DAVIS, Circuit Judge.
Appellant Marcus Hill was charged in a single count indictment with possessing a firearm after having been convicted of a felony, in violation of 18 U.S.C. § 922(g)(1). Hill filed a motion to suppress the firearm (and other evidence) based on the Fourth Amendment. After a hearing, the district court denied the motion to suppress. Hill proceeded to trial, at the conclusion of which the district court denied his Rule 29 motion for judgment of acquittal, which was based on his contention that the government adduced insufficient evidence of his knowing possession of the firearm. The jury returned a guilty verdict on the single charge. At sentencing, over Hill's objection, the district court applied the Armed Career Criminal Act, 18 U.S.C. § 924(e) (ACCA), and imposed a mandatory minimum sentence of 180 months of imprisonment. Hill filed this timely appeal.
Before us, Hill contends the district court erred in (1) denying the motion to suppress; (2) denying the motion for judgment of acquittal; and (3) applying the ACCA. For the following reasons, we affirm.
On January 13, 2009, around 3:00 a.m., Hill drove in his silver Buick Park Avenue, which he had owned for two to three months, to pick up his girlfriend, Nekia Bennett, who had ended her shift as an employee of a contract firm that transported detainees and inmates for the Baltimore County Police Department.
When Hill arrived to pick up Bennett, she was in a transport vehicle with a male co-worker with whom Hill had previously argued. When Bennett entered Hill's car, she noticed he was upset. He told her that the disagreement with her male co-worker was getting out of control and that the co-worker had been threatening him. The argument escalated. Hill yelled, punched the steering wheel, and pushed Bennett's shoulder to get her to look at him. At one point Hill put Bennett's hand on the pocket of his sweatpants and she felt a hard object. Hill stated, "You see how they got me out here?" J.A. 97. Based on this statement, Bennett believed the object in Hill's pocket was a gun.
Bennett was exhausted, having just finished her night shift, and had had only six hours of sleep in the preceding thirty hours. Hill had never been violent, had never hit her, and had never been abusive in any way; still, Bennett wanted to avoid arguing with him, and so she asked him to stop at a 7-Eleven, apparently intending to make small purchases.
As the Buick pulled up to the 7-Eleven, Hill and Bennett observed a marked police car in the parking lot. As Bennett turned to get out of the car, Hill grabbed her wrist and said, "Don't play with me." J.A. 102. Once inside the 7-Eleven, Bennett walked past two police officers, Sergeant Byron Conaway and Sergeant Amado Alvarez, standing at the cashier's counter. Conaway and Alvarez were twelve-year veterans of the Baltimore Police Department ("BPD"). They had finished their shift for the night and had stopped at the 7-Eleven for refreshments. As Bennett walked past the officers, Conaway noticed that Bennett had a handgun holstered on her left hip and alerted Alvarez. The officers concluded (erroneously) that Bennett was a state correctional officer based on the uniform pants she was wearing, and paid no further attention to her at that time.
Bennett picked up an item and, just two minutes after entering the store, took the item to the cashier, near where the officers were standing, to Bennett's left. While paying for her item, Bennett asked the cashier for a pen. She took a receipt, turned it over, and wrote the word "Help" on the back. She slid the receipt down the counter to Conaway and then, without saying a word to the officers, exited the store. The officers did not stop her or ask her any questions. Bennett later testified that she passed the note to the officers "because of the situation [she] was in . . . with Mr. Hill," J.A. 105, explaining, "I just wanted the situation that we was going through to be resolved." J.A. 106.
Conaway showed the note to Alvarez. Believing Bennett was in "distress" and possibly in a situation "a little bit more than what she could handle," J.A. 163, 213, they followed Bennett out to the parking lot, where she had already reentered Hill's car on the front passenger side. Conaway drew his weapon as he exited the store, even before seeing anyone in the vehicle with Bennett. Knowing that Bennett was armed and that the gun she was carrying was on her left side — which would be the side closer to the driver, Hill — the officers approached the front of the car. With guns drawn, and standing just a few feet from the sides of the car, they ordered Hill and Bennett to show their hands and exit the vehicle. Conaway testified that he took these actions immediately without first investigating in some other manner because he did not understand why Bennett needed help. "I couldn't understand why she would need help, being as though she was an armed person, so that kind of sparked my interest a bit." J.A. 212.
Hill did not immediately comply with the order to show his hands. Conaway testified that he saw Hill reach to his right side, next to the center console and near where Bennett's gun was holstered; Alvarez testified that he saw Hill reach toward his waist. Neither officer saw Hill with a weapon. Conaway and Alvarez continued to order Bennett and Hill to show their hands. Bennett complied and exited the vehicle, but Hill did not. Conaway then fired his weapon twice; one shot missed and the other hit Hill in the abdomen. Hill collapsed over the passenger seat. Conaway testified that less than twenty seconds elapsed between when he exited the 7-Eleven and when he fired his weapon.
Having just been shot, Hill showed his hands. Alvarez pulled Hill from the car, laid him on the ground, handcuffed him, and patted him down. He found no weapon, only Hill's paycheck stub. Alvarez also did a preliminary search of the interior of the car, including the floor and the seats (although without a flashlight), and found nothing. Alvarez and Conaway called for back-up and for medics. Hill was transported by ambulance to the hospital, under police guard.
Detectives assigned to the BPD Homicide Unit arrived and took control of the scene, as is standard procedure in all shootings involving police. The detectives began investigating the circumstances that led Conaway to shoot Hill; at that point, they had no information suggesting or indicating that Hill had committed any crime or possessed any weapons or contraband.
Bennett was transported to BPD headquarters. She was ordered to surrender her purse, her keys, her work-issued firearm, and other personal effects to the police. She was frazzled, crying, and traumatized by what had happened to Hill. After waiting some time, she was interviewed by two BPD detectives: Juan Diaz and Michael Moran. They asked her many questions about firearms, but she had never seen Hill with a gun, neither that night nor on any other occasion. After questioning her for about an hour, the detectives turned on a tape recorder and took a recorded statement. In that statement, she told them about the argument she and Hill had had in the car, and why she wanted to get out of the car. She said that Hill "pulled my wrist and . . . patted his sweatpants, it was like . . . don't play with me. You know I don't like the police." J.A. 547. Although by that point the police knew Hill was unarmed when he was removed from the car, Bennett explained that when Hill had had her pat his pocket, she felt an object she thought might have been a gun.
By that point Hill's car had been towed to the BPD crime lab evidence bay. Diaz prepared an application for a warrant authorizing a search of Hill's vehicle. In four separate places the application and warrant stated that the purpose of the warrant was to seek evidence of a suspected murder. The application stated that the police "have reason to believe" that "there are now being concealed certain property, namely, weapons, ammunitions, papers, or any item pertaining to the crime of murder." J.A. 28. The application states in a separate place that the crime under investigation is "first degree murder" and cites the Maryland Annotated Code section for first-degree murder.
Notwithstanding the erroneous mentions of murder, the body of the affidavit attached to the warrant application set forth a substantially accurate narrative of the night's events. Diaz attested that the police had shot Hill in front of the 7-Eleven after they had been "approached by a female asking them for help." J.A. 31. The affidavit states that the female left the store and got into the passenger seat of a car in which Hill, the registered owner, was sitting in the driver's seat. Officers then gave "verbal commands to both occupants [to] show[] their hands and to please exited [sic] the vehicle."
During the subsequent search of the car, officers found and seized registration papers confirming that Hill was the owner of the vehicle. Two utility bills and various financial documents in Hill's name were also in the car. Finally, they found a Taurus PT-22 .22-caliber semi-automatic pistol inside a black stocking behind the front passenger seat, wedged between the seat and the floor. The officers removed the gun from the stocking and found that it was entirely covered in rust. None of the officers present were able to render the firearm safe because of the extent of the rust. When they were eventually able to extract the magazine, officers found that the magazine and all of the cartridges were also covered in rust. At trial, Special Agent Daniel Kerwin of the Bureau of Alcohol, Tobacco, Firearms and Explosives explained that although the gun was inoperable, it still met the definition of a firearm as that term is defined in 18 U.S.C. § 921(a)(3).
On August 13, 2009, Hill was indicted on one count under 18 U.S.C. § 922(g)(1) in the District of Maryland for possessing the Taurus PT-22 firearm after having previously been convicted of a felony. Hill moved to suppress the gun (and the other items seized from the Buick) on the ground that the state search warrant was invalid because the affidavit offered in support of the warrant application did not provide probable cause, for three reasons. First, he argued the affidavit, which was based entirely on statements from the "female" [Bennett] who asserted that she had "received an assault threat by possible gun by Marcus Hill," lacked evidence of the informant's "veracity" or the basis of her knowledge, and therefore lacked probable cause.
Second, he argued the false references to the crime of murder in the affidavit rendered the warrant invalid. In the section of the warrant describing the property to be seized, it states "weapons, ammunition, papers of any item [sic]
Third, and alternatively, Hill argued the warrant was invalid under
Neither Hill's motion nor his reply to the government's opposition argued that the officers' actions in the 7-Eleven parking lot constituted an unlawful seizure or otherwise violated his Fourth Amendment rights.
In opposition to the motion, the government argued the warrant was valid because Hill had threatened Bennett when he "was possibly in possession of a handgun." J.A. 23. The warrant was necessary, the government argued, to "ascertain if Hill possessed a gun as Bennett indic[a]ted, which would, in and of itself, be a violation of Maryland law," and also to "assist in the determination of whether Hill should be prosecuted for an assault on Bennett."
On May 17, 2010, the first day of trial, the district court held a hearing on Hill's motion to suppress (in addition to other motions not relevant to this appeal). Defense counsel reiterated Hill's arguments, noting that Hill's argument "first and foremost" was that the warrant affidavit failed to establish probable cause. J.A. 57. Ultimately, the district judge denied the motion from the bench, "[f]or reasons that will be explained in a memorandum to be issued" at a later date. J.A. 67. On May 20, 2010, the court filed a Memorandum Opinion setting forth the reasons for its denial of Hill's motion to suppress.
The district court explained that the affidavit supporting the warrant application established the following facts:
The parties proceeded to trial, during which they stipulated that Hill was prohibited from possessing a handgun because of a prior felony conviction. At the close of the government's case and again at the close of all the evidence, Hill moved for judgment of acquittal pursuant to Rule 29 of the Federal Rules of Criminal Procedure, arguing the evidence presented was insufficient to sustain a finding beyond a reasonable doubt that Hill exercised knowing constructive possession of the firearm seized from the Buick. J.A. 426, 444-45. The district court denied both motions. On May 19, 2010, the jury convicted Hill of the sole count with which he was charged.
On August 9, 2010, the parties appeared for sentencing. A probation officer had prepared a presentence report (PSR), which detailed Hill's criminal history, including the following state court convictions:
J.A. 758-59.
As for the April 2007 conviction, the one Hill argues is not an ACCA predicate, the indictment filed in state court alleges, in pertinent part, that the defendant "did distribute a certain Controlled Dangerous Substance of Schedule # II, to wit: cocaine, which is a narcotic drug, . . . in violation of Criminal Law Article, Section 5-602 . . . ." J.A. 698. A conviction for distribution of cocaine carries a maximum penalty of 20 years under Maryland law. Therefore, the PSR determined that the 2007 conviction was (like the other two convictions listed above) a "serious drug offense" as defined in 18 U.S.C. § 924(e)(2)(A). At the time Hill was arrested for the instant offense, he was on probation for the 2007 convictions. The PSR calculated Hill's advisory guidelines range to be 210-262 months' imprisonment. In support of the ACCA predicates, the government provided certified copies of the state court judgments of conviction related to Hill's three prior ACCA qualifying convictions, along with the docket entries and charging documents for each.
Hill contested the ACCA determination. First, he argued the Maryland possession-with-intent-to-distribute statute is not categorically a serious drug offense, and that the government's documentation was insufficient to prove that Hill's convictions were actually ACCA predicates. Second, he argued (anticipating our later decision in
The court rejected Hill's arguments and sentenced him to the 180-month mandatory minimum, followed by five years of supervised release. Hill filed a timely notice of appeal.
On appeal, Hill argues the district court erred in denying his motion to suppress, in denying his motion for a judgment of acquittal, and in sentencing him as an armed career criminal. We consider these issues in turn.
As noted above, in the course of the suppression hearing in the district court, Hill argued the gun (and the other evidence seized from the Buick) should be suppressed because the
J.A. 17.
On appeal, Hill has shifted gears. He advances the following contentions before us: (1) the warrant was facially invalid based on the references to murder; and (2) the gun (and other evidence) should have been suppressed because the officers unlawfully seized Hill, i.e., without reasonable suspicion or probable cause, (a) when they pointed their guns at him; and/or (b) when they shot him, in either case thereby poisoning the later-obtained warrant. There is a serious question, however, whether Hill preserved his challenge to the admissibility of the evidence obtained from the car as to these latter grounds. Specifically, the issue presented is whether his arguments in the district court were adequate to preserve the arguments based on an alleged unconstitutional seizure ("seizure arguments").
If the arguments were preserved, we review legal determinations de novo and factual findings for clear error.
Hill contends he preserved his seizure arguments based on four theories:
First, he argues the arguments were preserved because he satisfied Federal Rule of Criminal Procedure 51(b).
Second, Hill argues he preserved the argument because his motion to suppress the gun ended with the following: "Any additional searches and seizures that occurred in this matter, warrantless or otherwise, are also illegal and in violation of the Fourth Amendment." J.A. 17. Hill cites no cases specifically addressing whether a catch-all, boilerplate argument like this one is sufficiently specific to preserve a particular argument in support of a motion to suppress.
Third, he argues he preserved his seizure arguments when he separately moved to suppress any "statements, admissions, or confessions" that may have been obtained unlawfully, although at the time of the motion Hill's counsel was not aware of any statements Hill had made. The motion also stated, "Any statements, admissions, or confessions were also
Fourth, in reliance on
We are not persuaded by any of Hill's preservation theories. We agree with the government that Hill failed to preserve his seizure arguments because he did not raise them as distinct grounds in support of his motion to suppress.
Thus, we are constrained to apply plain error review to Hill's argument that he was unlawfully seized in the 7-Eleven parking lot, and that the gun (and the other evidence seized from his car) constituted the fruit of that unlawful seizure that should have been suppressed.
We grant relief on the basis of plain error to an appellant such as Hill only when he establishes: (1) there was an error; (2) the error is plain; (3) the error affects substantial rights; and (4) the error seriously affects the fairness, integrity, or public reputation of judicial proceedings.
Hill argues the district court erred in admitting the gun (and other evidence seized from the car) because the officers unlawfully
The first question is whether, at the moment the officers exited the 7-Eleven and drew their guns on Hill and Bennett, Hill was under de facto arrest, or subject merely to a lesser detention in the nature of an investigatory stop. This is a potentially dispositive issue, because if the seizure amounted to an arrest of Hill, then it was most assuredly unlawful; the government concedes, and we agree, there was not probable cause at that time to believe Hill had committed a crime.
Whether a person is under arrest or merely subjected to a temporary detention depends on whether "the suspect's freedom of action is curtailed to a degree associated with formal arrest."
A person is not necessarily under arrest even if a "reasonable person would have felt free to leave in the circumstances of his initial detention."
Hill argues the parking lot encounter was a full-blown arrest because "[a] reasonable person in Hill's position in the early morning of January 13, 2009, would not have believed that he was free to leave or terminate the encounter when, seated in a parked car, Conaway and Alvarez pulled their weapons and pointed them at him." Appellant's Br. at 17. The seizure quickly escalated to the level of an arrest, he argues, because of "the nature of the police intrusion and the level of restraint on Hill's freedom."
As a legal matter, Hill's argument confuses the standard for a "seizure" and an "arrest." Most importantly,
As a factual matter, our review is hampered by the fact that Hill did not argue before the district court that (1) he was under arrest at the time and (2) the arrest was unlawful. Because he did not make these arguments, we have no factual findings on which to decide either of these questions. We know that less than twenty seconds elapsed between the moment when Conaway exited the 7-Eleven and when he fired his weapon, because Conaway testified to that timing apparently without contradiction. And we have the surveillance video from the 7-Eleven, which shows the officers exiting the store and drawing their weapons, although there is no footage of the car itself. But the district court was never asked to determine, for example, how much time (or what reasonable technique) was reasonably "necessary to verify or dispel the officer's suspicion" that Hill was armed or otherwise a threat, to Bennett or to themselves.
In the absence of such findings by the district court, the question is thus: Is it "clear" or "obvious" from the record before us,
Thus, we have no hesitation in concluding that, on this record, the officers' initial seizure of Hill is properly regarded as a
The Fourth Amendment's requirement of reasonableness is satisfied and a
The government argues Hill's detention was supported by reasonable suspicion because at the time the officers knew the following: "a young female had passed them a note that read `help;' that female was armed with a firearm that was holstered on her left side; that female had just gotten into the car with a man who was seated to her left, well within reach of the firearm; and that . . . female — even though she was armed — needed police intervention, and could not ask for such intervention in a way that the male driver could see." Gov't Br. at 25 (citing J.A. 160, 163-64). Furthermore, the government argues, once the officers were near the car, they were justified in
Hill argues these facts did not rise to the level of reasonable suspicion because they did not give the police "reason to believe that Hill himself was involved in criminal wrongdoing." Appellant's Br. at 22. "[W]hile these circumstances might be odd," says Hill, they only would have justified "talking to the woman and investigating why the woman thought she needed help."
Hill, however, did not make this argument in the district court and so the district court made no factual findings as to the existence of reasonable suspicion at the time the officers drew their weapons. We are hard pressed to find that it is "obvious" from the record that the officers lacked reasonable suspicion. Again, there is no surveillance video of Hill's actions inside the car. All we can see (and there is no audio accompanying the surveillance video) is one of the officers (presumably Conaway) walk to the car with his hand on the gun in its holster, un-holster the gun as he approached the car, and then point the gun at the driver as the officer neared the car. The officer then is in an aggressive posture, appears nervous, and clearly is yelling. At some point he discharges his weapon, twice. Especially because we cannot see Hill's actions inside the car, it is impossible to say that it was "clear" from the record that the officers were not justified in drawing their weapons.
If the initial seizure was supported by reasonable suspicion, as we are left to conclude, the question becomes whether the officers were justified in shooting Hill. The parties do not dispute that at the time Hill was shot he was effectively under arrest.
The Fourth Amendment's requirement that a particular seizure be reasonable "depends not only on
To determine whether the means by which a particular arrest was effected were reasonable, the Supreme Court has instructed us to pay "careful attention to the facts and circumstances of each particular case, including [1] the severity of the crime at issue, [2] whether the suspect poses an immediate threat to the safety of the officers or others, and [3] whether he is actively resisting arrest or attempting to evade arrest by flight."
Again, the argument that Hill was unlawfully seized when Conaway shot him is raised for the first time on appeal, and thus we are constrained to review for plain error. Moreover, there is little in the record from which to make our own determination of whether, for example, Hill "pose[d] an immediate threat to the safety of the officer or others."
The government argues there was probable cause to believe Hill posed a threat of serious physical harm to the officers because the officers knew the following:
Gov't Br. at 30-31. Moreover, the government argues, even assuming "Conaway was mistaken in his belief that Hill posed a threat, his mistake was undoubtedly a reasonable one under the circumstances."
Hill argues that when we weigh the three factors enumerated in
The reasonableness of the officers' actions thus comes down to whether Hill's movements inside the car rendered reasonable the officers' belief that Hill posed an imminent threat to them, justifying the use of deadly force. The government argues the officers were justified in interpreting Hill's movements as evidence that he was reaching for a gun. Hill argues that belief was unreasonable because "the movement of a suspect's hands, without more, while he is under arrest is insufficient to give rise to an objectively reasonable basis for the police to use deadly force." Appellant's Br. at 26. Only if "the police had seen him with a gun, or had reliable and specific information that he was known to be armed," might this have been a "significant factor," he argues.
Here again, our problem is the absence of adequate information to find that it was "obvious" that Hill did not pose an imminent threat of serious physical harm to the officers. Had Hill raised these issues in the district court, the risk of non-persuasion on these issues would have been cast upon the government to justify a warrantless seizure.
Finally, Hill has argued he is entitled to suppression of the gun because of the false references to murder in the warrant application. Even his arguments related to this point have shifted, however. In his original motion to suppress, he argued that the warrant was limited to searching for evidence of a
The argument on appeal concerning the references to murder relates to the potential applicability of the good-faith exception to the exclusionary rule to justify denial of the motion to suppress the items, including the firearm, seized from the Buick. In other words, Hill argues that, assuming the stop and/or arrest in the parking lot violated the Fourth Amendment, the government cannot rely on the good-faith exception because
This argument is not without some force. Diaz knew the warrant was not being sought to search the car in the course of an investigation of a murder; it was to search the car for a gun that was suspected to be (
Nonetheless, because we decline to notice plain error with respect to the seizure arguments, we need not and do not reach the applicability of the good-faith exception to the "murder warrant." And because that aspect of Hill's challenge to the warrant is the only one he has raised on appeal, we do not reach the other questions raised below with respect to the warrant. Accordingly, we discern no reversible error in the district court's denial of the motion to suppress.
Hill next argues there was insufficient evidence for the jury to find beyond a reasonable doubt that Hill knowingly (if constructively) possessed the firearm that was found in his car. We review the district court's ruling on a motion for judgment of acquittal de novo and will uphold the verdict if, viewing the evidence in the light most favorable to the government, it is supported by substantial evidence.
At trial the government sought to prove Hill exercised, or had the power to exercise, dominion and control over the firearm, and thereby constructively possessed it.
Appellant's Br. at 37-38 (citations to record omitted).
The problem with Hill's argument is that the jury concluded otherwise, and there was substantial evidence to support its conclusion. As the government explains and the record read in the light most favorable to the government shows:
Gov't Br. at 43-44 (citations to record omitted).
Having carefully reviewed the record, we think it is too much of a stretch to argue the jury could not reasonably conclude from the evidence that Hill constructively possessed the gun. The question of whether Hill knew the gun was in the car and exercised dominion and control over it would have depended largely on inferences arising from the credibility of witnesses. Hill does not challenge the jury instructions, and Hill argued in closing argument that he did not constructively possess the weapon. The issues were for the jury, and the district court did not err in denying the motion for judgment of acquittal.
Finally, we turn to the sentencing issue. As stated above, Hill challenges the district court's reliance on his April 17, 2007, conviction, pursuant to an
Hill was charged under Md. Code Ann. Crim. Law § 5-602, which makes it unlawful to "distribute or dispense a controlled dangerous substance" or to "possess a controlled dangerous substance in sufficient quantity reasonably to indicate under all circumstances an intent to distribute or dispense a controlled dangerous substance." The penalty for a violation of § 5-602 depends on the substance distributed or possessed with intent to distribute. A violation of § 5-602 "with respect to a Schedule I or Schedule II narcotic drug" is subject to a term of imprisonment "not exceeding 20 years."
At sentencing the government provided certified copies of the indictment charging Hill with distribution of a controlled substance. The indictment alleged in Count One, the count to which Hill tendered his
Hill does not dispute the fact of his conviction, the contents of the indictment, or the fact that the maximum penalty for the charged offense was 20 years. He also does not dispute that he pled guilty (albeit pursuant to an
Rather, in reliance on
Here, unlike in
Moreover, in
For the reasons set forth, the judgment is
Hill apparently argues
In
In the case at bar, however, the indictment included a separate count for possession; thus, if Hill had intended to plead guilty to possession (rather than distribution) of cocaine, he would have pled guilty to Count Three, not Count One. Count One of Hill's 2007 indictment charged one and only one offense, distribution of cocaine. Thus, the charging document sufficiently narrowed the charge so that it became a "serious drug offense" and solely a "serious drug offense" under the ACCA.
Moreover, unlike the situation in