PER CURIAM:
The court having polled at the request of a member of the court (see Internal Operating Procedure accompanying 5TH CIR. R. 35, "Requesting a Poll on Court's Own Motion"), and a majority of the judges who are in regular active service and not disqualified not having voted in favor (see FED. R.APP. P. 35(a) and 5TH CIR. R. 35.6), rehearing en banc is DENIED.
In the en banc poll, 7 judges voted in favor of rehearing (Judges Jolly, Jones, Smith, Clement, Owen, Elrod, and Higginson), and 8 judges voted against rehearing (Chief Judge Stewart and Judges King, Davis, Dennis, Prado, Southwick, Haynes, and Graves).
EDITH H. JONES, Circuit Judge, joined by E. GRADY JOLLY, JERRY E. SMITH, EDITH BROWN CLEMENT, OWEN, and JENNIFER WALKER ELROD, Circuit Judges, dissenting from denial of rehearing en banc.
By a one-vote margin, this court declined to consider en banc the constitutionality, under the Supreme Court's recent Second Amendment decisions, of federal laws barring licensed gun dealers from selling handguns or handgun ammunition to people less than 21 years old (and similar provisions). See 18 U.S.C. § 922(b)(1).
I respectfully dissent. There are serious errors in the panel decision's approach to the fundamental right to keep and bear arms. McDonald v. City of Chicago, ___ U.S. ___, 130 S.Ct. 3020, 177 L.Ed.2d 894 (2010). Moreover, the implications of the decision — that a whole class of adult citizens, who are not as a class felons or mentally ill, can have its constitutional rights truncated because Congress considers the class "irresponsible" — are far-reaching.
Like other circuits,
After conducting an overview of "Founding-Era Attitudes" and 19th century laws that allegedly regulated firearms use by people under 21, the panel was "inclined" to hold that the challenged federal laws are "historically rooted," and thus the conduct they regulate has no constitutional protection. Id. at 200, 204. "In an abundance of caution," however, the panel went on to uphold these provisions under a version of intermediate scrutiny. Id. at 204. The panel states, during that part of the discussion, that "Congress could have sought to prohibit all persons under 21 from possessing handguns — or all guns, for that matter." Id. at 209. Surely this is hyperbole? Never in the modern era has the Supreme Court held that a fundamental constitutional right could be abridged for a law-abiding adult class of citizens.
Three major points of the panel's opinion, in my view, are incorrect. First, the panel's treatment of pertinent history does not do justice to Heller's tailored approach toward historical sources. A methodology that more closely followed Heller would readily lead to the conclusion that 18- to 20-year old individuals share in the core right to keep and bear arms under the Second Amendment. Second, because they are partakers of this core right, the level of scrutiny required to assess the federal purchase/sales restrictions must be higher than that applied by the panel. Finally, even under intermediate scrutiny, the purchase restrictions are unconstitutional. I will address each of these concerns.
The panel decision purports to follow Heller's originalist inquiry, but its first step does not take seriously Heller's methodology and reasoning. Heller, of course, held that there is an individual Second Amendment right to keep and bear arms, and that the D.C. law banning handgun possession for self-defense in a person's home is accordingly unconstitutional.
But these sources are not all equal. Text, structure, and contemporary drafting indications are the primary historical sources for originalist inquiry. After that, Heller devoted attention to pre-Civil War case law and commentators, whose intellectual foundations were close to those of the founding generation. Post-Civil War sources, the Court noted, "do not provide as much insight into its original meaning as earlier sources." Id. at 614, 128 S.Ct. at 2810.
Significantly, the opinion stated that, "[l]ike most rights, the right secured by the Second Amendment is not unlimited.... [T]he right was not a right to keep and carry any weapon whatsoever in any manner whatsoever and for whatever purpose." Id. at 626, 128 S.Ct. at 2816. For example, bans on concealed carrying were common in the 19th century, and private ownership of military-type weapons and short-barreled shotguns was long forbidden. Further, listing "non-exclusive examples," the Court did not "cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms." Id. at 626-27, 128 S.Ct. at 2816-17.
Notably, in referring more than once to permissible historic limits on gun ownership, the Court never mentions a minimum age requirement for exercise of the right. On the contrary, to explain the "militia clause," the Court quoted the first federal Militia Act, which provided that "each and every free able-bodied white male citizen of the respective states, resident therein, who is or shall be of the age of eighteen years ... shall ... be enrolled in the militia." Id. at 596, 128 S.Ct. at 2800 (quoting Act of May 8, 1792, 1 Stat. 271). Further, the Court explained, the right of able-bodied citizens to keep and bear arms for self defense was constitutionally codified "to prevent elimination of the militia," which some feared the newly created Federal Government, like past tyrants, might do by taking away the citizens' arms. Id. at 599, 128 S.Ct. at 2801. Those subject to militia duty are therefore a subset of citizens entitled to be armed, and for them the right is essential.
In another demonstration of the proper historical approach, the Court rejected Justice Breyer's isolated and irrelevant
In sum, the Court's discussion leaves no doubt that the original meaning of the Second Amendment, understood largely in terms of germane historical sources contemporary to its adoption, is paramount. Further, the personal right to keep and bear arms stands on a par with the First Amendment's personal rights:
Id. at 635, 128 S.Ct. at 2821 (citation omitted) (second emphasis added).
The Court's analogy between the scope of Second Amendment and First Amendment rights particularly illuminates how historical sources should be used and how lower courts should approach today's firearms regulations. Free speech, in the classic sense, is never subject to interest-balancing before it merits constitutional protection. "Speech" is protected categorically unless it fits within specifically defined classes, e.g., obscenity, fraud, libel, and state secrets, that received no legal protection at the time of ratification of the Bill of Rights. Nevertheless, the exercise of free speech rights may be regulated by time/place/manner restrictions, all of which have evolved in the jurisprudence.
Applying these concepts to the Second Amendment, as Heller requires, we should presuppose that the fundamental right to keep and bear arms is not itself subject to interest balancing. The right categorically exists, subject to such limitations as were present at the time of the Amendment's ratification.
When we turn to the properly relevant historical materials, they couldn't be clearer: the right to keep and bear arms belonged to citizens 18 to 20 years old at the crucial period of our nation's history. The panel's error is in rummaging through random "gun safety regulations" of the 18th century and holding that these justify virtually any limit on gun ownership. If the panel is correct, then Heller had to be wrongly decided. The panel also relies on laws that "targeted particular groups for public safety reasons." NRA, 700 F.3d at 200. Laying aside that no such invidiously discriminatory laws would pass muster today, none of them specifically limits firearms possession or purchase by minors or 18 to 20 year old people. The panel's resort to generalized history is not only uninformative of the issue before this court, but it would render Heller valueless against most class-based legislative assaults on the right to keep and bear arms. The panel has employed Justice Breyer's scattershot approach to history, while Heller rejected that in favor of a targeted study.
From a historical perspective, it is more than odd that the panel relegates militia service to a footnote.
History and tradition yield proof that 18- to 20-year olds had full Second Amendment rights. Eighteen year olds were required by the 1792 Militia Act to be available for service, and militia members were required to furnish their own weapons; therefore, eighteen year olds must have been allowed to "keep" firearms for personal use. Because they were within the "core" rights-holders at the founding, their rights should not be infringed today. As Tench Coxe said, "the powers of the sword are in the hands of the yeomanry of America from 16 to 60.... Their swords... are the birthright of an American."
The panel questions inclusion of the 18-to 20-year old group in the "core" of the Amendment by reference to early sources and 19th and 20th Century laws restricting that age group's rights. As I have shown, the latter references are highly questionable. The original public meaning of the Second Amendment at the time of its ratification should be the norm for this initial scope question.
At the time of the Second Amendment's passage, or shortly thereafter, the minimum age for militia service in every state became eighteen.
The panel cites "several States" that chose to enroll only those twenty-one and older in their militias. In fact, both of the examples offered for this proposition are wrong. One is New Jersey in 1779.
The other example given by the panel is an Ohio statute from 1843, which is not as probative for establishing the original meaning of the Second Amendment. In fact, though, the militia age in Ohio was eighteen at that time.
The right to keep and bear arms was not coextensive with militia service, of course, but it was intimately related. Gun ownership was necessary for militia service; militia service wasn't necessary for gun ownership. The panel notes that they were not strictly linked but never considers that the age at which citizens actually used guns was lower. Not only had the colonies employed sixteen year olds in the militia for a century and a half, but other gun laws in place at that time serve as indicia of the founders' mind set. Massachusetts, for example, required "all youth" from ten to sixteen to be trained in gun use.
The panel opinion is correct in noting that, during the founding era, the common-law age of majority was twenty-one.
Originalism is not without its difficulties in translation to the modern world. For example, deciding whether the use of a thermal heat imaging device violates the original public meaning of the Fourth Amendment is a hard question. See Kyllo v. United States, 533 U.S. 27, 121 S.Ct. 2038, 150 L.Ed.2d 94 (2001). In this case, however, the answer to the historical question is easy. The original public meaning of the Second Amendment included individuals eighteen to twenty: the same scenario at issue here. The members of the first Congress were ignorant of thermal heat imaging devices; with late teenage males, they were familiar. We have enough historical evidence to decide that 18- to 20-year olds can claim "core" Second Amendment protection.
Against this clear and germane evidence, the panel asserts that at the time of the founding and before, the colonies placed various regulations on the private use of firearms.
The panel also recites multiple, and wholly inapt, examples of gun restrictions against 18- to 20-year olds as "longstanding" regulations that detract from the core Second Amendment right of 18- to 20-year olds even though they do not "boast a precise founding-era analogue." NRA, 700 F.3d at 196. First, using the 1968 Omnibus Crime Control gun regulations against this age group to contradict the original meaning of the Second Amendment is contrary to Heller. Second, drawing analogies between this age group and felons and the mentally ill is not only offensive but proves too much. Heller acknowledged the "longstanding" prohibitions against firearms possession by these two groups, but it did not state or imply that such limited class-based restrictions could be projected on to other classes in order to limit their core Second Amendment right. Third, the truth is that prohibitions on felons are even more "longstanding" than the panel acknowledges. Until rather recently, historically speaking, felons incurred the death penalty; regulations on gun ownership by felons was, therefore, a non-issue.
The panel's strongest case for narrowing core Second Amendment rights relates to "longstanding" limits on young adults' firearms access. In some states eighteen-to-twenty-year-olds have been prohibited from possessing, carrying, and purchasing certain types of weapons for over a century. The panel's argument is overstated, though. At footnote 14, the panel cites the laws of many different states and territories to bolster its claim that "arms-control legislation" affected late teenagers. This is accurate as to a few states — D.C., Maryland, Mississippi, Wisconsin, and Wyoming each prohibited the sale of pistols specifically to those under twenty-one — but there are significant problems in the treatment of other states' laws. The earliest law cited is from Alabama in 1856, where the state prohibited pistol and other weapon sales to male minors only.
With its merely general references to firearms regulations at the founding and its only support in regulations against 18-to 20-year olds late in the 19th century, the panel is unable to prove that banning commercial firearms sales to late teens has any analogue in the founding era. Contrary to the panel's equivocation about the existence of a right of self-defense for 18-to 20-year olds during the historical period most critical to Heller, the record is clear: the right belonged (at least) to those the federal government decreed should serve in the militia. Eighteen to forty-five year old white males fit this description. It is untenable to argue that the core of the Second Amendment right to keep and bear arms did not extend to 18- to 20-year olds at the founding.
Had the panel correctly applied Heller's historical analysis, it would have concluded that prohibiting a class of law-abiding adult citizens from purchasing "the quintessential self-defense weapon," Heller, 554 U.S. at 628, 128 S.Ct. at 2818, interferes with core Second Amendment rights.
Because the panel struck an agnostic pose toward the historical rights of this age group, and because the panel inappropriately considered as "longstanding" the regulations that have existed since 1968, i.e. for less than twenty percent of our history, the panel instead placed the weight of its analysis on the level of scrutiny to apply and then applied "intermediate scrutiny" of a very weak sort. The panel's level of scrutiny is based on an analogy between young adults and felons and the mentally ill, as if any class-based limitation on the possession of firearms justifies any other, so long as the legislature finds the suspect "discrete" class to be "dangerous" or "irresponsible." On such reasoning, a low level of scrutiny could be applied if a legislature found that other groups — e.g. aliens, or military veterans with PTSD — were "dangerous" or "irresponsible." In any event, it is circular reasoning to adopt a level of scrutiny based on the assumption that the legislature's classification fits that level.
Even when taken at face value, the panel's reasons for adopting its "intermediate scrutiny" test are flawed. First, contrary to the panel's approach, these federal laws cannot be shoehorned into the "conditions and qualifications on the commercial sale of firearms," a category of regulations presumptively approved by Heller. That they affect commercial sales is not the point, because nearly every regulation will affect commercial sales. These laws prohibit a class of adults from purchasing a class of firearms, just as was the case in Heller. Second, restating the Second Amendment right in terms of what IS LEFT after the regulation rather than what EXISTED historically, as a means of lowering the level of scrutiny, is exactly backward from Heller's reasoning. Thus, the panel erroneously says this is a "bounded regulation"; we would not say a content-based speech restriction is "bounded" just because it only barred speech on one topic. Third, stating that young adults will "grow out of" their disability from purchasing firearms cannot limit the scope of infringement on their pre-existing constitutional rights. This is no different than saying they may be disabled from exercising constitutionally protected speech until they've attained a "responsible" age; this cannot be the law for 18- to 20-year olds. Cf. Brown v. Entm't Merchs. Ass'n, ___ U.S. ___, 131 S.Ct. 2729, 2736 n. 3, 180 L.Ed.2d 708 (2011).
Despite these systemic flaws in the panel's logic, there is currently a debate about how to assess the level of scrutiny courts apply to regulations that infringe on gun ownership.
The panel uses a rather rough means-ends calculation to uphold these federal regulations. The panel recites at length Congress's determinations that violent crimes are disproportionately perpetrated by young adults, that young adults often use handguns in the crimes, and therefore young adults should be excluded from the commercial handgun market. QED. As the panel notes, Congress need not address every problem in a statute — e.g., by also outlawing unregulated legal sales of handguns to minors — when it legislates. Buckley v. Valeo, 424 U.S. 1, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976). Nevertheless, under a First Amendment analogy, which Heller seems clearly to support, the legislature's objective must be narrowly tailored to achieve its constitutional purpose. Real scrutiny is different from parroting the government's legislative intentions. The First Amendment test for intermediate scrutiny allows a "content-neutral regulation" of speech to be sustained if it "advances important governmental interests unrelated to the suppression of free speech and does not burden substantially more speech than necessary to further those interests." Turner Broad.Sys. Inc. v. FCC, 520 U.S. 180, 189, 117 S.Ct. 1174, 137 L.Ed.2d 369 (1997) (citing United States v. O'Brien, 391 U.S. 367, 88 S.Ct. 1673, 20 L.Ed.2d 672 (1968)).
Transposing the First Amendment standard to this case, heightened scrutiny can be conducted in the following, somewhat abbreviated, manner. First, the young adults from 18 to 20 are within the originalist core protection of the Second Amendment's right to keep and bear arms. As far as possible, their rights should be equal to those of fellow citizens 21 and older. Because there is no originalist support for reducing their rights, the government's regulations must be closely tailored to address a real need with a real potential solution.
Congress passed a ban on commercial market sales to young adults in order to address the perceived greater likelihood that such firearms would be used in criminal activity. There is an important governmental interest in reducing violent crime. Congress's ban, however, fails to achieve its goals in two respects. Factually, with forty years of data on these regulations, it is known that the sales ban has not actually advanced this government interest. In fact, as the panel concedes, the share of violent crime arrests among the 18- to 20-year age group has increased, and the use of guns by that group is still disproportionately high. Further, the ban perversely assures that when such young adults obtain handguns, they do not do so through licensed firearms dealers, where background checks are required, see 18 U.S.C. § 922(t), but they go to the unregulated market. Legally, the ban does not square with Craig v. Boren, 429 U.S. 190, 97 S.Ct. 451, 50 L.Ed.2d 397 (1976), in which the Supreme Court invalidated, as discriminatorily overbroad, Oklahoma's law that treated young males and females differently in the ability to purchase 3.2% beer. The state justified the distinction based on an alleged connection between young males' (under 21) drinking and their DUI arrests. The Court derided the
Congress has seriously interfered with this age group's constitutional rights because of a class-based determination that applies to, at best, a tiny percentage of the lawbreakers among the class. Of course, the lawbreakers obtain handguns, but the law-abiding young adults are prevented from doing so, which adds an unusual and perverse twist to the constitutional analysis. I stress again the panel's incredibly broad language approving these restrictions. The class is "irresponsible"; the Second Amendment protects "law-abiding responsible adults"; the Second Amendment permits "categorical regulation of gun possession by classes of persons" (citing Booker, 644 F.3d at 23) irrespective of their being within the core zone of rights-holders; and finally, "Congress could have sought to prohibit all persons under 21 from possessing handguns — or all guns, for that matter."
If any of these phrases were used in connection with a First Amendment free speech claim, they would be odious. Free speech rights are not subject to tests of "responsible adults," speakers are not age-restricted, and class-based abridgement of speech is unthinkable today. Even if it is granted that safety concerns exist along with the ownership of firearms, they exist also with regard to incendiary speech. Some reasonable regulations are surely permissible,
I respectfully dissent from the denial of rehearing en banc.