CARL E. STEWART, Chief Judge:
Defendant-Appellant Scott Michael Long ("Long") appeals his sentence, which is based on the district court's ruling that the Government did not breach its plea agreement with him. On appeal, Long contends that the Government agreed in an e-mail exchange that it would not seek a leader/organizer sentencing enhancement pursuant to U.S.S.G. § 3B1.1(a), and that the Government breached the plea agreement by supporting the enhancement
On July 27, 2009, Long and 16 others were charged in a superseding indictment with numerous drug offenses after an FBI investigation revealed that a street gang in Freeport, Texas trafficked large amounts of cocaine powder and base from 2007 to 2009. The investigation revealed that Long was responsible for distributing large amounts of cocaine powder and base in Freeport and for transporting and distributing cocaine in Fort Myers, Florida. Based on his involvement, Long was charged with conspiracy to possess with intent to distribute 5 kilograms or more of cocaine, in violation of 21 U.S.C. §§ 846, 841(a)(1), 841(b)(1)(A)(ii), and 841(b)(1)(A)(iii) ("Count One"); possession with intent to distribute 500 grams or more of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(B)(ii) ("Count Fourteen"); and possession with intent to distribute a substance containing a detectable amount of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(C) ("Count Fifteen").
Approximately one month prior to Long's guilty plea, on December 23, 2010, Long's counsel e-mailed the Assistant United States Attorney ("AUSA") assigned to Long's case to confirm the Government's position.
After he did not receive a response, Long's counsel re-sent the e-mail to the AUSA on January 6, 2011. Later that day, the AUSA sent a reply e-mail, which stated,
On January 21, 2011, Long pled guilty to Count One pursuant to a written plea agreement. Under the terms of the plea agreement, Long agreed to cooperate with the Government and waived his right to appeal his sentence on direct appeal or to collaterally attack his sentence under 28 U.S.C. § 2255.
Long acknowledged the accuracy of the plea agreement after the AUSA summarized the contents before the district court.
Before accepting Long's plea, the district court inquired into the circumstances surrounding Long's plea. Specifically, the district court asked Long: "[A]re there any other or different promises or assurances that were made to you in an effort to persuade you to plead guilty that did not get written down in the plea agreement" or whether there was any "secret agreement out there someplace?" Long responded, "No, ma'm." The district court subsequently accepted Long's plea and adjudged him guilty of Count One.
On May 24, 2011, a probation officer prepared a PSR. Due to the nature of Long's offense, the PSR calculated a base offense level of 38 pursuant to U.S.S.G. § 2D1.1(c)(1), a two-level upward adjustment pursuant to U.S.S.G. § 2D1.1(b)(1) because three firearms were located at a rental house where cocaine was stored and cooked into crack; and a four-level upward adjustment pursuant to U.S.S.G. § 3B1.1(a) because Long was deemed a leader/organizer of a criminal activity that involved five or more participants. The PSR also recommended a three-level reduction for Long's acceptance of responsibility pursuant to U.S.S.G. § 3E1.1(a) and (b). In sum, Long's total offense level was calculated as 41 with a total criminal history category of IV. The Sentencing Guidelines recommended an imprisonment term range of 360 months to life.
On July 28, 2011, Long's counsel filed objections to the PSR claiming, inter alia, that there was no evidence that Long was a leader in the drug trafficking organization
On August 8, 2011, the AUSA responded,
Long's counsel subsequently forwarded the e-mail but received no follow-up correspondence from the AUSA. On September 20, 2011, the AUSA filed a "Response Under Local Rule 32.6" stating that it took "no issue with the factual content of the [PSR]," that it believed the PSR to be "accurate," and that it had no objection "to the Guideline computation reached in the [PSR]."
On October 5, 2011, two days prior to sentencing, Long's counsel filed a sealed motion seeking to enforce the agreement, citing the e-mail exchange as evidence that the Government agreed not to seek a leader/organizer enhancement. At the sentencing hearing, the AUSA responded that the plea agreement represented the complete terms governing the plea and that the Government abided by its terms. Furthermore, the AUSA noted that the Government did not promise to not seek the leader/organizer enhancement and explained, "[t]here's no way that I would have ever agreed" because "[Long] was always the target of our investigation."
The district court subsequently asked Long's counsel, "[I]s it correct that the plea agreement itself does not specify that the government will not argue for a four level [leader/organizer enhancement]?" In response, Long's counsel acknowledged that the plea agreement did not preclude the Government from arguing for a leader/organizer enhancement, but noted that the "[t]he actual wording in the plea agreement does not govern [the leader/organizer enhancement] issue."
The district court denied Long's motion on the basis that the e-mail exchange did not represent an extra promise precluding the Government from seeking a leader/organizer enhancement. The district court further concluded that even if there was such an agreement, the Government did not breach the agreement by maintaining that the PSR was factually accurate. Consequently, the district court adopted the PSR's recommended calculation, granted the Government's § 5K1.1 motion for a downward departure, and sentenced Long to 235 months of imprisonment, to be followed by a five-year term of supervised release. Long timely appealed.
We review a claim of breach of a plea agreement de novo, accepting the district court's factual findings unless clearly erroneous. United States v. Loza-Gracia, 670 F.3d 639, 642 (5th Cir.2012) (citation omitted).
Long concedes that the terms of the plea agreement did not preclude the
This court applies general principles of contract law in interpreting the terms of a plea agreement. United States v. Elashyi, 554 F.3d 480, 501 (5th Cir.2008) (citation omitted). In interpreting a contract, this court looks "to the language of the contract, unless ambiguous, to determine the intention of the parties." In re Conte, 206 F.3d 536, 538 (5th Cir.2000). Although circumstances surrounding the agreement's negotiations might indicate the intent of the parties, "parol evidence is inadmissible to prove the meaning of an unambiguous plea agreement." United States v. Ballis, 28 F.3d 1399, 1410 (5th Cir.1994) (citation omitted). Thus, when a contract is unambiguous, this court generally will not look beyond the four corners of the document. See Elashyi, 554 F.3d at 502 (citation omitted). "The defendant bears the burden of demonstrating the underlying facts that establish breach by a preponderance of the evidence." United States v. Roberts, 624 F.3d 241, 246 (5th Cir.2010) (citation omitted). "If the Government breaches a plea agreement, the defendant is entitled to specific performance of the agreement with sentencing by a different judge." United States v. Munoz, 408 F.3d 222, 226 (5th Cir.2005) (citations omitted).
In Melton, this court considered extrinsic evidence notwithstanding the plea agreement's provision that it represented the "entire agreement." 930 F.2d at 1098.
Id. at 1098-99.
Similarly, in Garcia, the Fourth Circuit addressed the legal significance of a cover letter-plea agreement coupling in a 28 U.S.C. § 2255 proceeding. 956 F.2d at 42. In Garcia, a cover letter, which was attached to a plea agreement, memorialized an oral agreement by the Government that Garcia was not required to cooperate with law enforcement as part of his plea deal. Id. The plea agreement did not contain this provision, and Garcia subsequently pled guilty. Id. Garcia was later subpoenaed to testify in grand jury proceedings but he refused, and he was held in contempt. Id. at 42-43. The Fourth Circuit observed that plea agreements are construed consistent with commercial contract principles but cautioned against the strict application of such principles in the plea agreement context. Id. at 43. Based on these principles, the Garcia court held that the promise contained in the cover letter was part of the plea agreement. Id. at 44. Long does not identify, however, nor have we discovered, any case in which a court looked beyond a cover letter attached to a plea agreement. We decline to do so here.
This case is distinguishable from our decision in Melton and the Fourth Circuit's decision in Garcia. In both cases, the extrinsic promise was contained in a cover letter attached to the plea agreement. As a result, the courts construed the cover letter and the plea agreement together. See Melton, 930 F.2d at 1098; Garcia, 956 F.2d at 44. In the instant case, the e-mail exchange was not attached to the plea agreement, was completed weeks prior to Long's guilty plea, and copies thereof were not transmitted contemporaneously with the plea. Accordingly, Melton and Garcia are inapposite.
Although Long's counsel asserts on appeal that he showed Long the e-mail exchange
For the foregoing reasons, we AFFIRM the sentence, which is based on the district court's ruling that the Government did not breach the plea agreement.