NIEMEYER, Circuit Judge:
After Racheal Wilson, a new recruit for the Baltimore City Fire Department, tragically died during a "live burn" training exercise, her survivors and estate commenced this action under 42 U.S.C. § 1983 against the Mayor and City Council of Baltimore,
The district court granted the Fire Department's motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), concluding that the deliberate indifference standard is normally applied only to those in the government's custody and that Wilson was not in custody and had an option of declining to participate in the exercise, or even declining to be a firefighter. The court instead applied a standard requiring the showing of intent to harm and concluded that "however reckless" the Fire Department may have been, its actions did not "rise to the level of a constitutional violation."
Applying Collins v. City of Harker Heights, 503 U.S. 115, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992), and Waybright v. Frederick County, 528 F.3d 199 (4th Cir. 2008), we affirm. We conclude that because the complaint does not purport to allege that the Fire Department staged the live burn training exercise with the purpose of causing harm to Wilson or to any other recruit, it falls short of alleging a substantive due process violation in the context of the facts alleged, even though it might well allege causes of action under state law, as the complaint purports to do in other counts.
The amended complaint alleges that on February 9, 2007, Racheal Wilson, a new recruit with the Baltimore City Fire Department, participated in a live burn training exercise staged at a vacant three-story building in Baltimore. The live burn exercise was required as part of the training program for aspiring Baltimore City firefighters. To stage the building for the exercise, officials of the Fire Department tore down wall-boards and ceilings to create debris and stuffed walls with highly flammable excelsior. Then they lit fires at multiple locations on the first and second floors. After a period of delay, Fire Department officials instructed Wilson and her team to proceed to the third floor, with Wilson carrying the hose.
The team encountered "severe fire conditions," and by the time they reached the third floor, they realized that their "lives were in danger." Accordingly, the team
The complaint alleges that Wilson's death was avoidable with adequate preparations for the exercise and that the Fire Department created unduly dangerous conditions in staging the exercise. The complaint alleges:
In summary, the complaint claims that these and other conditions and circumstances amounted to "willful violations of nationally-recognized safety standards for live burn training exercises."
Based on these factual allegations, Count I of the complaint, brought under 42 U.S.C. § 1983, asserts that the Fire Department's conduct "shocks the conscience and was either intentional, reckless, grossly negligent, and/or deliberately indifferent towards Ms. Wilson's ... life and liberty," in violation of her Fourteenth Amendment rights. In other counts, the complaint alleged violations of the Maryland Constitution and other state law duties.
On the Fire Department's motion to dismiss, the district court dismissed Count I of the complaint because it failed to state a claim under the Fourteenth Amendment, and it dismissed the remaining counts without prejudice, to be resolved in state court. From the district court's judgment, dated December 3, 2010, the plaintiffs filed this appeal.
The plaintiffs argue that their complaint sets forth facts sufficient to state a substantive due process violation insofar as it alleges that the Fire Department's conduct was deliberately indifferent to the life and safety of Wilson in circumstances where the Fire Department itself created the danger that caused her death. While they concede that the Fire Department did not intend Wilson's harm, which is usually necessary to satisfy the shocks-the-conscience test for a substantive due process violation, see Cnty. of Sacramento v. Lewis, 523 U.S. 833,
Defendants contend that the government's conduct in this case can only violate the substantive due process guarantee of the Constitution if the government's conduct was "intended to injure in some way unjustifiable by any government interest." Lewis, 523 U.S. at 849, 118 S.Ct. 1708. They conclude that because the facts alleged in the complaint do not suggest that Fire Department officials were motivated by any intent to injure Wilson, or for that matter, any other recruit, the complaint fails to state a claim under 42 U.S.C. § 1983 on which relief can be granted.
"The touchstone of due process is protection of the individual against arbitrary action of government." Lewis, 523 U.S. at 845, 118 S.Ct. 1708 (emphasis added) (internal quotation marks and alteration omitted). "Arbitrary action," however, is used in a constitutional sense, which encompasses "only the most egregious official conduct," namely that which "shocks the conscience." Id. at 846, 118 S.Ct. 1708. Defining conduct that shocks the conscience does not draw on any traditional standard of liability from tort law but rather refers, as a constitutional construct of substantive due process, to "conduct intended to injure in some way unjustifiable by any government interest." Id. at 849, 118 S.Ct. 1708.
To be sure, a lower level duty of culpability may amount to a substantive due process violation in those situations where the government is required "to take care of those who have already been deprived of their liberty" — such as pretrial detainees, persons in mental institutions, convicted felons, and persons under arrest. See Collins, 503 U.S. at 127, 112 S.Ct. 1061 (collecting cases). In those circumstances, the Court has held that the government's deliberate indifference to the care of persons in its custody can shock the conscience for purposes of finding a substantive due process violation. See Lewis, 523 U.S. at 849-50, 118 S.Ct. 1708. The Court has reasoned that the deliberate indifference standard relates to "[t]he `process' that the Constitution guarantees in connection with any deprivation of liberty" imposing on the government a "continuing obligation to satisfy certain minimal custodial standards." Collins, 503 U.S. at 127-28, 112 S.Ct. 1061.
But the Collins Court made clear that this standard does not apply to persons in an employment relationship with the government. "Petitioner cannot maintain... that the city deprived Collins of his liberty when it made, and he voluntarily accepted, an offer of employment." 503 U.S. at 128, 112 S.Ct. 1061. In Collins, the estate of a municipal employee, who in the course of his employment died from
Just as in Collins, the plaintiffs in this case alleged that the Baltimore City Fire Department, in conducting the live burn exercise, failed to provide Wilson with safe working conditions, proper equipment, proper training, and particularized notice about risks of which Fire Department officials had actual knowledge. And thus, as in Collins, these allegations might be consistent with the Fire Department's deliberate indifference. But in the voluntary employment context, the plaintiffs have not alleged arbitrary (in the constitutional sense) or conscience-shocking conduct because they did not assert that the Fire Department intended to harm Wilson, as would be necessary to establish a substantive due process violation. See Collins, 503 U.S. at 125-27 & n. 10, 112 S.Ct. 1061; Lewis, 523 U.S. at 848-49, 118 S.Ct. 1708.
Applying the Supreme Court's holding in Collins, we have held that a fire department recruit who died during a training exercise could not, without alleging an intent to harm, maintain an action for a substantive due process violation. See Waybright, 528 F.3d at 208-09. In Waybright, the recruit's estate alleged that during a training exercise, the fire department drove the recruits hard, telling them that it did not like quitters; that the recruits were required to run 4.3 miles, perform intensive calisthenics, and run wind sprints on a sweltering day during which the heat index reached 96 degrees; that the supervisors did not bring water, communications, transportation or first aid equipment to the exercise; and that as recruits were failing in stamina, the fire department officials did not recognize any danger or act promptly to assist those in crisis. Id. at 202. At the exercise, Waybright went into cardiac arrest and subsequently died of heat stroke. Id. While we acknowledged that the fire department's conduct might well have supported state tort claims, we concluded that it was not arbitrary in a constitutional sense and therefore did not give rise to a claim under the Fourteenth Amendment. Id. at 206-08. Rejecting application of the deliberate indifference standard, we noted that the recruit was not in government custody, but could "walk away" from the exercise and, indeed, the job. Id. at 207 (citing Collins, 503 U.S. at 128, 112 S.Ct. 1061). We concluded,
Id.
It is true that in this case, as it was in Waybright, the Baltimore City Fire Department
Id.
For these reasons, we hold that the Baltimore City Fire Department's constitutional liability in this case turns on whether it intended to harm the new recruits. See Lewis, 523 U.S. at 836, 118 S.Ct. 1708 ("[I]n such circumstances only a purpose to cause harm unrelated to [a] legitimate object ... will satisfy the element of arbitrary conduct shocking to the conscience"). Because the plaintiffs concede that no facts in the complaint support such a conclusion, the district court properly dismissed Count I of the complaint, purporting to allege a federal constitutional claim. The plaintiffs' state law claims remain unaffected by our ruling and those claims, which were dismissed by the district court without prejudice, can be litigated in state court.
The facts alleged in this case reveal a sad story that might well support state tort claims or other state law claims. But to treat the Fire Department's conduct as a substantive due process violation would be to constitutionalize a state tort claim, which must only be done in the rarest of cases. As we observed in Waybright, "where a claim sounds both in state tort law and substantive due process, state tort law is the rule and due process the distinct exception." 528 F.3d at 205. Moreover, the consequences of creating such an exception here based on the fact that the State created the danger would tend to constitutionalize virtually every state-sponsored activity that created or involved a risk of danger. Any movement in this direction would surely contradict the Supreme Court's longstanding reluctance to expand substantive due process and would also disturb the established jurisprudential balance between protecting the public interest and recognizing private rights when applying the guarantees of substantive due process.
For the reasons given, we affirm the judgment of the district court.
AFFIRMED
WYNN, Circuit Judge, concurring in the result:
Because I agree with the majority that the facts of this case are insufficient to state a claim for a violation of Due Process, I concur in the result reached by the majority opinion. I write separately because Collins v. City of Harker Heights, 503 U.S. 115, 130, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992), which held that there is no duty on municipalities to "provide certain minimal levels of safety and security in the workplace" and that "failure to train or to warn its sanitation department employees was not arbitrary in a constitutional
In Collins, the Supreme Court considered whether a municipality's failure to train an employee, provide adequate safety equipment, and post warning notices regarding known hazards violated the Due Process Clause of the Fourteenth Amendment. The Supreme Court held that there is no "constitutional obligation to provide [municipal] employees with certain minimal levels of safety and security...." Collins, 503 U.S. at 127, 112 S.Ct. 1061. The Supreme Court then went on to examine the city's conduct under the "arbitrary" or "conscience shocking" standard. Id. at 128, 112 S.Ct. 1061. The Supreme Court found that the city's conduct constituted negligence, and as a result could not "properly be characterized as arbitrary, or conscience shocking, in a constitutional sense." Id. The Supreme Court emphasized that § 1983 was not intended to turn every tort claim into a constitutional violation or to serve as a "`guarantee against incorrect or ill advised personnel decisions.'" Id. at 128-29, 112 S.Ct. 1061 (quoting Bishop v. Wood, 426 U.S. 341, 350, 96 S.Ct. 2074, 48 L.Ed.2d 684 (1976)).
In Lewis, the Supreme Court clarified the type of conduct that could be sufficiently "conscience shocking" to state a claim under § 1983. It noted that "liability for negligently inflicted harm is categorically beneath the threshold of constitutional due process." Lewis, 523 U.S. at 849, 118 S.Ct. 1708 (citing Daniels v. Williams, 474 U.S. 327, 328, 106 S.Ct. 662, 88 L.Ed.2d 662 (1986)). By contrast, "conduct intended to injure in some way unjustifiable by any government interest is the sort of official action most likely to rise to the conscience-shocking level." Id. (emphasis added).
Thus, the decisions in both Collins and Lewis underscore the Supreme Court's view that, at least in some cases, reckless and deliberately indifferent government action may be arbitrary and egregious in a constitutional sense and thus provide grounds for a viable § 1983 Due Process claim. In Collins, the Supreme Court recognized that "potentially meritorious [§ 1983 Due Process] claims by [an] employee" may include circumstances where "the city [gives] an employee a particularly dangerous assignment in retaliation for a political speech, cf. St. Louis v. Praprotnik, 485 U.S. 112, 108 S.Ct. 915, 99 L.Ed.2d 107 (1988), or because of his or her gender, cf. Monell v. New York City Dept. of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978)." Collins, 503 U.S. at 119, 112 S.Ct. 1061. Likewise, in Lewis the Supreme Court recognized that "[i]n Rochin v. California, 342 U.S. 165, 72 S.Ct. 205, 96 L.Ed. 183 (1952), the case in which we formulated and first applied the shocks-the-conscience test, it was not the ultimate purpose of the government actors to harm the plaintiff, but they apparently acted with full appreciation of what the Court described as the brutality of their acts." Lewis, 523 U.S. at 850 n. 9, 118 S.Ct. 1708 (emphasis added).
Significantly, the majority opinion fails to distinguish the "potentially meritorious" claims identified by the Supreme Court in Collins from those requiring an intent to injure. Nonetheless, it is important to clarify that the majority opinion when read in light of Collins necessarily recognizes, among other things, that an allegation that an employer assigned an employee to a dangerous job in retaliation for the exercise of a constitutional right, where physical injury results, certainly amounts to a plausible allegation of an intent to injure. Although the "intent" in such cases may be an "intent to deter exercise of a constitutional right" such an allegation of intent would suffice to satisfy the majority opinion's "intent to harm" pleading requirement.
In this case, it is unnecessary to engage in the type of judicial discretion prescribed by Lewis to determine whether the City's alleged conduct was "conscience shocking."
Here, as in Collins, the petitioner claims that the city failed to conduct proper training and supply adequate safety equipment in the face of known hazards. The majority correctly points out that these allegations are insufficient to claim a Due Process violation. However, they are insufficient because "failure to train or to warn ... employees [i]s not arbitrary in a constitutional sense." Collins, 503 U.S. at 130, 112 S.Ct. 1061. The petitioner's claim fails because it attempts to transform a negligence claim against the City into a violation of Due Process, which the Court foreclosed in Collins, id., and reaffirmed in Lewis. Lewis, 523 U.S. at 849, 118 S.Ct. 1708. I agree with the majority that "[t]he facts alleged in this case reveal a sad story that might well support state tort claims," and that to "constitutionalize" the claims would be unwise and unsupported by precedent. See ante at 323.
Similarly, in Waybright, we found that a recruit who died during training to become a firefighter could not state a claim under § 1983 when his supervisor did not follow appropriate safety protocol. Waybright, 528 F.3d at 208-09. Applying Collins, we reasoned that negligent conduct was insufficient to state a claim, id. at 206, and that "time to deliberate" does not "transform[] negligent error into constitutionally shocking conduct." Id. Like in Waybright, the petitioner's § 1983 claim in this case should be dismissed because of the shortcomings of what the petitioner has alleged (i.e., negligence). The problem with petitioner's complaint is not that it fails to allege an "intent to harm" — it's that, like in Collins and like in Waybright, the petitioner's factual allegations are not "arbitrary" or "shocking to the conscience" in a "constitutional sense." Collins, 503 U.S. at 127, 112 S.Ct. 1061; Waybright, 528 F.3d at 206.
Following Collins and Waybright, I agree with affirming the district court's decision to dismiss on the narrow grounds that there is no duty on municipalities to "provide certain minimal levels of safety and security in the workplace," Collins, 503 U.S. at 130, 112 S.Ct. 1061, that "failure to train or to warn ... employees [is] not arbitrary in a constitutional sense," id., and that, as a result, the petitioner's factual allegations are not "arbitrary" or "shocking to the conscience" in a "constitutional sense." Id. at 127, 112 S.Ct. 1061; Waybright, 528 F.3d at 206. But, in affirming the district court, we should also recognize that government employees are not categorically excluded from claiming deliberate indifference as a basis for Due Process claims.
Because I would decide this case on narrow grounds, and because it is necessary to state clearly that under the majority's opinion, employees are not without