KING, Circuit Judge:
Gerson Arturo Aplicano-Oyuela ("Aplicano"), a native and citizen of Honduras, pleaded guilty in the District of Maryland to an illegal reentry offense that occurred after his removal from this country following a felony conviction. See 8 U.S.C. § 1326(a), (b)(1). On March 13, 2014, the district court sentenced Aplicano to sixteen months in prison and three years of supervised release. On appeal, Aplicano challenges solely his term of supervised release, contending that it was procedurally and substantively unreasonable, and that the court failed to properly advise him with respect to supervised release before accepting his guilty plea. As explained below, we affirm.
In 2002, at the age of nineteen, Aplicano illegally entered the United States from Honduras. In August 2006, Aplicano pleaded guilty to second-degree assault in Maryland using the name "Hershen Arturo
Almost immediately after his removal, Aplicano unlawfully reentered the United States. He was apprehended by border patrol agents in McAllen, Texas, however, and removed to Honduras in January 2012. Sometime between January 2012 and March 2013, Aplicano again entered the United States without authorization. In March and May 2013, he was arrested for separate offenses in Maryland — on both occasions using the alias "Frankin J. Maradiaga-Ortiz." Although those charges were later dismissed, Aplicano's brushes with law enforcement continued. In late May 2013, he was arrested for another second-degree assault in Maryland. Following Aplicano's guilty plea on the assault charge in July of that year — under the fictitious name "Jose Roberto Ordonez" — ICE again took custody of Aplicano and obtained his fingerprints. ICE determined Aplicano's true identity by comparing those fingerprints to fingerprint records in its database.
By its indictment of August 26, 2013, the federal grand jury in Maryland charged Aplicano with illegal reentry by an alien who had previously been removed after a felony conviction, in contravention of 8 U.S.C. § 1326(a) and (b)(1). Aplicano initially pleaded not guilty to the indictment. On November 22, 2013, however, Aplicano submitted a letter (the "plea letter") through his attorney to the district court, explaining that (1) he "knowingly and voluntarily agreed to plead guilty" to the single charge in the pending indictment "without the benefit of a plea agreement"; and (2) the plea letter would "assist the Court in the Rule 11 colloquy." J.A. 9.
Id. Aplicano signed and dated the plea letter, acknowledging therein that "I have carefully discussed this letter with my attorney. I understand it, and I voluntarily agree to it." Id. at 13.
The district court conducted Aplicano's plea hearing on December 11, 2013. Consistent with the plea letter, Aplicano pleaded guilty to the illegal reentry charge in the indictment. Accepting Aplicano's guilty plea, the court observed that there was no plea agreement. The court acknowledged receipt of the plea letter, however, and confirmed that Aplicano had reviewed it with an interpreter. It advised Aplicano that, by pleading guilty, he would be subject to the "maximum possible penalty" for his offense, including "supervised
On February 4, 2014, the probation officer presented Aplicano's presentence report (the "PSR") to the district court. According to the PSR, Aplicano's base offense level for the illegal reentry offense was level 8, pursuant to the Sentencing Guidelines, but it was increased by four levels as a result of his 2006 felony assault conviction in Maryland. See U.S.S.G. § 2L1.2(b)(1)(D) (2012). Aplicano's offense level was then reduced by two levels for acceptance of responsibility, resulting in a total offense level of 10. The PSR identified the applicable Guidelines range as ten to sixteen months, and recommended a within-Guidelines sentence of thirteen months. The PSR also indicated that the court was entitled to impose a term of supervised release, in accordance with the following provisions:
J.A. 79 (emphasis added). Invoking Aplicano's two previous assault convictions, the PSR recommended that the court impose a two-year term of supervised release, in consideration of the "safety of the community." Id. at 85.
On February 28, 2014, Aplicano submitted a second letter to the district court (the "sentencing letter"), acknowledging that he did not dispute the PSR's calculation of his total offense level as 10. Aplicano urged the court, however, to vary downward from the Guidelines range of ten to sixteen months, and specifically sought an eight-month sentence in consideration of the sentencing factors set forth in 18 U.S.C. § 3553(a). The sentencing letter did not address the PSR's recommendation of supervised release, and Aplicano never sought to withdraw his guilty plea.
On March 13, 2014, the district court conducted Aplicano's sentencing hearing. Neither the prosecution nor Aplicano objected to the PSR, and the court adopted "the factual findings and advisory guideline application in the [PSR] without change." J.A. 36-37. The government then argued for a sentence of sixteen months in prison, reminding the court that Aplicano had illegally entered the United States three times, "[t]wice after having been convicted of a crime and thereafter deported." Id. at 37. Aplicano urged the court to consider his "personal history and characteristics," and to impose "a sentence of eight months or in the range of eight to ten months." Id. at 41. Aplicano maintained that an eight- to ten-month term of imprisonment would permit him to apply for withholding of removal based on his
In fashioning the sentence, the district court focused on Aplicano's multiple illegal entries into the United States and predicted that he would unlawfully return to this country postremoval. Observing Aplicano's propensity to commit crimes following his illegal entries, the court further questioned why Aplicano's criminal history should "somehow be minimized in order to accommodate his desire to stay" in the United States. See J.A. 49. The court provided the following observations in that regard:
Although the district court evaluated the § 3553(a) factors to determine whether Aplicano "merits some sort of special solicitude," see J.A. 51, it doubted the veracity of Aplicano's account of his life in Honduras, observing that other defendants facing sentences under § 1326 have offered "the same story" as Aplicano, see id. at 52. In light of Aplicano's criminal history, the court resolved to "opt in favor of protecting the people that are [in the United States] rather than" rule in favor of protecting Aplicano. Id. The court then advised Aplicano that
Id. at 53-54.
By its criminal judgment, the district court sentenced Aplicano to sixteen
Now, however, Aplicano challenges his three-year term of supervised release on the grounds that it is procedurally and substantively unreasonable, and that his guilty plea was fatally flawed. He timely noticed this appeal, and we possess jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291.
When a criminal defendant presents a sentencing issue that was not properly preserved in the district court, we review the issue for plain error only. See United States v. Hargrove, 625 F.3d 170, 184 (4th Cir.2010) (applying plain error review to substantive challenges); United States v. Lynn, 592 F.3d 572, 577 (4th Cir.2010) (applying plain error review to procedural challenges). Similarly, when a defendant contests the validity of a guilty plea that he did not seek to withdraw, we also review that challenge solely for plain error. See United States v. Martinez, 277 F.3d 517, 524, 527 (4th Cir.2002). To satisfy plain error review, the defendant must establish that: (1) there is a sentencing error; (2) the error is plain; and (3) the error affects his substantial rights. See United States v. Olano, 507 U.S. 725, 731-32, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993). If the three-part plain error test is satisfied, we must decide whether to cure the error, "and should not do so unless the error `seriously affects the fairness, integrity or public reputation of judicial proceedings.'" Hargrove, 625 F.3d at 184 (quoting Olano, 507 U.S. at 736, 113 S.Ct. 1770).
In this appeal, Aplicano first contends that his three-year term of supervised release is procedurally unreasonable because the district court failed to specify appropriate reasons for its imposition. Second, Aplicano argues that the term of supervised release is substantively unreasonable because the court relied on a mistaken premise — namely, that Aplicano would be imprisoned faster if again caught illegally entering the United States. Finally, Aplicano asserts that his guilty plea was not knowingly and voluntarily entered because the court failed to advise him of the nature and consequences of supervised release.
Before assessing the merits of Aplicano's contentions, we briefly review the supervised release system, including its impact on aliens facing post-incarceration removal. Supervised release is the successor to parole, which was largely eliminated
In 2011, the Sentencing Guidelines were amended to add section 5D1.1(c), which contains the exception to the general supervised release rules. Section 5D1.1(c) provides that, if supervised release is not required by statute and the defendant is an alien facing post-incarceration removal, a sentencing "court ordinarily should not impose a term of supervised release." U.S.S.G. § 5D1.1(c). Rather, if the defendant illegally reenters the United States in contravention of a condition of supervised release, "the need to afford adequate deterrence and protect the public ordinarily is adequately served by a new prosecution." Id. § 5D1.1 cmt. n.5. Nevertheless, the Guidelines do not foreclose the possibility of supervised release being imposed on removable aliens. Indeed, if a sentencing court determines that a removable alien requires "an added measure of deterrence and protection based on the facts and circumstances of a particular case," then "[t]he court should ... consider imposing a term of supervised release." Id.
We first consider whether the district court's imposition of the three-year term of supervised release was procedurally unreasonable. Aplicano contends that, because supervised release is ordinarily discouraged for removable aliens pursuant to Guidelines section 5D1.1(c), the court erroneously imposed supervised release by "fail[ing] to adequately explain its justification for deviating from this guideline." See Br. of Appellant 11; see also Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007) (recognizing as procedural error the sentencing court's failure to "adequately explain the chosen sentence — including an explanation for any deviation from the Guidelines range").
We are without published authority on whether imposition of supervised release on an alien who is likely to be removed is procedurally reasonable.
We are satisfied that the district court appropriately determined that imposing a term of supervised release on Aplicano would provide an added measure of deterrence and protection for the community. At sentencing, the court made repeated references to its desire to deter Aplicano from illegally entering the United States for a fourth time and continuing his pattern of committing criminal acts. The court expressed its desire to protect "the people that are here rather than" protect Aplicano. See J.A. 52. The court also explained that punishing Aplicano was "not the main thing," suggesting that Aplicano's "need to be deterred" was a greater concern. See id. at 54. The court then informed Aplicano that it would impose a term of supervised release "for the following reason: That I think you may well try to get back in the country again." Id. In these circumstances, the imposition of supervised release was appropriate under the Guidelines.
In so ruling, we recognize that the district court failed to specifically discuss the Guidelines or "state that supervised release (as opposed to [Aplicano's] sentence generally) was designed to provide an additional measure of deterrence." See Alvarado, 720 F.3d at 159. Nonetheless, as the Second Circuit has determined, where a sentencing court (1) is aware of Guidelines section 5D1.1(c); (2) considers a defendant's specific circumstances and the § 3553(a) factors; and (3) determines that additional deterrence is needed, "[n]othing more [is] required." Id. But see United States v. Solano-Rosales, 781 F.3d 345, 353 (6th Cir.2015) (explaining that the sentencing court erred "in failing to acknowledge the guidelines recommendation against supervised release embodied in § 5D1.1(c) or discuss its decision to take a different course of action in Defendant's case"). We agree with the Second Circuit's analysis and readily conclude that the three factors it has identified are present here.
As for the first factor, the district court was aware of § 5D1.1(c) because it adopted the PSR "without change," including the "advisory guideline application." See J.A. 37. The PSR explained that supervised release is generally required where a term of imprisonment exceeding one year is imposed, except that supervised release ordinarily should not be ordered for a removable alien. The PSR then recommended a term of supervised release due to Aplicano's particular characteristics — that is, his propensity to commit violent crimes. By way of the PSR, the court was aware of section 5D1.1(c)'s substantive recommendation against the imposition
With respect to the second factor, the district court considered Aplicano's specific circumstances and the other § 3553(a) factors in fashioning his term of supervised release. More specifically, the court acknowledged Aplicano's account of the violence he and his family had suffered in Honduras, but questioned the genuineness of that story. See 18 U.S.C. § 3553(a)(1). Observing Aplicano's history of violent criminal activities while in the United States, see id., the court opted to protect the people of this country from further crimes by Aplicano, see id. § 3553(a)(2)(C). The court also determined that Aplicano's history of illegal entries justified deterring him from further unlawful reentries. See id. § 3553(a)(2)(B).
Aplicano argues that the district court's analysis of the § 3553(a) factors was limited to his term of imprisonment, and thus did not apply to his term of supervised release. He suggests that, because the court's analysis of the § 3553(a) factors preceded its imposition of a term of imprisonment, the consideration of those factors supported only the term of imprisonment. A court's sentencing rationale, however, can support both imprisonment and supervised release. See United States v. Clark, 726 F.3d 496, 501 (3d Cir.2013) ("[W]e have never required that a district court conduct two § 3553(a) analyses, one related to the term of imprisonment and a second related to the term of supervised release."); United States v. Presto, 498 F.3d 415, 419 (6th Cir.2007) (concluding that the sentencing court did not commit procedural error when it "engaged in a single consideration of the [§ 3553(a)] sentencing factors, which embraced both the incarceration sentence and the supervised release term").
Finally, the district court determined that Aplicano required additional deterrence, satisfying the third factor. The court's statement to Aplicano immediately after imposing supervised release — "I think you may well try to get back in the country again" — demonstrates that proposition. See id. Accordingly, Aplicano's challenge to the procedural reasonableness of his supervised release term fails to survive the first prong of plain error review, in that there was no error.
We next assess the substantive reasonableness of Aplicano's term of supervised release. When reviewing a sentence for substantive reasonableness, we must "take into account the totality of the circumstances, including the extent of any variance from the Guidelines range. If the sentence is within the Guidelines range, the appellate court may, but is not required to, apply a presumption of reasonableness." Gall, 552 U.S. at 51, 128 S.Ct. 586. A "defendant can only rebut the presumption by demonstrating that the sentence is unreasonable when measured against the § 3553(a) factors." United States v. Montes-Pineda, 445 F.3d 375, 379 (4th Cir.2006) (internal quotation marks omitted). If the district court relies on an improper factor, a sentence may be substantively unreasonable. See id. at 378. Because we agree that the imposition of supervised release on Aplicano was consistent with the Guidelines, we presume the substantive reasonableness of Aplicano's sentence.
Aplicano's challenge to his term of supervised release hinges on the district
Finally, we assess whether the district court "failed to sufficiently explain the nature and consequences of supervised release," in contravention of Rule 11 of the Federal Rules of Criminal Procedure. See Br. of Appellant 22. Aplicano urges us to either set aside his guilty plea or direct the district court to resentence him without a term of supervised release.
Rule 11(b)(1)(H) provides, in pertinent part, that "[b]efore the court accepts a plea of guilty [it] must inform the defendant of, and determine that the defendant understands, ... any maximum possible penalty, including imprisonment, fine, and term of supervised release." We have further determined that Rule 11 requires a district court "to personally inform the defendant of, and ensure that he understands, the nature of the charges against him and the consequences of his guilty plea." United States v. Hairston, 522 F.3d 336, 340 (4th Cir.2008) (internal quotation marks omitted).
During the plea hearing, the district court advised Aplicano that "the maximum possible penalty in this case [includes] supervised release for a period of three years." J.A. 23. Aplicano indicated to the court that he understood. Furthermore, Aplicano acknowledged that he had reviewed the plea letter — provided by him to "assist the Court in the Rule 11 colloquy" — with his interpreter. See id. at 9. The plea letter, signed and dated by Aplicano, stated that if Aplicano violated his supervised release, he "could be returned to custody to serve another period of incarceration and a new term of supervised release." Id. at 10. When questioned by the court late in the plea hearing about whether he understood the proceedings, Aplicano responded, "I understand everything." Id. at 31.
Aplicano now argues that, despite his understanding of the consequences of supervised release — which he acknowledged in the plea letter — the court inadequately advised him on the subject of supervised release at the plea hearing. Relying on our decision in United States v. Thorne, 153 F.3d 130 (4th Cir.1998), Aplicano contends that the plea letter did "not supplant the district court's obligations" to orally explain the nature of supervised release. See Reply Br. of Appellant 6. In Thorne, we determined that the sentencing court erred by failing to properly inform the defendant of the nature of supervised release, even though the written plea agreement specified that the defendant was subject to a term of supervised release. See 153 F.3d at 133.
Even if the sentencing court erred in that regard and such error was plain —
Indeed, the fact that Aplicano made no effort to withdraw his guilty plea after the district court imposed the term of supervised release is compelling "evidence that he would have entered the plea regardless." See United States v. Massenburg, 564 F.3d 337, 344 (4th Cir.2009). And there is no dispute that the prosecution's case against Aplicano was strong. See id. Accordingly, the record fails to show a "reasonable probability" that Aplicano would have refrained from pleading guilty but for the assumed Rule 11 error, and Aplicano is unable to satisfy the third prong of the plain error analysis. See id. at 343. Thus, this appellate contention also fails.
Pursuant to the foregoing, we affirm the judgment of the district court.
AFFIRMED.