Filed: Apr. 10, 2007
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS April 10, 2007 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III )))))))))))))))))))))))))) Clerk No. 06-30300 Summary Calendar )))))))))))))))))))))))))) DANIEL C. LINER Plaintiff–Appellee-Cross-Appellant v. HOSPITAL SERVICE DISTRICT NO 1 OF JEFFERSON PARISH, doing business as West Jefferson Medical Center Defendant–Appellant-Cross-Appellee Appeals from the United States District Court for the Eastern Distr
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS April 10, 2007 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III )))))))))))))))))))))))))) Clerk No. 06-30300 Summary Calendar )))))))))))))))))))))))))) DANIEL C. LINER Plaintiff–Appellee-Cross-Appellant v. HOSPITAL SERVICE DISTRICT NO 1 OF JEFFERSON PARISH, doing business as West Jefferson Medical Center Defendant–Appellant-Cross-Appellee Appeals from the United States District Court for the Eastern Distri..
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United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS April 10, 2007
FOR THE FIFTH CIRCUIT
Charles R. Fulbruge III
)))))))))))))))))))))))))) Clerk
No. 06-30300
Summary Calendar
))))))))))))))))))))))))))
DANIEL C. LINER
Plaintiff–Appellee-Cross-Appellant
v.
HOSPITAL SERVICE DISTRICT NO 1 OF JEFFERSON PARISH, doing
business as West Jefferson Medical Center
Defendant–Appellant-Cross-Appellee
Appeals from the United States District Court
for the Eastern District of Louisiana
No. 2:03-CV-03311
Before DeMOSS, STEWART, and PRADO, Circuit Judges.
PER CURIAM:*
Before the court are cross-appeals brought after a jury
trial that resulted in a verdict for the plaintiff in a case of
disability discrimination. The defendant argues that the jury’s
verdict must be set aside because the plaintiff refused to
participate in the interactive process required to develop a
reasonable accommodation for his disability. The plaintiff,
*
Pursuant to 5TH CIRCUIT RULE 47.5, the court has determined
that this opinion should not be published and is not precedent
except under the limited circumstances set forth in 5TH CIRCUIT
RULE 47.5.4.
meanwhile, appeals the district court’s order dismissing the
jury’s award of punitive damages. For the reasons that follow,
we AFFIRM.
I. FACTUAL BACKGROUND
In March 2001, Plaintiff Daniel C. Liner (“Liner”) was hired
as an accountant for Defendant Hospital Service District No. 1 of
Jefferson Parish d/b/a West Jefferson Medical Center (“WJMC”).
As an accountant for WJMC, Liner was frequently required to work
more than forty hours per week to meet certain deadlines, as were
all WJMC accountants. In August 2002, Liner was diagnosed with
malignant hypertension and cardiovascular disease. Pursuant to
his physician’s instructions, Liner was no longer allowed to work
more than forty hours per week. Liner informed his supervisor
Ron Bailey of this restriction on August 28, 2002, and requested
a reasonable accommodation of working only forty hours a week.
Liner then took leave under the Family Medical Leave Act (“FMLA”)
from August 30, 2002, to September 23, 2002, and from September
25, 2002, to November 25, 2002.
According to WJMC, after Liner requested an accommodation,
WJMC repeatedly sought more information from Liner regarding his
medical condition and the limitations imposed by it, but Liner
was not responsive. WJMC did learn from Liner’s physician in
January 2003 that Liner had to leave work by 5:00 p.m. each day
to attend a martial arts class for medical reasons. Further,
2
Liner was unable to work on weekends, even if he had not worked
forty hours that week. WJMC determined that these restrictions
made it impossible for Liner to perform the essential functions
of his accounting position, as WJMC’s accountants were regularly
required to work more than forty hours a week in order to meet
various deadlines.
On January 22, 2003, Liner secretly tape recorded a meeting
he had with Mark McGinnis (“McGinnis,” a financial official with
WJMC) and Francine Miguel (“Miguel,” WJMC’s Human Resources
Director). At the meeting, McGinnis and Miguel informed Liner
that, due to his medical restrictions, he could no longer work as
an accountant for WJMC and that he was being terminated.
McGinnis and Miguel did encourage Liner to look online at other
job listings within WJMC and submit applications for any
positions in which he was interested. According to WJMC, it was
aware of several positions that were open at that time and met
Liner’s medical restrictions; however, the jobs were clerical in
nature and WJMC claims it did not want to embarrass Liner by
offering him those lower positions. Liner did not review the
positions online, but instead filed a charge of disability
discrimination with the Equal Employment Opportunity Commission
(“EEOC”).
II. PROCEDURAL HISTORY
Following receipt of his right-to-sue letter from the EEOC,
3
Liner brought suit against WJMC for disability discrimination and
retaliation in violation of the Americans with Disabilities Act
(“ADA”), 42 U.S.C. §§ 12101-12213 (2000), disability
discrimination and retaliation under Louisiana law, LA. REV. STAT.
ANN. §§ 51:2256 & 23:967, and FMLA violations, 29 U.S.C. § 2615.1
The district court dismissed Liner’s disability harassment and
state law claims on summary judgment. The case then proceeded to
trial in front of a jury. Following four days of testimony, the
district court granted Liner’s motion for directed verdict on the
issue of whether WJMC regarded Liner as disabled. The remainder
of the case was submitted to the jury, which rejected all of
Liner’s retaliation claims under the ADA and FMLA, but found that
WJMC had discriminated against Liner because it regarded him as
disabled. As a result, the jury awarded Liner $45,000 for lost
pay, $0 for emotional distress, and $250,000 in punitive damages.
The district court also awarded Liner $87,460 in attorneys’ fees,
but denied Liner’s motion for front pay.
Two months after the verdict, but before the district court
entered a final judgment, WJMC filed a motion to vacate the
punitive damages award on the ground that punitive damages are
not available under the ADA against a political subdivision such
as WJMC. See 42 U.S.C. § 1981a(b)(1). The district court
1
Liner’s initial complaint also included a claim that WJMC
violated ERISA, 29 U.S.C. § 1140. Although it is unclear what
happened to that claim, Liner did not pursue it at trial or on
appeal.
4
dismissed the motion as premature. The district court entered
final judgment, at which time WJMC renewed its motion for
judgment as a matter of law and alternatively asked the district
court to alter or amend the final judgment. The district court
granted WJMC’s motion with respect to the punitive damages award,
dismissed the $250,000 in punitive damages, and issued an amended
judgment to that effect. Both parties appealed. We have
jurisdiction pursuant to 28 U.S.C. § 1291 and now turn to the
merits of our decision.
III. DISCUSSION
On appeal, WJMC challenges whether there was sufficient
evidence to support the jury’s determination that WJMC failed to
reasonably accommodate Liner’s perceived disability and argues
that Liner refused to work with WJMC in fashioning an appropriate
accommodation. Liner appeals the district court’s decision to
strike the punitive damages award, claiming that WJMC waived its
argument on that point by not raising it before the end of trial.
We address each argument in turn.
A. Sufficiency of the Evidence
WJMC contends on appeal that it cannot be liable for failing
to accommodate Liner’s disability because Liner terminated the
interactive process that is required by the ADA to come up with a
reasonable accommodation for his disability. Specifically, WJMC
asserts that it met its obligations under the ADA by telling
5
Liner to look for jobs with WJMC on the internet after WJMC
terminated Liner’s employment and that it cannot be held liable
for Liner’s failure to do so. The jury specifically found that
WJMC did not make a good faith effort to reasonably accommodate
Liner’s disability.
We grant great deference to a jury’s verdict. Dresser-Rand
Co. v. Virtual Automation, Inc.,
361 F.3d 831, 838 (5th Cir.
2004). “We will overturn a jury verdict ‘only if we conclude
that, after viewing the trial record in the light most favorable
to the verdict, there is no legally sufficient evidentiary basis
for a reasonable jury to have found for the prevailing party.’”
Johnson v. Louisiana,
369 F.3d 826, 830 (5th Cir. 2004) (quoting
Mato v. Baldauf,
267 F.3d 444, 450-51 (5th Cir. 2001)).
Once an employee requests an accommodation for a disability,
ADA regulations state that “it may be necessary for the
[employer] to initiate an informal, interactive process” designed
to craft a reasonable accommodation. 29 C.F.R. § 1630.2(o)(3).
This court has held that “when an employer’s unwillingness to
engage in a good faith interactive process leads to a failure to
reasonably accommodate an employee, the employer violates the
ADA.” Loulseged v. Akzo Nobel, Inc.,
178 F.3d 731, 736 (5th Cir.
1999) (citing Taylor v. Phoenixville Sch. Dist.,
174 F.3d 142,
165 (3d Cir. 1999); Bultemeyer v. Fort Wayne Cmty. Schs.,
100
F.3d 1281, 1285 (7th Cir. 1996)). However, because the
responsibility for fashioning a reasonable accommodation is
6
shared between the employer and the employee, the employer is not
liable under the ADA if the breakdown in the interactive process
is traceable to the employee.
Id. Consequently, the process
must be viewed on a case-by-case basis.
Id.
Here, the evidence shows that WJMC terminated Liner after it
determined he could no longer perform the essential functions of
his accounting job. WJMC then told Liner that he should look on
the internet for other positions with WJMC and apply for the ones
in which he was interested, but that he would be treated like any
other applicant and may or may not get another job with WJMC.
WJMC admitted that it was aware of several clerical positions
within WJMC that Liner may have been able to perform but did not
offer him those positions because it did not want to embarrass
Liner.2 In sum, instead of working with Liner to identify a
vacant position within WJMC that he might be able to transfer to,
WJMC terminated Liner and told him it was his responsibility to
find another job within WJMC. See 29 C.F.R. § 1630.2(o)(2)(ii)
(stating that a reasonable accommodation may include reassignment
to a vacant position).
Based on this evidence, the jury was entitled to find that
WJMC did not make a good faith effort to reasonably accommodate
2
WJMC claims that it subsequently determined that Liner
was not qualified for any of those positions. However, because
this determination was not made until some time after Liner was
terminated, it is irrelevant to WJMC and Liner’s “interaction” at
the time of Liner’s termination.
7
Liner and that Liner was not responsible for the breakdown in the
interactive process. See Cutrera v. Bd. of Supervisors of La.
State Univ.,
429 F.3d 108, 113, (5th Cir. 2005) (“An employer may
not stymie the interactive process of identifying a reasonable
accommodation for an employee’s disability by preemptively
terminating the employee before an accommodation can be
considered or recommended.”). In upholding the jury’s verdict,
we are not saying that WJMC was required to give Liner another
position in order to reasonably accommodate his disability.
Rather, we hold only that WJMC’s conduct is sufficient to support
the jury’s determination that WJMC did not attempt to reasonably
accommodate Liner’s disability in good faith. Again, each set of
facts must be judged on a case-by-case basis.
WJMC relies heavily on our decision in Loulseged for its
claim that its actions were sufficient to avoid liability;
however, this case is significantly different from Loulseged. In
Loulseged, the employer provided the plaintiff with several
accommodations for her back injury, including permitting the
plaintiff to use contract workers whenever she needed to
transport something
heavy. 178 F.3d at 733. When the employer
decided the contract workers could no longer be used for this
purpose, the plaintiff abruptly quit.
Id. The evidence showed
that the employer was looking into new accommodations for the
plaintiff, but that she never commented on the accommodations and
quit before any could be implemented.
Id. In that case, we held
8
that the breakdown in the interactive process was attributable to
the plaintiff and that the employer was not liable as a result.
Id. at 737-40.
Here, in contrast, Liner did not quit, but was fired and
immediately escorted out of the building, effectively ending the
interactive process. As a result, we cannot say that the jury
was unreasonable in determining that the breakdown in the
interactive process was not due to Liner’s conduct. Therefore,
we affirm the district court’s judgment regarding WJMC’s
liability.
B. Punitive Damages
Liner cross-appeals the district court’s decision to deny
him punitive damages following WJMC’s motion to alter or amend
judgment. Liner does not contend that political subdivisions
such as WJMC are, in fact, liable for punitive damages; rather,
he argues that WJMC waived this argument by not presenting it
until after the jury returned its verdict. WJMC asserts that,
under the plain error doctrine, the district court and this court
are permitted to address the punitive damages error and correct
the initial judgment. We agree with WJMC.
It is uncontested that, as a political subdivision, WJMC is
not liable for punitive damages under the ADA. See 42 U.S.C.
§ 1981a(b)(1) (authorizing punitive damages in discrimination
cases unless defendant is a government, government agency, or
political subdivision). It is also uncontested that WJMC did not
9
raise this issue until two months after the jury returned its
verdict, but before the district court entered its final
judgment.3
This court considered a similar situation in Oden v.
Oktibbeha County,
246 F.3d 458 (5th Cir. 2001). There, the
defendant, a sheriff who was sued in his official capacity,
failed to object in the district court to the imposition of
punitive damages on the ground that they were precluded by
§ 1981a(b)(1).
Id. at 465-66. On appeal, this court held that
the defendant had failed to preserve his error on the issue of
punitive damages.
Id. at 466. However, we went on to consider
the defendant’s argument under the plain error standard of
review.
Id. We determined that the imposition of punitive
damages in violation of § 1981a(b)(1) was plain error and
reversed that portion of the district court’s judgment.
Id.
Under the plain error standard of review, which is used when
error is not preserved at trial, the appellant must demonstrate
that “(1) an error occurred; (2) the error was plain, which means
clear or obvious; (3) the plain error affects substantial rights;
and (4) failing to correct the error would seriously impact the
fairness, integrity or public reputation of judicial
3
Although the pretrial order listed “[w]hether punitive
liability can be established herein” as a contested issue of law,
WJMC admitted in its filings before the district court that it
did not become aware of the legal impediment to punitive damages
imposed by § 1981a(b)(1) until after trial was completed.
10
proceedings.” Fiber Sys. Int’l, Inc. v. Roehrs,
470 F.3d 1150,
1158 (5th Cir. 2006) (citing Septimus v. Univ. of Houston,
399
F.3d 601, 607 (5th Cir. 2005)). Here, as in Oden, the punitive
damages award was plainly erroneous, as it is uncontested that
WJMC is not liable for punitive damages under § 1981a(b)(1). Had
the district court not corrected the error, Oden would have
compelled us to do so. Consequently, the district court did not
err when it dismissed the punitive damages award against WJMC.
Liner argues that the Supreme Court’s decision in Arbaugh v.
Y & H Corp.,
546 U.S. 500,
126 S. Ct. 1235 (2006), abrogates or
modifies the plain error doctrine. Liner misunderstands the
effect of Arbaugh. In Arbaugh, the Supreme Court held that Title
VII’s requirement that an employer have at least fifteen
employees was not jurisdictional, but rather an element of the
plaintiff’s claim for
relief. 126 S. Ct. at 1245. Liner cites
Arbaugh for the proposition that a motion for failure to state a
claim cannot be brought post-trial and argues that WJMC was
required to raise the punitive damages issue by way of such a
motion before trial was complete. Liner’s reasoning here is
flawed. While the Supreme Court did state that a motion for
failure to state a claim cannot be brought post-trial,
id. at
1240, it did not purport to eliminate all other post-trial
avenues for relief, such as the plain error doctrine. Indeed,
had the Supreme Court intended to do away with the plain error
doctrine, it would have been more explicit, as many of the
11
circuit courts use the plain error standard of review for
arguments not preserved at trial. See, e.g., Fonten Corp. v.
Ocean Spray Cranberries, Inc.,
469 F.3d 18, 21-22 (1st Cir.
2006); Johnson Controls, Inc. v. Jay Indus., Inc.,
459 F.3d 717,
728 (6th Cir. 2006); Muth v. United States,
1 F.3d 246, 250 (4th
Cir. 1993). The Court in Arbaugh, however, did not address,
apply, or even mention the plain error doctrine.4
As a result, our plain error doctrine remains intact. See
Fiber
Sys., 470 F.3d at 1158 (applying plain error doctrine post-
Arbaugh). Consequently, pursuant to the discussion above
concerning Oden, the district court did not err in dismissing the
award of punitive damages against WJMC.
4
This is likely because the error in Arbaugh was not
“plain.” Instead, determining error required post-trial
discovery and development of the record to ascertain which
individuals should be counted as “employees” for Title VII
purposes. Here, in contrast, no discovery was needed to decide
that error occurred as it is clear that WJMC is a political
subdivision not subject to punitive damages.
12
IV. CONCLUSION
For the foregoing reasons, we AFFIRM the judgment of the
district court.
AFFIRMED.
13