KING, Circuit Judge:
Following a jury trial in the District of Maryland, Charles Lee Smoot was convicted and sentenced to prison for being a felon in possession of a firearm. Smoot contends on appeal that his possession of the firearm was legally justified, or, in the alternative, that he is entitled to a new trial on the ground that the jury was misinstructed on an essential element of the offense. We reject Smoot's challenges to his conviction, and another to his sentence, and we affirm.
On October 3, 2008, the police department of Hyattsville, Maryland, received a call from a citizen advising that there was an outstanding warrant for the arrest of Charles Smoot, and that he was located in a house at 4404 Oliver Street.
Smoot was charged on November 26, 2008, and then indicted on February 11, 2009, for having possessed a firearm as a felon, in violation of 18 U.S.C. § 922(g)(1).
Having been alerted that Smoot likely intended to mount a constitutional challenge to § 922(g)(1), the government took the preemptive step of moving in limine to bar Smoot's argument from being presented to the jury and to exclude any evidence that might be offered in support. Smoot objected to the motion and also contested the government's proposed instruction on the third element of § 922(g)(1), i.e., that the revolver had travelled in interstate commerce. Smoot argued that the instruction was an incomplete statement of law — and thus incorrect — on the theory that a firearm could surrender its nexus to interstate commerce if enough time had passed since its manufacture in one state and shipment to another. Smoot contended that the government's instruction, as proposed, directed a jury finding against him on the interstate commerce nexus element.
Smoot's trial began in Greenbelt on October 12, 2010. That morning, prior to jury selection, the district court heard argument on the government's motion in limine. In granting the motion, the court relieved the government from having to prove that Smoot had not possessed the revolver in his home for self-defense, observing along the way that nothing in the record supported Smoot's contention that he was, at any relevant time, actually in his home. Indeed, after hearing from the parties, the court related that, "even the proffer that [defense counsel has] made is just a generic, general proffer about someone at another one's home, in a yard walking around with a gun." J.A. 73. The ruling also barred Smoot from arguing to the jury, by reference to the government's evidence, that the revolver had lost its nexus to interstate commerce by having been manufactured and sold across state lines a full thirty-five years previously.
The government presented its case to the jury later that same day, introducing into evidence Smoot's .38 revolver and its ammunition, and calling two of the arresting officers as witnesses. The officers testified that Smoot was carrying the loaded revolver in his waistband when he was arrested. One of the officers, Danielle Gray, saw Smoot outside the residence, in its backyard, but never saw him exit the house. The other officer, Sergeant Bergling, first saw Smoot after he had been subdued in the backyard, whereupon he seized the loaded revolver from Smoot's waistband. The government also called an official of Smith and Wesson, who confirmed that the revolver seized from Smoot had been manufactured in Massachusetts in 1975 and shipped to Maryland that same year.
Smoot neither testified nor presented any evidence at trial. His lawyer informed the jury during argument, however, that
At the close of the evidence, the court instructed the jury on the elements of a § 922(g)(1) offense. That is, the jury was advised that the government was obliged to prove beyond a reasonable doubt "that the defendant was convicted in any court of a crime punishable by imprisonment for a term exceeding one year as charged; two, that the defendant knowingly possessed the firearm as charged; and, three, that the possession charged was in or affecting commerce." J.A. 185. Prior to the instructions being given, Smoot recited several objections to their substance, mirroring those he had argued in connection with the motion in limine. Thereafter, on the afternoon of October 12, 2010, the jury returned its guilty verdict.
The district court sentenced Smoot on April 13, 2011. At the sentencing hearing, the court denied Smoot a decrease in his offense level for acceptance of responsibility. Smoot, the court reasoned, had gone to trial on the § 922(g)(1) charge, where he had contested the essential element of whether his possession of the .38 revolver was in or affecting commerce. The court opined that Smoot's challenge was inconsistent with a finding that he had accepted responsibility for the offense conduct, and not among those "rare situations" referenced in the Sentencing Guidelines where a defendant's election to stand trial can be overlooked. See USSG § 3E1.1(a) cmt. n. 2 (2010) (illustrating by example "rare situations" permitting defendant to insist upon trial but nevertheless receive credit for acceptance of responsibility). Relatedly, the court found that Smoot could have preserved his challenges for appeal without requiring the government and the court to endure a jury trial.
Smoot was determined to be an armed career criminal under 18 U.S.C. § 924(e). His criminal history level of VI, combined with an offense level of 33, resulted in an advisory Guidelines range of 235 to 293 months in prison. The district court, by its judgment of conviction dated April 14, 2011, opted to impose the 235-month minimum. By notice filed April 21, 2011, Smoot appeals his conviction and sentence. We possess jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
We review de novo a defendant's constitutional challenge to a criminal statute. See United States v. Moore, 666 F.3d 313, 316 (4th Cir.2012). We review for abuse of discretion a defendant's claim that a trial court erroneously admitted or excluded evidence, or misinstructed the jury. See United States v. Hornsby, 666 F.3d 296, 307, 310 (4th Cir.2012). Finally, a court's refusal to grant a sentencing reduction will not be disturbed absent clear error. See United States v. Jeffery, 631 F.3d 669, 678 (4th Cir.2011).
On appeal, Smoot presses his as-applied challenge to § 922(g)(1) by reiterating that, even as a convicted felon, he was entitled under the Second Amendment to possess a firearm in his home for self-defense purposes.
In District of Columbia v. Heller, the Supreme Court identified an individual right to keep and bear arms embodied in the Second Amendment, without any connection to militia service. See 554 U.S. 570, 128 S.Ct. 2783, 2786, 171 L.Ed.2d 637 (2008).
The record reveals several factual obstacles that hinder Smoot from presenting his Second Amendment challenge in the light he would prefer. Smoot contends that he was arrested inside of his home in possession of the loaded .38 Smith and Wesson revolver. There is no evidentiary support, however, for the proposition that Smoot ever lived at 4404 Oliver Street, but merely conflicting representations made by the lawyers at the pretrial hearing on the government's motion in limine. The government asserted, for example, that the residence on Oliver Street was actually a "flop house" or "crack house" for drug use, pointing out that Smoot gave a different address as his residence when arrested.
Moreover, the trial record persuasively indicates, through the uncontroverted testimony of two police officers, that Smoot was arrested in the backyard of 4404 Oliver Street, i.e., within what could be considered the curtilage of the residence. Smoot appears to assume for purposes of his Heller argument, without having recognized or argued the point, that a home's curtilage is equivalent to the home itself. In any event, we need not resolve here whether Smoot was ever inside the residence, whether it was in fact his residence, or whether the Second Amendment applies to a curtilage in the context of an attempted defense to a § 922(g)(1) prosecution. Even if we grant Smoot the benefit of the doubt on all those points, his as-applied challenge to his conviction fails.
As we recently recognized in United States v. Moore, 666 F.3d 313 (4th Cir. 2012), the vast majority of our sister circuits have rejected similar challenges to § 922(g)(1). See id. at 316-17; supra note 6. Our friend Judge Agee acknowledged in Moore, however, the possibility that presumptively lawful measures could yet be unconstitutional if confronted with a proper as-applied challenge. See Moore, 666 F.3d at 319; United States v. Chester, 628 F.3d 673, 679 (4th Cir.2010).
That situation does not exist here; Chester and Moore are dispositive of the issue in Smoot's case. Chester established a two-prong test for assessing a Second Amendment challenge. The first prong, reflecting Heller's observation that the Second Amendment embodies rights existing at its ratification, requires our historical review to evaluate whether those rights, as understood in 1791, are "burdened or regulated" by the statute in question. Chester, 628 F.3d at 680. If so, under the second prong, the statute must pass constitutional muster in accordance with the appropriate level of judicial scrutiny. Id. Moore refined and crystallized our approach, however, explaining that "the Chester analysis is more streamlined when a presumptively lawful regulatory measure is under review." Moore, 666 F.3d at 318.
In order for Smoot to rebut the presumption of lawfulness regarding § 922(g)(1) as applied to him, he "must show that his factual circumstances remove his challenge from the realm of ordinary challenges." Moore, 666 F.3d at 319. In Moore, the defendant's criminal history placed him outside the scope of Second Amendment protections for "law-abiding responsible citizens to use arms in defense of hearth and home." Id. (quoting Heller, 128 S.Ct. 2783). Smoot's criminal history is likewise remarkably egregious, and he can hardly be considered a "law-abiding responsible citizen." Smoot therefore cannot avail himself of whatever succor Heller may offer.
Smoot seeks to otherwise distinguish his situation from the normal application of
The Third Circuit's decision in United States v. Barton, 633 F.3d 168 (3rd Cir. 2011), illustrates the typical felon-in-possession case. The Barton court recognized that a felon maintains an interest in securing the "defense of hearth and home," but ruled that a felony conviction nonetheless excises the felon's right to possess arms for that purpose. Barton, 633 F.3d at 175.
Assuming, as we did in Moore, that a criminal defendant may demonstrate, in an appropriate case, that § 922(g)(1) is being applied to him inconsistently with the Second Amendment, Smoot's situation falls far short of any such hypothetical. Put simply, the circumstances surrounding Smoot's possession of the loaded .38 Smith and Wesson revolver in his waistband in the backyard on Oliver Street do not distinguish his challenge from the typical application of § 922(g)(1). We are therefore satisfied that Smoot has failed to rebut the presumptively lawful status of the statute under which he was prosecuted.
Smoot's objections relating to the interstate commerce nexus element of his conviction are twofold. Smoot first contends that the district court erred as a matter of law in rejecting his proposed jury instruction, see supra note 3, and denying him the opportunity to make arguments and present trial evidence contesting the legal sufficiency of the government's proof. Secondly, Smoot maintains that the instruction actually given the jury resulted in a directed finding on that element, contrary to United States v. Gaudin, 515 U.S. 506, 115 S.Ct. 2310, 132 L.Ed.2d 444 (1995).
On the interstate commerce nexus element of § 922(g)(1), the court instructed the jury, in pertinent part:
J.A. 187-88 (emphasis added).
Smoot acknowledges that our decision in United States v. Gallimore, 247 F.3d 134 (4th Cir.2001), explains that the interstate commerce nexus may be established at trial simply by showing that a firearm was manufactured somewhere other than the state in which it was discovered. See id. at 138. There, we explicitly rejected the defendant's argument that the government was required to "prove the firearm possessed in violation of § 922(g) was involved in interstate commerce beyond mere transportation across state lines." Id. In that sense, then, Smoot seeks futilely to simply reargue the wisdom of our binding precedent. See Dickerson v. United States, 530 U.S. 428, 443, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000) ("While stare decisis is not an inexorable command, ... the doctrine carries such persuasive force that we have always required a departure from precedent to be supported by some special justification.") (internal citations and quotation marks omitted).
In the highly unlikely circumstance that we were disposed to entertain such an argument, the Supreme Court's decision in Scarborough v. United States, 431 U.S. 563, 97 S.Ct. 1963, 52 L.Ed.2d 582 (1977), would make short shrift of it. The Scarborough Court perceived "no indication that Congress intended to require any more than the minimal nexus that the firearm [was], at some time, in interstate commerce." Id. at 575, 97 S.Ct. 1963.
It is elementary that a jury instruction is not flawed if it is a fair and accurate statement of law. See United States v. Rahman, 83 F.3d 89, 92 (4th Cir.1996). The converse is undoubtedly true of statements of law that are not fair or accurate. The instruction given by the district court on the interstate commerce nexus element fairly and accurately reflected Supreme Court and circuit precedent. By contrast, Smoot's proposed instruction, requiring the government to show that his continuing possession of the firearm had an impact on interstate commerce, was clearly contrary to Scarborough and Gallimore, and thus an incorrect statement of law.
Though the district court's instruction correctly stated the applicable law, it would yet be impermissible insofar as it prevented the jury from deciding an element of the charged offense. Smoot suggests that the first paragraph of the court's instruction "did not leave the jury free to acquit if it believed that shipping the firearm across state lines 35 years ago was not sufficient to establish that Defendant Smoot's possession was `in or affecting commerce.'" Appellant's Reply Br. 16. Smoot's contention is undermined by
The Second Circuit's decision in United States v. Parkes, 497 F.3d 220 (2d Cir. 2007), on which Smoot additionally relies, is readily distinguishable. In Parkes, a Hobbs Act prosecution, the government asked the district court to instruct that if the robbery's object was "to obtain illegal drugs or money earned from the sale of drugs, the requirement of an effect on interstate commerce is satisfied." 497 F.3d at 230. Inasmuch as that language could have described any garden-variety drug robbery, the instruction assumed that the interstate commerce nexus had been met, rather than reserving the question for the jury.
The court of appeals in Parkes concluded that the trial court had properly rejected the instruction as invading the province of the jury: "[t]hat instruction would have impermissibly violated Parkes's `right to have a jury determine, beyond a reasonable doubt, his guilt of every element of the crime with which he is charged.'" Id. at 230 (quoting Gaudin, 515 U.S. at 522-23, 115 S.Ct. 2310.). The established precedent supporting the instruction in Smoot's case, together with the explicit language properly reserving the jury's province, defy any similarity to Parkes. We therefore reject as meritless Smoot's arguments on appeal concerning the interstate commerce nexus element.
Smoot's final contention is that his offense level under the Guidelines should have been decreased by 2 levels for acceptance of responsibility. Although Smoot's presentence report recommended that he be awarded the decrease, the district court declined at hearing to adopt the probation officer's recommendation. Smoot was found to have a criminal history level of VI and an offense level of 33, resulting in an advisory sentencing range of 235 to 293 months. With a 2-level decrease, Smoot's offense level would have been 31 and the advisory range 188 to 235 months. Smoot characterizes his position on acceptance of responsibility as consistent with Application Note 2 of Guidelines § 3E1.1(a), which advises:
USSG § 3E1.1(a) cmt. n. 2 (2010).
Smoot advances two grounds supporting his assertion that the district court erroneously denied the offense level decrease for acceptance of responsibility. First, Smoot reiterates that he was not allowed to affirmatively present evidence or argument supporting his interpretation of the interstate commerce nexus element; thus, he could not have actually contested his factual guilt. Second, Smoot disagrees with the court's finding that a trial was unnecessary to preserve his constitutional challenges.
As we have emphasized, Smoot did not dispute the government's evidence. Indeed, the parties stipulated that Smoot
Id. at 192 (emphasis added).
The court acknowledged Smoot's concession on the factual evidence supporting the interstate commerce nexus element, but stressed his refusal to agree to the legal conclusion that the firearm was "in or affecting commerce." Id. at 230. The court thus understood Smoot's defense to have implicitly raised the argument that the evidence on that element was insufficient to convict. See id. at 162, 226-27 (reflecting the court's observations that defense contested the interstate commerce nexus at trial and sentencing).
Smoot nevertheless contends that he cannot be considered to have contested "the essential factual elements of guilt," as contemplated by Application Note 2, because he was not allowed to squarely and pointedly argue that the government's proof of the revolver's nexus to interstate commerce was too remote in time to the charged possession. See Appellant's Br. 31-32. It is plain, however, that regardless of Smoot's assertion that his case was handicapped, the interstate commerce nexus element was presented to the jury as a point in controversy that it was required to decide. Defense counsel's closing argument hammering the "only evidence" of an interstate commerce nexus invited the jury to conclude that the government had not proved each and every element of its case.
We agree with the government that Smoot's situation is reminiscent of the one in United States v. Dickerson, 114 F.3d 464 (4th Cir.1997). In Dickerson, a perjury prosecution, the defendant did not contest the facts presented, i.e., that he had made certain false statements before the grand jury, but insisted that the statements lacked materiality, an essential element of the offense. We nonetheless concluded that the defendant's argument amounted to "[a] [challenge] [to] his `factual guilt.'" Id. at 470. Because Smoot likewise attacked the legal sufficiency of an essential element of his offense, he contested his guilt in fact. Thus, the district court appropriately denied him an offense level decrease for acceptance of responsibility.
Finally, Smoot maintains that there was no alternative to a trial that would have allowed him to maintain his appellate rights. The district court rejected that proposition, however, finding that Smoot could have, for example, agreed to a comprehensive stipulation of facts, which would have preserved his grounds for appeal without putting the government to its burden of proof. We defer to the court's finding as not clearly erroneous, and we will therefore not disturb its sentencing calculus.
Pursuant to the foregoing, we affirm the judgment of the district court.
AFFIRMED
J.A. 10. To establish a § 922(g)(1) offense, the government is obliged to prove: (1) the defendant was a convicted felon; (2) who knowingly possessed a firearm; and (3) the firearm had travelled in interstate commerce. See United States v. Gallimore, 247 F.3d 134, 136 (4th Cir.2001). The indictment also sought the forfeiture of the Smith and Wesson revolver that had been seized from Smoot. The forfeiture allegation, however, is not relevant to this appeal. (Citations herein to "J.A. ___" refer to the contents of the Joint Appendix filed by the parties to this appeal.)
United States v. Smoot, 8:09-cr-00070, Docket No. 17 (D.Md. Oct. 4, 2010).