PER CURIAM:
Arthur Galloway seeks a new trial in the District of Maryland — on damages only — concerning his negligence claim against Horne Concrete Construction, arising from a highway accident. Galloway contends that the district court erred at trial by excluding a substantial portion of his damages evidence, including his medical bills and the depositions of his treating physicians, along with additional proof that he suffered permanent injuries and lost future earnings. The evidence was excluded after the court concluded that, under Maryland law, its admission was dependent upon Galloway presenting expert testimony to prove causation — that is, to connect the accident to the severe back injuries for which he was thereafter treated.
Although the jury returned a verdict against Horne, Galloway maintains that the court's erroneous evidentiary rulings resulted in a reduced damages award. As explained below, we are satisfied that expert testimony was not required under Maryland law, that the court's error of law caused it to abuse its discretion by excluding Galloway's evidence, and that the erroneous rulings were prejudicial. Accordingly, we vacate the damages award against Horne and remand for a new trial exclusively on that issue.
At the time of the accident underlying this matter, Galloway was a resident of Alabama and the owner-operator of a Volvo tractor used for long-distance trucking.
On September 28, 2006, Galloway was driving his tractor-trailer south on Interstate 95 in Harford County, Maryland, just northeast of Baltimore. At about 1:30 p.m., the traffic slowed and Galloway came to a stop in the center lane of the highway, behind a tractor-trailer operated by Apollo Incorporated. Sasa Djuric, also driving an eighteen-wheel tractor-trailer, then came to a stop behind Galloway. Djuric's rig, however, was struck in the rear by a dump truck driven by Horne's employee, who failed to stop in time. As a result, the Djuric tractor-trailer was pushed violently into Galloway's rig, which was in turn pushed into Apollo's. Badly damaged and later declared a total loss by the insurer, Galloway's tractor-trailer was towed from the multiple-vehicle crash.
Galloway did not receive medical treatment at the accident scene, and he remained overnight with his vehicle at a Maryland salvage yard, where he began to experience severe lower back pain. Galloway informed K.C.'s insurance adjuster early the next morning that he needed to go to the hospital. The adjuster, however, advised Galloway to instead return to Alabama before seeking medical treatment. As a result, Galloway travelled to Alabama on September 30, 2006, as a passenger on another K.C. rig.
Soon after returning home, Galloway sought medical treatment from his primary care physician, Dr. Smith. During Galloway's initial examination on October 2, 2006, he advised Dr. Smith of the accident and complained of severe back pain. Dr. Smith prescribed medication, recommended rest, and directed Galloway to return in a week if his pain did not subside.
On October 9, 2006, his lower back pain having worsened, Galloway again saw Dr. Smith. Dr. Smith's notes from that visit reflect that Galloway was suffering from, "[b]ack Strain. Work Related. Happened two weeks ago." J.A. 171.
The neurosurgeon, Dr. Cezayirli, examined Galloway on October 25, 2006. Upon reviewing the MRI and conducting his own physical examination, Dr. Cezayirli confirmed that Galloway was suffering from a herniated disc. Dr. Cezayirli's records reflect that Galloway "was in a 18-wheeler that was struck by another 18-wheeler from the rear and has been bothered with pain since that time." J.A. 170. Dr. Cezayirli determined to treat Galloway's injury conservatively; thus, before considering surgery, he referred Galloway to Dr. Kelsey, a pain management specialist.
On October 30, 2006, Dr. Kelsey examined Galloway and observed that he had "[c]hronic lower back and right lower extremity pain secondary to a herniated disc from a recent motor vehicle accident." J.A. 58. Dr. Kelsey's records further reflect that,
On June 14, 2007, Dr. Cezayirli surgically removed Galloway's herniated disc. The surgeon then inserted a piece of bone into the disc space in Galloway's lower back, using a procedure known as a spinal fusion. After performing the spinal fusion, Dr. Cezayirli again referred Galloway to Dr. Kelsey for post-operative physical therapy.
On August 27, 2009, Galloway filed his single-count Complaint in the District of Maryland against Horne, Djuric, and Apollo. Galloway alleged therein that the defendants' negligence had caused his back injuries, as well as other injuries, and he sought damages of not less than one million dollars. On March 26, 2010, by consent of the parties, the proceedings were referred to a magistrate judge.
Because Galloway's treating physicians were in Alabama, he prepared for trial by conducting evidentiary depositions of Drs. Kelsey and Cezayirli on June 21, 2011. The two treating physicians were not designated as expert witnesses, but were identified as fact witnesses in Galloway's discovery responses.
Soon thereafter, Horne moved in limine to exclude from trial the testimony of Galloway's three treating physicians.
Relying on the decision of the Court of Special Appeals of Maryland in
The magistrate judge then ruled that Dr. Cezayirli's evidence would be excluded in its entirety, in that he "never connect[ed] the needs for surgery or indeed any of the treatment that he provid[ed] to this accident." J.A. 347. Addressing the testimony of the pain management specialist, the court explained that "Dr. Kelsey's treatment after the surgery is . . . not relevant here," but that Dr. Smith might link Dr. Kelsey's pre-surgery treatments to the accident.
Having barred from trial the admission of all evidence relating to the spinal fusion surgery, the magistrate judge concluded that Galloway was not entitled to claim damages for permanent injuries, and thus agreed with Horne that he could neither seek nor recover future lost wages. Finally, the magistrate judge ruled that Galloway could not testify regarding any of his medical treatments, including the spinal fusion, but could advise the jury that he suffered back pain from the accident and that he had sought medical care for the pain.
The jury trial was conducted in Greenbelt on July 12-13, 2011, where the magistrate judge's pretrial evidentiary rulings prompted further discussion. For example, although Galloway was barred from introducing the evidentiary depositions of Drs. Kelsey and Cezayirli, he was allowed to testify that he had never experienced back problems prior to the accident, and that he suffered severe lower back pain immediately afterward. Further, though Galloway was permitted to testify that he secured medical treatments to alleviate his pain, the magistrate judge had left open the question of whether and to what extent he could describe those treatments.
Horne again objected to such evidence, however, and to any mention of Galloway's treating physicians. The court agreed with Horne, as the record illustrates:
J.A. 449. Galloway was thus prohibited by the magistrate judge from testifying about his back treatments, including the spinal fusion. Galloway's evidence relating to his other medical treatments was also excluded, as were his treating physicians' evidentiary depositions.
The only two witnesses who testified on Galloway's behalf were Galloway himself and his wife Glenda. Mrs. Galloway, who worked as the family's business manager, was prevented from testifying that her husband is permanently injured, that his income has been diminished, or that the back injury and spinal fusion will negatively affect his future earnings. At the conclusion of Galloway's case-in-chief, the magistrate judge revisited her ruling on the lost wages issue, modifying it slightly to allow Galloway to seek lost wages through the date of trial. Djuric and Horne then presented their respective defenses, which consisted in Djuric's case solely of his own testimony, and was limited in Horne's case to just three witnesses. Afterward, the parties rested with no rebuttal.
Before instructing the jury, the magistrate judge further explained her rejection of Galloway's claim for future lost wages, stating that "I'm not giving that instruction . . . because I do believe that medical evidence of future inability to work would be required to support an instruction in that area." J.A. 627. Accordingly, the verdict form authorized only three types of damages: (a) past lost wages (through the date of trial); (b) past non-economic damages, including pain and suffering (through the date of trial); and (c) future non-economic damages.
The jury found Horne liable to Galloway on his negligence claim — thereby finding that Horne had caused Galloway's injuries — but found in favor of Djuric. Despite the evidentiary limitations imposed at trial, the jury assessed $125,000 in damages against Horne.
Generally, we review for abuse of discretion a trial court's rulings on the admissibility of evidence.
Galloway challenges only the amount of the judgment and seeks a new trial in that regard, arguing that the magistrate judge's evidentiary rulings precluded the jury from properly evaluating his damages. We are obliged to apply the substantive law of Maryland, and we must decide the matter as that state's highest court — the Court of Appeals of Maryland — would decide it.
In the seminal case of
Put succinctly, this dispute qualifies under each of
In
In the context of an automobile accident, the Maryland high court has required expert testimony concerning whether the accident caused, six weeks later, the partial paralysis of a hand.
In
By contrast, Galloway's crash on I-95, involving three tractor-trailers and a large dump truck, was a force-laden event that was reasonably likely to injure those involved. For example, it was shown that Galloway's vehicle was a total loss, and that he promptly sought medical treatment for his back injuries. And, unlike the soft tissue injury in
Put simply, this case involves an over-the-road tractor-trailer driver — plaintiff Galloway — who had never suffered from or complained of back pain, but who was injured in a violent multi-vehicle accident. Galloway developed lower back pain immediately thereafter, and he promptly reported his injuries to his treating physicians, who engaged in a course of treatments and then diagnosed his herniated disc. Ultimately, Galloway's back injuries could only be resolved through major surgery, a spinal fusion. In these circumstances, the evidence was plentiful for a reasonable jury to conclude — as it did — that the Maryland accident caused Galloway's injuries. Because the court erred as a matter of law in ruling that expert testimony was necessary, it abused its discretion by excluding Galloway's proffered damages evidence.
Horne's primary contention at oral argument — without conceding its other positions — was that any evidentiary errors made by the magistrate judge were harmless. The excluded medical bills alone, however, for which Galloway is surely entitled to recover, belie Horne's assertion. Those bills, which, according to Galloway's counsel, amount to approximately $120,000, would help lay the foundation for a calculation of future damages far beyond the $5,000 actually awarded by the jury here.
In any event, we need not identify with certainty how the jury's assessment of damages was influenced by the magistrate judge's exclusion of Galloway's evidence. More to the point, "when a jury's damages award itself indicates so strongly that the error substantially influenced the jury's verdict, the error cannot be dismissed as harmless under Rule 61 of the Federal Rules of Civil Procedure."
Pursuant to the foregoing, we vacate the judgment of the district court and remand for a new trial on damages only. We also dismiss the cross-appeal noticed by Horne.