JERRY E. SMITH, Circuit Judge:
Plaintiffs, who are local government officials, sued seeking a declaration that a provision of the Texas Open Meetings Act ("TOMA") violates the First Amendment. Specifically, they contend that Texas Government Code § 551.144 is a content-based restriction on political speech, is unconstitutionally vague, and is overbroad. They seek declaratory and injunctive relief, pursuant to 42 U.S.C. § 1983, that Section 551.144 may not be enforced.
After a bench trial, the district court held that Section 551.144 is constitutional because it is not vague or overbroad, it does not restrict speech based on its content, it requires disclosure rather than restricts speech, and it satisfies the intermediate-scrutiny standard. Asgeirsson v. Abbott, 773 F.Supp.2d 684 (W.D.Tex.2011). The court held in the alternative that the statute survives strict scrutiny. Plaintiffs appeal each of those rulings except the ruling that the statute meets intermediate scrutiny; they argue that strict scrutiny applies instead.
TOMA requires the meetings of governmental bodies to be open to the public. It applies to most state and local governing bodies but excludes the Legislature, the Governor, mayors, and other executive policymakers. As part of the mechanism to enforce the open-meetings requirement, Section 551.144 prohibits members of covered governing bodies from knowingly participating in a closed meeting, to organize a closed meeting, or to close a meeting to the public. A violation is a misdemeanor punishable by a fine of $100-500, confinement in jail for one to six months, or both.
Most significant for First Amendment purposes is that TOMA defines a "meeting" as "a deliberation between a quorum of a governmental body ... during which public business or public policy over which the governmental body has supervision or control is discussed ...." TEX. GOV'T CODE ANN. § 551.001. Incidental discussion of public business at ceremonial events, conventions, or social functions is then carved from the definition. Plaintiffs contend that that definition has the effect of criminalizing political speech based on content. We agree with the district court, however, that TOMA is a content-neutral time, place, or manner restriction, so we affirm.
Plaintiffs argue that the issue of whether strict scrutiny applies to TOMA was foreclosed by a 2009 Fifth Circuit opinion that concludes that the statute is a content-based restriction on speech and must be subjected to strict scrutiny. In 2006, two members of the Alpine City Council sued, alleging TOMA's unconstitutionality. The district court upheld the statute, but a
Fifth Circuit Rule 41.3 states, "Unless otherwise expressly provided, the granting of a rehearing en banc vacates the panel opinion and judgment of the court and stays the mandate." Although we need not go beyond that plain language, this court has consistently held that vacated opinions are not precedent,
Plaintiffs claim that Section 551.144 is content-based because it applies only to speech regarding "public policy over which the governmental body has supervision or control."
In Playtime Theatres, the Court upheld a zoning ordinance that was facially content-based because it applied only to theaters showing sexually-explicit material. The Court reasoned that the regulation was content-neutral because it was not aimed at suppressing the erotic message of the speech but instead at the "secondary effects" — such as crime and lowered property values — that tended to accompany such theaters. Id. at 48, 106 S.Ct. 925. The Court concluded that the "ordinance is completely consistent with [the] definition of `content-neutral' speech regulations as those that `are justified without reference to the content of the regulated speech.'" Id. Content-neutrality has continued to be defined by the justification of the law or regulation,
Plaintiffs propose a different test: "A regulatory scheme that requires the government to `examine the content of the message that is conveyed' is content-based regardless of its motivating purpose." Serv. Employees Int'l Union, Local 5 v. City of Hous., 595 F.3d 588, 596 (5th Cir. 2010) (quoting Ark. Writers' Project, Inc. v. Ragland, 481 U.S. 221, 230, 107 S.Ct. 1722, 95 L.Ed.2d 209 (1987)). That formulation, however, does not accurately state the law.
First, it is dictum and conflicts with the analysis the panel ultimately used. The panel went on to determine content-neutrality according to the purpose of the regulations in question, ultimately finding them to be content-neutral. Id. at 600, 602. Second, the opinion cites no authority supporting the last clause of the test, "regardless of its motivating purpose." Arkansas Writers' Project, the case cited at the end of the test, does not hold that motivating purpose is irrelevant to content-neutrality; that case is cited because it contains the language in the quotation, "examine the content of the message that is conveyed." Finally, the test contradicts Supreme Court precedent and other Fifth Circuit opinions that determine content-neutrality according to the purpose of the regulation, as described above.
The best support plaintiffs offer for their contention that content-neutrality is determined without examining the purpose of the regulation is Burson v. Freeman,
Moreover, part of the reason the Court applied exacting scrutiny in Freeman is that the statute's prohibition applied to speech in a public, not private, forum.
Regarding content-neutral justification, the district court found that Section 551.144's purpose is to control the secondary effects of closed meetings. The court opined that closed meetings (1) prevent transparency; (2) encourage fraud and corruption; and (3) foster mistrust in government. Those justifications are unrelated to the messages or ideas that are likely to be expressed in closed meetings. The allegedly content-based requirement — that the speech concern public policy — is relevant, because only that speech would have the effects listed above. If a quorum of a governing body were to meet in secret and discuss knitting or other topics unrelated to their powers as a governing body, no harm would occur. This situation is analogous to Playtime Theatres, in which only adult movie theaters attracted crime and lowered property values — but not because the ideas or messages expressed in adult movies caused crime.
The instant case is unlike Boos v. Barry, 485 U.S. 312, 108 S.Ct. 1157, 99 L.Ed.2d 333 (1988), in which the Court struck down an ordinance that restricted criticism of foreign governments near their embassies. The government argued that the ordinance was justified by the need to protect the dignity of foreign diplomatic personnel. Id. at 321, 108 S.Ct. 1157 (plurality opinion). Justice O'Connor distinguished the case from Playtime Theatres because the "secondary effect" was a direct result of the message or idea in the speech. Id. Foreign diplomats were offended because of the criticism's message.
Here, government is not made less transparent because of the message of private speech about public policy: Transparency is furthered by allowing the public to have access to government decisionmaking. This is true whether those decisions are made by cogent empirical arguments or coin-flips. The private speech itself
Plaintiffs cite Brown v. Entertainment Merchants Association, ___ U.S. ___, 131 S.Ct. 2729, 180 L.Ed.2d 708 (2011), to support their argument that TOMA is too underinclusive to be content-neutral because it does not cover the Legislature, Governor, mayors, or other executive policymakers. The Court rejected the state's arguments that a statute restricting the sale of violent video games to minors was justified by a content-neutral purpose. In doing so, the Court used the statute's underinclusiveness to reject the state's asserted content-neutral justification for the law. Id. at 2740. Thus, the underinclusiveness was merely evidence of the justification rather than an independent cause of unconstitutionality. Here, there is little reason to think the state is suppressing private speech for any reason other than the content-neutral goals listed above. Accordingly, Entertainment Merchants does not counsel in favor of unconstitutionality.
Plaintiffs also argue that TOMA is content-based because it is identity-based — it applies only to speakers who are members of governmental bodies. This contention is based on a misreading of Citizens United v. Federal Election Commission, 558 U.S. 310, 130 S.Ct. 876, 175 L.Ed.2d 753 (2010), in which the Court struck down a statute restricting the political donations of corporations and labor unions. The Court found that the statute's restriction to particular speakers was meant to disfavor the views of those speakers, evidencing a content-based purpose. Id. at 888-89. Here, the statute does not apply to government officials because of any hostility to their views. Rather, only private speech by government officials lessens government transparency, facilitates corruption, and reduces confidence in government. Therefore, the identity-based application of the statute is not evidence of a content-based purpose.
A separate harm arising from the use of identity concerned the Court in Citizens United:
Id. at 899. This is a concern about public attitudes toward particular ideas and speakers. It is aimed at regulations that keep speech from reaching the marketplace of ideas, and it is therefore inapplicable to statutes that restrict only private speech. Thus, TOMA's application to only members of public bodies does not raise either of the concerns expressed in Citizens United.
Accordingly, TOMA is a content-neutral time, place, or manner restriction, and as such, it should be subjected to intermediate scrutiny. Turner Broad. Sys., Inc. v. F.C.C., 512 U.S. 622, 642, 114 S.Ct. 2445, 129 L.Ed.2d 497 (1994). Plaintiffs do not challenge the district court's conclusion that TOMA meets intermediate scrutiny, so we do not reach that issue. See United States v. Thibodeaux, 211 F.3d 910, 912 (5th Cir.2000).
The district court concluded that TOMA, like the disclosure statute upheld in Citizens United, requires disclosure of speech but does not suppress it. To reach the conclusion that the statute does not suppress speech, the court construed
For First Amendment purposes, the requirement to make information public is treated more leniently than are other speech regulations. The Court has often upheld disclosure provisions even where it has struck down other regulations of speech in the same statutes. See, e.g., Citizens United, 130 S.Ct. at 914; Buckley v. Valeo, 424 U.S. 1, 68, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976). And the Court has generally upheld disclosure requirements that are unlikely to subject the speaker to harassment or persecution. See e.g., United States v. Harriss, 347 U.S. 612, 625, 74 S.Ct. 808, 98 L.Ed. 989 (1954); Doe #1 v. Reed, ___ U.S. ___, 130 S.Ct. 2811, 2818-21, 177 L.Ed.2d 493 (2010). The justification is that disclosure requirements are less effective in suppressing the underlying ideas of the speech that is burdened.
In Citizens United, the Court upheld the portions of the Bipartisan Campaign Reform Act ("BCRA") that required political advertisements to contain disclaimers indicating who paid for them. Id. Because the Court classified the statute as a disclosure requirement, it subjected it to exacting rather than strict scrutiny. Id. The Court reasoned that disclosure requirements do not prevent individuals from speaking even if they burden the ability to speak. Id. As with the BCRA, TOMA burdens the ability to speak by requiring disclosure. TOMA's disclosure requirement burdens private political speech among a quorum of a governing body, but it does so in the same way that the BCRA's disclosure requirement burdened anonymous political speech in political advertisements. Neither statute aims to suppress the underlying ideas or messages, and they arguably magnify the ideas and messages by requiring their disclosure.
Plaintiffs contend that because TOMA punishes private speech, it does not merely require disclosure. That is a distinction without a difference: To enforce a disclosure requirement of certain speech, the government must have the ability to punish its nondisclosure. If there were no punishment for nondisclosure, the speaker would have no incentive to disclose until the enforcer of the statute prosecuted him or obtained an injunction. That would render any disclosure requirement so arduous to enforce that it would be ineffective.
The district court did not address this issue, because it construed Section 551.144 to allow public officials to avoid punishment by later disclosing their private speech. To support that construction, the court cited Burks v. Yarbrough, 157 S.W.3d 876, 883 (Tex.App. — Houston [14th Dist.] 2005, no pet.), but that case dealt not with Section 551.144 but with Section 551.141, which makes acts of governmental bodies voidable when they violate TOMA. Furthermore, the justification for allowing public officials to cure voidable acts does not apply to criminal sanctions. If government officials were not able to cure voidable acts by later disclosure, the body could never again make the same decision once having taken that action in private. Because
The absence of such a "redo" exception, however, does not prevent TOMA from being upheld under Citizens United and Buckley. The statute upheld in Citizens United was violated as soon as a political advertisement was televised without the required disclaimer. See Citizens United, 130 S.Ct. at 914. In Buckley, there is no indication that violations of the disclosure requirements were curable by later disclosure. Furthermore, violations of that disclosure statute were punishable by a fine of up to $1,000, a year in prison, or both — twice the maximum prison term and fine as in Section 551.144. See Buckley, 424 U.S. at 64, 96 S.Ct. 612. Therefore, the fact that TOMA is enforced with penalties other than requiring disclosure does not prevent it from being treated as a disclosure requirement for First Amendment purposes.
Finally, the plaintiffs contend that, even if Section 551.144 is treated as a disclosure requirement, it is unconstitutional because it subjects them to harassment and persecution by the authorities in the form of criminal prosecution. "[T]hose resisting disclosure can prevail under the First Amendment if they can show `a reasonable probability that the compelled disclosure will subject them to threats, harassment, or reprisals from either Government officials or private parties.'" Doe #1, 130 S.Ct. at 2821 (quoting Buckley, 424 U.S. at 74, 96 S.Ct. 612). Plaintiffs' argument fails, however, because the harassment they are alleging is the enforcement of the statute itself. If the enforcement of a disclosure statute constituted harassment, then all disclosure requirements enforced by penalties would be unconstitutional. As noted above, the Court has upheld disclosure requirements that are enforced by penalties more severe than TOMA's. See, e.g., Buckley, 424 U.S. at 64, 96 S.Ct. 612.
Because Section 551.144 punishes private speech in order to enforce a disclosure requirement, it is no less a disclosure requirement than are the statutes upheld in Citizens United and Buckley. If it were not a content-neutral time, place, or manner restriction, it would be subject to exacting scrutiny.
Plaintiffs contend that Section 551.144 is overbroad because it criminalizes all private speech among a quorum of a governing body that is about public policy, and most of such speech does not lead to corruption. The plaintiffs' argument fails, because it ignores the other purposes of TOMA, such as increasing transparency, fostering trust in government, and ensuring that all members of a governing body may take part in the discussion of public business. With respect to these other goals, TOMA is not overbroad.
For a statute to be overbroad, it must "reach[] a substantial amount of constitutionally protected conduct." Vill.
Because Section 551.144 reaches only private discussion of public business among a quorum of a governing body, plaintiffs — to show overbreadth — must demonstrate that they have a constitutional right to such speech. They offer no support for that proposition, and there is reason to think that the First Amendment does not protect the right of government officials to deliberate in private, given that it sometimes requires them to open their proceedings to the public.
The public's right of access extends at least to criminal proceedings.
Even if the plaintiffs were able to show that TOMA reaches a substantial amount of protected speech, they have not established that its overbreadth is "substantial as well, judged in relation to the statute's plainly legitimate sweep." Broadrick, 413 U.S. at 615, 93 S.Ct. 2908. They offer only one example
That notion fails, because it ignores TOMA's other goals apart from reducing corruption. Having that discussion privately would decrease government transparency, and the state has determined that the benefits of making these discussions public outweigh any harm done by the disclosure of information. Thus, the plaintiffs have not shown that TOMA reaches outside its plainly legitimate sweep.
Plaintiffs claim that TOMA is unconstitutionally vague because it is so unclear that public officials need an educational course to comply with it, and even lawyers that specialize in TOMA often cannot predict its interpretation. Vagueness is necessarily a matter of degree, and plaintiffs have not shown that TOMA is as vague as the statutes that have been found unconstitutional. Furthermore, neither of the issues plaintiffs point to implicates the underlying purpose of the vagueness doctrine: preventing government from chilling substantial amounts of speech and facilitating discriminatory and arbitrary enforcement.
The concern underlying the vagueness doctrine is that citizens will not be able to predict which actions fall within the statute, leading to arbitrary and discriminatory enforcement. See Kolender v. Lawson, 461 U.S. 352, 357-58, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983). Where there are few guidelines for the application of a statute, a "standardless sweep" could allow "policemen, prosecutors, and juries to pursue their personal predilections." Id. The speech-restricting laws that the Court has found unconstitutionally vague are indeed standardless.
In contrast, plaintiffs point to no section of TOMA that is vague on its face. Plaintiffs' complaints arise from TOMA's complexity rather than its vagueness or lack of standards. A great deal of training may be required to predict the interpretation of the tax code, for example, but that is not because it is standardless or arbitrary. In fact, the vast body of law that causes TOMA to be so complex arguably makes it less vague by providing the necessary standards. Plaintiffs do not argue that any of the cases interpreting TOMA conflicts or add ambiguity.
In summary, TOMA is content-neutral and is not unconstitutionally overbroad or vague. It is also a disclosure statute, though that does not change the level of scrutiny, because the statute is content-neutral. The district court properly applied intermediate scrutiny, and the judgment is AFFIRMED.
The term does not include the gathering of a quorum of a governmental body at a social function unrelated to the public business that is conducted by the body, or the attendance by a quorum of a governmental body at a regional, state, or national convention or workshop, ceremonial event, or press conference, if formal action is not taken and any discussion of public business is incidental to the social function, convention, workshop, ceremonial event, or press conference.
The term includes a session of a governmental body.
The potential situations listed, however, are not from actual cases but are only examples of advice attorneys have given to local government officials. Furthermore, such broad interpretations of the law are suspect, given that TOMA appears to exclude such gatherings from its definition of "meeting":
TEX. GOV'T CODE § 551.001. Furthermore, narrower constructions of statutes are preferable in overbreadth cases, because speech burdened by broader interpretations can be protected by as-applied challenges. See New York v. Ferber, 458 U.S. 747, 773-74, 102 S.Ct. 3348, 73 L.Ed.2d 1113 (1982).