EDITH H. JONES, Chief Judge:
Mickey Smith and Oren Adar, two unmarried individuals, legally adopted Louisiana-born Infant J in New York in 2006. They sought to have Infant J's birth certificate reissued in Louisiana supplanting the names of his biological parents with their own. According to LA.REV.STAT. ANN. § 40:76(A), the Registrar "may create a new record of birth" when presented with a properly certified out-of-state adoption decree. Subsection C states that the Registrar "shall make a new record . . . showing," inter alia, "the names of the adoptive parents." LA.REV.STAT. ANN. § 40:76(C). Darlene Smith, the Registrar of Vital Records and Statistics, refused their request.
The district court ruled in favor of Smith and Adar on their full faith and credit claim. Following the Registrar's appeal, a panel of this court pretermitted the full faith and credit claim, concluding instead that Louisiana law, properly understood, required the Registrar to reissue the birth certificate. This panel opinion was vacated by our court's decision to rehear the case en banc. Adar v. Smith, 622 F.3d 426 (5th Cir.2010).
This court must decide whether Appellees' claim for a reissued Louisiana birth certificate rests on the Constitution's full faith and credit clause or equal protection clause. Confusion has surrounded the characterization of Appellees' claims and their jurisdictional basis. Rather than parse the litigation history in detail, this discussion will demonstrate the following propositions:
1. Appellees have standing to sue for themselves and/or Infant J;
2. The federal courts have jurisdiction to decide whether Appellees stated a claim remediable under § 1983 for violation of the full faith and credit clause;
3. Appellees' complaint does not state such a claim; and
4. Appellees have failed to state a claim that the Registrar's action denied them equal protection of the laws.
We REVERSE and REMAND for entry of a judgment of dismissal by the district court.
The Registrar initially contends that Appellees lack standing to sue and that the federal courts lack jurisdiction over the full faith and credit claim. The threshold justiciability questions are novel, but settled principles guide their resolution.
In order to establish standing, plaintiffs must show that (1) they have suffered an injury in fact, (2) a causal connection exists between the injury and challenged conduct, and (3) a favorable decision is likely to redress the injury. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 2136, 119 L.Ed.2d 351 (1992); Bertulli v. Indep. Ass'n of Cont'l Pilots, 242 F.3d 290, 295 (5th Cir.2001). We find Appellees have standing because they have been denied a revised birth certificate containing the names of both Smith and Adar as parents—the practical significance of which is undisputed—and through this action seek to redress the denial directly. Because standing does not depend upon ultimate success on the merits, Appellees are properly before this court. See Warth v. Seldin, 422 U.S. 490, 500, 95 S.Ct. 2197, 2206, 45 L.Ed.2d 343 (1975); Hanson v. Veterans Admin., 800 F.2d 1381, 1385 (5th Cir. 1986) ("It is inappropriate for the court to focus on the merits of the case when considering the issue of standing.").
Further, the court must assume jurisdiction to decide whether Appellees' complaint states a cause of action on which relief can be granted. Bell v. Hood, 327 U.S. 678, 681-82, 66 S.Ct. 773, 776, 90 L.Ed. 939 (1946). Since the absence of a valid cause of action does not necessarily implicate subject-matter jurisdiction unless the claim "clearly appears to be immaterial and made solely for the purpose of obtaining
The questions at issue are the scope of the full faith and credit clause and whether its violation is redressable in federal court in a § 1983 action.
Appellees contend that their claim arises under the full faith and credit clause, effectuated in federal law by 28 U.S.C. § 1738. The Constitution's Article IV, § 1 provides:
In pertinent part, the statute states:
28 U.S.C. § 1738.
Infant J was adopted in a court proceeding in New York state, as evidenced by a judicial decree. Appellees contend that Art. IV, § 1 and § 1738 oblige the Registrar to "recognize" their adoption of Infant J by issuing a revised birth certificate. The Registrar declined, however, to enforce the New York decree by altering Infant J's official birth records in a way that is inconsistent with Louisiana law governing reissuance. See LA.REV.STAT. ANN. § 40:76; LA. CHILD. CODE ANN. arts. 1198, 1221. Appellees argue that either the Registrar's refusal to issue an amended birth certificate with both names on it, or the state law on which she relied, effectively denies them and their child "recognition" of the New York decree. Thus, the Registrar, acting under color of law, abridged rights created by the Constitution and laws of the United States. 42 U.S.C. § 1983.
This train of reasoning is superficially appealing, but it cannot be squared with the Supreme Court's consistent jurisprudential treatment of the full faith and credit clause or with the lower federal courts' equally consistent approach. Simply put, the clause and its enabling statute created a rule of decision to govern the preclusive effect of final, binding adjudications from one state court or tribunal when litigation is pursued in another state or federal court. No more, no less. Because the clause guides rulings in courts, the "right" it confers on a litigant is to have a sister state judgment recognized in courts of the subsequent forum state. The forum's failure properly to accord full faith and credit is subject to ultimate review by the Supreme Court of the United States. Section 1983 has no place in the clause's orchestration of inter-court comity—state
Alternatively, even if the Supreme Court were inclined for the first time to find a claim of this sort cognizable under § 1983, the Registrar did not violate the clause by determining how to apply Louisiana's laws to maintain its vital statistics records. As the Supreme Court has clarified, "Enforcement measures do not travel with the . . . judgment." Baker v. Gen. Motors Corp., 522 U.S. 222, 235, 118 S.Ct. 657, 665, 139 L.Ed.2d 580 (1998). The Registrar concedes it is bound by the New York adoption decree, such that the parental relationship of Adar and Smith with Infant J cannot be relitigated in Louisiana. That point is not at issue here. There is no legal basis on which to conclude that failure to issue a revised birth certificate denies "recognition" to the New York adoption decree.
To explain these conclusions, we begin with the history and purpose of the full faith and credit clause. Under the common law, the concept of "full faith and credit" related solely to judicial proceedings. In particular, "the terms `faith' and `credit' were generally drawn from the English law of evidence and employed to describe the admissibility and effect of items of proof." Ralph U. Whitten, The Original Understanding of the Full Faith and Credit Clause and the Defense of Marriage Act, 32 CREIGHTON L. REV. 255, 265 (1998). These terms were incorporated into the Constitution in the full faith and credit clause.
Early on, the phrase "full faith and credit," when used in conjunction with a judgment, indicated either that a judgment would be given a conclusive, or res judicata, effect on the merits, or that the judgment, when properly authenticated, would "simply be admitted in to [sic] evidence as proof of its own existence and contents, leaving its substantive effect to be determined by other rules." Id. at 267. The Supreme Court soon rejected the argument that full faith and credit obligations entailed a mere evidentiary requirement, and instead held that state courts would be obliged to afford a sister-state judgment the same res judicata effect which the issuing court would give it. Mills v. Duryee, 11 U.S. (7 Cranch) 481, 485, 3 L.Ed. 411 (1813) (Story, J.); Hampton v. McConnel, 16 U.S. (3 Wheat.) 234, 235, 4 L.Ed. 378 (1818) (Marshall, C.J.). Since then, adhering to the original purpose of the clause, the Court has interrelated the requirement of "full faith and credit" owed to judgments with the principles of res judicata.
According to the Court, the purpose of the clause was to replace the international law rule of comity with a constitutional duty of states to honor the laws and judgments of sister states. Estin v. Estin, 334 U.S. 541, 546, 68 S.Ct. 1213, 1217, 92 L.Ed. 1561 (1948) (the full faith and credit clause "substituted a command for the earlier principles of comity and thus basically altered the status of the States as independent sovereigns"). With respect to judgments, this meant that other states' courts were obliged "to honor" the "res judicata rules of the court that rendered an initial judgment." 18 CHARLES ALAN WRIGHT, ARTHUR R. MILLER & EDWARD H. COOPER, FEDERAL PRACTICE AND PROCEDURE § 4403, at 44 (2d ed. 2002) [hereinafter "WRIGHT & MILLER"]; Magnolia Petroleum Co. v. Hunt, 320 U.S. 430, 439, 64 S.Ct. 208, 214, 88 L.Ed. 149 (1943) (noting that "the clear purpose of the full faith and credit clause"
Without the clause, unsuccessful litigants could have proceeded from state to state until they obtained a favorable judgment, capitalizing on state courts' freedom to ignore the judgments of sister states. But, as the Court put it, the full faith and credit clause brought to the Union a useful means of ending litigation by making "the local doctrines of res judicata . . . a part of national jurisprudence." Durfee v. Duke, 375 U.S. 106, 109, 84 S.Ct. 242, 244, 11 L.Ed.2d 186 (1963) (quoting Riley v. N.Y. Trust Co., 315 U.S. 343, 349, 62 S.Ct. 608, 612, 86 L.Ed. 885 (1942)).
The Court still maintains that the clause essentially imposes a duty on state courts to give a sister-state judgment the same effect that the issuing court would give it. Thompson, 484 U.S. at 180, 108 S.Ct. at 517 ("[T]he Full Faith and Credit Clause obliges States only to accord the same force to judgments as would be accorded by the courts of the State in which the judgment was entered."); see also Parsons Steel, Inc. v. First Ala. Bank, 474 U.S. 518, 525, 106 S.Ct. 768, 772, 88 L.Ed.2d 877 (1986). Judgments thereby gain "nationwide force" for "claim and issue preclusion (res judicata) purposes." Baker, 522 U.S. at 233, 118 S.Ct. at 664. For this reason, a state satisfies its constitutional obligation of full faith and credit where it affords a sister-state judgment "the same credit, validity, and effect" in its own courts, "which it had in the state where it was pronounced." Underwriters Nat'l Assurance Co. v. N.C. Life & Accident & Health Ins. Guar. Ass'n, 455 U.S. 691, 704, 102 S.Ct. 1357, 1365, 71 L.Ed.2d 558 (1982) (quoting Hampton, 16 U.S. (3 Wheat.) at 235). The question, then, is whether this obligation gives rise to a right vindicable in a § 1983 action. We hold that it does not.
Appellees assert that plaintiffs may employ § 1983 against any state actor who violates one's "right" to full faith and credit, since § 1983 provides remedies for the violation of constitutional and statutory rights. Only one federal case, to be discussed later, appears to support this proposition. See Finstuen v. Crutcher, 496 F.3d 1139 (10th Cir.2007). Other federal courts, led by the Supreme Court, have uniformly defined the "right" as a right to court judgments that properly recognize sister-state judgments; they have confined the remedy to review by the Supreme Court; and they have held that lower federal courts lack jurisdiction to preemptively enforce full faith and credit claims.
The Supreme Court has described the full faith and credit clause as imposing a constitutional "rule of decision" on state
The cases thus couple the individual right with the duty of courts and tether the right to res judicata principles. This explains the usual posture of full faith and credit cases: the issue arises in the context of pending litigation—not as a claim brought against a party failing to afford full faith and credit to a state judgment, but as a basis to challenge the forum court's decision. Such cases begin in state court, and the Supreme Court intervenes only after the state court denies the validity of a sister state's law or judgment.
In a similar case, the Seventh Circuit denied relief under § 1983 when a plaintiff sued Illinois state police for failing to give full faith and credit to a New York judgment. Rosin v. Monken, 599 F.3d 574, 576 (7th Cir.2010). The court reasoned that because the "primary operational effect of the Clause's application" was "for claim and issue preclusion (res judicata) purposes," the clause did not oblige executive officials to execute the judgment in the manner prescribed by the out-of-state judgment itself. Id. (quoting Baker, 522 U.S. at 233, 118 S.Ct. at 664).
That the obligation to afford judgments full faith and credit falls on courts is implicit from the fact that rules of res judicata provide the standard for determining whether a judgment is entitled to full faith and credit in the first place. According to the Court, a judgment is not entitled to full faith and credit unless the second court finds that the questions at issue in the first case "have been fully and fairly litigated and finally decided in the court which rendered the original judgment." Durfee, 375 U.S. at 111, 84 S.Ct. at 245. Further, a judgment issued by a court without jurisdiction over the subject matter, or personal jurisdiction over the relevant parties, is not entitled to full faith and credit. Underwriters Nat'l Assurance Co., 455 U.S. at 705, 102 S.Ct. at 1366 ("[B]efore a court is bound by the judgment rendered in another State, it may inquire into the jurisdictional basis of the foreign court's decree. If that court did not have jurisdiction over the subject matter or the relevant parties, full faith and credit need not be given."); W. Union Tel. Co. v. Pennsylvania, 368 U.S. 71, 75, 82 S.Ct. 199, 201, 7 L.Ed.2d 139 (1961) ("[A] state court judgment need not be given full faith and credit by other States as to parties or property not subject to the jurisdiction of the court that rendered it."). The predicates triggering full faith and credit are determinable only by courts. State executive officials are unsuited and lack a structured process for conducting the legal inquiry necessary to discern whether a judgment is entitled to full faith and credit. Thus, it makes little sense to impose full faith and credit obligations on non-judicial officers who are not equipped for such a task.
Even if a broader individual right exists under the full faith and credit clause, the Court has expressly indicated that the only remedy available for violations of full faith and credit is review by the Supreme Court. See Thompson, 484 U.S. 174, 108 S.Ct. 513. In Thompson, the Court held that the Parental Kidnaping Prevention Act (PKPA)—which imposed a full faith and credit duty on states to enforce child custody determinations entered by sister-state
In making this point, the Court distinguished between enforcement of the PKPA by federal courts and a "full faith and credit approach," which simply imposed a federal duty on states vis-à-vis sister-state decrees. Id. The Court held that the PKPA embodied the latter approach because Congress had expressed no intention of involving federal courts in the enforcement of full faith and credit obligations. Not only did the Court find no implied private remedy in the PKPA, but it found no statutory remedy at all: it is "highly unlikely" that "Congress would follow the pattern of the Full Faith and Credit Clause and section 1738 by structuring [the PKPA] as a command to state courts to give full faith and credit to the child custody decrees of other states, and yet, without comment, depart from the enforcement practice followed under the Clause and section 1738." Id. at 183, 108 S.Ct. at 518 (quoting Thompson v. Thompson, 798 F.2d 1547, 1556 (9th Cir.1986)).
The Court implicitly acknowledged that without some federal cause of action, state courts could simply refuse to comply with PKPA's requirements. Id. at 187, 108 S.Ct. at 520. Rather than suggesting other statutes—like § 1983—could provide the remedy, the Court responded only that state courts could not completely refuse to enforce the PKPA because final review of state court decisions was available in the Supreme Court. Id. The Court affirmed the historic "presumption" that state courts will "faithfully administer the Full Faith and Credit Clause," id., and "that the courts of the states will do what the constitution and the laws of the United States require," Chicago & A.R. Co., 108 U.S. at 24, 1 S.Ct. at 616. Importantly, resort to federal courts cannot be effected "because of fear that [state courts] will not." Id.
Appellees downplay the significance of Thompson. They suggest that because that case did not involve a state actor refusing to accord full faith and credit to another state's judgment, but was a suit against a private individual, Thompson should not foreclose resort to § 1983 to remedy full faith and credit violations by state actors. In fact, the actual relief sought by the plaintiff in his suit was for the federal district court to require the "state courts" to comply "with the standards established by [the PKPA]." Thompson, 798 F.2d at 1552 (emphasis added). This procedural posture may have provoked the Supreme Court to explain in great detail that Congress never intended lower federal courts to play any role in the enforcement of full faith and credit obligations. Thompson, 484 U.S. at 183-84, 108 S.Ct. at 518. It seems highly unlikely that the Court, having rejected a federal court full faith and credit remedy under the PKPA, would mint a § 1983 remedy in other full faith and credit cases. In fact, the Eleventh Circuit recently dismissed a § 1983 action alleging violations of the full faith and credit clause, the PKPA, and the Full Faith and Credit for Child Support Orders Act, citing Thompson for its holding. Stewart v. Lastaiti, No. 10-12571, 2010 WL 4244064 (11th Cir. Oct. 28, 2010). Consequently, the only remedy for a state's refusal to discharge its obligations under the clause remains an appeal to the Supreme Court.
Only one federal court decision has permitted a full faith and credit claim to be
Finstuen however, acknowledges the principle that "[e]nforcement measures do not travel with the sister state judgment" for full faith and credit purposes, and it characterizes the birth certificate sought by the plaintiffs as an "enforcement mechanism". See 496 F.3d at 1154. In the end, Finstuen is distinguishable not only because the Registrar here concedes the validity of Infant J's adoption but because Louisiana law, unlike Oklahoma law, does not require issuing birth certificates to two unmarried individuals. The "enforcement measure"—issuance of a revised birth certificate —is thus critically different in the two states.
That the clause affords a rule of decision in state courts is reinforced by the cases that hold reliance on the clause alone insufficient to invoke federal question jurisdiction. 13D CHARLES ALAN WRIGHT, ARTHUR R. MILLER, EDWARD H. COOPER & RICHARD D. FREER, FEDERAL PRACTICE AND PROCEDURE § 3563, at 214 (3d ed. 2008); Minnesota v. N. Sec. Co., 194 U.S. 48, 72, 24 S.Ct. 598, 605, 48 L.Ed. 870 (1904) ("[T]o invoke the rule which [the Full Faith and Credit Clause] prescribes does not make a case arising under the Constitution or laws of the United States."); Anglo-Am. Provision Co. v. Davis Provision Co., 191 U.S. 373, 374, 24 S.Ct. 92, 92-93, 48 L.Ed. 225 (1903) (the full faith and credit clause "establishes a rule of evidence rather than of jurisdiction"); Wisconsin v. Pelican Ins. Co., 127 U.S. 265, 291-92, 8 S.Ct. 1370, 1375, 32 L.Ed. 239 (1888). Although the full faith and credit clause is part of the Constitution within the meaning of 28 U.S.C. § 1331, "there is no jurisdiction because the relation of the constitutional provision and the claim is not sufficiently direct that the case `arises under' the clause." 13D WRIGHT & MILLER § 3563, at 214. Absent an independent source of jurisdiction over such claims, federal district courts may not hear such cases. See, e.g., Chicago & A.R. Co., 108 U.S. at 22, 1 S.Ct. at 615.
To enforce the clause, Appellees might have sought to compel the issuance of a new birth certificate in Louisiana courts,
Even if we assume, contrary to all the above-cited cases, that § 1983 provides a remedy against non-judicial actors for violations of the full faith and credit clause, the Appellees still cannot prevail because the Registrar has not denied recognition to the New York adoption decree.
Supreme Court precedent differentiates the credit owed to laws and the credit owed to judgments. Baker, 522 U.S. at 232, 118 S.Ct. at 663. With regard to judgments, the Court has described the
In this case, the Registrar has not refused to recognize the validity of the New York adoption decree. The Registrar concedes that the parental relationship of Adar and Smith with Infant J cannot be revisited in its courts. That question is not at issue. The Registrar in fact offered to comply with Louisiana law and reissue a birth certificate showing one of the unmarried adults as the adoptive parent. The Registrar acknowledged that even though she would not issue the requested birth certificate with both names, the Registrar recognizes Appellees as the legal parents of their adopted child. And the Appellees apparently agree, admitting that birth certificates are merely "identity documents that evidence . . . the existing parent-child relationships, but do not create them." Appellees affirm that "the child at the center of this case" is already "legally adopted—and nothing that happens in this case will change that." In sum, no right created by the New York adoption order (i.e., right to custody, parental control, etc.) has been frustrated, as nothing in the order entitles Appellees to a particular type of birth certificate.
Appellees nevertheless assert that the full faith and credit clause entitles them to a revised birth certificate with both of their names. The Supreme Court has not expressly ruled on this claim, but the Court has never "require[d] the enforcement of every right which has ripened into a judgment of another state or has been conferred by its statutes." Broderick v. Rosner, 294 U.S. 629, 642, 55 S.Ct. 589, 592, 79 L.Ed. 1100 (1935). Importantly, in Estin v. Estin, the Supreme Court held that a divorce decree entered in Nevada effected a change in the couple's marital status in every other state, but the fact "that marital capacity was changed does not mean that every other legal incidence of the marriage was necessarily affected." 334 U.S. 541, 544-45, 68 S.Ct. 1213, 1216, 92 L.Ed. 1561 (1948). The Court then enforced a New York alimony decree notwithstanding the Nevada divorce. Forum state law thus determines what incidental property rights flow from a validly recognized judgment. And it has long been recognized that while one state may bind parties with a judicial decree concerning real property in another state, that decree will not suffice to transfer title in the other state. Fall v. Eastin, 215 U.S. 1, 30 S.Ct. 3, 54 L.Ed. 65 (1909).
These principles applied in Hood v. McGehee, where children adopted in Louisiana brought a quiet title action concerning land in Alabama against their adoptive father's natural children. 237 U.S. 611, 35 S.Ct. 718, 59 L.Ed. 1144 (1915). But Alabama's inheritance law excluded children adopted in sister states. Id. at 615, 35 S.Ct. at 719. The adopted children argued that the Alabama inheritance statute violated the full faith and credit clause. The Supreme Court disagreed, holding that there was "no failure to give full credit to the adoption of the plaintiffs, in a provision denying them the right to inherit land in another state." Id. Justice Holmes wrote that Alabama "does not deny the effective operation of the Louisiana [adoption] proceedings" but only says that "whatever may be the status of the plaintiffs, whatever
Just as the Court in Hood did not find full faith and credit denied by Alabama's refusing certain rights to out-of-state adoptions, so here full faith and credit is not denied by Louisiana's circumscribing the kind of birth certificate available to unmarried adoptive parents. "The Full Faith and Credit Clause does not compel `a state to substitute the statutes of other states for its own statutes dealing with a subject matter concerning which it is competent to legislate.'" Sun Oil Co. v. Wortman, 486 U.S. 717, 722, 108 S.Ct. 2117, 2122, 100 L.Ed.2d 743 (1988) (quoting Pac. Emp'rs Ins. Co. v. Indus. Accident Comm'n, 306 U.S. 493, 501, 59 S.Ct. 629, 632, 83 L.Ed. 940 (1939)). Hood recognized that "Alabama is sole mistress of the devolution of Alabama land by descent." Hood, 237 U.S. at 615, 35 S.Ct. at 719. Louisiana can be described as the "sole mistress" of revised birth certificates that are part of its vital statistics records. Louisiana has every right to channel and direct the rights created by foreign judgments. See, e.g., Watkins v. Conway, 385 U.S. 188, 87 S.Ct. 357, 17 L.Ed.2d 286 (1966) (holding that Georgia's five-year statute of limitations for suits on out-of-state judgments does not deny full faith and credit). Obtaining a birth certificate falls in the heartland of enforcement, and therefore outside the full faith and credit obligation of recognition.
The Court continues to maintain a stark distinction between recognition and enforcement of judgments under the full faith and credit clause, as Baker v. General Motors Corp. confirms. 522 U.S. 222, 118 S.Ct. 657, 139 L.Ed.2d 580 (1998). The Court held that a Michigan injunction barring a former General Motors employee from testifying against GM could not control proceedings against GM brought in other States. Id. at 238, 118 S.Ct. at 666. That the order was "claim preclusive between [the former employee] and GM" in Michigan did not prevent the employee from testifying if permitted by Missouri courts. Id. at 237-38, 118 S.Ct. at 666. According to the Supreme Court, "Michigan has no authority to shield a witness from another jurisdiction's subpoena power in a case involving persons and causes outside Michigan's governance." Id. at 240, 118 S.Ct. at 667. This is because "the mechanisms for enforcing a judgment do not travel with the judgment itself for purposes of full faith and credit." Id. at 239, 118 S.Ct. at 667.
Similarly, the New York adoption decree cannot compel within Louisiana "an official act within the exclusive province" of that state. Id. at 235, 118 S.Ct. at 665. The full faith and credit clause emphatically "did not make the judgments of other States domestic judgments to all intents and purposes." Whitman, 85 U.S. (18 Wall.) at 462-63 (quoting J. STORY, CONFLICT OF LAWS § 609 (7th ed. 1872)). Rather, the adoption decree "can only be executed in [Louisiana] as its laws may permit." Fall, 215 U.S. at 12, 30 S.Ct. at 8 (quoting McElmoyle, 38 U.S. (13 Pet.) at 325).
The Seventh Circuit case of Rosin v. Monken is both instructive and current. 599 F.3d 574 (7th Cir.2010). In Rosin, a sex offender entered into a plea bargain in New York under which he would not have to register as a sex offender. Id. at 575. The plea bargain was reduced to judgment by a New York state court. When he moved to Illinois, however, he was forced to register as a sex offender. He sued officials in the Illinois state police department under § 1983, claiming they had failed to give full faith and credit to the New York order by requiring him to register
Similarly, the full faith and credit clause does not oblige Louisiana to confer particular benefits on unmarried adoptive parents contrary to its law. Forum state law governs the incidental benefits of a foreign judgment. In this case, Louisiana does not permit any unmarried couples—whether adopting out-of-state or in-state-to obtain revised birth certificates with both parents' names on them. See LA.REV.STAT. ANN. § 40:76; LA. CHILD. CODE ANN. arts. 1198, 1221. Since no such right is conferred by either the full faith and credit clause or Louisiana law, the Registrar's refusal to place two names on the certificate can in no way constitute a denial of full faith and credit. As in Rosin where Illinois had the right to force the sex offender to register even if the New York judgment provided to the contrary, Louisiana has a right to issue birth certificates in the manner it deems fit. Louisiana is competent to legislate in the area of family relations, and the manner in which it enforces out-of-state adoptions does not deny them full faith and credit.
Appellees' alternative § 1983 theory contends that denying a revised birth certificate to children of unmarried couples violates the equal protection clause. Without doubt, Appellees have standing to pursue this claim under § 1983. Appellees do not appear to argue that unmarried couples are a suspect class, or that the Louisiana law discriminates based on sex. Their theory appears to be that Louisiana treats a subset of children—adoptive children of unmarried parents—differently from adoptive children with married parents, and this differential treatment does not serve any legitimate governmental interest. This theory is unavailing in the face of the state's rational preference for stable adoptive families, and the state's decision to have its birth certificate requirements flow from its domestic adoption law. To invalidate the latter would cast grave doubt on the former.
Appellees have not explained why adoptive children of unmarried parents is a suspect classification. While Appellees
Louisiana has "a legitimate interest in encouraging a stable and nurturing environment for the education and socialization of its adopted children." Lofton v. Sec'y of Dep't of Children & Family Servs., 358 F.3d 804, 819 (11th Cir.2004). Since such an end is legitimate, the only question is the means. In this case, Louisiana may rationally conclude that having parenthood focused on a married couple or single individual—not on the freely severable relationship of unmarried partners—furthers the interests of adopted children. In fact, research institution Child Trends released a report underscoring the importance of stable family structures for the well-being of children.
For the foregoing reasons, the judgment of the district court is reversed and remanded for entry of judgment of dismissal.
REAVLEY, Circuit Judge, concurring:
I concur in the court's opinion by Chief Judge Jones but respond briefly to the disappointing dissent. My dissenting colleagues go beyond our due to fault the
But the disturbing theme of the dissent is that the "Full Faith and Credit Clause creates a federal right that is actionable against state actors via 42 U.S.C. § 1983." That ignores all of the authority to the contrary as the majority opinion shows. Remember that the Supreme Court said in Thompson v. Thompson, that the "Full Faith and Credit clause, in either its constitutional or statutory incarnations, does not give rise to an implied federal cause of action."
The dissent would isolate us from controlling precedent of many years.
LESLIE H. SOUTHWICK, Circuit Judge, specially concurring:
Because of my respect for my colleagues with different views, I open with the observation that we are in untraveled territory. There are divergent understandings being stated by these opinions. The sole purpose of each is to reach the correct destination as charted by the Constitution and the Supreme Court. The charts, though, are not well-marked. It is to be expected that different judges making diligent examinations will discern different courses.
In summary, I conclude that the dissent of Judge Wiener has validly analyzed some of the language in what is perhaps the most relevant decision, Thompson v. Thompson, 484 U.S. 174, 178-79, 108 S.Ct. 513, 98 L.Ed.2d 512 (1988). Yet still I reach the same conclusion as does the majority as to the overall effect of that decision. I would not decide the other issues resolved in the majority opinion, namely, that the Defendant has in fact recognized the foreign adoption or that there is no violation of Equal Protection.
As to the Full Faith and Credit Clause, the majority has quite properly observed that considering Section 1983 to be a remedy for purported violations of this Clause is a new, if not quite brand-new, argument. The validity of the Tenth Circuit's opinion in a related case has been discussed in the other opinions. See Finstuen v. Crutcher,
The majority relies heavily on Thompson. That opinion certainly held "that the Full Faith and Credit Clause, in either its constitutional or statutory incarnations, does not give rise to an implied federal cause of action." Thompson, 484 U.S. at 182, 108 S.Ct. 513 (citations omitted). That strong statement does not clearly resolve our issue. By referring to a "cause of action," the Court might have been concluding that strictly based on the specific statute there involved and on the Constitution itself, there was not both a personal right and a remedy for a violation. See Larry W. Yackle, Federal Courts 243-44 (3d ed.2009). The Court did not consider Section 1983. It is not clearly reasonable to conclude that Section 1983 was the unaddressed but ready escape from all the barriers thrown in front of the Thompson plaintiff. Still, I am trying to understand what the Supreme Court must be held to have concluded. The most we know from this language in Thompson is that neither the specific statute involved nor the Full Faith and Credit Clause itself provided both the right and the remedy.
The dissent may also have the better of it by noting that the Supreme Court has referred to the Full Faith and Credit Clause in terms of "rights." See Dissent infra at note 19 (Weiner, J., dissenting). That starts us down the road to considering that all that is needed is a vehicle such as Section 1983 by which to enforce the right.
I cannot continue down that road, and therefore part company with the dissent, because of the language in Thompson that immediately follows the statement about no implied cause of action. The Court gave a clear and quite limited explanation of the reach of the Full Faith and Credit Clause, namely, that it "`only prescribes a rule by which courts, Federal and state, are to be guided when a question arises in the progress of a pending suit as to the faith and credit to be given by the court to the public acts, records, and judicial proceedings of a State other than that in which the court is sitting.'" Thompson, 484 U.S. at 182-83, 108 S.Ct. 513 (quoting Minn. v. N. Sec. Co., 194 U.S. 48, 72, 24 S.Ct. 598, 48 L.Ed. 870 (1904); see 13B Charles Alan Wright, Arthur R. Miller & Edward H. Cooper, Federal Practice and Procedure § 3563, at 50 (1984)).
Had this 1904 language not been pulled into Thompson, I might more readily consider that Northern Securities was an anachronism from a day before the rediscovery of Section 1983. Though what is now denominated as Section 1983 was adopted in 1871, it had almost from its inception lay dormant until given life in Monroe v. Pape, 365 U.S. 167, 183, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961), overruled in part by Monell v. Dep't of Soc. Servs., 436 U.S. 658, 663, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978); See Michael J. Gerhardt, The Monell Legacy: Balancing Federalism Concerns and Municipal Accountability Under Section 1983, 62 S. Cal. L.Rev. 539, 549 (1989).
Another reason to treat the old construction of Full Faith and Credit as outdated would have been the points Judge Wiener makes in his analysis of why the dormant Commerce Clause was found to create individual rights assertable in a Section 1983 action. See Dennis v. Higgins, 498 U.S. 439, 111 S.Ct. 865, 112 L.Ed.2d 969 (1991). The majority analytically relegates
The dissent's good arguments nonetheless fail in light of the adoption of the Northern Securities definition of this Clause in Thompson. Explaining the 1904 language away as a relic of a different era will not do. This is too recent and clear an explanation of the effect of the Full Faith and Credit Clause to be ignored. Nothing suggests the language was limited to the kind of case the Court was considering, namely, a suit between two private parties. The Supreme Court was explaining the work that the Full Faith and Credit Clause could be made to do—in Thompson and in all other cases.
Having decided that the Full Faith and Credit Clause does not create an individual right on which a Section 1983 suit may be based, I would not address whether the actions of the Louisiana State Registrar constituted a failure to recognize the New York adoption decree. The issue is not necessary to reach, and I would leave it for a case in which it is relevant.
Finally, as to the Equal Protection argument, the usual practice is not to consider an issue until it has first been addressed by the district court. See F.D.I.C. v. Laguarta, 939 F.2d 1231, 1240 (5th Cir.1991). I would follow that practice here.
HAYNES, Circuit Judge, concurring and dissenting:
I concur in the court's judgment reversing and remanding the district court's judgment as to the claim based upon the full faith and credit clause; I further join in the reasoning of Sections I.A and I.B.1 and 2 of the majority opinion. However, I would not reach the alternative ground discussed in Section I.B.3 of that opinion. Without addressing the merits (or lack thereof) of the equal protection argument, I respectfully dissent from the decision to reach that question for the reasons stated in the first paragraph of Section II.B of the dissent.
WIENER, Circuit Judge, with whom BENAVIDES, CARL E. STEWART, DENNIS and PRADO, Circuit Judges, join, dissenting:
Convinced that we should affirm the district court by holding that the Full Faith and Credit Clause ("FF&C Clause") creates a federal right that is actionable against state actors via 42 U.S.C. § 1983, I respectfully dissent.
At the very core of the issue that I take with the en banc majority is my rejection out of hand of the linchpin of their assertion, i.e., that the FF&C Clause imposes obligations solely on state courts and not on any other state actors. I reject that credo for three main reasons. First, this overly narrow interpretation of the FF&C Clause runs contrary to its plain text, which expressly binds "each State," not just "each State's courts." Second, to support its courts-only position, the en banc majority reads a holding into Supreme Court precedent that simply is not there: To date, the Court has not addressed one single FF&C Clause claim brought by a private party against a state actor under § 1983. Faced with that lacuna, the majority instead relies on cases that predate the states' modern practice of affording out-of-state judgment holders non-judicial procedures to register their judgments. Third, the notion that a provision of the Constitution would direct the allocation of the states' internal functions defies basic principles of Federalism.
We should also hold that the Defendant-Appellant Darlene Smith, Louisiana's State Registrar and Director of the Office of Vital Records and Statistics (the "Registrar"), violated the rights guaranteed to Plaintiffs-Appellees Oren Adar and Mickey Smith ("Appellees") by the FF&C Clause when she refused to recognize their valid out-of-state adoption decree, which declares them to be "adoptive parents." Only by judicial legerdemain, is the en banc majority able to conclude otherwise: it mislabels recognition of an out-of-state judgment, which the FF&C Clause unquestionably requires, as enforcement of such a judgment, the methodologies of which no one disputes should be determined by Louisiana law. Stated differently, it is certainly Louisiana's prerogative to determine the benefits to which out-of-state "adoptive parents" are entitled in Louisiana, but the FF&C Clause nevertheless mandates that (1) Louisiana "recognize" all valid out-of-state status judgments and (2) Louisiana evenhandedly confer to all such judgment-holders those benefits that Louisiana law does establish. Here, Louisiana law declares that every "adoptive parent" is entitled to have his or her name reflected on a corrected birth certificate. Yet, the Registrar un-evenhandedly refuses to issue such a certificate to Appellees for the sole reason that she will not "accept," viz., give full faith and credit to, their unquestionably valid out-of-state judgment. What else could this mean but that she refuses to recognize the out-of-state judgment that defines Appellees as "adoptive parents"?
I lament that, in its determination to sweep this high-profile and admittedly controversial case out the federal door (and, presumably, into state court), the en banc majority:
Inasmuch as the majority opinion does not reiterate the facts of this case or point elsewhere to any recitation of the facts, reference may be made to its factual and procedural posture as detailed in the panel opinion.
Appellees Adar and Smith are the parents and next friends of the third Plaintiff-Appellee, Infant J C A-S ("Infant J"), a five-year-old boy who was born in Shreveport, Louisiana and surrendered there for adoption. Appellees became Infant J's parents by adopting him in a proper New York court in accordance with the laws of that state. That court made the adoption final by issuing a valid order of adoption; neither the Appellant nor the en banc majority questions either the validity or finality of that decree. In those proceedings, Appellees also had Infant J's full name changed from the one that appeared on his original Louisiana birth certificate.
In conformity with the Louisiana "Record of Foreign Adoptions" statute, Appellees conveyed a duly authenticated copy of the New York order of adoption to the Registrar. Because Infant J was born in Louisiana, the Registrar is the sole custodian of his birth certificate.
In officially rejecting Appellees' request to correct Infant J's birth certificate, the Registrar stated, "We are not able to accept the New York adoption judgment to create a new birth record for J." She did so on the rationale that Louisiana law allows only single individuals and married couples (1) to adopt (2) in Louisiana, and that this rule should control who may be listed as the parents of an adopted child on his Louisiana birth certificate, irrespective
Appellees sued the Registrar in district court. Their complaint makes two claims, both under § 1983. The first claim is grounded in the FF&C Clause and asserts that the Registrar's categorical rejection of out-of-state adoption decrees held by unmarried couples violates that Clause. The second claim is grounded in the Equal Protection Clause and has two facets: (1) the Registrar's refusal violates that Clause by impermissibly classifying Appellees based on their sexual orientation and marital status; and (2) the Registrar's refusal violates that Clause by burdening Infant J with an impermissible legitimacy classification and the state's disapprobation of his parents.
Adar and Smith moved for summary judgment on both claims. The Registrar filed an opposition but did not file any cross-motions for summary judgment. The district court granted Adar and Smith's summary judgment motion based solely on their FF&C Clause claim. Significantly, that court never reached their claims brought under the Equal Protection Clause.
The Registrar appealed, and a panel of this court unanimously affirmed. The Registrar then petitioned for rehearing en banc, which brings us to today.
To begin with, the en banc majority would trivialize Appellees' claim by mischaracterizing it as a quid pro quo: Appellees are entitled to a Louisiana birth certificate because they obtained a New York adoption decree.
The en banc majority ultimately misreads (or mislabels) both the text of the FF&C Clause and Supreme Court precedent in its determination to hold that (1) the FF&C Clause is only "a rule of decision" for state courts,
The en banc majority's first misstep is to read words into the FF&C Clause that simply are not there. The FF&C Clause states:
Again, the FF&C Clause says "in each State," not "by the Courts of each State." Nowhere in the text of the FF&C Clause does the Constitution say that this Clause only "guides rulings in courts" in its "orchestration of inter-court comity," as—out of thin air—the en banc majority claims.
Finding absolutely no support for its position in the text of the FF&C Clause, the en banc majority next turns to case
On a superficial level, Thompson is ambiguous as to whether it holds, on the one hand, that the FF&C Clause, as implemented by the Parental Kidnaping Prevention Act, does not create a federal right;
Properly understood then, Thompson does not control the instant case. The reason there was no remedy to enforce the FF&C Clause in Thompson is that there is no implied cause of action for violations of the FF&C Clause by private parties. Here, however, when Appellees are suing a state actor, they have no need for an implied cause of action: Section 1983 expressly provides them with the only remedy they seek and the only one they need. At bottom, the Thompson holding has no bearing on either of the questions that are dispositive of this appeal, to wit: (1) May a state delegate to a non-judicial actor the obligation of giving full faith and credit to out-of-state judgments? and (2) if it may and does so, what remedies are available to a judgment holder if that non-judicial state actor fails or refuses to carry out that constitutional obligation?
It is true that FF&C Clause claims have traditionally arisen in state-court litigation, but only because bringing suit on an out-of-state judgment was historically the only method of enforcing an out-of-state judgment
Lastly, the en banc majority fails to address the fact that its construction of the FF&C Clause—that it applies only to state courts and thus only state courts must recognize out-of-state judgments—is inconsistent with the Constitution's system of dual sovereignty. The framers of the Constitution expressly refrained from dictating to the states how to organize themselves internally. It is "[t]hrough the structure of its government" that "a State defines itself as a sovereign."
The en banc majority fails to appreciate or acknowledge the role—indeed, the raison d'etre—of § 1983 in providing a private remedy against state actors. This failure is exemplified in the majority's persistent reliance on the Supreme Court's pronouncements regarding the FF&C Clause outside of the § 1983 context. The majority asserts that "the Court has expressly indicated that the only remedy available for violations of full faith and
Exacerbating its misapplication of this Supreme Court precedent is the majority's failure to heed the Court's direction to apply § 1983 expansively. The Supreme Court has repeatedly pronounced that § 1983 is a remedial statute which is intended "to be broadly construed, against all forms of official violation of federally protected rights."
It is well settled indeed that, even though "[a] vast number of § 1983 actions involve violation of constitutional rights in individual circumstances,"
In Dennis, the Court reviewed the two-step inquiry that it had laid out in Golden State Transit Corporation v. Los Angeles for determining whether § 1983 provides a remedy for violations of a particular provision of federal law: first, requiring the plaintiff to "assert the violation of a federal right" and second, requiring the defendant to "show Congress specifically foreclosed a remedy under § 1983."
The Dennis defendants had conceded that the first two Golden State factors favored the plaintiffs but argued that "the Commerce Clause does not confer rights within the meaning of § 1983 because it was not designed to benefit individuals, but rather was designed to promote national economic and political union."
In like manner, the FF&C Clause expressly limits the power of states to deny full faith and credit to the judgments of other states. All three of the Golden State factors favor the conclusion that the FF&C Clause creates a right that is actionable under § 1983: the FF&C Clause unambiguously imposes a mandatory, binding obligation on the several states and thus on their actors;
Justice Kennedy insisted that this construction of the Contracts Clause applied equally, if not more so, to the Commerce Clause:
When applied, not to the Commerce Clause, but to the FF&C Clause, both Justice Kennedy's concerns and the Court's earlier holding in Carter are easily reconcilable with the Dennis majority's holding. For openers, the FF&C Clause—an Article IV provision outlining the states' obligations, not an Article I power-allocating provision—plainly does secure the rights of persons, i.e., individual judgment-holders, against the several states. Just as plainly, the FF&C Clause
Unlike the Commerce Clause then, the FF&C Clause does embody the right of an individual against a state, not the right of the states against the federal government. And, unlike the Contracts Clause, the FF&C Clause has a direct effect on individual citizens, i.e., as a result of its general restriction on state legislation, does more than collaterally affect individuals. Finally, as alluded to by Justice Kennedy, the FF&C Clause—even more so than the Commerce Clause or the Contracts Clause—prohibits states from doing that which is "inconsistent with civil liberty"
For all the same reasons advanced by the Dennis Court in recognizing the private federal right created by the Commerce Clause—including the issues raised by Justice Kennedy in his dissent—the FF&C Clause indisputably does confer a constitutional "right" for which § 1983 provides an appropriate remedy. Respectfully, the en banc majority errs absolutely in concluding otherwise.
The Supreme Court has defined the right secured by the FF&C Clause as one of "recognition"—not "enforcement"— making three distinct pronouncements: (1) "[a] final judgment in one State ... qualifies for recognition throughout the land" and thereby "gains nationwide force";
For the instant case, this means: (1) Louisiana must recognize the New York adoption decree, i.e., Louisiana must accept Appellees' legal "adoptive parent" status that was lawfully established by the New York decree; (2) Louisiana is not
The en banc majority skims over these nuances of the Supreme Court's application of the FF&C Clause. Even worse, it mistakenly converts the notion of "recognition" into one of "enforcement," so as to conclude that "[o]btaining a birth certificate falls in the heartland of enforcement, and therefore outside the full faith and credit obligation of recognition."
Thus, much like the arguments made by Oklahoma in Finstuen v. Crutcher, the en banc majority's conclusion "improperly conflates [Louisiana]'s obligation to give full faith and credit to a sister state's judgment with its authority to apply its own state laws in deciding what state-specific rights and responsibilities flow from that judgment."
The en banc majority's reliance on the Supreme Court century-old case of Hood v. McGehee
That said, the only proper Hood analogy to the instant case would be if New York law would allow all adoptive parents to obtain revised birth certificates but Louisiana law would not. In this hypothetical example, Appellees would not be entitled to a revised Louisiana birth certificate simply because of the New York law; neither would they be entitled to claim that the Louisiana law violated the FF&C Clause.
But, that is far removed from the case that is before us today. Here, the Registrar is not refusing to apply New York's birth certificate law; she is refusing to "accept" the New York adoption decree and recognize the corresponding status determination for purposes of Louisiana's birth certificate law. The problem here is not that Louisiana, like Alabama in Hood, is "refusing certain rights to out-of-state adoptions," as the en banc majority asserts.
The en banc majority also improvidently relies on Rosin v. Monken, a Seventh Circuit case that the majority mislabels "instructive."
Likewise here, when Adar and Smith legally adopted Louisiana-born Infant J in
The only difference between Rosin and the instant case lies in the fact that the Illinois officials wanted to accept the New York "sex offender" status of the defendant and record it in accordance with Illinois law; but, for public policy reasons, the Louisiana Registrar does not want to accept the New York "adoptive parent" status of both Appellees and to record it in compliance with Louisiana law. That small difference does not, however, legally distinguish these two cases, especially given that there is no roving public policy exception to the full faith and credit that is owed to out-of-state judgments. The legal issue is the same in each case: Both involve the forum state's recognition of another state's status determination, which the Supreme Court has long identified as a type of judgment that is entitled to full faith and credit.
Neither the Appellees nor I have ever claimed that, alone and in a vacuum, the FF&C Clause gives them the right to have their names appear on Infant J's birth certificate. But, Louisiana has elected to enact a "Record of Foreign Adoptions" statute that specifically addresses recording the status of out-of-state adoptive parents of Louisiana-born children. Louisiana's statute states:
This specialized statute unequivocally directs
The en banc majority is simply off target in characterizing the Registrar's action as "declin[ing] [ ] to enforce the New York decree by altering Infant J's birth records in a way that is inconsistent with Louisiana law governing reissuance."
I must also disagree with the en banc majority's contention that the Registrar's offer to reissue the birth certificate, but only with the name of either Adar or Smith, both "compl[ies] with Louisiana law" and "recognizes Appellees as the legal parents of their adopted child."
Importantly, Appellees are not asking Louisiana to change its law; neither are they requesting an order commanding the Registrar to apply Louisiana law to them.
The en banc majority superficially dismisses Finstuen v. Crutcher as "an outlier to the jurisprudence of full faith and credit,"
Oklahoma only differed from Louisiana, however, in that Oklahoma's legislature forthrightly enacted an additional statute that excluded specific subsets of out-of-state adoptive parents from entitlement to the benefits conferred by the general adoption law. Oklahoma's "non-recognition" statute provided:
As a result, out-of-state adoptive parents, like Appellees, who should normally have been able to have their rights as adoptive parents recognized under the general Oklahoma law, were prevented from doing so by this Oklahoma statute's mandate of non-recognition of only particular—but not all—out-of-state adoption decrees.
In essence, the practical effect of the Registrar's policy of non-recognition is the same as that of Oklahoma's statute, which the Tenth Circuit invalidated in Finstuen. Like Oklahoma's general adoption statute, Louisiana's general enforcement provision is nondiscriminatory; and like Oklahoma's non-recognition statute, the Registrar's specific and exceptional "policy" is indisputably discriminatory. It is that discrimination that ultimately prevented Appellees from obtaining the revised birth certificate that otherwise they would have been able to obtain but for the Registrar's refusal to "accept"—give full faith and credit to— their valid out-of-state adoption decree for purposes of Louisiana's otherwise nondiscriminatory law.
Consequently, the en banc majority makes a flawed distinction when it asserts that "[t]he bulk of the [Finstuen] opinion is devoted to analysis of the allegedly unconstitutional state non-recognition statute, a problem different than the one here."
The en banc majority's holding, therefore, is in undeniable conflict with the Tenth Circuit's opinion, which ultimately held: "Because the Oklahoma statute at issue categorically rejects a class of out-of-state adoption decrees, it violates the Full Faith and Credit Clause."
The en banc majority refuses to acknowledge that there are important prudential reasons for this appellate court— sitting en banc at that—to refrain from adjudicating Appellees' Equal Protection claim before the district court or even a panel of this court has done so. Although we do have jurisdiction over that claim, and although the parties have fully briefed it to the en banc court, we should have refrained from being the first court to rule on it. This is because, inter alia, (1) the Registrar never moved for summary judgment on the Equal Protection claim in district court, and (2) the district court never addressed it.
The only time we should ever reach an issue that was not first decided in the district court is when such issue presents a pure question of law the "proper resolution [of which] ... is beyond any doubt."
Rational basis review directs that a challenged state action be sustained "if the classification drawn by the [action] is rationally related to a legitimate state interest."
The Registrar has identified Louisiana's interest as "preferring that married couples adopt children" because "a marriage provides a more stable basis for raising children together than relationships founded on something other than marriage." Without any further analysis, however, the Registrar then conclusionally states that her action was rationally related to that interest because "[i]f it is rational to conclude that it is in the best interest of adoptive children to be placed in a home anchored by both a father and a mother,
Undoubtedly, the Registrar (and the en banc majority) has tendered a worthy defense of Louisiana's in-state adoption laws, which prohibit Louisiana adoptions by unmarried couples. But, the instant case does not involve a Louisiana adoption at all and poses no threat whatsoever to Louisiana's adoption laws or adoption policy. The one and only thing that Appellees have ever challenged is the Registrar's refusal to accept—recognize—their valid out-of-state adoption decree so they may obtain a Louisiana birth certificate that accurately reflects their legal status as adoptive parents—pursuant to and wholly consistent with Louisiana's Vital Statistics Laws.
Another crucial and controlling fact here is that the Registrar did not take the challenged action here until well after Appellees had adopted Infant J and taken him into their home outside Louisiana. So, there is no way that the potential stability of Infant J's home could have been improved by the Registrar's post hoc action.
Confirming the impropriety of the en banc majority's failure to remand the Equal Protection Clause claim to the district court is the presence of a serious controversy regarding the rational basis test. Here, there is no way for the Registrar to pass that test when the correct comparator—"unmarried biological parents"—is used. Up to now, the entire Equal Protection analysis has been made on the assumption that the relevant comparator class to Appellees is couples who are "married non-biological parents," a
By statute, Louisiana recognizes and issues birth certificates to unmarried biological parents, irrespective of its proffered policy preference that children only have parents who are married to one another. And nothing in this provision conditions issuance of such birth certificates on the biological parents' maintaining a common home. Just as the unmarried Appellees are unquestionably the legal parents of Infant J by virtue of the New York adoption decree, Louisiana cannot control or change the fact that, both in and outside Louisiana, unmarried couples do give birth to children, and that they do so with increasing frequency—undoubtedly with much greater frequency than unmarried couples adopt. Properly framed, then, the predicate Equal Protection question is, how does Louisiana treat unmarried couples who wish to be named as parents on their biological children's birth certificates?
Louisiana law states:
So, in Louisiana, an unmarried couple definitely is statutorily entitled to a birth certificate for their biological child, listing both of them as legal parents of that child, regardless of whether those parents share living quarters. The only prerequisite is that those parents or a court verify the accuracy of the information provided—precisely parallel to Louisiana's prerequisite of a valid certified copy of an out-of-state adoption decree to obtain a corrected Louisiana birth certificate.
Because Louisiana will issue a birth certificate listing both members of an unmarried couple as parents when they are the biological parents of the child, the Registrar must identify a legitimate government interest that is served by distinguishing between, and treating differently for purposes of issuing birth certificates, (1) a couple comprising unmarried non-biological adoptive parents and (2) a couple comprising unmarried biological parents, all of whom have equal parental rights under the law. The Registrar has defended her policy as a refusal "to recognize permanently in [Louisiana] public records a parent-child relationship that cannot exist under Louisiana law." But her statement is patently false: Some unmarried couples, viz., unmarried biological parents, can and do maintain parent-child relationships that are recognized under Louisiana law and are recorded on Louisiana birth certificates. This is expressly documented in
What's the legal difference? Where's the Equal Protection? Can there be any question that the en banc majority erred in addressing and dismissing Appellees' Equal Protection Clause claim on the merits before that claim was heard and fully vetted by the district court?
For any and all of the foregoing reasons, I must respectfully dissent from the en banc majority's actions in (1) reversing the district court's holding on Appellees' Full Faith and Credit Clause claim and (2) deciding their Equal Protection Clause claims instead of remanding them to the district court for it to perform its essential function of being the first court to address all ripe and well-pleaded claims over which there is federal jurisdiction.