Filed: Dec. 08, 1999
Latest Update: Mar. 02, 2020
Summary: UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 98-11485 Civil Docket #98-CV-70 _ BURLINGTON NORTHERN SANTA FE CORP., A Delaware Corporation BURLINGTON NORTHERN AND SANTA FE RAILWAY COMPANY, A Delaware Corporation, Plaintiffs-Appellees, versus WILLIAM S. PURDY, ET AL, Defendants, WILLIAM S. PURDY, An Individual, Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Texas _ December 7, 1999 Before JONES and DENNIS, Circuit Judges, and PRADO*,
Summary: UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 98-11485 Civil Docket #98-CV-70 _ BURLINGTON NORTHERN SANTA FE CORP., A Delaware Corporation BURLINGTON NORTHERN AND SANTA FE RAILWAY COMPANY, A Delaware Corporation, Plaintiffs-Appellees, versus WILLIAM S. PURDY, ET AL, Defendants, WILLIAM S. PURDY, An Individual, Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Texas _ December 7, 1999 Before JONES and DENNIS, Circuit Judges, and PRADO*, D..
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UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_______________________
No. 98-11485
Civil Docket #98-CV-70
_______________________
BURLINGTON NORTHERN SANTA FE CORP.,
A Delaware Corporation
BURLINGTON NORTHERN AND SANTA FE RAILWAY
COMPANY, A Delaware Corporation,
Plaintiffs-Appellees,
versus
WILLIAM S. PURDY, ET AL,
Defendants,
WILLIAM S. PURDY, An Individual,
Defendant-Appellant.
_________________________________________________________________
Appeal from the United States District Court
for the Northern District of Texas
_________________________________________________________________
December 7, 1999
Before JONES and DENNIS, Circuit Judges, and PRADO*, District
Judge.
EDITH H. JONES, Circuit Judge:**
William S. Purdy challenges the district court’s grant of
summary judgment, which declared that his registration of the
*
District Judge of the Western District of Texas, sitting by
designation.
**
Pursuant to 5TH CIR. R. 47.5, the Court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
service mark “BNSF” with the United States Patent and Trademark
Office is void ab initio and must be cancelled. Purdy argues that
his service mark has been used in commerce continuously from 1993
to the present, that it is not mere “token use,” and that his
limited profit motive does not disqualify him or his company from
establishing a valid service mark. Finding no error in the
district court’s contrary conclusion, we affirm.
We have reviewed the district court’s opinion and the
record evidence de novo. The district court correctly stated the
applicable law and focused on the twin requirements of “use in
commerce” to support a valid service mark registration: that the
mark has been used in the promotion of services, and that the
services identified by the mark have been rendered in interstate
commerce. 15 U.S.C. § 1127 (emphasis added). As the court noted
and legislative history demonstrates, mere token use is
insufficient to justify federal registration. The court accepted
all of Purdy’s allegations as true and still found that “Purdy did
not make a bona fide use of the mark BNSF in the ordinary course of
trade before the mark was registered to him.”
Having reviewed the summary judgment record, we must
agree with the district court’s application of the facts to the
law. It is uncontested that Purdy has used the designation “BNSF”
to promote the cause of enhancing railroad safety and that he has
used business cards, flyers, markings on his car, and other devices
emblazoned with “BNSF” for publicity and advertising purposes.
Nevertheless, he has not fulfilled the second part of the test --
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the actual rendition of services in interstate commerce -- except
by sporadic and insubstantial transactions. The record identifies
only a handful of instances in which Purdy was paid anything for
his “services,” and all of these incidents involved work performed
for long-time friends. Nominal or token sales to personal friends
do not constitute a bona fide commercial use of a trademark. J.
McCarthy, McCarthy on Trademarks and Unfair Competition, § 16:7
(4th ed. 1997) (citing cases). For several years, Purdy has
conducted information-gathering and -dissemination regarding
railroad safety matters, but the record is bereft of evidence that
he was engaged in trade or commerce using the “BNSF” mark.
Instead, Purdy’s profession has been that of advocacy, apparently
on behalf of a worthy cause. While we do not belittle Purdy’s
activities, they do not demonstrate use of the service mark in
furtherance of a business intended to provide services for
reimbursement.
A recent circuit court decision reinforces our
conclusion. Allard Enterprises, Inc. v. Advance Programing
Resources, Inc.,
146 F.3d 350 (6th Cir. 1998). In Allard, the
defendant’s use of advertising materials was similar to that of Mr.
Purdy, but the defendant had actually sold his employment services
to third parties, and the entire purpose of the advertising was to
promote the venture for profit. Purdy’s advertising has been
devoted to consciousness-raising in the public rather than to the
promotion of a business venture. He rendered services for
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reimbursement in connection with the advertising in only a de
minimus fashion. He used a mark, but not in trade.
For these reasons, the judgment of the district is
approved and AFFIRMED.
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