PRISCILLA R. OWEN, Circuit Judge:
Charles Ray Dorsey, Texas prisoner # 859151, appeals the judgment of the district
Dorsey was tried for intentionally and knowingly causing the death of his wife, Pamela Dorsey, by shooting her, in violation of Texas Penal Code section 19.02(b)(1). The jury found Dorsey guilty and sentenced him to a 40-year prison term.
The evidence of Dorsey's guilt was circumstantial but substantial. Pamela Dorsey was shot shortly after 2:00 a.m. either by her husband or their son C.D., who was two-and-a-half years old at the time of his mother's death. Dorsey maintained that he left the bedroom where his wife was on the bed and that C.D. had withdrawn the murder weapon, a pistol, from his mother's purse and accidentally discharged the weapon, killing her. As part of its evidence to rebut Dorsey's version of the facts, the State offered a videotape created by Bonnie Tidwell, who was then a detective with the Montgomery County Sheriff's Department and who was trained to work with children involved in investigations. Following Pamela Dorsey's death, Tidwell brought C.D. to law enforcement offices to attempt to determine whether C.D. was physically able to remove the murder weapon from its holster and to pull its trigger. Neither Dorsey nor his counsel was present or was notified. Tidwell placed C.D. in an interview room with the weapon. The interactions were recorded by a video camera. While in the interview room, C.D. attempted but failed to unhook the strap that held the gun in its holster. After Tidwell aided C.D. in unhooking the strap, C.D. withdrew the revolver from its holster. At that time, the firearm was in "double action" mode, which means that the hammer was not cocked before the trigger is pulled and that one's pull of the trigger must first cock the hammer before the weapon can be fired. Double action mode increases the amount of force required to pull the trigger, which the evidence reflected was eleven pounds of pressure. When the weapon was in double action mode, C.D. failed to pull the trigger. Once Tidwell manually cocked the hammer on the revolver — putting it in "single action" mode — C.D. was able to pull the trigger using two fingers. The evidence reflected that the amount of pressure required to fire the weapon in single-action mode was four pounds. There was no evidence at trial as to whether the revolver was in single or double action mode when the fatal shot was fired.
At trial, counsel filed a motion to suppress the videotape on a number of grounds. The trial court granted the motion in part, ruling that the audio portion of the video could not be played before the jury. Tidwell was called as a witness and presented a limited narrative of the video. Dorsey focuses only on the video in the two claims for relief before us. Tidwell's testimony is not at issue.
Following his conviction, Dorsey appealed to the Ninth Court of Appeals of Texas, asserting sixteen issues.
Dorsey did not timely file a petition for discretionary review (PDR) in the Texas Court of Criminal Appeals. Four years after the intermediate appellate court issued its decision, however, Dorsey filed a state petition for habeas corpus asserting that his appellate counsel rendered ineffective assistance by failing to advise him that his conviction had been affirmed on appeal. The Texas Court of Criminal Appeals permitted Dorsey to file an out-of-time PDR to challenge the Texas intermediate court of appeals' judgment.
Dorsey later filed a second state habeas corpus petition, which included his claim that the admission of the videotape of C.D. violated his rights under the Confrontation Clause and that his appellate counsel rendered ineffective assistance by failing to raise this issue before Texas's Ninth Court of Appeals. The state trial court, which under Texas law makes preliminary findings of fact and conclusions of law on petitions for habeas corpus,
Dorsey then filed the instant application for habeas corpus relief under § 2254, reurging, among other claims, his Confrontation Clause and ineffective assistance of appellate counsel claims related to the admission of the videotape. The district court granted the State's motion for summary judgment and denied Dorsey's application, concluding that, even assuming admission of the videotape violated the Confrontation Clause, Dorsey failed to show his trial was fundamentally unfair or that there was a reasonable probability that the verdict would have been different had the video been excluded. The district
In this habeas corpus appeal, we review the district court's findings of fact for clear error and its conclusions of law de novo,
Section 2254(d)(1)'s "`contrary to' and `unreasonable application' clauses have independent meaning."
Dorsey argues that introduction of the videotape of C.D. violated his Sixth Amendment right to confront witnesses against him under the rule announced in Crawford. "It is settled that a federal habeas court may overturn a state court's application of federal law only if it is so erroneous that `there is no possibility fairminded jurists could disagree that the state court's decision conflicts with [the Supreme] Court's precedents.'"
As an initial matter, we clarify the applicability of Crawford to Dorsey's claim. Dorsey and the State both assume that this case is governed by Crawford, which the Supreme Court decided in 2004. Dorsey's trial took place in 2001, and his direct appeal to Texas's Ninth Court of Appeals occurred in 2003. Since the Supreme Court has held that Crawford does not apply retroactively to cases in collateral review,
The parties correctly conclude that it does. Although new rules of criminal procedure do not necessarily apply retroactively to cases on collateral review, the same is not true with respect to rules announced when a case is still pending on direct review: where a case remains pending on direct review and the defendant's conviction is not yet final, a court, whether state or federal, must apply a recently announced rule to the cases before it.
Though Crawford had not issued at the time that Dorsey was convicted in state court, Dorsey did assert in the state trial court the same basic principles set forth in Crawford. Dorsey argued in the state trial court that admission of the video would violate his Sixth Amendment right to confront and cross-examine C.D. The trial court held a hearing and rejected this argument. Appellate counsel failed to raise this issue in the direct appeal to the Ninth Court of Appeals of Texas. It was raised for the first time on direct appeal in Dorsey's out-of-time PDR presented to the Texas Court of Criminal Appeals. A number of other federal law issues were included
We note that with regard to the state habeas proceedings, the Confrontation Clause issue had a somewhat convoluted procedural path. In the state habeas proceeding, the trial court inexplicably found in its Findings of Fact that the Confrontation Clause issue was raised and rejected on direct appeal to the Ninth Court of Appeals. This was factually incorrect, and it also resulted in internal conflicts in the state habeas trial court's findings and conclusions. If the Confrontation Clause claim had been presented to the Ninth Court of Appeals, as the state habeas court found in its Findings of Fact, then there could not have been an ineffective assistance of counsel claim based on the failure of counsel to present the Confrontation Clause claim to the Ninth Court of Appeals. Yet, the state habeas trial court addressed the merits of Dorsey's claim that counsel was ineffective in failing to raise the Confrontation Clause claim in the Ninth Court of Appeals. (We consider the ineffective assistance claim below.) These somewhat conflicting rulings in the state habeas trial court's recommendations are immaterial to our analysis, however. The state habeas trial court correctly noted in its Conclusions of Law that the Confrontation Clause claim had been presented and rejected on direct appeal to the Texas Court of Criminal Appeals.
To be clear, we are applying § 2254(d) to the Texas Court of Criminal Appeals' summary denial on the merits of Dorsey's out-of-time PDR, which included his Confrontation Clause claim. In these circumstances, the Supreme Court instructs that a petitioner "can satisfy the `unreasonable application' prong of § 2254(d)(1) only by showing that `there was no reasonable basis' for the [state court's] decision."
The Confrontation Clause of the Sixth Amendment provides that "[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him."
The State argues that C.D.'s actions, shown in the video, were not "statements." Dorsey contends that C.D.'s actions were in response to structured, formal questions posed during an interrogation that was intended to gain information for later use at a criminal trial. He argues that C.D.'s actions were non-verbal responses given in the course of his communications with Tidwell and were used by the State as statements or assertions that C.D. could not fire the handgun in double action mode. Dorsey maintains that C.D.'s nonverbal, demonstrative responses to questions are testimonial in nature. Dorsey cites the Supreme Court's decision in Bullcoming v. New Mexico,
In support of his argument that C.D.'s actions were testimonial, Dorsey cites our court's decision in United States v. Green, in which we held that a defendant's Fifth Amendment right to counsel had been violated.
Our decision in Green cannot be considered in this habeas proceeding. First, Green involved a challenge under the Fifth Amendment. It did not address what constitutes a statement for Confrontation Clause purposes. Second, and most importantly, Green was a decision of this court, not of the Supreme Court, and therefore it does not constitute federal law "as determined by the Supreme Court of the United States."
We have not found, and Dorsey does not cite, any decision of the Supreme Court that clearly establishes the contours of the Confrontation Clause when applied to facts even remotely analogous to a soundless video of a child's responses and actions during an interview with law enforcement officials. Dorsey cites the Supreme Court's decision in Pennsylvania v. Muniz,
Even had the state court unreasonably concluded, within the meaning of AEDPA, that there was no Confrontation Clause violation, habeas relief could not be granted unless Dorsey proved prejudice.
The federal district court concluded that the video of C.D. was cumulative of other evidence that suggested that the child was incapable of firing the gun when it was not cocked. The district court also concluded that the evidence of Dorsey's guilt was overwhelming. Again, we agree. Pamela Dorsey's co-worker testified that the victim was unhappy in her marriage but was afraid that Dorsey would take C.D. away from her. Pamela Dorsey asked for a divorce two days before she was shot in the back of the head. There
Dorsey maintains that he received ineffective assistance of counsel during his intermediate appeal to the Ninth Court of Appeals of Texas because counsel did not make a Confrontation Clause argument related to the admission of the videotape before that court. Dorsey's claim fails.
A criminal defendant has a constitutional right to receive effective assistance of counsel on his first appeal.
Our scrutiny is "doubly deferential"
To prove that counsel's performance was deficient, a defendant must
Dorsey contends that since counsel made a Confrontation Clause objection at trial, counsel must have believed that this argument had merit, and, therefore, provided deficient performance when counsel failed to raise that claim on appeal to the Ninth Court of Appeals. This argument is unavailing. Under Texas law, in order to raise an issue on appeal, one must have brought the issue to the trial court's attention through a timely objection or motion.
Considered through AEDPA's deferential lens, the Texas Court of Criminal Appeals could have reasonably concluded that counsel's decision not to raise Dorsey's Confrontation Clause claim on appeal was a reasonable strategic decision as to which issues should be presented to the Ninth Court of Appeals. The Texas court could have acknowledged that Dorsey's Confrontation Clause claim was debatable and therefore not clearly stronger than the sixteen other issues — one of which the Ninth Court of Appeals sustained
Alternatively, the Texas Court of Criminal Appeals could have reasonably concluded that Dorsey failed to prove prejudice. Establishing that counsel's performance prejudiced the defense requires showing "a reasonable probability that, but for his counsel's unreasonable failure to [raise an issue], he would have prevailed on his appeal."
The Texas court could have reasonably concluded that the result of Dorsey's intermediate appeal would have been no different had counsel raised the Confrontation Clause claim on appeal.
For the foregoing reasons, we AFFIRM the district court's grant of summary judgment to the State and denial of Dorsey's application for habeas corpus under § 2254.