Defendant-Appellant Victor Hagman, III ("Hagman") challenges his sentence on the grounds that the district court erroneously calculated his base offense level. Hagman pleaded guilty to a two-count indictment that charged him with being a felon in possession of one firearm and with possessing and bartering one stolen firearm. At sentencing, the district court applied a four-level enhancement pursuant to United States Sentencing Guidelines ("U.S.S.G.") § 2K2.1(b)(1)(B), noting that relevant conduct dictated that Hagman bartered between eight and twenty-four firearms. We conclude that this enhancement was applied erroneously. Accordingly, we VACATE Hagman's sentence and REMAND for resentencing.
Hagman, a convicted felon, was an employee of Unkle Dick's Gunsmith Services ("Unkle Dick's") which was owned by Richard Stallcup ("Stallcup"). Hagman alleges that sometime in April 2012, he borrowed a Titan FIE pistol from Unkle Dick's to loan to a friend who needed protection from an abusive ex-boyfriend. After being out of town and away from his store for a few days, Stallcup returned on April 15, 2012, and discovered what he described as "forced entry" into the backdoor of Unkle Dick's. Initially, Stallcup did not notice any missing merchandise. Several days later he realized that a total of twelve firearms were unaccounted for. Stallcup reported the burglary to the police and mentioned that he suspected that his employee, Hagman, played a role in the taking of the firearms. After Stallcup told Hagman that Unkle Dick's had been burglarized, Hagman returned the Titan FIE pistol and claimed to have borrowed it prior to the burglary.
Hagman told Stallcup that he made some inquiries "in the streets" and had information about who had the missing firearms. Hagman warned Stallcup that if the police were to become involved, the firearms would likely never be recovered. Hagman explained that he could help retrieve the missing merchandise but the people who allegedly had the firearms required that Stallcup pay $150 for each of them. Stallcup instructed Hagman to do whatever it took to get the firearms back. Hagman attempted to arrange a transaction between Stallcup and a man who had possession of some of the firearms but was ultimately unable to procure any of them.
In May 2012, a federal grand jury indicted Hagman for being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1), and possessing and bartering a stolen firearm in violation of 18 U.S.C. § 922(j). Count one of the indictment states in relevant part that Hagman:
Count two of the indictment states in relevant part that Hagman:
In addition to the indictment, the government filed a factual basis for Hagman's plea that was signed by Hagman, Hagman's
At sentencing, the government argued that Hagman should be accountable for twelve firearms, because it "is just entirely too coincidental" that eleven firearms were missing from Unkle Dick's at the same time Hagman took the Titan FIE pistol. Therefore, according to the government, there was proof by a preponderance of evidence that Hagman was involved in the taking of all twelve firearms. In the same breath, however, the government stated that whether Hagman was involved in the burglary is "murky." The government admitted that it did not know "whether Mr. Hagman was in on the burglary, was just associating with the burglars, or was the burglar himself. There's no way of knowing." But, "it's too coincidental for all of this to happen at the same time...."
The district court did not state whether it believed there was proof by a preponderance of the evidence that Hagman was involved in the theft of the eleven missing firearms. Nonetheless, noting that Hagman pleaded guilty to violating § 922(j), which makes it an offense to receive, possess, conceal, store, barter, sell, or dispose of any stolen firearm, the district court found that Hagman's offer to recover the eleven missing firearms for a price constituted "bartering for the[] stolen weapons." Accordingly, the district court found that the four-level sentencing enhancement was appropriate.
Hagman argues on appeal that the district court committed clear error by finding that his offenses involved eight to twenty-four firearms. Hagman claims that there was no evidence to prove that he actually or constructively possessed the eleven firearms that were allegedly stolen and never recovered from Unkle Dick's. Furthermore, Hagman argues that the district court mischaracterized the testimony of FBI Task Force Officer Randy Vest ("Officer Vest") by concluding that Hagman "was bartering for the return of stolen weapons."
On appeal, the government essentially makes three arguments as to why the sentencing enhancement was properly applied in this case. First, the government argues that Hagman had actual possession of the missing firearms because the proximity in time with respect to his taking the Titan FIE and the alleged theft of eleven other firearms is "too coincidental." Secondly, the government argues that Hagman had constructive possession of the missing firearms because he placed himself in the middle of negotiations between Stallcup and the alleged burglars. Therefore, according to the government, he had access to and control over the firearms. Finally, the government argues that Hagman unlawfully sought to obtain the firearms by making efforts to retrieve them from the alleged burglars.
"[We] review[] de novo the district court's guidelines interpretations and review[] for clear error the district court's
U.S.S.G. § 2K2.1(b)(1) is a numerical scheme that adjusts a defendant's offense level based upon the number of firearms associated with his crimes of conviction; i.e., the higher the quantity of firearms, the greater the offense level. The commentary to this section states that "[f]or purposes of calculating the number of firearms under subsection (b)(1), count only those firearms that were unlawfully sought to be obtained, unlawfully possessed, or unlawfully distributed." U.S.S.G. § 2K2.1(b)(1) cmt. n. 5.
We begin our analysis with the issue of possession. Possession of a firearm may be actual or constructive. United States v. Patterson, 431 F.3d 832, 837 (5th Cir.2005). To prove that Hagman had actual possession of the eleven missing firearms, the government must demonstrate that he exercised direct physical control over them. See United States v. Jones, 484 F.3d 783, 787 (5th Cir.2007). To prove that Hagman had constructive possession of the eleven missing firearms, the government must show that he exercised dominion or control over the firearms or the area in which they were discovered. Id.
In this case, we look to two sources of information in the record to aid in our determination as to the number of firearms Hagman actually or constructively possessed: 1) the charging documents; and 2) Officer Vest's testimony regarding what Stallcup told him about the number of firearms that were missing from his inventory. The charging documents only reference one firearm; the Titan FIE. This fact is significant because it demonstrates that the sentencing enhancement was not based upon facts that were alleged and accepted as part of Hagman's guilty plea. Instead, the four-level enhancement is based upon relevant conduct alleged by the government through the testimony of its lone sentencing witness, Officer Vest.
Officer Vest testified that Stallcup, upon discovering that someone had forced his or her way into Stallcup's place of business, did not initially notice that twelve firearms were missing from the store. Several days passed before Stallcup completed
In many of the cases where the government successfully proved actual possession of a firearm, the evidence showed that the defendant was found with the firearm on his person; eyewitnesses testified to seeing the defendant carrying the firearm; the defendant's DNA or fingerprints were found on the firearm; or the defendant admitted to having possession of the firearm.
In the alternative, the government argues that Hagman had constructive possession of the missing firearms because "he placed himself in the middle of negotiations" for their return. This, according to the government, "necessarily impl[ied] that [Hagman] knew who had the weapons and that he had access to them at some point in time." We disagree. Constructive possession of a firearm can be proven by showing that the defendant had ownership, dominion, or control over the firearm or the premises in which it was concealed or recovered. United States v. Houston, 364 F.3d 243, 248 (5th Cir.2004). Most often, the issue of constructive possession is raised before this court where a defendant is found to be in the vicinity of a firearm but not in actual possession of it; a firearm is found in his residence; or a
The government's novel constructive possession argument in this case is unavailing. First, we do not believe that the government proved by a preponderance of evidence that Hagman had access to the missing firearms. Second, even if Hagman had access to the firearms, the government provided no evidence that he exercised dominion or control over them.
The district court's application of the enhancement relied, in large part, upon the language of § 922(j) that proscribes the act of bartering with stolen firearms. Although "bartering" is a means of violating § 922(j), it is not listed in the guidelines as a method of calculating the number of firearms involved in an offense for the purposes of § 2K2.1(b).
We assume that the spirit of the district court's finding that Hagman engaged in bartering is analogous to the government's argument on appeal that Hagman "unlawfully sought to obtain" the eleven missing firearms. At sentencing, Officer Vest testified that upon Hagman's return to work at Unkle Dick's, Hagman told Stallcup that he had been researching "in the streets" to determine who took the missing firearms and could possibly get them back for $150 each. According to Officer Vest, Stallcup told Hagman to "do what he had to do to find these weapons."
The government argues, essentially, that because Hagman was a convicted felon, it was unlawful for him to seek to obtain Stallcup's eleven missing firearms.
In summary, we conclude that the application of this enhancement was premised upon an inference that Hagman was involved in the burglary of Unkle Dick's rather than a preponderance of evidence. The fact that the government argues that Hagman had actual possession of the firearms, constructive possession of the firearms,
"[T]he preponderance standard goes to how convincing the evidence in favor of a fact must be in comparison with the evidence against it before that fact may be found." United States v. Wilson, 322 F.3d 353, 361 (5th Cir.2003) (citation omitted). If the evidence appears to be equally balanced, or we cannot say upon which side it weighs heavier, we must resolve the question in favor of the defendant because the burden of proof on this issue remains with the government. See id.
Therefore, we hold that the government failed to prove by a preponderance of evidence that Hagman possessed or unlawfully sought to obtain between eight and twenty-four firearms. Accordingly, we VACATE Hagman's sentence and REMAND for resentencing.
In Hood, the defendant, "a convicted felon, facilitated the sale of a total of eleven firearms to a confidential source ("CS") and an undercover detective ("UC")." Hood, 507 Fed. Appx. at 861. During the transactions, "the CS and the UC met with [the defendant] and another person. While the other person handed the firearm to the UC and the CS, [the defendant] accepted the payment from the CS and the UC." Id. The defendant argued that he was merely present at the firearms transactions and did not possess any of the firearms. Id. The court held that the defendant "arranged all the firearms transactions and accepted the money for the firearms, which is sufficient to show constructive possession." Id.