Filed: May 22, 2018
Latest Update: Mar. 03, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 15-4676 UNDER SEAL #1, Party-in-Interest - Appellant, v. UNDER SEAL #2, Defendant - Appellee, UNITED STATES OF AMERICA, Plaintiff - Appellee. Appeal from the United States District Court for the Eastern District of Virginia, at Alexandria. Gerald Bruce Lee, District Judge. (1:15-mw-00001-GBL-1) Argued: May 10, 2018 Decided: May 22, 2018 Before WILKINSON, MOTZ, and KING, Circuit Judges. Dismissed by unpublished per curiam opini
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 15-4676 UNDER SEAL #1, Party-in-Interest - Appellant, v. UNDER SEAL #2, Defendant - Appellee, UNITED STATES OF AMERICA, Plaintiff - Appellee. Appeal from the United States District Court for the Eastern District of Virginia, at Alexandria. Gerald Bruce Lee, District Judge. (1:15-mw-00001-GBL-1) Argued: May 10, 2018 Decided: May 22, 2018 Before WILKINSON, MOTZ, and KING, Circuit Judges. Dismissed by unpublished per curiam opinio..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 15-4676
UNDER SEAL #1,
Party-in-Interest - Appellant,
v.
UNDER SEAL #2,
Defendant - Appellee,
UNITED STATES OF AMERICA,
Plaintiff - Appellee.
Appeal from the United States District Court for the Eastern District of Virginia, at
Alexandria. Gerald Bruce Lee, District Judge. (1:15-mw-00001-GBL-1)
Argued: May 10, 2018 Decided: May 22, 2018
Before WILKINSON, MOTZ, and KING, Circuit Judges.
Dismissed by unpublished per curiam opinion.
ARGUED: Meredith Madden Ralls, S&R LAW FIRM PLLC, Fairfax, Virginia, for
Appellant. Christopher John Catizone, OFFICE OF THE UNITED STATES
ATTORNEY, Alexandria, Virginia, for Appellee. ON BRIEF: Katherine Martell,
FIRSTPOINT LAW GROUP PC, Fairfax, Virginia, for Appellant. Dana J. Boente,
United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Alexandria,
Virginia, for Appellee United States of America. Carmen D. Hernandez, Highland,
Maryland; Vernida R. Chaney, CHANEY LAW FIRM PLLC, Fairfax, Virginia, for
Appellee Under Seal #2.
Unpublished opinions are not binding precedent in this circuit.
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PER CURIAM:
A criminal defendant seeking to obtain the trial testimony of a juvenile witness
obtained a material witness warrant and moved to compel the Government to grant
immunity to the witness. The district court denied the motion to compel immunity and
dismissed the material witness warrant. This appeal followed. Because we lack
jurisdiction, we must dismiss the appeal.
I.
Under 18 U.S.C. § 3144, a court may issue an arrest warrant for a person whose
testimony is “material in a criminal proceeding” if “it may become impracticable to
secure the presence of the person by subpoena.” The release of such a material witness
“may be delayed for a reasonable period of time until the deposition of the witness can be
taken.”
Id.
Pursuant to this statute, a defendant in a criminal case (“the Defendant”) sought
and obtained a material witness warrant for a juvenile witness (“the Witness”). The
Defendant asked the Government to grant immunity to the Witness so that the Witness
could testify in the Defendant’s trial without fear of self-incrimination, but the
Government declined.
The Defendant then filed a motion requesting the district court to compel the
Government to grant the immunity. At the hearing on this motion, the court confirmed
that the Defendant was not asking to take the Witness’s deposition and that the Witness
intended to invoke the Fifth Amendment privilege against self-incrimination if called to
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testify at the Defendant’s trial. The court then dismissed the material witness warrant and
ordered the Witness released.
The Defendant timely noted this appeal.
II.
Under 28 U.S.C. § 1291, we have jurisdiction over “appeals from all final
decisions of the district courts” (emphasis added). In the criminal context, “the term
‘final decision’ normally refers to a final judgment, such as a judgment of guilt, that
terminates a criminal proceeding.” Sell v. United States,
539 U.S. 166, 176 (2003).
Thus, the law “normally requires a defendant to wait until the end of the trial to obtain
appellate review of a pretrial order.”
Id.
The order dismissing the material witness warrant is plainly not a judgment of
guilt that terminated the Defendant’s underlying criminal proceeding. At the time of the
order, the Defendant’s criminal trial had not yet concluded. The Defendant suggests,
however, that the material witness proceeding was independent from the Defendant’s
underlying criminal case, and that since the district court’s order terminated the material
witness proceeding, it qualifies as a final decision. We disagree.
The Supreme Court has explained that an ancillary proceeding is not independent,
and an order in such a proceeding is therefore not final for purposes of appealability, if
the proceeding “presents an issue that is involved in . . . a criminal prosecution in process
at the time the order is issued.” Di Bella v. United States,
369 U.S. 121, 127 (1962).
Only if a proceeding “is in no way tied to a criminal prosecution” can it “be regarded as
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independent.” See
id. at 131–32. Thus, orders relating to pre-indictment motions, grand
jury proceedings, and even motions for return of property filed in a different district from
the movant’s criminal prosecution are treated as interlocutory — for they are “but a step
in the criminal case.”
Id. (internal quotation marks and citation omitted).
So too here. By definition, a material witness in a criminal case is someone whose
testimony is “material in a criminal proceeding.” 18 U.S.C. § 3144 (emphasis added).
Therefore, it cannot be said that such a material witness proceeding is “in no way tied to a
criminal prosecution.” Quite the opposite. Because the entire purpose of the material
witness proceeding is to secure important testimony for a criminal trial, the disposition of
the witness proceeding “will necessarily determine the conduct of the trial.” Di
Bella,
369 U.S. at 127 (internal quotation marks and citation omitted). Accordingly, as it
pertains to a criminal defendant seeking to obtain the testimony of a material witness, any
order in the material witness proceeding must be treated as interlocutory, and may be
challenged only in the defendant’s post-conviction appeal. *
III.
Because the Defendant appeals from an interlocutory order, we lack jurisdiction
over this appeal. Accordingly, the appeal is
DISMISSED.
*
By contrast, as the Government recognizes, the witness who is detained pursuant
to a material witness warrant could likely appeal from an order rejecting his challenge to
his own detention. See In re Material Witness Warrant Nichols,
77 F.3d 1277, 1279
(10th Cir. 1996).
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