JERRY E. SMITH, Circuit Judge:
Eugene Thompson, as a member of a six-person drug conspiracy, was convicted by a jury of violations of federal drug and gun laws. He appeals the denial of his Batson challenge and questions the sufficiency of the evidence. Finding no reversible error, we affirm.
Thompson faced four counts. He was charged in Count One with conspiracy to distribute and possess with intent to distribute more than 280 grams of crack cocaine, in violation of 21 U.S.C. § 846; in Count Two with possession with intent to distribute crack cocaine, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(A) and (C) and 18 U.S.C. § 2; in Count Three with possession of a firearm in furtherance of a drug-trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A)(I) and 18 U.S.C. § 2; and in Count Four with possession of a firearm by a convicted felon, in violation of 18 U.S.C. §§ 922(g)(1) and 942(a)(2).
During voir dire, Thompson challenged the government's decision to use five of its seven peremptory strikes against black prospective jurors (Jurors 4, 23, 25, 26, and 37) under Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). Assuming arguendo that Thompson had established a prima facie case of discrimination, the district court asked the prosecutor to articulate the reasons for the strikes. For Jurors 23 and 37, the government justified its decision solely on its observations of the juror's demeanor
After hearing each of the prosecutor's justifications, the court gave Thompson an opportunity to argue that those reasons were pretext for discrimination. Defense counsel disputed the government's characterizations of the jurors' demeanor
Following this exchange, in light of the fact that the defense had used all eleven of its peremptory challenges on white jurors, the government made a reverse Batson challenge. Just like the government, defense counsel justified some of its peremptory challenges solely on the basis of demeanor.
After the close of the government's case, Thompson moved for a judgment of acquittal, which, after hearing arguments, the district court denied. The jury found Thompson guilty on all counts. Thompson appeals the denial of the motion for acquittal.
In Batson v. Kentucky, 476 U.S. 79, 93-98, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), the Court outlined a three-part framework for evaluating claims that a prosecutor used peremptory challenges in violation of the Equal Protection Clause. To raise a successful Batson challenge, a defendant must first make a prima facie showing that the prosecutor used a peremptory challenge to strike a juror on the basis of his race. Second, if the defendant has made such a showing, the prosecution must then offer a race-neutral basis for the strike. Finally, the district court must determine whether the defendant has carried his burden of proving purposeful discrimination.
A district court makes a finding of fact when it determines whether a prosecutor has purposively discriminated on the basis of race in striking a juror. See Hernandez v. New York, 500 U.S. 352, 367, 111 S.Ct. 1859, 114 L.Ed.2d 395 (1991). This court does not overturn such factual findings absent clear error. See United States v. Bentley-Smith, 2 F.3d 1368, 1372 (5th Cir.1993). These factual findings warrant great deference, because the district court "observ[es] the voir dire, know[s] the layout of the courtroom better than a written description can provide, and [is] able to consider the demeanor of the prosecutor." United States v. Turner, 674 F.3d 420, 436 (5th Cir.), cert. denied, ___ U.S. ___, 133 S.Ct. 302, 184 L.Ed.2d 178 (2012).
Thompson has raised Batson challenges on all of the five black jurors struck. To succeed on his Batson challenge, however, he only needs to show that the prosecutor struck one juror on the basis of race.
Turning to Batson's second step, for two of the five black jurors struck, the government justified its decision solely
Thus, moving to Batson's third step, the question is whether, contrary to the district court's finding, Thompson has proven that the government's purported facially neutral reasons were pretexts for purposeful discrimination. At this step in the Batson analysis, "implausible or fantastic justifications may (and probably will) be found to be pretexts for purposeful discrimination." Purkett v. Elem, 514 U.S. 765, 768, 115 S.Ct. 1769, 131 L.Ed.2d 834 (1995) (per curiam). A prosecutor's intuitive assumptions, inarticulable factors, or even hunches can, however, be proper bases for rejecting a potential juror. See Bentley-Smith, 2 F.3d at 1374. At Batson's third step, courts do not assess whether "counsel's reason is suspect, or weak, or irrational." Id. at 1375. Instead, courts address "whether counsel is telling the truth in his or her assertion that the challenge is not race-based." Id. In determining whether a prosecutor discriminated on the basis of race, a court should consider "the totality of the relevant facts." Hernandez, 500 U.S. at 363, 111 S.Ct. 1859 (quoting Washington v. Davis, 426 U.S. 229, 242, 96 S.Ct. 2040, 48 L.Ed.2d 597 (1976)).
Thompson only hints at three possible reasons the government's justifications could be pretext for purposeful racial discrimination. First, Thompson points to the relatively high percentage of black potential jurors struck by the prosecutor—here 71%. This fact by itself, while certainly relevant, does not establish purposeful discrimination.
As discussed above, the government relied on two race-neutral justifications in striking Juror 4. First, it struck her on the basis of demeanor, observing that "throughout the case, she sat there ... look[ing] perturbed throughout the whole process." Second, the government justified striking Juror 4 because "her son was arrested for selling weed." In response, Thompson contends that the venire contained "multiple white jurors who indicated that family members had been subject to criminal convictions and/or arrests" and who were not similarly struck.
The district court considered Jurors 7, 40, and 44 as potential similarly situated non-black jurors whom the government failed to strike.
In justifying its decision not to strike Jurors 7, 40, and 44, the government similarly noted that, as a general matter, those jurors did not share Juror 4's demeanor: "Those jurors did not sit there looking bothered and pained to be here." In fact, the government pointed out that it nevertheless would have struck Juror 7 if Thompson had not done so first. The government thought Juror 44 "never would have come into play," presumably because a jury would have already been selected before reaching him. The government did not provide any additional specific justification for its decision not to strike Juror 40. The district court found the government's explanation to be "credible."
This side-by-side comparison does not reveal that the government purposefully discriminated in striking Juror 4. The government's comparison between Jurors 4 and 16 is persuasive. If its justification for striking Juror 4 was pretextual, one would expect it to have used the same justification to strike Juror 16, which it did not. The discussion of Jurors 7, 40, and 44 in the record similarly does not compel us to find purposeful discrimination.
Finally, Thompson argues that Snyder v. Louisiana, 552 U.S. 472, 128 S.Ct. 1203, 170 L.Ed.2d 175 (2008), entitles him to succeed on his Batson challenge. Specifically, he urges that if a prosecutor, in response to a Batson challenge, justifies its use of a peremptory challenge solely on the juror's demeanor, Snyder requires the district court to state its assessment of demeanor on the record.
Before we address Thompson's claim, a discussion of Snyder is instructive. There, the prosecution struck all five of the prospective black jurors who remained on the thirty-six-member venire. In justifying his decision to strike Jeffrey Brooks, a black juror, the prosecutor offered two race-neutral explanations: (1) "[T]he main reason is that he looked very nervous to me throughout the questioning;" and (2) "[H]e's one of the fellows that came up at the beginning [of voir dire] and said he was going to miss class. He's a student teacher. My main concern is ... that he might, to go home quickly, come back with guilty of a lesser verdict so there wouldn't be a penalty phase." Id. at 478, 128 S.Ct. 1203. The trial court found that Snyder had not established purposeful discrimination and denied his Batson challenge. See State v. Snyder, 750 So.2d 832, 841 (La. 1999).
The Supreme Court reversed the conviction, finding that the trial court had committed clear error in rejecting Snyder's Batson objection. The Court began its discussion by reaffirming the principle it had announced in Hernandez: "[D]eference is especially appropriate where a trial judge has made a finding that an attorney credibly relied on demeanor in exercising a strike." Snyder, 552 U.S. at 479, 128 S.Ct. 1203. Because "[t]he trial judge was given two explanations for the strike," and "the trial judge simply allowed the challenge without explanation," however, "the record [did] not show that the trial judge actually made a determination concerning [the juror's] demeanor." Id. In a case in which two race-neutral justifications have been advanced, "[i]t is possible that the judge did not have any impression one way or the other concerning [the juror's] demeanor." Id. Therefore, because of this ambiguity in the record, the Court could not presume that "the trial judge credited the prosecutor's assertion that [the juror] was nervous." Id.
The Snyder Court's holding, furthermore, depended on its conclusion that the prosecution's second reason for the strike was "suspicious," "implausib[le]," and "pretextual."
Thompson urges that Snyder should be extended to his facts: where the prosecutor has offered only a demeanor-based justification and the district court, though crediting the prosecutor's justification, has not made any specific findings of the juror's demeanor on the record. Thompson contends that these demeanor-based justifications are "subject to abuse" and are "not easily reviewed."
The circuits have disagreed on the extent to which Snyder imposes an affirmative duty on the district court to make record findings where the prosecutor has offered only a demeanor-based justification. The Seventh Circuit has read Snyder to impose an obligation on the court to make record findings, following a Batson challenge, where a prosecutor justifies the strike solely on the basis of the juror's demeanor. See United States v. McMath, 559 F.3d 657, 665-66 (7th Cir.2009). In McMath, the district court "did not indicate whether it agreed that Juror 7 had an unhappy expression on his face, did not indicate whether this expression was unique to Juror 7 or common to other jurors, and made no evaluation of the prosecutor's credibility." Id. at 666 (emphasis added). The district court merely denied the Batson challenge. Id. In justifying its decision to remand for an evidentiary hearing, the Seventh Circuit noted that "Synder makes clear that a summary denial does not allow us to assume the prosecution's reason was credible; rather the district court's silence leaves a void in the record that does not allow us to affirm the denial." Id. McMath did not, however, specify what district-court findings would have been sufficient to have met its Batson obligations.
The Eleventh Circuit, on the other hand, has not read Snyder to impose any obligation to make record findings in this situation. See United States v. Prather, 279 Fed.Appx. 761, 767 (11th Cir.2008) (per curiam). As that court explained, "The Supreme Court did not reverse Snyder's conviction because the district court had failed to explain itself clearly, but because it was unclear whether the district court's finding rested on a plausible or implausible explanation for the strike." Id.
We agree with the Eleventh Circuit that Snyder does not require a district court to make record findings of a juror's demeanor where the prosecutor justifies the strike based on demeanor alone. This requirement would severely undercut the Supreme Court's repeated observation that the third step of Batson depends on an assessment of the prosecutor's credibility. See Hernandez, 500 U.S. at 365, 111 S.Ct. 1859.
Furthermore, the Supreme Court itself appears to read Snyder that way. In a habeas corpus case, a panel of this court addressed circumstances in which two different trial judges had presided over voir dire and the second judge, who credited the government's demeanor-based justification, had never personally viewed the prospective juror at issue. See Haynes v. Quarterman, 561 F.3d 535, 537 (5th Cir. 2009). The panel found that "clearly established" Supreme Court precedent required a trial court to conduct, on the record, a "`factual inquiry' or `sensitive'
The Supreme Court reversed, Thaler v. Haynes, 559 U.S. 43, 130 S.Ct. 1171, 175 L.Ed.2d 1003 (2010), deciding that none of its "clearly established" precedent had created an obligation on a district court to make record findings of a juror's demeanor. Id. at 49, 130 S.Ct. 1171. The Court found the panel's reliance on Snyder to be misplaced: "In holding that respondent is entitled to a new trial, the Court of Appeals cited two decisions of this Court, Batson and Snyder, but neither ... held that a demeanor-based explanation for a peremptory challenge must be rejected unless the judge personally observed and recalls the relevant aspect of the prospective juror's demeanor." Id. at 47, 130 S.Ct. 1171.
It is true that Haynes establishes only that no Supreme Court decision "clearly established" the rule advanced by Thompson. Because AEDPA's
Furthermore, requiring district courts to make record findings of jurors' demeanor would not be workable. A district court, unlike the attorneys, may not always be a position to observe and record a potential juror's demeanor. Of course, if the district court has had the opportunity to observe and note a juror's demeanor, and the prosecutor justifies its strike based on demeanor, it would be better practice for the court to put its findings on the record. But Snyder does not require that.
In this case, the prosecutor justified striking two black jurors—Jurors 23 and 37—solely on the basis of their demeanor. For Juror 23, the district court found "the government's explanation credible." For Juror 37, the court made record findings on his demeanor: "I will say for the record that I did notice [Juror] 37 sort of looking up to the ceiling."
Unlike the records in Snyder and McMath, the record before us makes clear that, for both jurors, the district court found the prosecutor's demeanor-based justification credible. Furthermore, unlike the prosecutor in Snyder, the prosecutor here did not offer a second, suspect justification for either juror. Snyder requires no more. There is no reversible error in the district court's failure to make further record findings on Juror 23's demeanor.
Challenging the sufficiency of the evidence to convict, Thompson appeals the denial of his motion for a judgment of acquittal. See FED.R.CRIM.P. 29(a). We review the denial de novo. United States v. Greer, 137 F.3d 247, 249 (5th Cir.1998). We consider the evidence, all reasonable inferences drawn from it, and all credibility determinations in the light most favorable to the government, and we affirm if a reasonable jury could find the offense's essential elements proven beyond a reasonable doubt. See United States v. Mulderig, 120 F.3d 534, 546 (5th Cir.1997). Reviewing the sufficiency of the evidence is not about whether the outcome was correct but merely whether the verdict was reasonable. United States v. Williams, 264 F.3d 561, 576 (5th Cir.2001).
The government presented three witnesses who testified to Thompson's role in the conspiracy. Albert Kelly stated that
Gemayal Pipkins testified to Thompson's involvement in the conspiracy, explaining that Thompson was sometimes present during sales, carrying weapons as a "show of force" or participating in other drug-related activities. Pipkins also testified to having seen Thompson carrying one of the specific rifles that was introduced into evidence.
Lawrence Cavelier, a self-proclaimed drug runner for the conspiracy, testified that although he did not run drug errands for Thompson, he did personal errands for him and was paid with crack. Cavelier also talked about taking drug tools for cooking cocaine over to Thompson's house.
Thompson disputes that the evidence was sufficient under the conspiracy charge. Specifically, he claims there was no evidence connecting him to the conspiracy other than the testimony of the co-conspirators.
A drug conspiracy requires evidence of "(1) the existence of an agreement between two or more persons to violate [the] narcotics laws; (2) the defendant's knowledge of the agreement; and (3) the defendant's voluntary participation in the agreement." United States v. Gonzalez, 76 F.3d 1339, 1346 (5th Cir.1996). Contrary to Thompson's suggestion, "[a]s long as it is not factually insubstantial or incredible, the uncorroborated testimony of a co-conspirator, even one who has chosen to cooperate with the government in exchange for non-prosecution or leniency, may be constitutionally sufficient evidence to convict." United States v. Medina, 161 F.3d 867, 872-73 (5th Cir.1998) (internal quotation and citation omitted).
Kelly, Pipkins, and Cavelier testified to Thompson's role in the drug-trafficking scheme. Thompson does not point to any ways in which their testimony was "factually insubstantial or incredible." This evidence is sufficient: A rational trier of fact could find Thompson was a voluntary participant in a drug conspiracy.
Thompson disputes that the evidence was sufficient to convict him of possession of a weapon in furtherance of the drug-trafficking charge. To this end, he maintains that "no one puts a weapon in Mr. Thompson's hand or in immediate proximity to him."
Section 924(c)(1)(A) imposes a criminal penalty on "any person who, during and in relation to any crime of violence or drug trafficking crime ... uses or carries a firearm, or who, in furtherance of any such crime, possesses a firearm." 18 U.S.C. § 924(c)(1)(A). Where, as here, a defendant is charged under the possession prong of this statute, "the appropriate standard of participation is `in furtherance of a crime." United States v. McGilberry, 480 F.3d 326, 329 (5th Cir.2007).
Contrary to Thompson's assertion, testimony demonstrates that Thompson owned, carried, and used weapons in furtherance of the conspiracy. Per the testimony of DEA Agents Salvador Scalia and Jamey Tarrh, Thompson, shortly after being arrested, admitted to owning a loaded assault weapon found near the seized crack cocaine and money. Kelly and Pipkins also testified that Thompson carried a weapon during drug deals. In fact, Thompson was known as a "trigger man."
The judgment of conviction is AFFIRMED.
JAMES L. DENNIS, Circuit Judge, dissenting:
Defendant-appellant Eugene Thompson, an American of African descent, was convicted of crack and cocaine trafficking, conspiring to do the same, and several illegal firearms possession offenses. During the jury selection process that preceded his trial, the government used five of its seven peremptory strikes against black prospective jurors (numbers 4, 23, 25, 26, and 37), thus eliminating them from serving on Thompson's jury of twelve, which otherwise would have been about evenly divided between black and white jurors and instead, because of the government's strikes, consisted of two black jurors and ten white ones.
During the jury selection process that preceded Thompson's criminal trial, the court instructed the jury to, one-by-one, stand up, state their name, their educational background, occupation, place of residence, and other aspects of their background. Prospective juror 23, who, like Thompson, was black, answered as follows:
That appears to have been the only interaction between prospective juror 23 and the court or any attorney in the case before the government exercised a peremptory strike to remove him, to which Thompson objected under Batson.
Under Batson, if a criminal defendant intends to object to a peremptory strike as discriminatory, the defendant must first make a prima facie case "by showing that the totality of the relevant facts gives rise to an inference of discriminatory purpose." Johnson v. California, 545 U.S. 162, 168, 125 S.Ct. 2410, 162 L.Ed.2d 129 (2005) (citing Batson, 476 U.S. at 93-94, 106 S.Ct. 1712). This requirement of a prima facie case is intended to be "simple and without frills." Price v. Cain, 560 F.3d 284, 287 (5th Cir.2009). It "is not meant to be onerous." Sorto v. Herbert, 497 F.3d 163, 170 (2d Cir.2007); accord Williams v. Beard, 637 F.3d 195, 214 (3d Cir.2011); see also United States v. McMath, 559 F.3d 657, 664 (7th Cir.2009) ("The test is not rigorous: suspicion even less than `more likely than not' suffices."); United States v. Stavroulakis, 952 F.2d 686, 696 (2d Cir. 1992) (stating that a "smoking gun" is not required). Defendants may present a prima facie case through a range of evidentiary mosaics. See Johnson, 545 U.S. at 169, 125 S.Ct. 2410.
Here, to support his prima facie case, Thompson showed that he was himself black and that the government had used five of its seven peremptory strikes against black prospective jurors. The district court did not decide that a prima facie case had been made, but rather reserved judgment and proceeded directly to Batson's second step, requiring the government to offer a legitimate explanation for the strike. I agree with the majority that, because the government then offered such a legitimate explanation, the question of whether Thompson made an initial prima facie case is moot and has dropped out of the picture. See Hernandez v. New York, 500 U.S. 352, 359, 111 S.Ct. 1859, 114 L.Ed.2d 395 (1991) ("Once the prosecutor has offered a race-neutral explanation for the peremptory challenges and the trial court has ruled on the ultimate question of intentional discrimination, the preliminary issue of whether the defendant had made a prima facie showing becomes moot."); United States v. Forbes, 816 F.2d 1006, 1010 (5th Cir. 1987) ("[A]ppellate review should not become bogged down on the question of whether the defendant made a prima facie showing in cases where the district court has required an explanation."). Accordingly, I proceed to the second step.
The second step of Batson requires the government to "come forward with a neutral explanation for challenging" the prospective juror at issue. 476 U.S. at 97, 106 S.Ct. 1712. "A neutral explanation in the context of our analysis here means an explanation based on something other than the race of the juror. At this step of the inquiry, the issue is the facial validity of the prosecutor's explanation." Hernandez, 500 U.S. at 360, 111 S.Ct. 1859. The explanation, so long as it is race neutral on its face, need not be "persuasive, or even plausible." Purkett v. Elem, 514 U.S. 765, 767-68, 115 S.Ct. 1769, 131 L.Ed.2d 834 (1995). "[N]early any race-neutral reason will suffice, even those that are arbitrary, irrational, or silly." United States v. Rutledge, 648 F.3d 555, 559 (7th Cir.2011).
Here, the transcript shows the following transpiring in the district court:
Although the government offered no explanation beyond a few words describing how
On the third step, the district court "[has] the duty to determine if the defendant has established purposeful discrimination." Batson, 476 U.S. at 98, 106 S.Ct. 1712. Although "nearly any race-neutral reason will suffice" at the second step, on the third step, "the persuasiveness of the justification becomes relevant, and implausible or fantastic justifications may (and probably will) be found to be pretexts for purposeful discrimination." Rutledge, 648 F.3d at 559 (internal quotation marks omitted). To determine whether the peremptory strike was discriminatory, Batson "requires the judge to assess the plausibility of [the government's explanation for making the strike] in light of all evidence with a bearing on it." Miller-El v. Dretke, 545 U.S. 231, 251-52, 125 S.Ct. 2317, 162 L.Ed.2d 196 (2005) (emphasis added); see also Snyder v. Lousiana, 552 U.S. 472, 478, 128 S.Ct. 1203, 170 L.Ed.2d 175 (2008) (stating that "all of the circumstances that bear upon the issue of racial animosity must be consulted") (emphasis added); Batson, 476 U.S. at 93, 106 S.Ct. 1712 (stating that the district court must "undertake a sensitive inquiry into such circumstantial and direct evidence of intent as may be available") (emphasis added). Because Batson imposes on the district court the affirmative duty of determining whether there has been discrimination, at the third step, "[i]t is inappropriate for a district court to perfunctorily accept a race-neutral explanation without engaging in further investigation." United States v. Jackson, 347 F.3d 598, 605 (6th Cir.2003); see also Jordan v. Lefevre, 206 F.3d 196, 200-01 (2d Cir.2000) (holding that the trial court erred by "engag[ing] in a perfunctory exercise designed to speed the proceedings along" without "comply[ing] with the letter, much less the spirit, of Batson" and stating that the court disapproves of "a trial court conducting its review of a Batson challenge with undue haste and ruling in a summary fashion"); cf. Thomas v. Moore, 866 F.2d 803, 805 (5th Cir.1989) (requiring Batson challenges to be made in a timely fashion because "the corresponding opportunity to evaluate the circumstances of the jury selection process [is] essential to [resolving the challenge]").
Once the district court has satisfied its duty of determining whether the strike was discriminatory, the district court's determination is a finding of fact that, like all findings of fact, is subject to highly deferential review on appeal. United States v. Bentley-Smith, 2 F.3d 1368, 1372 (5th Cir. 1993). We do not overturn such findings unless our study of the record leaves us "with the definite and firm conviction that a mistake has been committed." Id. at 1377. Although such review is greatly deferential, affirmance is not automatic. See Riley v. Taylor, 277 F.3d 261, 278 (3d Cir.2001) (stating that, although Batson-related credibility findings receive great deference, "this does not signify that [appellate] review is a nullity") (quoting Caldwell v. Moloney, 159 F.3d 639, 651 (1st Cir.1998)). This court must determine whether the district court's finding that the strike was not discriminatory was a rational one in light of all the evidence before the court. See, e.g., Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 400, 110 S.Ct. 2447, 110 L.Ed.2d 359 (1990) ("[T]he `clearly erroneous' standard [of appellate review of fact-finding] requires the appellate court to uphold any district court determination that falls within a broad range of permissible conclusions."); Bertucci Contracting Corp. v. M/V ANTWERPEN, 465 F.3d 254, 258-59 (5th Cir.2006) ("If the district court's finding is plausible in light of the record viewed as a whole, the court of appeals cannot reverse.... The court owes even greater deference to findings based on the credibility of witnesses and must uphold them if based on coherent, internally consistent, and facially plausible testimony that is not contradicted by external evidence.") (footnotes omitted).
Here, the transcript shows that, immediately after the government offered its explanation for striking prospective juror 23, the district court carried out the Batson third-step proceedings as follows:
In my view, the above record statements contained in the transcript are insufficient for affirmance on appeal for the reasons that follow.
As the Supreme Court has explained, when the government justifies a peremptory strike on the basis of "a juror's demeanor (e.g., nervousness, inattention)," assuming that the stricken juror is still in the courthouse, the trial court's duty to consider all relevant evidence means that the court "must evaluate not only whether the
These determinations must be apparent on the face of the record and they may not be presumed. In United States v. McNath, the Seventh Circuit addressed circumstances in which the district court, after hearing the government explain that it struck a prospective juror because "[h]e looked angry and not happy to be here," stated without explanation that, "The Batson challenge is denied." 559 F.3d at 661. The Seventh Circuit declined to affirm, explaining, "The district court did not indicate whether it agreed that [the stricken juror] had an unhappy expression on his face, did not indicate whether this expression was unique to [him] or common to other jurors, and made no evaluation of the prosecutor's credibility." Id. at 666. Accordingly, because the district court did not make the requisite Snyder determinations on the record—that the prosecutor's demeanor did not belie a discriminatory intent and that the juror's demeanor could credibly be said to have exhibited the characteristic attributed to it—the circuit could not affirm. Id. ("Snyder makes clear that a summary denial does not allow us to assume that the prosecution's reason was credible; rather, the district court's silence leaves a void in the record that does not allow us to affirm the denial."). The circuit remanded to the district court, instructing
Although this case differs from McMath and Rutledge in that, in those cases, the circuit was faced with summary denials of Batson challenges on a record devoid of any credibility determination by the trial judge, and we, on the other hand, have a record showing that the trial judge made the first but not the second credibility determination required by Snyder, we likewise "confront an evidentiary gap" that precludes affirmance. The prosecutor stated that he struck prospective juror 23 because, "My notes reflect that he sat there, looking disinterested and annoyed. He was stern when he was awake. His arms were folded." Thompson's counsel replied that he did not observe those characteristics and thought prospective juror 23 "seem[ed] an honest, intelligent man." The only rationale the district court offered for its decision to deny the Batson challenge was, "They've provided me with a race-neutral explanation for striking the juror" and "I find the government's explanation credible." But, as Snyder explains, when faced with a demeanor-based justification regarding a prospective juror that has not yet been dismissed by the court, the court "must evaluate not only whether the prosecutor's demeanor belies a discriminatory intent, but also whether the juror's demeanor can credibly be said to have exhibited the basis for the strike attributed to the juror by the prosecutor." 552 U.S. at 477, 128 S.Ct. 1203 (emphasis added). The requisite second determination—that the juror's demeanor can credibly be said to have exhibited the basis asserted by the government—is absent from the record, and that is the gap we face. On the present record, we cannot say that the district court properly carried out its duty of making that determination on the record in choosing to deny the Batson challenge. Accordingly, I would remand for the district court to provide the missing determination or, if doing so proves impossible due to the passage of time, to vacate Thompson's conviction and grant him a new trial. See McMath, 559 F.3d at 666; Rutledge, 648 F.3d at 562; see also In re TWL Corp., 712 F.3d 886, 898 (5th Cir.2013) ("When, because of absence of findings of fact or conclusions of law, an appellate court cannot determine whether the record supports the lower court decision, it should remand the action for entry of findings of fact and conclusions of law.") (alteration and citation omitted); Topalian v. Ehrman, 3 F.3d 931, 935-36 (5th Cir. 1993) (remanding for "further factual findings" because the district court "failed to articulate its findings" and we require "an adequate record for appellate review").
It bears mentioning that none of this analysis is affected by Thaler v. Haynes, 559 U.S. 43, 130 S.Ct. 1171, 175 L.Ed.2d 1003 (2010) (per curiam), rev'g 526 F.3d 189 (5th Cir.2008). There, the Court faced circumstances in which two different state judges presided at different stages of the case, and the judge who ruled on the Batson challenges did not preside during voir dire, meaning that the latter judge had not personally observed the voir dire or any of the prospective jurors that were stricken. The issue in Haynes was whether Snyder "clearly established" (as required by the habeas statute, see 28 U.S.C. § 2254(d)(1)) the rule that a state judge ruling on a Batson challenge must reject a demeanor-based explanation for the strike unless the
For the foregoing reasons, I respectfully dissent.