JENNIFER WALKER ELROD, Circuit Judge.
Defendant-Appellant Juvenal Ambriz appeals his conviction of a single count of distribution of a controlled substance in violation of 21 U.S.C. § 841(a)(1). For the following reasons, we AFFIRM.
On the evening of January 5, 2012, Drug Enforcement Administration (DEA) Agent Jason Cloutier went to Jaguars Gold Club in an undercover capacity.
Agent Cloutier relayed this information to other officers, who initiated a traffic stop shortly after the Blazer left Jaguars. The officers observed a man with a thin goatee, teardrop tattoo, and white hooded sweatshirt in the passenger seat. Upon inspecting the man's driver's license, the
A grand jury indicted Ambriz with a single count of distribution of a controlled substance in violation of § 841(a)(1). The case proceeded to trial on May 16, 2012. Two of the district court's rulings are relevant here. First, the district court denied Ambriz's request for a jury instruction that simple possession of a controlled substance in violation of 21 U.S.C. § 844(a) is a lesser-included offense of distribution of a controlled substance in violation of § 841(a)(1). Second, the district court denied Ambriz's motion in limine to exclude evidence regarding the six baggies of cocaine found on Ambriz's person at the time of his arrest. Ultimately, the jury found Ambriz guilty of distribution of a controlled substance. The district court sentenced Ambriz to 18 months in prison and a three-year term of supervised release. Ambriz timely appealed.
On appeal, Ambriz argues that (1) the district court erred when it denied him a lesser-included-offense instruction; and (2) the district court's admission into evidence of the baggies of cocaine violated Rule 403 of the Federal Rules of Evidence. We address each argument in turn.
Ambriz must satisfy a two-pronged inquiry to demonstrate that he was entitled to a lesser-included-offense instruction.
Our analysis starts and ends with the first prong. In accordance with the Supreme Court's guidance in Schmuck, we employ an elements-based test to determine whether the elements of one offense are a subset of the elements of another. See United States v. Browner, 937 F.2d 165, 168, 172 (5th Cir.1991) (Browner II) (interpreting Schmuck to adopt a "strict statutory elements test"). Thus, we compare "the statutory elements of the offenses in question, and not ... [the] conduct proved at trial" to determine whether one offense is a subset of the other.
Here, the offenses at issue are identical except in the obvious respect: one requires possession and the other requires distribution. Compare United States v. Krout, 66 F.3d 1420, 1431 (5th Cir.1995) (explaining that the elements of simple possession of a controlled substance are "(1) the knowing possession (2) of a controlled substance"), with United States v. Sotelo, 97 F.3d 782, 789 (5th Cir.1996) (recognizing that the elements of distribution of a controlled substance are "that the defendant (1) knowingly (2) distributed (3) the controlled substance"). Thus, the central issue is whether one must necessarily possess a controlled substance in order to distribute it.
The answer is no. Our precedent demonstrates that "possession" and "distribution," though overlapping, are distinct concepts.
Our holding in United States v. Glenn illustrates this point. There, we upheld a § 841(a) distribution conviction against a defendant who did not possess the contraband at issue:
No. 93-4311, 1994 WL 24871, at *2 (5th Cir. Jan. 10, 1994) (unpublished but persuasive).
Moreover, we recently reached the same conclusion in a different context. In United States v. Woerner, we evaluated whether possession of child pornography is a lesser-included offense of distribution of child pornography. 709 F.3d 527 (5th Cir. 2013). As here, the central question was whether distribution necessarily required possession. We said no:
Id. at 539 (internal citations omitted).
For all of these reasons, we join the Sixth, Seventh, and Tenth Circuits in concluding that simple possession of a controlled substance in violation of § 844(a) is not a lesser-included offense of distribution of a controlled substance in violation of § 841(a)(1). See United States v. Colon, 268 F.3d 367, 377 (6th Cir.2001) ("We agree with the reasoning of [other circuit] courts and now join them in holding that simple possession is not a lesser-included offense of distribution of a controlled substance.... [I]t is possible to commit the "distribution" element of the crime without possessing the drugs themselves."); United States v. Barrientos, 758 F.2d 1152, 1158 (7th Cir.1985) ("The judge in this case found that there was insufficient evidence on which to base an instruction on possession. This finding accords with the general understanding that possession is not a necessary element of a distribution charge."); United States v. Jackson, 213 F.3d 1269, 1296-97 (10th Cir.2000), judgment vacated on other grounds, 531 U.S. 1033, 121 S.Ct. 621, 148 L.Ed.2d 531 (2000) ("[I]t does not follow that simple possession is a lesser included offense of distribution under 21 U.S.C. § 841(a)(1).... Although it may be unusual for a person to distribute a controlled substance without at least momentarily possessing the controlled substance, it is not impossible.").
Ambriz next challenges the district court's admission of six baggies of cocaine into evidence under Federal Rule of Evidence 403.
In the instant case, two deputies found six baggies of cocaine on Ambriz's person. Both the baggies themselves and their contents were similar to those Agent Cloutier purchased from Ambriz on that same evening. Considering that Ambriz's identity was at issue, any prejudice attributable to these baggies is outweighed by their probative ability to link Ambriz to Agent Cloutier's purchase. Therefore, the district court did not abuse its discretion when it admitted them into evidence.
For the above-stated reasons, we AFFIRM.
Moreover, other circuits — specifically the First, Second, and Ninth — have held that the government need not demonstrate possession to succeed on a distribution claim. See, e.g., United States v. Sepulveda, 102 F.3d 1313, 1317 (1st Cir.1996) ("While `possession' is certainly helpful in proving distribution, it is technically not a necessary element...."); United States v. Gore, 154 F.3d 34, 44-45 (2d Cir.1998) ("Someone who participates in a drug transaction — e.g., as a broker or armed guard — can be liable for distribution without ever possessing the drugs.... While `possession' is certainly helpful in proving distribution, it is technically not a necessary element."); United States v. Armstrong, 138 Fed. Appx. 953, 955 (9th Cir.2005) (unpublished but persuasive) ("The district court correctly concluded that the offense of distribution does not include the element of possession. One can distribute a controlled substance without being in possession of it." (citing United States v. Davis, 564 F.2d 840, 845 (9th Cir.1977))).
We note that the Eighth Circuit takes the opposite approach regarding whether simple possession is a lesser-included offense of distribution. See United States v. Klugman, 506 F.2d 1378, 1380-81 (8th Cir. 1974) (concluding that simple possession is "presumptively necessarily included within" distribution, but affirming the district court's denial of a lesser-included instruction because "for the jury to convict of the lesser offense, possession, it would have to ignore the undisputed evidence of actual distribution"). The Third Circuit may also take the opposite approach, but this is less clear. A comment in the Third Circuit's pattern criminal jury instructions suggests that possession is a lesser-included offense of distribution, but the case cited in support of the proposition addresses a different issue: whether simple possession in violation of § 844(a) is a lesser-included offense of possession with intent to distribute in violation of § 841(a)(1). See Third Circuit Pattern Jury Instruction 6.21.841B (citing United States v. Lacy, 446 F.3d 448 (3d Cir.2006)).