration.
Winfield contends that the district court lacked jurisdiction under § 3583(e)(3) to conduct the second violation hearing and impose the additional twelve-month sentence. He reasons that when the district court imposed the twelve-month sentence at the May 18 hearing, it effectively revoked his term of supervised release. He argues that the act of revocation has the following legal significance: "it ends the period of supervision, and with it, the district court's power to further adjudicate violations or impose additional prison time."
We first address the meaning of the term "revoke" under § 3583(e)(3) and whether a district court's effective revocation of a defendant's term of supervised release also ends the court's supervision over the release when the term has not expired.
In Johnson v. United States, 529 U.S. 694, 706-07, 120 S.Ct. 1795, 146 L.Ed.2d 727 (2000), the Supreme Court addressed whether, under § 3583(e)(3), a district court has the authority to impose a new term of supervised release following re-incarceration for violations of the original supervised-release term. The defendant argued that the district court lacked such authority because the revocation terminated the court's jurisdiction over his supervised release.
In an unpublished case nearly identical to the one before us, the Third Circuit applied the reasoning in Johnson and held that a district court's revocation of a term of supervised release and imposition of a prison sentence did not deprive the court of its jurisdiction to hold a second violation hearing and impose additional prison time for violations committed prior to the revocation of the release. United States v. Johnson, 243 Fed.Appx. 666, 668 (3d Cir. 2007). As here, the parties agreed to hold bifurcated hearings, the second of which would be held in abeyance pending the resolution of the defendant's state criminal charges of burglary, cocaine possession, resisting arrest, and assault on a police officer. Id. at 667. At the second hearing, however, the defendant argued that the district court lacked jurisdiction to further revoke, modify, or extend that same period of release because it had previously revoked and sentenced him in the first hearing. Id. The Third Circuit determined that because a revoked term of supervised release continues to have some effect post-revocation, the district court retained its authority to alter and extend the defendant's punishment during his re-incarceration for supervised-release violations. Id. at 668 (citing Johnson, 529 U.S. at 712, 120 S.Ct. 1795).
Applying the foregoing logic to Winfield's appeal, we find that the district court had jurisdiction to hold the second violation hearing on September 17, 2010, and to impose the twelve-month sentence for supervised-release violations arising from Winfield's state convictions.
First, we assume, without deciding, that the district court effectively revoked Winfield's
Next, we hold that the district court's revocation of the term of supervised release at the May 18 hearing did not end the court's jurisdiction over Winfield's release. As defined by the Supreme Court in Johnson, 529 U.S. at 706, 120 S.Ct. 1795, a revocation of a term of supervised release is not equivalent to a termination of the release, and thus the revoked term remains in effect. In Winfield's case, his term of supervised release had not expired by the May 18 hearing and remained in effect upon the district court's effective revocation of the term in that proceeding. As a result, the district court retained jurisdiction over Winfield's release. See also United States v. Vargas, 564 F.3d 618 (2d Cir.2009) (finding that a district court had the authority to correct an omission from a revocation order imposing a sentence because the term of supervised release continued to have some effect after the term's revocation); United States v. Johnson, 243 Fed.Appx. at 668-69.
Winfield argues unpersuasively that the Supreme Court and the Third Circuit cases are distinguishable from his case. Unlike here, in those cases the district courts imposed additional terms of supervised release to commence after the end of the defendants' re-incarceration. Winfield does not give a reason why this factual difference matters with respect to the district court's jurisdiction. Indeed, the Supreme Court in Johnson v. United States did not base its interpretation of § 3583(e)(3) on this fact. The Supreme Court determined instead that a revoked term of supervised release survives the revocation because the act of revocation does not terminate the release but allows the release to continue to have some effect. 529 U.S. at 706, 120 S.Ct. 1795. Contrary to Winfield's contention, the district court was not required to impose a second term of supervised release after his re-incarceration to retain its jurisdiction over Winfield's revoked term.
Furthermore, we hold that the district court's jurisdiction over Winfield's release included the power to hold a second violation hearing and impose a twelve-month sentence in light of several considerations. Foremost, the language of § 3583(e)(3) does not limit the district court's jurisdiction. See United States v. Ide, 624 F.3d 666, 668 (4th Cir.2010) ("When interpreting a statute, an appellate court first considers the plain meaning of the statutory language."); Barton, 26 F.3d at 491 (interpreting the plain meaning of § 3583(e)(3) to hold that "courts retain jurisdiction to hold hearings related to revocation of supervised release for a reasonable period after the term of release expires when a [violation] petition . . . is filed during the period of supervised release."). Thus, a district court is within its authority to hold bifurcated violation hearings based on a petition filed before the supervised release's expiration so long as it sentences the violator pursuant to the Federal Rules of Criminal Procedure, makes a finding of guilt by a preponderance of the evidence, and does not exceed the statutory maximum for re-incarceration.
Here, the district court followed § 3583(e)(3) revocation procedures in both the May 18 and September 17 hearings. After reviewing the advisory Sentencing Guidelines and the factors set forth in 18 U.S.C. § 3553(a), it found Winfield guilty of violating his conditions by a preponderance of the evidence. Additionally, the
Further, we find persuasive the Third Circuit's sound analysis that concludes that a district court retains its § 3583(e)(3) power to impose additional prison time post-revocation. See Johnson, 243 Fed. Appx. at 668-69. To counter the Third Circuit's reasoning, Winfield cites United States v. Brooks, No. 1:06-CR-476, slip op. at 2 (E.D.Va. Feb. 9, 2011), a case that is distinguishable from Winfield's.
In Brooks, the district court revoked the defendant's supervised release and sentenced him to three months' imprisonment to be followed by two years of supervised release based on the defendant's admitted marijuana and cocaine use. Id. at 1. The district court afforded the defendant three days to settle his affairs before he voluntarily surrendered himself to the U.S. Marshals Service. Id. During those three days, the defendant again used marijuana. Id. In response, the government filed a new supervised-release violation petition and the district court held a second hearing for the new violation. At the hearing, the defendant admitted that he had used marijuana during the three-day period before his voluntary surrender. Id. The district court sentenced the defendant to an additional twenty days in prison for the new violation, to run consecutively with the three-month prison sentence originally imposed. Id.
After the sentence, the defendant's counsel moved to vacate the twenty-day sentence, arguing that the district court had lacked jurisdiction. Id. at 2. The district court agreed that it lacked jurisdiction and reasoned that the three-day period in which the defendant committed a new violation was not considered part of the defendant's term of supervised release. Consequently, the defendant was not subject to any terms or conditions of the supervision during that time. Id.
Winfield's case is decisively different from Brooks. Winfield committed all of his violations, both technical and substantive, before the court effectively revoked his term of supervised release. As opposed to the defendant in Brooks, Winfield was subject to the conditions of his supervised release when he committed the violations. Thus, Brooks is not applicable to Winfield's case.
Winfield raises two additional arguments; neither is directly at issue in this case. First, he maintains that allowing a district court to impose multiple prison sentences for violations of supervised-release conditions would lead to multiple appeals in the same case, "run afoul" of the general policy against piecemeal appeals, and create "logistical problems" for the defendant. We note that such circumstances may create burdens for a defendant who must decide whether to wait to appeal his first and second revocation sentences
Second, Winfield argues that while the district court may have been able to amend his first revocation and prison sentence within fourteen days under Federal Rule of Criminal Procedure 35(a), which authorizes a court to correct a sentence for technical or clear error, the district court had no authority to announce an additional sentence four months later. Case law varies on whether Rule 35(a) applies in the context of correcting an error as it pertains to a term of supervised release or whether § 3583(e) independently governs. See Vargas, 564 F.3d at 623 (declining to decide whether Rules 35(a) and 36 govern supervised release because § 3583 addresses corrections and extensions of the release); United States v. Navarro-Espinosa, 30 F.3d 1169, 1171 (9th Cir.1994) ("We need not resolve the Rule 35 issue in this case, however, for the correction before us relates to supervised release; there is an independent rule [: § 3583(e)(2)] governing corrections of that nature."). But see United States v. Donoso, 521 F.3d 144, 146-47 (2d Cir.2008) (affirming district court's correction of a prison sentence for supervised-release violations pursuant to Rule 35(a) because the district court erred by imposing the prison term to run consecutive with the defendant's state prison sentence); United States v. Perez, 565 F.3d 344, 346 (7th Cir.2009) (district court lacked jurisdiction to reopen revocation proceedings and increase the prison sentence for supervised-release violations because the increase was a substantive modification made well after the time period specified under Rule 35(a)); United States v. Johnson, 243 Fed. Appx. at 670-71 (Aldisert, J., concurring) (raising sua sponte the issue of whether Rule 35(a) limits a court's jurisdiction to alter a revocation sentence).
Here, however, the district court's September 17 sentence did not aim to correct an error made within the May 18 sentence, but imposed prison time for violations of Winfield's supervised release not adjudicated in the first hearing. Winfield's reliance on Rule 35 in this context is misplaced.
For these reasons, we affirm the district court's judgment. The district court had jurisdiction to hold the September 17 violation hearing and impose the twelve-month sentence for supervised-release violations arising from Winfield's state convictions.
AFFIRMED.