PATRICK E. HIGGINBOTHAM, Circuit Judge:
Jessie Hoffman was convicted of first-degree murder by a Louisiana jury and sentenced to death. His conviction was upheld by the Louisiana Supreme Court and he was denied state post-conviction relief. The district court denied federal habeas relief, and granted a Certificate of Appealability ("COA"). We AFFIRM the district court's denial of habeas relief.
On June 25, 1998, a Louisiana jury convicted Jessie Hoffman of first-degree murder in the death of Mary Elliot. Two days later, the jury found four aggravating circumstances justifying a death sentence: aggravated rape, aggravated kidnapping, armed robbery, and that the offense was committed in an especially heinous, atrocious or cruel manner in that the victim was subjected to torture, physical abuse, or pitiless infliction of unnecessary pain and suffering.
That Hoffman was responsible for the kidnapping, robbery, rape, and death of Elliot is virtually unchallenged. The evidence at trial showed that on the night of November 27, 1996, Hoffman kidnapped Elliot at gunpoint as she left her parking garage in downtown New Orleans after work.
Hoffman then forced Elliot to drive to a remote area in St. Tammany Parish.
In his final videotaped confession, Hoffman confessed to kidnapping, robbing, and having sex with Elliot.
The prosecutors argued that Hoffman must have known about the dock beforehand, and had planned to kill Elliot there. Under this theory of the case, subsequent to raping Elliot, Hoffman forced her to get out of her car while she was completely nude, and marched her down the dirt path.
On direct appeal, the Louisiana Supreme Court affirmed Hoffman's conviction and sentence,
Much of the testimony at the evidentiary hearing upon the ineffective assistance of counsel claim came in by deposition. Hoffman claimed that several pieces of physical evidence previously unavailable to him were made available for his review, and filed requests to test the evidence. After the evidentiary hearing and before any state court decision, on April 17, 2007, Hoffman filed an amendment to his supplemental petition raising three new claims.
The state court denied relief on May 1, 2007, referring only to the claims in the revised supplemental petition and offering reasons only for its denial of the ineffective assistance of counsel claim. Hoffman applied for a writ of discretionary review from the Louisiana Supreme Court on October 1, 2007. After initially refusing to accept many of the exhibits in the attached appendix, the Louisiana Supreme Court accepted some. Since this meant that Hoffman's pleadings, including the revised supplemental petition and the amendment, would not be presented to the Louisiana Supreme Court as exhibits, Hoffman filed a supplemental writ application asserting the same claims. On December 12, 2008, the Louisiana Supreme Court denied the writ applications in a summary opinion.
On March 10, 2009, Hoffman timely filed a petition for a writ of habeas corpus in the U.S. District Court for the Eastern District of Louisiana. More than three years later,
"In a habeas corpus appeal, we review the district court's findings of fact for clear error and its conclusions of law de novo, applying the same standards to the state court's decision as did the district court."
Under 28 U.S.C. § 2254(d), we cannot grant a writ of habeas corpus with respect to any claim adjudicated on the merits in state court unless such adjudication:
For a challenge to a state court decision under § 2254(d)(1), the Supreme Court has clarified that the "contrary to" inquiry is different from the "unreasonable application"
A challenge to a state court decision under § 2254(d)(2) challenges the determination of facts by the state court.
Finally, under AEDPA, a habeas petitioner who has failed to develop the factual basis of a claim in state court must show two things to be granted an evidentiary hearing.
Hoffman first claims that his counsel were ineffective in the penalty phase of the trial in two respects — that trial counsel failed to properly prepare for the mitigation phase of the trial and that trial counsel failed to properly prepare and present the circumstances of the crime.
Hoffman's two Strickland claims reach us on different procedural footings.
First, the state court rejected the claim that trial counsel failed to properly investigate the mitigating factors for failure of proof as to deficient performance; the federal district court reached the same conclusion and added an additional finding of no prejudice. We thus review the claim of deficient performance under the deferential standard of § 2254 and the finding of no prejudice de novo.
Second, the state court did not expressly address the claim that trial counsel were ineffective in investigating and presenting evidence that supported their theory of the crime, a claim that was presented in the amendment to the supplemental petition. The state court did not mention any of the claims in the amendment when denying relief. The initial question is whether this claim was adjudicated on the merits, triggering § 2254(d) deference,
In Harrington v. Richter,
Here, the parties fail to rebut the Richter presumption. Although both parties treat the claim as not having been adjudicated on the merits, neither party briefs the Richter presumption.
The metric is now rote. Under Strickland v. Washington,
To satisfy the prejudice prong, "[t]he defendant must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different."
"The pivotal question is whether the state court's application of the Strickland standard was unreasonable."
Thus, while "[s]urmounting Strickland's high bar is never an easy task," "[e]stablishing that a state court's application of Strickland was unreasonable under § 2254(d) is all the more difficult."
Hoffman argues that the state court's determination that there was no deficient performance in investigating mitigating factors was based on an unreasonable determination of facts. The Supreme Court has recognized the circuit division over the relationship between § 2254(d)(2) and § 2254(e)(1), but has declined to resolve it.
We have held that § 2254(e)(1) "pertains only to a state court's determinations of particular factual issues, while § 2254(d)(2) pertains to the state court's decision as a whole."
Thus, for Hoffman to succeed in showing that the state court's determination of facts was unreasonable, he will have to do more than simply show the erroneous nature of one individual fact-finding.
Hoffman takes issue with four findings of fact by the state court: (i) the state court's finding that trial counsel "followed the American Bar Associations guidelines"; (ii) that trial counsel interviewed Marvin Fields, Hoffman's brother, and Joann Norman, his aunt-by-marriage; (iii) that Dr. Elaine Salzer "concluded that [Hoffman] suffered from no psychosis or mental deficiencies"; and (iv) that trial counsel were "certified in accordance with the state rules to represent persons charged with capital offenses."
As for the ABA Guidelines, Hoffman has failed to rebut the relevant fact-finding by clear and convincing evidence. Hoffman points primarily to the testimony of his expert Michele Fournet. Fournet testified to the content of the ABA Guidelines, and indicated that in her opinion trial counsel had failed to meet the ABA Guidelines as a whole. For example, Hoffman asserts that Fournet's testimony proves that trial counsel did not follow Guideline 11.8.6.
Hoffman also points to the fact that J. Kevin McNary, Hoffman's second-chair counsel, testified that he had never heard of the ABA Guidelines at the time of the trial. But this is not proof that trial counsel's work did not meet its standards. For one thing, the ABA Guidelines and the state certification standards cover much of the same ground, and both counsel were properly certified. Hoffman has not here overcome the presumption of correctness by clear and convincing evidence.
Next, Hoffman disputes the state court's finding that trial counsel interviewed Marvin Fields, Hoffman's brother, and Joann Norman, his aunt-by-marriage. He points out that neither William Alford, Hoffman's lead counsel, nor McNary claimed to have spoken to them, and both Fields and Norman testified that they were not interviewed by trial counsel. The district court correctly recognized that the state court fact-finding was erroneous on this point. But this is not
Hoffman also disputes the state court's finding that Dr. Elaine Salzer "concluded that [Hoffman] suffered from no psychosis or mental deficiencies." Dr. Salzer, a psychologist retained by Alford and McNary to evaluate Hoffman, testified at the trial. Hoffman argues that Dr. Salzer only concluded that "the available data" "fails to support a diagnosis of major psychopathology." In other words, Hoffman's attack is that Dr. Salzer did not affirmatively find that Hoffman suffered no major psychopathology, but only found that there was insufficient evidence to make a diagnosis. But Dr. Salzer did not find that Hoffman suffered from mental illness, and the state court was correct in so concluding.
Finally, Hoffman argues that the state court unreasonably relied on its finding that trial counsel were "certified in accordance with the state rules to represent persons charged with capital offenses." Hoffman accepts that both counsel were certified but argues that the inquiry ought to be whether the lawyers adhered to the state certification requirement, not whether they were certified in the first place. We need not disagree with this accent to conclude that the state court did not on balance give this fact undue weight.
Turning to the state court's determination that there was no deficient performance in investigating mitigating factors, Hoffman argues that it is contrary to and involves an unreasonable application of clearly established federal law. Hoffman argues that trial counsel's performance was deficient, and that they failed to discover all reasonably available mitigating evidence and did not follow prevailing standards of capital defense.
To the point, Hoffman contends that trial counsel failed in collecting his medical history, mental and physical, and family and social history, including physical, sexual, and emotional abuse. Hoffman also faults trial counsel's failure to use a mitigation specialist. He argues that counsel's reliance on limited information from Hoffman himself was not enough; that counsel's contact with lay witnesses was not sufficient; and that counsel should have interviewed his mother and brothers, at a minimum. But evidence from the state post-conviction proceedings shows that counsel interviewed Hoffman and his girlfriend, conferred with several family members, including Hoffman's father, and interviewed other potential witnesses by telephone. While counsel did not speak to one witness until trial, they interviewed most of the witnesses earlier. It is true that counsel did not speak to Hoffman's mother or brother, but there were reasons given for the mother's lack of involvement. Hoffman's contention that counsel relied too extensively on information that he provided himself does not persuade and is in tension with the Supreme Court's observation that the "reasonableness of counsel's actions may be determined or substantially influenced by the defendant's own statements or actions."
Hoffman further contends that trial counsel only subpoenaed Hoffman's school records, but no other records, and that trial counsel did not collect medical and mental health records that would have shown Hoffman's "failure to thrive," his mother's erratic and violent behavior, his paternal grandmother's problems, and the family history of psychosis and mental illness. Similarly, Hoffman contends that other public records would have shown more disturbing family history, including records of 911 calls, proof of substandard housing, reports of the murder of 10 family members, records of domestic violence within the family, and a police report of an armed robbery in which Hoffman was a victim. That might well be true but trial counsel did collect information about Hoffman's education, sports activities, employment, and prior criminal record. In that information, they found no indication that Hoffman suffered from more serious problems or that fruitful paths were yet to be followed. We cannot find error in the state court's finding that counsel's failure to seek more records was not deficient.
Hoffman also urges that the retained psychologist, Dr. Salzer, did not compile a psychosocial history, was not qualified to administer neuropsychological testing or conduct psychiatric testing, did not interview any other witnesses besides Hoffman, and did not review any records besides Hoffman's school records. Dr. Salzer's failure to compile a history ought not surprise: trial counsel specifically told Dr. Salzer not to issue a written report. According to Dr. Salzer, Hoffman had an atypical profile for such a crime, in that there was no evidence of early childhood conduct disorder, such as defiance, truancy, theft, or fire setting. Instead, Hoffman had passing grades in high school and leadership experience — he was the quarterback and captain of the football team, had worked since the age of 15, and was a camp counselor for a church summer camp. Dr. Salzer's testing of Hoffman did not disclose any sociopathy, aggression, or violence, and Hoffman related a positive view of his mother and father. In short, there was no showing that Dr. Salzer ought to have nonetheless been alerted to pursue further his mental health history or family background.
In addition to Dr. Salzer, two other mental health experts appointed by the trial court also examined Hoffman prior to trial: Dr. Rafael Salcedo and Dr. John Paul Pratt. Dr. Salcedo testified at the state post-conviction hearing that his task "consisted of determining whether Mr. Hoffman at the time of the examination was suffering from a psychiatric disorder" and whether he was competent to stand trial. The results of his examination was that Hoffman was not suffering from any diagnosable mental disorder or any major psychopathology. Dr. Pratt also testified in state post-conviction proceedings that Hoffman had no psychiatric symptoms before trial. Hoffman presented three post-conviction mental health experts as evidence of ineffective assistance of counsel. However, both Dr. Salcedo and Dr. Pratt testified at the post-conviction hearing that they disagreed with the post-conviction experts' analysis. For example, Dr. Salcedo disagreed with Hoffman's post-conviction experts and stated that there was no evidence of schizophrenia at the time of the trial. Moreover, he disputed the availability of brain imaging at the time of the trial — thus challenging an argument of Hoffman's post-conviction experts. Similarly, Dr. Pratt also disputed the availability of brain imaging that Hoffman's post-conviction
Hoffman also contends that the state court erred in dismissing the credibility of much of the mitigating evidence as unsubstantiated hearsay and irrelevant. But the state court ruled that trial counsel's performance was not deficient, never reaching the issue of prejudice.
Finally, Hoffman argues that lead counsel did not make a strategic decision and admitted that his investigation was insufficient, and that trial counsel did not affirmatively pursue a mitigation case, simply relying upon a plea for mercy. Trial counsel's sought-for narrative was that Hoffman was a "good kid" who had a "bad day" and that the situation got out of hand. Hoffman argues that this strategy backfired when the prosecutor spun it in support of the death penalty. Lead counsel Alford testified at the post-conviction hearing that while he would have introduced evidence of Hoffman's mental health and family background at trial, he doubted the effectiveness of such evidence. Counsel seems to have made a strategic choice here, opting for two strategies at trial: contesting the accidental nature of the murder and utilizing the "good kid, bad day" narrative.
By the metric of our review, we cannot here fault the state court's adjudication. As we have observed, the state court found that trial counsel followed the ABA Guidelines, a state fact-finding that binds our review. This compliance weighs in favor of counsel's performance. Both counsel were certified to handle capital cases and had experience in representing capital defendants. Given the lack of notice that counsel had about Hoffman's mental health history and about his family background, the state court's decision that there was no deficient performance, and no Strickland error, was neither contrary to nor an unreasonable application of clearly established federal law. The district court committed no error.
Hoffman contends that trial counsel were also deficient because they did not adequately investigate and present the circumstances of the crime to support his theory at trial. He contends that this prejudiced him during the penalty phase of the trial because the jury had already lost faith in trial counsel and because the jury's understanding of the circumstances of the crime was adversely impacted.
Recall that, Hoffman stated that he had shot Elliot during a struggle at the boat-launch, leaving unexplained the discovery of her body by a wooden dock, which was approximately 150 feet downstream from the boat-launch and accessible by land only via a long, dirt path. As a result, the State argued that Hoffman lied in his confession. According to the State, Hoffman must have known about the dock beforehand, had planned to kill Elliot there, and forced her to march down there before shooting her execution-style.
Trial counsel argued that Hoffman was truthful in his confession, and that the shooting did happen at the boat-launch, but that the body floated downriver to the dock. The State countered in several ways: it provided testimony that the tide did not reach the body, it argued that the blood spatter on the dock proved Elliot was shot there, it showed photographs of the path and had witnesses describe it, and it took the jurors to the scene to see and march the path themselves.
Hoffman now contends that his trial counsel's performance was deficient because they should have done more. He
Hoffman also claims that what trial counsel did do was insufficient. For example, trial counsel tried to argue that Elliot could not have walked down the path because her feet were not cut, but the State ridiculed this argument. Similarly, trial counsel tried to show that the body did float down to the dock by eliciting testimony during cross-examination, but they only got unhelpful testimony. Finally, trial counsel tried to show that the body must have floated down to the dock by trying to demonstrate that there was no lividity and limited rigor mortis in the body when it was found. However, trial counsel only used the cross-examination of the coroner to prove this, and the coroner testified that the lividity had changed by the time of the autopsy, meaning that he could not testify one way or another as to the lividity of the body when it was found.
Hoffman further contends that the jury did not review several dispositive pieces of information. First, they did not hear that the tide data and evidence from a post-conviction pathologist, geologist, and crime scene reconstruction expert support Hoffman's version of events. Second, they did not hear evidence that the scrapes on Elliot's knees were consistent with her body scraping the jagged riverbed as she floated, thus countering the State's theory that her knees were scraped because she was kneeling during the execution-style shooting. Third, they did not hear evidence that the bullet path did not demonstrate an execution-style killing. Fourth, they did not hear that Hoffman was carrying a gun with him because he lived in an area where he had lost family members and had suffered from three violent attacks in the months preceding the crime.
Even on these facts, we cannot conclude that the state court was unreasonable in rejecting this claim. Trial counsel did conduct an investigation into the circumstances of the crime. Alford testified that he tracked the crime scene, starting in New Orleans to the end point. McNary testified that he hired a DNA expert to review the relevant tests. There is no checklist to assess trial counsel's performance and no list of necessary expert testimony.
Hoffman has again not shown deficient performance. In deciding that no Strickland error occurred, the state court decision was neither contrary to nor an unreasonable application of clearly established federal law. The district court committed no error in rejecting this claim.
We thus do not need to reach the issue of prejudice.
Hoffman next brings a Brady challenge, claiming that the State suppressed favorable evidence that would have been exculpatory. This claim was also raised for the first time in Hoffman's amendment to the supplemental petition. The state court order denying relief never mentioned this claim. Applying the Richter presumption as we must,
Under Brady v. Maryland,
Hoffman argues that the state suppressed a coroner's investigator's report, which documented a lack of lividity and limited rigor mortis in Elliot's body at the scene of the crime.
According to Hoffman's post-conviction pathologist, this lack of lividity and limited rigor mortis indicated that the body had not been lying in the position in which it was found; rather, it indicated that the body was moving, which would be consistent with the theory that the body floated down the water from the boat-launch to the dock. The district court found, and we agree, that the suppressed evidence was neither favorable nor material. In terms of materiality, Hoffman argues that the Brady error prejudiced his sentencing. In this narrow and limited posture, we cannot conclude that the state court was unreasonable in its finding of no prejudice in the penalty phase because there were other aggravating circumstances. The district court committed no error.
Hoffman next brings a claim of discrimination in selecting a grand jury foreperson. As we will explain, this claim is procedurally barred and thus presents no claimed error of federal law.
Hoffman moved to quash the indictment returned against him in this case by a St. Tammany Parish grand jury based on allegations of racial discrimination in the selection of the grand jury foreperson. The trial court denied the motion without oral or written reasons.
According to Hoffman, he brought his claim of discrimination in the selection of the grand jury foreperson once again in state post-conviction proceedings and the state court denied it on the merits. The State replies that the state court held the claim to be procedurally barred in the May 1st order. The state court order does have suggestions of a merits decision, but it also explicitly references an earlier post-conviction hearing by the state court. At the earlier hearing, the state court found that Hoffman filed his motion to quash and then abandoned it; that when the trial court marked the motion satisfied it meant that Hoffman was not going to pursue the motion and therefore the claim would not be considered in post-conviction proceedings. In sum, the state court found that this claim of discrimination in selecting a
"Out of respect for finality, comity, and the orderly administration of justice, a federal court will not entertain a procedurally defaulted constitutional claim in a petition for habeas corpus absent a showing of cause and prejudice to excuse the default."
Hoffman also claims that the district court erred in denying his Batson challenge. The State used its preemptory challenges to strike two of the three prospective jurors from the venire who were African-American, Mr. Galatas and Ms. Malter, and successfully challenged the other African-American prospective juror for cause.
The trial court rejected this claim.
Under Batson v. Kentucky,
A state trial court's finding of the absence of discriminatory intent is a pure issue of fact and is accorded great deference; it will not be overturned unless clearly erroneous.
With respect to Mr. Galatas, the prosecution offered a race-neutral explanation for the strike: Galatas was hesitant about his willingness to impose the death penalty. The prosecution directed the trial judge to two responses: 1) In individual voir dire, when asked if he could consider the death penalty, Galatas hesitated and said "I think I could," but when asked if he could consider life, he said "I could." 2) In full-panel voir dire, Galatas "hesitated and gave a very weak `I think I could'" when asked if he could consider death, and his response was soft such that the District Attorney had to ask him to repeat it. When the defense disputed these reasons, the prosecution also offered another reason: that it had struck five white jurors who were similarly situated on the death penalty. The trial court accepted these race-neutral reasons, including that "similar[] preemptory challenges were exercised by the State" against white prospective jurors. On appeal, the Louisiana Supreme Court affirmed accepting all three reasons.
With respect to Ms. Malter, the prosecution offered race-neutral explanations for the strike as well: that Malter had rated herself as a 1 out of 10 when asked by the prosecution to rate herself on the decisiveness scale, and that Malter looked Hoffman in the eye and smiled when answering that she could give him a fair trial. The trial court accepted this explanation noting that "the State has presented a sufficiently racially neutral reason for use of its preemptory challenge." The Louisiana
Hoffman also claims repeatedly that the venue chosen by the State in which to prosecute Hoffman demonstrates purposeful discrimination as to both Galatas and Malter. We do not find this contention persuasive.
The preemptory strikes were race-neutral, and the state court did not violate the strictures of § 2254 in refusing to overturn the previous rulings on this Batson challenge. For these reasons, the district court did not err in holding that Hoffman had not provided clear and convincing evidence that the state court's determination was unreasonable.
Hoffman also claims that both the state court and the district court erred in denying his claim of racial discrimination by the petit jury. Hoffman attempted to produce evidence of the jury's racial discrimination during the state post-conviction proceedings. He attached an alleged affidavit from one of the jurors, Mari Lower, which he claims demonstrates the racial bias held by the jury.
This claim was originally presented to the state court. The state court adjudicated this claim on the merits and denied it. The deferential lens of § 2254 still applies. The district court did not address the § 2254 issue, but denied this claim on an evidentiary basis, holding that the affidavit would not have been admissible in any case because of Federal Rule of Evidence 606(b).
The district court denied this claim on Federal Rule of Evidence 606(b) grounds. However, the first inquiry is whether the state court was unreasonable in rejecting this claim in the post-conviction setting. Upon close examination, we determine that it was not.
First, the Louisiana Code of Evidence has a rule similar to Rule 606(b) that prevents the impeachment of verdicts via juror testimony:
The state court could have easily decided that this juror affidavit fell within this jury shield provision. Deciding so would not be contrary to or involve an unreasonable application of federal law, because the Supreme Court has clarified that the jury shield provision is a strong evidentiary bar. In Tanner v. United States,
Hoffman contends that Louisiana's Article 606(b) has an exception for constitutional challenges. Indeed, the Louisiana Supreme Court has held that Article 606(b) is flexible and can yield when there is a constitutional challenge.
Finally, Hoffman invokes the general juror misconduct standard. Even assuming the state court did not rely on the evidentiary bar, the state court was not in error. On collateral review, "habeas petitioners are not entitled to relief based on a constitutional error unless the error had [a] substantial and injurious effect or influence in determining the jury's verdict."
We AFFIRM the district court's denial of habeas relief.