Filed: May 29, 1996
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals, Fifth Circuit. No. 95-50540. Ben ONTIVEROS, Sr., Plaintiff-Appellee/Cross-Appellant, v. ASARCO INCORPORATED, Defendant-Appellant/Cross-Appellee. May 29, 1996. Appeals from the United States District Court for the Western District of Texas. Before WISDOM, EMILIO M. GARZA and PARKER, Circuit Judges. ROBERT M. PARKER, Circuit Judge: I. PROCEEDINGS BELOW Plaintiff brought a Title VII claim of discrimination on the basis of national origin. The jury found for Plaintiff
Summary: United States Court of Appeals, Fifth Circuit. No. 95-50540. Ben ONTIVEROS, Sr., Plaintiff-Appellee/Cross-Appellant, v. ASARCO INCORPORATED, Defendant-Appellant/Cross-Appellee. May 29, 1996. Appeals from the United States District Court for the Western District of Texas. Before WISDOM, EMILIO M. GARZA and PARKER, Circuit Judges. ROBERT M. PARKER, Circuit Judge: I. PROCEEDINGS BELOW Plaintiff brought a Title VII claim of discrimination on the basis of national origin. The jury found for Plaintiff ..
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United States Court of Appeals,
Fifth Circuit.
No. 95-50540.
Ben ONTIVEROS, Sr., Plaintiff-Appellee/Cross-Appellant,
v.
ASARCO INCORPORATED, Defendant-Appellant/Cross-Appellee.
May 29, 1996.
Appeals from the United States District Court for the Western
District of Texas.
Before WISDOM, EMILIO M. GARZA and PARKER, Circuit Judges.
ROBERT M. PARKER, Circuit Judge:
I. PROCEEDINGS BELOW
Plaintiff brought a Title VII claim of discrimination on the
basis of national origin. The jury found for Plaintiff and awarded
$200,000 in lost future earnings and $100,000 in punitive damages.
Following an evidentiary hearing, the district court awarded
Plaintiff $6816.83 in backpay.
Defendant moved for judgment as a matter of law, a new trial,
and remittitur of damages. The district court granted judgment for
Defendant on the punitive damages claim but denied all remaining
points. Defendant appeals (1) the denial of the motion for
judgment as a matter of law and the motion for new trial on the
underlying liability question; (2) the denial of the motion for
new trial and remittitur on the backpay award; and (3) the denial
of the motions for judgment as a matter of law, new trial, and
remittitur on the frontpay award. Plaintiff appeals the granting
of Defendant's motion for judgment as a matter of law on the
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punitive damages issue.
II. ANALYSIS
Plaintiff alleges that he was denied a promotion to day pay
supervisor, a temporary position that he had held on prior
occasions, because of his national origin. Defendant claims that
Plaintiff failed to prove at trial, as a matter of law, that he was
the victim of unlawful discrimination. In this context, a
plaintiff can avoid judgment as a matter of law if the evidence
taken as a whole (1) creates a fact question as to whether each of
the employer's stated reasons were what actually motivated the
employer, and (2) creates a reasonable inference that national
origin was a determinative factor in the actions of which the
plaintiff complains. Rhodes v. Guiberson Oil Tools,
75 F.3d 989,
994 (5th Cir.1996) (en banc).
In the present case, Defendant's stated reason for its
decision not to offer the position to Plaintiff was that another
employee was better qualified. For the position of day pay
supervisor, leadership skills, problem-solving abilities, people
skills, and the ability to learn quickly determined who was
qualified. Seniority and experience were not factors in the
selection process. Defendant asserted that Plaintiff had not
exhibited effective leadership skills and therefore was not as
qualified as the person selected for the position.
In attempting to show that Defendant's stated reason was
pretextual, Plaintiff points to the testimony of three employees
who testified that Plaintiff has superior experience and technical
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skills than the individual selected for the position. However,
because these qualities were not criteria in the selection process,
this testimony is not evidence of pretext.
Next Plaintiff disputes the veracity of Defendant's assessment
of his leadership skills. Plaintiff contends that Defendant failed
to point to any one specific incident indicating poor performance.
Additionally, Defendant never brought these alleged deficiencies to
Plaintiff's attention or ever criticized Plaintiff for his work.
Furthermore, Plaintiff's alleged shortcomings were never documented
by anyone.
To counter these arguments, Defendant points to the testimony
of three supervisors that Plaintiff's performance was deficient.
Furthermore, one of Defendant's employees testified that Defendant
does not evaluate or counsel its employees at Plaintiff's level.
Last, Plaintiff points to alleged inconsistencies in testimony
of Defendant's employees to negate Defendant's articulated reason
for its decision not to promote Plaintiff. While one supervisor
testified that the reason Defendant stopped using Plaintiff as a
day pay supervisor in 1991 was Plaintiff's poor performance,
another supervisor cited both poor performance and cost-cutting
measures as reasons and a third supervisor cited only budgetary
constraints. However, the issue in this case is whether
Defendant's decision not to select Plaintiff as day pay supervisor
in 1993 was unlawful. What Defendant did in 1991 is of little, if
any, relevance.
This court should overturn a jury verdict only if it is not
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supported by substantial evidence. Boeing Co. v. Shipman,
411 F.2d
365, 374 (5th Cir.1969) (en banc). The court is to consider all
the evidence, giving all reasonable inferences to the nonmovant.
Id. In this case, giving all reasonable inferences to Plaintiff
and being careful not to substitute our judgment for that of the
jury, we assume arguendo that the evidence suffices to establish a
fact question as to pretext.
Nevertheless, in addition to a finding of pretext, Plaintiff
must create a reasonable inference that national origin was a
determinative factor in the actions of which he complains.
Rhodes,
75 F.3d at 994. We considered this issue in great depth en banc
only recently:
The evidence necessary to support an inference of
discrimination will vary from case to case. A jury may be
able to infer discriminatory intent in an appropriate case
from substantial evidence that the employer's proffered
reasons are false. The evidence may, for example, strongly
indicate that the employer has introduced fabricated
justifications for an employee's discharge, and not otherwise
suggest a credible nondiscriminatory explanation. By
contrast, if the evidence put forth by the plaintiff to
establish the prima facie case and to rebut the employer's
reasons is not substantial, a jury cannot reasonably infer
discriminatory intent.
Id.
In short, "[i]n tandem with a prima facie case, the evidence
allowing rejection of the employer's proffered reasons will often,
perhaps usually, permit a finding of discrimination without
additional evidence."
Id. By implication, Rhodes allows for the
extremely rare situation where a finding of pretext will not permit
a reasonable inference of discrimination. This case is that
situation. There may barely be enough evidence to sustain a
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finding of pretext. However, there is insufficient evidence to
support a reasonable inference of discrimination.
The denial of Defendant's motion for judgment as a matter of
law as to liability is therefore REVERSED. Accordingly, we do not
reach the remaining issues on appeal.
EMILIO M. GARZA, Circuit Judge, specially concurring:
I agree that our opinion in Rhodes v. Guiberson Oil Tools,
75
F.3d 989 (5th Cir.1996) (en banc), "allows for the extremely rare
situation where a finding of pretext will not permit a reasonable
inference of discrimination." Maj. op. at 3564. However, I
persist in the following observation:
I fail to understand how the Court can logically conclude that
a jury—that is "permitted" to reach a specific inference
through the focused Title VII framework at work in [St. Mary's
Honor Ctr. v.] Hicks [,
509 U.S. 502, ----,
113 S. Ct. 2742,
2749,
125 L. Ed. 2d 407 (1993) ]—could at the same time be
acting outside the broad umbrella of "reasonableness"
established by Boeing."
Rhodes, 75 F.3d at 998 n. 2 (Garza, J., specially concurring).
Therefore, I concur in the judgment only.
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