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United States v. Zapien-Baca, 00-51185 (2001)

Court: Court of Appeals for the Fifth Circuit Number: 00-51185 Visitors: 19
Filed: Jul. 06, 2001
Latest Update: Mar. 02, 2020
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT Summary Calendar No. 00-50894 USDC No. P-00-CR-119-1-F UNITED STATES OF AMERICA, Plaintiff-Appellant, versus MARTIN LOPEZ-AYALA, also known as Miguel Herrera-Torres, also known as Miguel Angel Herrera-Torres, Defendant-Appellee; _ Consolidated with No. 00-51161 USDC No. P-00-CR-235-ALL-F _ UNITED STATES OF AMERICA, Plaintiff-Appellant, versus JAVIER CABRALES-LOPEZ, Defendant-Appellee; _ Consolidated with No. 00-51163 USDC No. P-00-CR-23
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         IN THE UNITED STATES COURT OF APPEALS
                 FOR THE FIFTH CIRCUIT



                    Summary Calendar
                      No. 00-50894
               USDC No. P-00-CR-119-1-F



               UNITED STATES OF AMERICA,
                                   Plaintiff-Appellant,

                         versus

MARTIN LOPEZ-AYALA, also known as Miguel Herrera-Torres,
       also known as Miguel Angel Herrera-Torres,

                                   Defendant-Appellee;

                 ______________________

                   Consolidated with
                      No. 00-51161
              USDC No. P-00-CR-235-ALL-F
                 _____________________

               UNITED STATES OF AMERICA,

                                           Plaintiff-Appellant,

                         versus

                 JAVIER CABRALES-LOPEZ,

                                            Defendant-Appellee;

                  ____________________

                    Consolidated with
                       No. 00-51163
               USDC No. P-00-CR-239-ALL-F
                  _____________________

               UNITED STATES OF AMERICA,

                                           Plaintiff-Appellant,

                         versus

                  CARMEN ORTIZ-BERNAL,

                                            Defendant-Appellee;
                           No. 00-50894
                 c/w Nos. 00-51161 & 00-51163 &
                       00-51183 & 00-51185
                                -2-

                      ____________________

                        Consolidated with
                           No. 00-51183
                    USDC No. P-00-CR-278-ALL
                      _____________________

                    UNITED STATES OF AMERICA,

                                                Plaintiff-Appellant,

                             versus

                HECTOR OCTAVIO MENDOZA-GALLARDO,

                                                Defendant-Appellee;


                      ____________________

                        Consolidated with
                           No. 00-51185
                    USDC No. P-00-CR-234-ALL
                      _____________________

                    UNITED STATES OF AMERICA,

                                                Plaintiff-Appellant,

                             versus

                      ALBERTO ZAPIEN-BACA,

                                              Defendant-Appellee.
                       --------------------
          Appeals from the United States District Court
                for the Western District of Texas
                       --------------------
                           July 3, 2001
Before SMITH, BENAVIDES, and DENNIS, Circuit Judges.

PER CURIAM:*

The United States appeals the district court’s downward departure

in sentencing in these five consolidated appeals.    Each defendant


     *
      Pursuant to 5TH CIR. R. 47.5, the Court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
                             No. 00-50894
                   c/w Nos. 00-51161 & 00-51163 &
                         00-51183 & 00-51185
                                  -3-

pleaded guilty to an indictment charging illegal reentry, and the

indictment neither alleged a prior aggravated felony conviction nor

referenced subsection (b)(2) of 8 U.S.C. § 1326.              The Government

argues that the district court abused its discretion in departing

downward from the relevant guideline range and sentencing each of

the five defendants to two-years’ imprisonment.               We vacate the

sentences and remand for resentencing.

     Martin    Lopez-Ayala   argues   that   the   Government       failed   to

preserve its objection, and therefore, review is for plain error.

Our review of the appellate record reveals that the Government’s

objection to application of Apprendi,1 including opposition to a

downward departure, was sufficiently raised in the district court.

     While    downward   departures   are    reviewed   for    an   abuse    of

discretion, see United States v. Hemmingson, 
157 F.3d 347
, 360 (5th

Cir. 1998), district courts may depart downward from the applicable

guideline range only when they find an “aggravating or mitigating

circumstance of a kind, or to a degree, not adequately taken into

consideration by the Sentencing Commission in formulating the

guidelines.”    18 U.S.C. § 3553(b); U.S.S.G. § 5K2.0, p.s.           “When a

court finds an atypical case, one to which a particular guideline

linguistically applies but [in which] conduct significantly differs

from the norm, the court may consider whether a departure is

warranted.”    U.S.S.G. Ch. 1, Pt. A 4(b), p.s.; see Koon v. United

States, 
518 U.S. 81
, 93-100 (1996).          A departure is appropriate

only in the extraordinary case that falls outside the “heartland”

     1
         Apprendi v. New Jersey, 
530 U.S. 466
(2000).
                               No. 00-50894
                     c/w Nos. 00-51161 & 00-51163 &
                           00-51183 & 00-51185
                                    -4-

of typical offenses covered by the relevant guideline.                      U.S.S.G.

Ch. 1, Pt. A 4(b), p.s.

       Application of the abuse-of-discretion standard to a district

court’s departure ruling may entail consideration of a question of

law.    See 
Koon, 518 U.S. at 100
.                In this situation, we give no

deference to the district court’s underlying legal conclusion, but

the abuse-of-discretion standard still applies.                 “A district court

by definition abuses its discretion when it makes an error of law.”

Id. The district
court’s rationale for departing downward in these

five cases was not based on the defendants’ conduct or on the

unique circumstances surrounding the offenses of conviction.                      The

court’s rationale was based on Apprendi which the court viewed as

casting doubt on the continuing viability of controlling Supreme

Court authority, Almendarez-Torres v. United States, 
523 U.S. 224
,

226-27 (1998).      In Almendarez-Torres, the Supreme Court held that

the penalties of 8 U.S.C. § 1326(b) are sentencing enhancements and

do not constitute a separate offense from 8 U.S.C. § 1326(a) and

that   “neither     the   statute       nor   the    Constitution   requires      the

Government    to   charge   the     .    .    .    earlier   conviction[]    in   the

indictment.” 523 U.S. at 226-27
.             The district court concluded

that    the   question      concerning            Almendarez-Torres’   continuing

viability was sufficient to take these five convictions out of the

heartland of illegal reentry cases for purposes of sentencing.

       Apprendi did not overrule the holding of Almendarez-Torres.

See 
Apprendi, 530 U.S. at 489-90
; United States v. Chapa-Garza, 243
                           No. 00-50894
                 c/w Nos. 00-51161 & 00-51163 &
                       00-51183 & 00-51185
                                -5-

F.3d 921, 928 (5th Cir. 2001).       The guidelines implement the

sentencing enhancement provision of 8 U.S.C. § 1326(b)(2) through

U.S.S.G. § 2L1.2(b)(1)(A).   United States v. Nava-Perez, 
242 F.3d 277
, 278 (5th Cir. 2001), petition for cert. filed, (May 11, 2001)

(No. 00-9979).   The district court erred in its underlying legal

conclusion and disregarded controlling authority.       Without the

erroneous underlying legal conclusion concerning the affect of

Apprendi upon Almendarez-Torres, there is nothing to take the five

cases outside the heartland of illegal-reentry cases.    See United

States v. Grosenheider, 
200 F.3d 321
, 334 (5th Cir. 2000).     Thus,

the district court abused its discretion in downwardly departing

from the relevant guideline range.   See 
Koon, 518 U.S. at 111
.

     We vacate the sentences and remand for resentencing not

inconsistent with this opinion.

     SENTENCES VACATED AND CAUSES REMANDED FOR RESENTENCING.

Source:  CourtListener

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