Filed: Mar. 12, 2007
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS March 9, 2007 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 06-30444 MAE THOMPSON LEE, Plaintiff-Appellant, versus RICHARD L. STALDER, et al., Defendants-Appellees. Appeal from the United States District Court for the Middle District of Louisiana (04-CV-410) Before JONES, Chief Judge, and JOLLY and STEWART, Circuit Judges. PER CURIAM:* Mae Lee appeals a grant of summary judgment based on qualif
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS March 9, 2007 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 06-30444 MAE THOMPSON LEE, Plaintiff-Appellant, versus RICHARD L. STALDER, et al., Defendants-Appellees. Appeal from the United States District Court for the Middle District of Louisiana (04-CV-410) Before JONES, Chief Judge, and JOLLY and STEWART, Circuit Judges. PER CURIAM:* Mae Lee appeals a grant of summary judgment based on qualifi..
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United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
March 9, 2007
FOR THE FIFTH CIRCUIT
Charles R. Fulbruge III
Clerk
No. 06-30444
MAE THOMPSON LEE,
Plaintiff-Appellant,
versus
RICHARD L. STALDER, et al.,
Defendants-Appellees.
Appeal from the United States District Court
for the Middle District of Louisiana
(04-CV-410)
Before JONES, Chief Judge, and JOLLY and STEWART, Circuit Judges.
PER CURIAM:*
Mae Lee appeals a grant of summary judgment based on qualified immunity and the denial
of a Rule 56(f) Motion to Continue. We affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
Gregory Lee (“inmate Lee”) died at Elayn Hunt Correctional Center (“EHCC”) on June 22,
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited
circumstances set forth in 5TH CIR. R. 47.5.4.
2003. Inmate Lee’s mother, Mae Lee (“Lee”), filed suit against various Louisiana state officials and
prison employees alleging that her son’s civil rights under the Eighth and Fourteenth Amendments
were violated and seeking damages under 42 U.S.C. §1983. Only Dr. Michael Edwards Hegmann
(“Dr. Hegmann”) and Nurse Kathy Hancock (“Hancock”) remain as defendants. When inmate Lee
arrived at EHCC, Dr. Hegmann was medical director and Hancock was a licensed nurse practitioner
and resident nurse.
Inmate Lee was received at EHCC on Tuesday, June 17, 2003, pursuant to a transfer from
another facility. Inmate Lee arrived in a mentally agitated state and required physical restraints. The
report from the transferring facility indicated that inmate Lee was HIV positive. He was placed in the
mental health nursing unit both to have medication administered and to receive treatment from mental
health providers.
Dr. Hegmann and Nurse Joni Nickens, who had special qualifications in treating HIV positive
patients, were called in to evaluate inmate Lee. Dr. Hegmann concluded that inmate Lee was “very
sick.” Nickens ordered a standard blood analysis, chest x-ray, HIV viral load, and a CD4 count, as
part of the normal in-processing for a newly received sick inmate with HIV. Inmate Lee’s blood tests
came back on Friday, June 20, 2003, and were reviewed by Hancock. The tests showed abnormal
values, which Hancock concluded were consistent with inmate Lee’s HIV positive condition.
Hancock did not believe the tests represented an emergency condition. He scheduled inmate Lee to
be seen and to have the lab results evaluated the following Monday, June 23, 2003, by Nickens.
Inmate Lee was not placed on anti-viral medications. Dr. Hegmann testified that if an HIV
patient is started on a regimen of anti-viral medications but he is non-compliant, the HIV is known
to mutate, becoming resistant to the anti-virals and rendering the anti-virals ineffective in the future
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treatment of the patient’s HIV. Nickens had the training and experience to conduct such counseling
regarding anti-viral drugs for HIV patients.
Inmate Lee died on Sunday, June 22, 2003, before meeting with Nickens and thus, before the
necessary process for beginning anti-viral medications could be completed. Shortly before he died,
he was observed walking around and did not appear to be suffering from an emergency condition.
The autopsy revealed that the cause of death was most likely heart trouble. Dr. Hegmann testified that
he believed inmate Lee’s sudden death resulted from a cardiac arrythmia caused by complications of
HIV.
On September 6, 2005, defendant’s motion for summary judgment was referred to the
Magistrate Judge. On November 8, Lee filed a Motion for Leave to Extend Time to take the
depositions of Dr. Hegmann and Hancock. That motion was granted. Lee filed two Motions to
Compel and Alternatively for Additional Discovery, the second of which was granted in part and
denied in part. On February 2, 2006, the Magistrate Judge issued a memorandum opinion
recommending that the district court grant the defendants’ Motion for Summary Judgment. On
February 16, Lee filed a Rule 56(f) Motion for Continuance of the defendants’ motion for summary
judgment. The district court denied Lee’s Rule 56(f) motion and adopted the Magistrate Judge’s
findings.
II. STANDARD OF REVIEW
A.
We review de novo the denial of summaryjudgment predicated on qualified immunity. Beltran
v. City of El Paso, 367 F.3d 299, 302 (5th Cir. 2004).
We use a two-step approach to analyze qualified immunity claims. Price v. Roark, 256 F.3d
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364, 369 (5th Cir. 2001). First, we “consider whether the facts alleged, taken in the light most
favorable to the party asserting the injury, show that the officer’s conduct violated a constitutional
right.”
Id. (citing Saucier v. Katz,
533 U.S. 194, 201 (2001)). If the plaintiff’s allegations could make
out a constitutional violation, we then “ask whether the right was clearly established--that is, whether
‘it would be clear to a reasonable officer that his conduct was unlawful in the situation he
confronted.’”
Id. (quoting Saucier, 533 U.S. at 201). “If, upon viewing the evidence in the light most
favorable to the [plaintiff], reasonable public officials could differ on the lawfulness of the defendant’s
actions, the defendant is entitled to qualified immunity.” Southard v. Tex. Bd. of Criminal Justice,
114 F.3d 539, 550 (5th Cir. 1997). This inquiry is an objective one, not dependant on the particular
officer’s subjective beliefs. Anderson v. Creighton,
483 U.S. 635, 640 (1987).
B.
Rule 56(f) provides non-movants with an important tool “to keep open the doors of discovery
in order to adequately combat a summary judgment motion.” Wichita Falls Office Assoc. v. Banc
One Corp., 978 F.2d 915, 919 (5th Cir. 1992). The rule authorizes a district court to “order a
continuance to permit affidavits to be taken or depositions to be taken or discovery to be had,” if the
non-movant files affidavits showing that he or she “cannot for reasons stated present by affidavit facts
necessary to justify the party’s opposition.” Rule 56(f). Although motions under Rule 56(f) “are
favored and should be liberally granted,” the denial of such a motion is reviewed for abuse of
discretion. Beattie v. Madison County Sch. Dist.,
254 F.3d 595, 605-06 (5th Cir. 2001). A
non-movant seeking relief under Rule 56(f) must “show (1) why she needs additional discovery and
(2) how that discovery will create a genuine issue of material fact.”
Id. at 605. The non-movant
cannot “simply rely on vague assertions that additional discovery will produce needed, but
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unspecified, facts.” Karaha Bodas Co. v. Perusahaan Pertambangan Minyak Dan Gas Bumi
Negara, 364 F.3d 274, 305 (5th Cir. 2004).
III. DISCUSSION
A.
The Government has an obligation to provide medical care for those whom it is punishing by
incarceration, and deliberate indifference to serious medical needs of prisoners constitutes the
“unnecessary and wanton infliction of pain,” proscribed by the Eighth Amendment. See, U.S.C.A.
Const. Amend. 8; Estelle v. Gamble, 429 U.S. 97 (1976). In order to make out a claim of deliberate
indifference, as part of the first prong of this Court’s qualified immunity test, a petitioner must
demonstrate that prison officials knew of and disregarded a substantial risk of serious harm. See, e.g.,
Farmer v. Brennan,
511 U.S. 825, 837 (1994); Domino v. Texas Dep’t of Crim. Justice,
239 F.3d
752, 755 (5th Cir. 2001). Therefore, Lee must demonstrate that Dr. Hegmann and Hancock knew
of and disregarded an excessive risk that inmate Lee would die from HIV complications.
Deliberate indifference is an extremelydifficult standard to meet. Incorrect diagnosis, by itself,
is insufficient to past muster. “The plaintiff must show that the officials ‘refused to treat him, ignored
his complaints, intentionally treated him incorrectly, or engaged in any similar conduct that would
clearly evince a wanton disregard for any serious medical needs.’” Domino, 239 F.3d at 756 (quoting
Johnson v. Treen,
759 F.2d 1236, 1238 (5th Cir. 1985)).
In the case of inmate Lee, there is insufficient evidence of deliberate indifference. The test
results that Hancock reviewed did not indicate inmate Lee’s heart condition. Furthermore, there is
little evidence to suggest that inmate Lee’s blood test results, although generally abnormal, were
abnormal as compared to other HIV patients. Both Dr. Hegmann and Hancock testified that inmate
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Lee’s abnormal enzyme levels were consistent with HIV patients. Dr. Hegmann testified that had he
viewed inmate Lee’s test results on Friday, he would have done nothing more than what Hancock
already had done, which was to schedule a meeting with the HIV specialist the following Monday.
Lee argues that Dr. Hegmann and Hancock’s failure to perform a chest x-ray before inmate
Lee died indicates deliberate indifference; however, even if a chest x-ray had been performed
immediately on Tuesday, it would not have discovered the heart defect which ultimately led to inmate
Lee’s death. Furthermore, even if the x-ray would have discovered the defect and doctors
subsequently made an incorrect diagnosis as to how to treat it, there would still be no deliberate
indifference. See Johnson, 759 F.2d at1238.
Because Lee cannot make out deliberate indifference, her claim fails the first prong of this
Court’s qualified immunity analysis, which is “whether the facts alleged, taken in the light most
favorable to the party asserting the injury, show that the officer’s conduct violated a constitutional
right.” Price, 256 F.3d at 369.
B.
“Because the burden on a party resisting summary judgment is not a heavy one, one must
conclusively justify his entitlement to the shelter of Rule 56(f) by presenting specific facts explaining
the inability to make a substantive response as required by Rule 56(e) and by specifically
demonstrating ‘how postponement of a ruling on the motion will enable him, by discovery or other
means, to rebut the movant’s showing of the absence of a genuine issue of fact.’” SEC v. Spence &
Green Chem. Co., 612 F.2d 896, 901 (5th Cir. 1980) (quoting Willmar Poultry Co. v.
Morton-Norwich Prod., Inc.,
520 F.2d 289, 297 (8th Cir. 1975)). Although the district court has the
discretion to allow more discovery following a magistrate judge’s report and recommendation, the
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court is also allowed to consider whether there were ample opportunities for parties to conduct
discovery beforehand. Spence & Green Chem. Co., 612 F.2d at 900 (discussing First Nat’l Bank v.
Cities Serv. Co.,
391 U.S. 253, 294-99 (1968) (holding that a continuance of summary judgment need
not be granted particularly when ample time and opportunities for discovery have already lapsed); see
also Freeman v. County of Bexar,
142 F.3d 848, 852 (5th Cir. 1998) (finding that the district court
is free to consider additional evidence and should not be compelled to ignore that the parties had a
full and fair opportunity to present their best evidence to the magistrate judge).
Although courts should liberally construe Rule 56(f) in favor of allowing discovery to
proceed, “[l]itigants may not . . . use” the court “as a mere sounding-board for the sufficiency of the
evidence.” Freeman, 142 F.3d at 852. The district court’s ability to deny Lee’s request for additional
discovery is within its discretion, and Lee has presented little evidence describing how additional
discovery would produce needed facts, namely any contradictory medical evidence or expert
affidavits in support of the claim for deliberate indifference. The report of Dr. Cohen, which the
Magistrate Judge excluded, describing it as a “wide-ranging critique of decedent Lee’s medical care,”
did not go to the ultimate issue of proving whether there was deliberate indifference by Dr. Hegmann
and Hancock. Because Lee has failed to identify any unspecified facts which may be revealed through
additional discovery, the district court did not abuse its discretion.
IV. CONCLUSION
For the foregoing reasons, the judgment of the district court is AFFIRMED.
AFFIRMED.
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