Filed: Apr. 22, 1996
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals, Fifth Circuit. No. 95-10519 Summary Calendar. Ellis E. NICHOLS, Jr., Plaintiff-Appellant, v. LORAL VOUGHT SYSTEMS CORPORATION, Defendant-Appellee. April 22, 1996. Appeal from the United States District Court for the Northern District of Texas. Before WIENER, PARKER and DENNIS, Circuit Judges. ROBERT M. PARKER, Circuit Judge: This is an age discrimination case filed pro se by Nichols under the ADEA on May 24, 1994, against Loral Vought and its parent company, Loral
Summary: United States Court of Appeals, Fifth Circuit. No. 95-10519 Summary Calendar. Ellis E. NICHOLS, Jr., Plaintiff-Appellant, v. LORAL VOUGHT SYSTEMS CORPORATION, Defendant-Appellee. April 22, 1996. Appeal from the United States District Court for the Northern District of Texas. Before WIENER, PARKER and DENNIS, Circuit Judges. ROBERT M. PARKER, Circuit Judge: This is an age discrimination case filed pro se by Nichols under the ADEA on May 24, 1994, against Loral Vought and its parent company, Loral ..
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United States Court of Appeals,
Fifth Circuit.
No. 95-10519
Summary Calendar.
Ellis E. NICHOLS, Jr., Plaintiff-Appellant,
v.
LORAL VOUGHT SYSTEMS CORPORATION, Defendant-Appellee.
April 22, 1996.
Appeal from the United States District Court for the Northern
District of Texas.
Before WIENER, PARKER and DENNIS, Circuit Judges.
ROBERT M. PARKER, Circuit Judge:
This is an age discrimination case filed pro se by Nichols
under the ADEA on May 24, 1994, against Loral Vought and its parent
company, Loral Corporation. On June 15, 1994, Loral Vought filed
its original answer, and Loral Corporation filed a motion to
dismiss. Thereafter, Nichols hired an attorney to represent him in
the action and agreed to the dismissal of Loral Corporation. Loral
Vought then moved for summary judgment, and on May 22, 1995, the
district court granted the motion. Nichols timely appealed.
I. FACTUAL BACKGROUND
Loral Vought hired Nichols as a contracts administrator on May
5, 1989. Loral Vought gives each of its employees annual written
performance evaluations. Bill Nance, Nichols' supervisor at the
time, gave Nichols a performance evaluation for 1989, ranking
Nichols in the middle of five categories ("Meets Expectations").
Nance also gave Nichols his performance evaluation for 1990. Loral
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Vought's evaluation form in 1990 had changed somewhat from the
previous year and contained four categories instead of five.
Nance's 1990 evaluation of Nichols rated him in the next to the
lowest of these categories ("Usually Meets Expectations").
On July 17, 1991, Nichols was transferred into a different
section of Loral Vought where he continued to work as a contracts
administrator under the supervision of Kathy K. Verrijcke. In
1991, Verrijcke also gave Nichols a performance rating of "Usually
Meets Expectations." On November 23, 1992, Verrijcke gave Nichols
an interim performance evaluation as a follow-up to the 1991
assessment. Nichols again received a rating of "Usually Meets
Expectations."
In early 1993, Loral Vought determined that a company-wide
reduction of personnel was necessary. Jack Abbott, the Director of
Financial Management for Loral Vought, was responsible for making
the actual decision of whom would be laid off in the contracts
administration area. In making the lay off selections, Abbott
reviewed the performance evaluations of all employees. Abbott
selected Nichols for lay off, and Loral Vought terminated Nichols'
employment on March 29, 1993.
Nichols' age discrimination complaint centers on allegations
that his supervisor, Kathy Verrijcke, was biased against him
because of his age. As evidence, Nichols cites "three or four
occasions" prior to 1992 when Verrijcke pointed out that she was
Nichols' superior despite being younger. Additionally, two similar
events allegedly occurred in 1992, one in August and one in
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November. Nichols contends that Verrijcke's bias led her to give
him unreasonably harsh performance evaluations, to harass him about
his age, and to "poison" the minds of management officials who made
the decision to lay Nichols off. Nichols additionally alleges that
Verrijcke made insensitive statements regarding disabled persons
and African-Americans and that she habitually made off-color or
sexual remarks.
Loral Vought denies that its decision to lay off Nichols was
based on age. Instead, it argues that Nichols was laid off for
legitimate, non-discriminatory reasons and that Verrijcke played no
part in determining which employees would be laid off. Loral
Vought further contends that Nichols' layoff was the result of
careful application of standardized procedures, beginning with
Nichols' annual performance evaluations and culminating in the
methodical selection of employees for layoff.
II. ANALYSIS
The standard of review on appeal from a district court's
granting of summary judgment is de novo. Bodenheimer v. PPG
Indus., Inc.,
5 F.3d 955, 956 (5th Cir.1993). Summary judgment is
appropriate if there is "no genuine issue as to any material facts
and ... the moving party is entitled to judgment as a matter of
law." Fed.R.Civ.P. 56(c). The threshold inquiry, therefore, is
whether there are "any genuine factual issues that properly can be
resolved only by a finder of fact because they may reasonably be
resolved in favor of either party." Anderson v. Liberty Lobby,
Inc.,
477 U.S. 242, 250,
106 S. Ct. 2505, 2511,
91 L. Ed. 2d 202
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(1986). Of course, "the substantive law will identify which facts
are material."
Id. at 248, 106 S.Ct. at 2510. All of the evidence
must be viewed in the light most favorable to the motion's
opponent.
Bodenheimer, 5 F.3d at 956.
A plaintiff who can offer sufficient direct evidence of
intentional discrimination should prevail, just as in any other
civil case where a plaintiff meets his burden. See Portis v. First
Nat'l Bank of New Albany, Miss.,
34 F.3d 325, 328 n. 6 (5th
Cir.1994). However, because direct evidence of discrimination is
rare, the Supreme Court has devised an evidentiary procedure that
allocates the burden of production and establishes an orderly
presentation of proof in discrimination cases.
Bodenheimer, 5 F.3d
at 957; see McDonnell Douglas Corp. v. Green,
411 U.S. 792,
93
S. Ct. 1817,
36 L. Ed. 2d 668 (1973).
Nichols cannot point to sufficient direct evidence of
discrimination to prevail without using the burden-shifting
analysis. "Direct evidence of discrimination is evidence which, if
believed, would prove the existence of a fact (i.e., unlawful
discrimination) without any inferences or presumptions."
Bodenheimer, 5 F.3d at 958 (emphasis added). Nichols' evidence is
insufficient to establish unlawful discrimination without any
inferences. Therefore, he must rely on the traditional
burden-shifting analysis as set forth by the Supreme Court and
adopted by this Circuit.
In a reduction-in-force case, a plaintiff makes out a prima
facie case by showing (1) that he is within the protected age
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group; (2) that he has been adversely affected by the employer's
decision; (3) that he was qualified to assume another position at
the time of the discharge; and (4) "evidence, circumstantial or
direct, from which a factfinder might reasonably conclude that the
employer intended to discriminate in reaching the decision at
issue." Amburgey v. Corhart Refractories Corp., Inc.,
936 F.2d
805, 812 (5th Cir.1991) (citation omitted). There is no dispute
that Nichols was within the protected age group and that he was
adversely affected by being laid off. However, Loral Vought
asserts that Nichols failed to establish that he was qualified to
assume another position at Loral Vought, had one been available at
the time of the lay off. Furthermore, Loral Vought disputes that
Nichols showed any evidence, circumstantial or direct, from which
a factfinder might reasonably conclude that Loral Vought intended
to discriminate in laying off Nichols.
"[T]o establish a prima facie case, a plaintiff need only
make a very minimal showing." Thornbrough v. Columbus & Greenville
R.R. Co.,
760 F.2d 633, 639 (5th Cir.1985). Therefore, we assume
arguendo that Nichols has established a prima facie case.
A prima facie case raises an inference of unlawful
discrimination. Rhodes v. Guiberson Oil Tools,
75 F.3d 989, 992
(5th Cir.1996) (en banc). The burden of production then shifts to
the defendant to proffer a legitimate, non-discriminatory reason
for the challenged employment action.
Id. The defendant may meet
this burden by presenting evidence that "if believed by the trier
of fact, would support a finding that unlawful discrimination was
5
not the cause of the employment action."
Id. (quoting St. Mary's
Honor Center v. Hicks,
509 U.S. 502, ----,
113 S. Ct. 2742, 2747,
125 L. Ed. 2d 407 (1993)).
Loral Vought has articulated a legitimate, non-discriminatory
reason for the layoff, i.e., the reduction in force. If believed
by the trier of fact, this reason would support a finding that
unlawful discrimination was not the cause of the discharge.
Therefore, the presumption raised by Nichols' prima facie case
disappears.
Rhodes, 75 F.3d at 992.
Next, the plaintiff is given the opportunity to demonstrate
that the defendant's articulated rationale is merely a pretext for
discrimination.
Id. If Nichols can raise a genuine issue of
material fact as to whether he has established pretext, that will
suffice to avoid summary judgment. No additional evidence of
discrimination is needed to defeat the summary judgment motion.
See
id. at 993 ("In tandem with a prima facie case, the evidence
allowing rejection of the employer's proffered reasons will often,
perhaps usually, permit a finding of discrimination without
additional evidence."). As evidence of pretext, Nichols points to
the alleged disparity between Verrijcke's evaluations of him and
those of his previous supervisor (Nance), the statements allegedly
made by Verrijcke, and comparative evidence purportedly showing
that Nichols was clearly better qualified than younger workers
allowed to remain at Loral Vought.
Of Nichols' four evaluations, he received the same rating on
the three that used the same form. Accordingly, the reviews do not
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support Nichols' contention that Verrijcke rated him lower than
Nance.
Similarly, Nichols' contention that Verrijcke's alleged
comments regarding his age are evidence of unlawful discrimination
is without merit. Nichols claims that on roughly five to six
occasions over approximately three and a half years, the last
occurring in November of 1992, Verrijcke pointed out that she was
Nichols' superior despite being younger. Even assuming that a jury
could reasonably infer that these comments, if made, were more than
"stray remarks," see Waggoner v. City of Garland, Tex.,
987 F.2d
1160, 1166 (5th Cir.1993), Verrijcke was not the relevant decision
maker. To be probative, allegedly discriminatory statements must
be made by the relevant decision maker. See Normand v. Research
Inst. of Am., Inc.,
927 F.2d 857, 864 & n. 3 (5th Cir.1991). Here,
however, Nichols fails to offer any competent summary judgment
evidence to rebut Abbott's assertion that he did not consult
Verrijcke in making the layoff decision. The only way Nichols has
shown that Verrijcke participated in the decision is through her
evaluations of Nichols which Abbott considered. However, as
previously discussed, Nichols has not shown these evaluations to be
discriminatory.
Last, Nichols points to evidence purportedly showing that he
was clearly better qualified than younger workers allowed to remain
at Loral Vought. A genuine issue of material fact exists when
evidence shows the plaintiff was "clearly better qualified" than
younger employees who were retained.
Bodenheimer, 5 F.3d at 959.
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However, this evidence must be more than merely subjective and
speculative. See Molnar v. Ebasco Constructors, Inc.,
986 F.2d
115, 119 (5th Cir.1993); Elliott v. Group Medical & Surgical
Serv.,
714 F.2d 556, 564 (5th Cir.1983), cert. denied,
467 U.S.
1215,
104 S. Ct. 2658,
81 L. Ed. 2d 364 (1984). To establish a fact
question as to relative qualifications, a plaintiff must provide
sufficiently specific reasons for his opinion; mere subjective
speculation will not suffice.
In his attempt to show that he was more qualified than other
individuals who were not laid off by Loral Vought, Nichols submits
only his own affidavit and deposition testimony where he claims to
be better qualified than three of the remaining contracts
administrators. In his affidavit, Nichols states that "younger,
less qualified persons (Jack Hamilton, Jon Goodwin, and Jamie
Larson), were allowed to remain at Defendant. Ms. Larson was in
her twenties and had no actual experience in federal contracting
prior to her employment with Defendant." Similarly, in deposition
testimony Nichols concludes that he was better qualified than these
individuals because he had more work experience.
However, an "attempt to equate years served with superior
qualifications ... [is] unpersuasive."
Bodenheimer, 5 F.3d at 959.
Obviously, work experience is one component of defining who is more
"qualified." However, Bodenheimer, mandates that greater
experience alone will not suffice to raise a fact question as to
whether one person is clearly more qualified than another. More
evidence, such as comparative work performance, is needed.
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Nichols' summary judgment evidence does not contain sufficiently
specific reasons to support his subjective opinion that he was more
qualified than the other individuals.
Accordingly, Nichols has failed to raise a genuine issue of
material fact as to whether he established that Loral Vought's
proffered reason was pretext for unlawful discrimination.
Therefore, the summary judgment granted by the district court is
AFFIRMED.
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