EDITH H. JONES, Circuit Judge:
The Petition for Rehearing is DENIED. Judge Dennis dissents from the court's denial of rehearing en banc and his dissent is attached.
The court having been polled at the request of one of its members, and a majority of the judges who are in regular active service and not disqualified not having voted in favor (Fed. R.App. P. 35 and 5th Cir. R. 35), the Petition for Rehearing En Banc is DENIED.
In the en banc poll, 3 judges voted in favor of rehearing (Judges Dennis, Graves, and Costa) and 12 judges voted against rehearing (Chief Judge Stewart and Judges Jolly, Davis, Jones, Smith, Clement, Prado, Owen, Elrod, Southwick, Haynes, and Higginson).
JAMES L. DENNIS, Circuit Judge, dissenting:
I respectfully but emphatically dissent from the court's refusal to rehear this case en banc. In upholding Texas's unconstitutional admitting-privileges requirement for abortion providers and medication-abortion restrictions, the panel opinion flouts the Supreme Court's decision in Planned Parenthood of Southeastern Pennsylvania v. Casey, 505 U.S. 833,
If not overruled, the panel's sham undue burden test will continue to exert its precedential force in courts' review of challenges to similar types of recently minted abortion restrictions in Texas, Louisiana, and Mississippi. See Jackson Women's Health Org. v. Currier, 760 F.3d 448 (5th Cir.2014); Whole Woman's Health v. Lakey, No. 1:14-CV-284-LY, ___ F.Supp.3d ___, 2014 WL 4346480 (W.D.Tex. Aug. 29, 2014); June Med. Servs., LLC v. Caldwell, No. 3:14-CV-525-JWD-RLB, 2014 WL 4296679 (M.D.La. Aug. 31, 2014). Moreover, the panel opinion deepens a circuit split,
In Casey, the Supreme Court of the United States reaffirmed the right announced in Roe v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973) — "the right of the woman to choose to have an abortion before viability and to obtain it without undue interference from the State." 505 U.S. at 846, 112 S.Ct. 2791 (plurality opinion). The Casey Court simultaneously recognized and endorsed "the principle that the State has legitimate interests from the outset of the pregnancy in protecting the health of the woman and the life of the fetus that may become a
All federal courts are obliged to apply the principles and governing standard announced in Casey to determine the constitutionality of a state law challenged as imposing an undue burden on the woman's ability to choose to procure an abortion. We must perform this duty in order to give "real substance to the woman's liberty," id. at 869, 112 S.Ct. 2791, while at the same time fully honoring the State's ability to pursue, in good faith, its own acknowledged legitimate interests.
On July 18, 2013, the Governor of Texas signed into law House Bill 2 ("H.B.2"), which contains several provisions regulating abortions. Among its provisions, H.B. 2 requires that all doctors who provide abortions must have admitting privileges at a hospital within 30 miles of where each abortion is performed. See TEX. HEALTH & SAFETY CODE § 171.0031(a)(1). On September 27, 2013, the Plaintiffs filed this lawsuit in the United States District Court for the Western District of Texas against the Attorney General of Texas, Gregory Abbott, and others, challenging the constitutionality of, inter alia, H.B. 2's admitting-privileges requirement. After a bench trial, the district court held that the admitting-privileges requirement is unconstitutional and enjoined its enforcement. Planned Parenthood of Greater Tex. Surgical Health Servs. v. Abbott, 951 F.Supp.2d 891, (W.D.Tex.2013). A motions panel of this court stayed the decision pending appeal, Planned Parenthood of Greater Tex. Surgical Health Servs. v. Abbott, 734 F.3d 406 (5th Cir.2013) ("Abbott I"), and a merits panel reversed and rendered judgment for the State of Texas, except that "the admitting privileges requirement,... may not be enforced against abortion providers who timely applied for such privileges under the statute but are awaiting a response from a hospital." 748 F.3d 583, 595 (5th Cir.2014) ("Abbott II").
The Abbott II panel decision conflicts with the Supreme Court's decision in Casey in various ways. This dissenting opinion will be limited to a discussion of Abbott II's analysis and conclusions regarding H.B. 2's admitting-privileges provision because it is within that portion of the panel decision where the panel most egregiously errs in its application of Casey.
In Casey, the Court reaffirmed the "central right" established in Roe v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973) — that a "State may not prohibit any woman from making the ultimate decision to terminate her pregnancy before viability." Casey, 505 U.S. at 879, 112 S.Ct. 2791. As the Court explained, "[t]he woman's right to terminate her pregnancy before viability is the most central principle of Roe v. Wade. It is a rule of law and a component of liberty we cannot renounce." Id. at 871, 112 S.Ct. 2791. While approving of Roe's central premises, the controlling Casey plurality rejected a strict-scrutiny standard of review that cases following Roe had adopted and applied to challenges to abortion regulations, id. at 871-72, 112 S.Ct. 2791, and for which Justice Blackmun argued in his partial dissent, id. at 926, 112 S.Ct. 2791 (Blackmun, J.) (urging the court to apply strict scrutiny to a State's abortion restrictions). The Casey plurality likewise rejected mere rational-basis review — the standard urged by Chief Justice Rehnquist in dissent. Id. at 966, 112 S.Ct. 2791 (Rehnquist, C.J.). The controlling Casey plurality read Roe as acknowledging both the importance of a woman's right to make the ultimate decision of whether to terminate her pregnancy previability, as well as
Casey thus adopted a compromise position, between the strict-scrutiny review endorsed by Justice Blackmun and the rational-basis review urged by Chief Justice Rehnquist. However, the Casey plurality did not adopt ordinary, intermediate scrutiny.
Anderson and Norman apply a fluid balancing test that does not function as a "`litmus-paper test' that will separate valid from invalid restrictions." Anderson, 460 U.S. at 789, 103 S.Ct. 1564. Rather,
Id. (emphasis added). The Casey plurality's comparison to Anderson and Norman as it explained the competing interests at stake in challenges to abortion regulations reveals that, like the standard the Court applied in the ballot-access cases, the undue burden test requires a court to consider the "character and magnitude of the asserted injury," Anderson, 460 U.S. at 789, 103 S.Ct. 1564, and determine whether the "corresponding interest [is] sufficiently weighty to justify the limitation," Norman, 502 U.S. at 288-89, 112 S.Ct. 698. Thus, the undue burden test necessarily contains a proportionality principle: if a regulation has the effect of imposing a particularly severe obstacle upon a woman's right to an abortion, then the government's justification must be correspondingly strong. See, e.g., Casey, 505 U.S. at 874, 901, 112 S.Ct. 2791; Anderson, 460 U.S. at 789, 103 S.Ct. 1564; see also Strange I, 9 F.Supp.3d at 1287, 2014 WL 1320158, at *13; Van Hollen, 738 F.3d at 798 ("The feebler the medical grounds, the likelier the burden, even if slight, to be `undue' in the sense of disproportionate or gratuitous.").
The Casey Court adopted this flexible undue burden test, seeking to balance the competing interests inherent in every challenge to an abortion regulation. In so doing, the Court explained that "an undue burden is a shorthand for the conclusion that a state regulation has the purpose or effect of placing a substantial obstacle in the path of a woman seeking an abortion of a nonviable fetus." Casey, 505 U.S. at 877, 112 S.Ct. 2791. The undue burden test thus requires that we determine: (1) whether the statute has a purpose of placing a substantial obstacle in the path of a woman seeking an abortion, and (2) even if the purpose of the regulation is for a valid state interest, whether the law has such an
Applying this undue burden standard to the challenged provisions of the Commonwealth of Pennsylvania's Abortion Control Act of 1982,
Subsequently, in Gonzales v. Carhart, the Supreme Court applied Casey to review a challenge to the Partial-Birth Abortion Ban Act of 2003, which prohibited a particular form of surgical abortion, known as "intact dilation and extraction" or "intact D & E," a procedure performed in the second trimester of pregnancy that is a variation on another surgical abortion procedure, referred to as D & E. 550 U.S. at 135-36, 127 S.Ct. 1610. Gonzales applied Casey's undue burden test — addressing first the purpose of the Act and then its effect, considering both the State's legitimate interests and the extent of the Act's infringement upon a woman's right to procure a previability abortion. First, the Court analyzed the purpose of the Act and concluded that it actually furthered the State's legitimate interests in protecting fetal life and thus satisfied the first prong of the Casey undue burden analysis. Next, the Court analyzed the effect, observing that the Act's "furtherance of legitimate government interests bears upon," but is not dispositive of, whether the Act has the effect of placing a substantial obstacle on women. Id. at 161, 127 S.Ct. 1610. The Court concluded that because there are safe, alternative means for women to exercise their right to choose to terminate a pregnancy previability, Congress' ban on a single procedure did not have an effect of placing a substantial obstacle in the way of a woman's right to obtain an abortion. Id. at 164, 127 S.Ct. 1610. On balance, in light of the fact that the Act actually advanced the government's legitimate objectives, and that it did not place a substantial obstacle in the path of a woman seeking to procure a previability abortion, the Court upheld the Act as constitutional against Plaintiffs' challenge. Id. at 166-67, 127 S.Ct. 1610. Gonzales thus applied Casey's two-part balancing test and did not introduce any additional aspects to the undue burden standard. See id. at 168-69, 127 S.Ct. 1610 (Thomas, J., concurring, joined by Scalia, J.) (noting that he concurs in the opinion "because it accurately applies" Casey).
Accordingly, this court is obliged to subject the challenged provisions of H.B. 2 to Casey's undue burden balancing test. We must inquire as to whether the law has the purpose or effect of placing a substantial obstacle in the path of a woman seeking an abortion. Casey, 505 U.S. at 877, 112 S.Ct. 2791. Pursuant to Casey, we begin the "effects" analysis by considering the real-life situation of the women who are actually affected by the regulation and ask whether, given these women's circumstances and the particular context in which the law is enacted, a substantial obstacle is placed in the way of a large fraction of these women whose liberty rights are actually restricted by the law. See id. at 894-97, 112 S.Ct. 2791. In so doing, we must look to the specific group of women for whom the provision in question is relevant (i.e., for whom it is a restriction), and determine if the law places a substantial obstacle in the way of a large fraction of those women. We must consider these women's circumstances — for example, whether they are impoverished or are prevented by some other relevant social factor, such as local hostility and aggression towards abortion clinics and providers — in combination with the direct effects of the admitting-privileges requirement, in order to determine the extent of the burden that
Before addressing the ways in which the Abbott II panel misread the Supreme Court precedent and neglected to adhere to the Casey undue burden test, I will review the district courts' findings of fact that support its legal conclusions that H.B. 2's admitting-privileges provision imposes substantial obstacles and that the State's justifications for the provision are weak or nonexistent, and the wealth of record evidence that supports each of the district court's findings.
In the district court, the parties presented competing evidence on both sides of the undue burden test. After careful consideration of the live testimony offered by the Plaintiffs, as well as each side's sworn declarations, the district court made various findings of fact with regard to the extent of the obstacles imposed by the admitting-privileges provision and the questionable justifications for the provision in light of the record evidence. Specifically, with regard to the obstacles imposed by the admitting-privileges provision, the court found that: (1) as a result of the admitting-privileges provision, abortion clinics would close, Abbott, 951 F.Supp.2d at 900; (2) the "Rio Grande Valley would be left with no abortion provider because those providers do not have admitting privileges and are unlikely to get them," id.; (3) each hospital's bylaws are unique, requiring a variety of prerequisites, some of which abortion providers will be "unable to ever meet," id. at 900-01; and (4) finding physicians for hire with active admitting privileges is "difficult because physicians' contracts often bar them from providing `moonlight' services as abortion providers," and because physicians are "concerned about negative impact on their private practice ... either financially or as a result of attention from anti-abortion protestors," id. at 901. With regard to the State's justifications for the admitting-privileges provisions, the court found that a lack of admitting privileges on the part of an abortion provider "make[s] no difference" in the quality or timeliness of care received by an abortion patient in an emergency room, nor does it improve communication between abortion providers and emergency room physicians, id. at 899-900. The district court considered the State's evidence in support of the law and concluded that it was too slight to justify the severe obstacles imposed by the admitting-privileges requirement on a woman's right to obtain an abortion.
We are obliged to review the district court's findings of fact for clear error. See, e.g., Okpalobi, 190 F.3d at 342, 357 (reviewing a challenge to an abortion regulation and applying the clear error standard of review to the district court's factual findings); Voting for America, Inc. v. Steen, 732 F.3d 382, 386 (5th Cir.2013) ("[T]he district court's findings of fact are subject to a clearly-erroneous standard of review."). Accordingly, when analyzing
As discussed at length below, each of the five major findings by the district court is substantially supported by the record evidence and, consequently, is not clearly erroneous. Thus, the Abbott II panel's reversal of these findings contravenes Supreme Court and Fifth Circuit precedent mandating clear error review.
On the obstacle side, the parties disagreed as to what effect the admitting-privileges requirement would have on current and potential abortion providers and what effect the elimination of abortion services in various counties of Texas would have on women seeking abortion. The Plaintiffs argued that the admitting-privileges requirement would pose a substantial obstacle because few, if any, of the doctors who provide abortions at their clinics will be able to secure the privileges required by the law and very few, in any, other doctors who have or could secure admitting privileges will begin performing abortions, either at the Plaintiffs' clinics or in other settings within the state. As a result, one third of the abortion clinics in Texas will close, leaving abortion providers in only seven counties of Texas — the counties containing the major urban centers — and leaving many impoverished and rural areas, for example, the Rio Grande Valley, without any abortion providers. The Plaintiffs presented evidence that, as a result of the closure of approximately one third of Texas abortion clinics and the remaining clinics' inability to meet the inevitably increased demand, approximately 22,000 women per year will be precluded from accessing abortion services in Texas.
The State asserted that the obstacles for women would be minor and that the Plaintiffs' doctors may be able to secure privileges that satisfy the law and that, if they are unable to, other doctors would take their places. The State further contended that, even if the admitting-privileges requirement renders abortions unavailable in some areas of Texas, women seeking abortion would experience only minimal obstacles or inconveniences that do not rise to the level of substantial obstacles. The district court rejected the State's argument and concluded that clinics will close; the Rio Grande Valley will be without an abortion provider; current abortion providers will be unable to obtain the requisite admitting privileges; and it will be difficult or impracticable to secure new doctors to provide abortions at the closed clinics in Texas. As illustrated by the following summary of record evidence, the Abbott II panel erroneously disregarded the district court's findings of facts and substituted its own de novo findings, although each of the district court's factual findings are substantially supported by the record evidence.
Plaintiffs presented the findings of Joseph Potter, Ph.D., who is an Associate Professor of Demography at the Harvard
The Plaintiffs' other evidence corroborated Dr. Potter's findings. For example, Dr. Paul Fine testified that his organization's Fort Worth surgery center will have to stop providing abortion services because all of the providers who reside in Dallas will be unable to obtain admitting privileges at the Fort Worth hospital. Amy Hagstrom-Miller, the Founder and CEO of Whole Woman's Health ("WWH"), likewise testified that, in Fort Worth, the WWH facility — which accounts for one third of the abortion providers in the Fort Worth area — will close because the facility does not employ any physicians with local admitting-privileges. Dr. Fine further testified that, in West Texas (specifically, in Lubbock County and the city of Waco), all of the current providers travel from hundreds of miles away to provide abortion services and thus will be ineligible for admitting privileges at local hospitals. Additionally, Darrel Jordan, M.D., the Chief Medical Officer of Planned Parenthood of
The Abbott II panel criticized the district court for its "vague" and "imprecise" findings. Abbott II, 748 F.3d at 597. However, perfect precision is not what is required to satisfy clear error review. The district court's finding, while not specific or detailed, is adequately supported by the record evidence, plausible in light of the evidence taken as a whole, and thus not clearly erroneous. Rivera, 505 F.3d at 360; see also Voting for America, Inc., 732 F.3d at 386.
The district court found that all "24 counties in the Rio Grande Valley [will] be left with no abortion provider." Abbott, 951 F.Supp.2d at 900. The Abbott II panel concluded that this finding of fact was clearly erroneous for two reasons. First, the panel correctly notes that there are only four, not 24, counties in the Rio Grande Valley. However, as Plaintiffs contend, this error was likely typographical and probably a result of the court's efforts to issue an opinion before the admitting-privileges provision was set to go into effect — less than one week after the completion of trial. Such an error does not render the district court's finding that the Rio Grande Valley will be without an abortion provider clearly erroneous, given that (as will be discussed directly below) the record adequately supports the substance of this finding — that the region will lack any abortion providers after the admitting-privileges provision goes into effect.
In addition to faulting the district court for its apparent typographical error, the Abbott II panel concluded that the court's finding that the Rio Grande Valley would be without an abortion provider was clearly erroneous because the court only accepted evidence as to one of the two clinics in the Rio Grande Valley, and that the other evidence was excluded as hearsay. Abbott II, 748 F.3d at 597. Before H.B. 2 went into effect, there were two clinics in the Rio Grande Valley that provided abortion services — the WWH's McAllen facility, and the Reproductive Health Care and Health Services Facility ("RHCHS"). The panel reasoned that because Amy Hagstrom-Miller's testimony regarding the RHCHS facility was excluded as hearsay, the court only heard admissible evidence as to whether the WWH facility would close, and thus it was clearly erroneous to conclude that both clinics would close. Id. at 597, n. 12. However, the panel overlooks the un-objected-to live testimony of Andrea Ferrigno, the Corporate Vice President of WWH, which establishes, with admissible evidence, that both of the two clinics in the Rio Grande Valley will close.
Specifically, Ferrigno testified that the RHCHS Facility and the WWH's McAllen facility will both close as a result of the admitting-privileges provision. At the time of trial, Ferrigno testified that the RHCHS Facility had already announced its impending closure, and that the WWH's McAllen clinic would also close because none of its providers has admitting privileges, and therefore, "people won't have access to safe legal services in the entire Rio Grande Valley." Id. This information regarding both clinics' closures in the Rio Grande Valley is also contained in Ferrigno's sworn declaration, which was admitted into evidence by the district court under
The district court's finding that each hospital's bylaws are unique and have a variety of prerequisites for granting admitting privileges, some of which abortion providers will be unable to meet, is supported by the record. For example, Andrea Ferrigno testified that, before granting admitting privileges, hospitals have various facial requirements, including that the physician maintain a local residence, be board certified, and have a minimum number of hospital admissions and surgeries. Ferrigno testified that her current abortion providers would not qualify for many hospital admitting-privileges applications because they would not meet the hospitals' residency requirements nor do they have the number and type of prior hospital admissions typically required. For example, some hospitals require at least 50 deliveries, five C-sections, and 25 gynecological surgical procedures during the 24-month period preceding the physician's application. Ferrigno testified that, in the last five years, her physicians have seen approximately 50,000 abortion patients, and only eight to ten of those patients required a transfer from the clinic to a hospital. Her providers thus do not regularly admit or treat patients at hospitals and, consequently, will not meet the hospitals' admission or surgery prerequisites for obtaining admitting privileges. Further, many of the abortion providers completed their licensures decades ago, when it was less common to have board certification, and therefore will not meet the board certification requirement.
Likewise, Dr. Paul Fine testified that his organization's Fort Worth surgery center will have to stop providing abortion services because all of the providers, who reside in Dallas, will be unable to obtain admitting-privileges at the Fort Worth hospital, which requires physicians to maintain a local residence. Dr. Jennifer Carnell similarly testified that, if abortion providers travel away from their county of residence to conduct abortion services — a common practice given that 87 percent of counties in the United States are without an abortion provider — then local Texas hospitals will not grant the physician privileges. For example, he testified that, in West Texas, where all of the providers travel hundreds of miles or from out of state to provide abortion services, the physicians will be unable to comply with the admitting-privileges provision. The district court therefore did not clearly err when it found that the vast majority of abortion providers in Texas will be unable to obtain admitting privileges at local hospitals.
The district court found that abortion clinics will be unlikely to find physicians with active admitting privileges because physicians' contracts often "bar them from providing `moonlight' services as abortion providers," and physicians are concerned about the negative impact on their careers by associating with an abortion provider,
Furthermore, the Plaintiffs presented evidence that hostility, harassment, and violence from anti-abortion protestors towards abortion providers, clinics, and patients will deter local physicians with admitting privileges from providing services. For example, Dr. Jordan attested that in the small and "extremely socially conservative community" of Fort Worth, any resident abortion provider would face "routine harassment, social and professional ostracism, and even a significant risk of violence (all of which extend to his or her family as well)." He added that, "[h]ostility to abortion also makes it impossible to hire a new doctor who lives in Fort Worth and has privileges at a local hospital." Similarly, Angela Martinez, the Clinic Director of Planned Parenthood Women's Health Center in Lubbock, Texas, attested that anti-abortion protestors harass the health center employees every day her clinic is open. Martinez explained that at her facility, anti-abortion protestors
Likewise, Hagstrom-Miller testified that at the WWH facilities, they regularly have protestors, have received bomb threats, and receive threatening phone calls. Further, staff are followed and sometimes the physicians are harassed when they are coming to and from work. Hagstrom-Miller also testified regarding "Operation Rescue," an anti-abortion effort that targeted two physicians, publishing their names online, apparently to encourage attention and further harassment from anti-abortion protestors. Hagstrom-Miller testified that physicians will be deterred by this "very regular[]" occurrence of harassment and violence committed against abortion providers. She recalled at least two physicians who changed their mind about working for WWH and one who quit based on anti-abortion harassment. She testified that because of this local hostility, she has been flying in two providers from out of state to be able to meet the needs of women in the local communities. The district court's finding that abortion facilities are unlikely to be able to hire local physicians to perform abortion services is thus adequately supported by the record.
In addition to the record evidence substantiating the district court's express
The Plaintiffs presented Potter's specific calculations regarding the capacity and demand for each county in which there would be a substantial change. For example, in Bexar County, where there were once eight abortion providers, after the admitting-privileges provision goes into effect, only three will remain — one of which will function at an extremely limited capacity. Therefore, the providers that will remain in operation in Bexar County will be unable to meet the demand for abortion services.
An inevitable result of the reduced capacity of abortion providers in Texas is an increase in delayed services for abortion patients. Potter attested that reduction in supply and increase in demand will mean that the "delays to obtain an appointment with many providers will increase, and some providers may turn patients away entirely." (emphasis added). He attested that "[a]bortion is of course a time-sensitive procedure: having to wait a few weeks may make it impossible for women to get an abortion."
In addition to the increased demand and delay that the Plaintiffs' established will result from the admitting-privileges provision, the evidence demonstrated that because of the various clinic closures, women in the panhandle and other parts of West Texas will have to travel vast distances to seek in-state abortions, and that a large percentage of women who seek abortion services are impoverished and will therefore be precluded from ever obtaining abortion services. Potter testified that, in the panhandle of Texas, women will have to travel 400-500 miles to access legal abortion services. He explained that "[s]ome women who would otherwise have gotten an abortion will be prevented from doing so by these burdens." Potter also testified that the number of women across Texas who will be required to travel over one hundred miles to obtain an abortion will double, and that in "multiple counties," the travel distance for women seeking abortions will "exceed 400 miles." Furthermore, the evidence demonstrated that there will be no abortion clinics west of Interstate 35, requiring women in certain West Texas areas to travel between six and eight hours to access an abortion clinic.
The Plaintiffs' evidence established that nearly half of abortion patients in Texas are below the federal poverty line and therefore will be unlikely to be able to travel these long distances to access abortion services. Specifically, data from Dr. Potter's research in Texas indicated that approximately 40% of women seeking abortion are at or below 100% of the Federal Poverty Guidelines." Angela Martinez attested that most of Planned Parenthood Women's Health Center's clients in Lubbock are parents below the federal poverty line who "often have trouble obtaining use of a car and the resources to pay for gas, permission from their employer to take the necessary time off, and/or childcare." As Potter attested, the burden of travel is higher for younger women, women of color, and low-income women, who have fewer resources to overcome the increased cost of further travel. Martinez's experience confirms this, as she has repeatedly heard from patients that the additional distance will make it impossible for them to obtain an abortion. Martinez attested that, "[b]ased on [her] familiarity with [the clinic's abortion] patients and their already-difficult situations, I believe that this change [in the law] would be extraordinarily difficult for almost all of our patients, and could prevent many of them from obtaining an abortion at all." Ferrigno similarly testified that that the reality is that for women in the Rio
In addition to the Plaintiffs' evidence that the admitting-privileges provision will severely diminish women's access to abortion services, the evidence demonstrated that the provision will be particularly burdensome on women seeking abortions who have been pregnant for sixteen weeks or longer. Prior to implementation of H.B. 2, Texas law required that an abortion performed at sixteen or more weeks after pregnancy must be conducted at an ambulatory surgical center ("ASC"). At the time of trial, there were only six providers in the state that are licensed as ASCs. Potter attested that three of these ASCs will stop providing services as a direct result of the admitting privileges law, leaving only three operating ASCs in Texas (located in Dallas, Houston, and San Antonio). Dr. Jordan likewise attested that his facility (Planned Parenthood of Greater Texas) operates the only ASC in both Austin and Fort Worth — which are two of the six total ASCs providing abortion services in the state — and both of those facilities will have to close after enactment of the law. Therefore, women throughout all of Texas will only have three locations where they can legally obtain an abortion after sixteen weeks of pregnancy.
In light of this abundance of evidence supporting the district court's findings of facts regarding the ways in which H.B. 2's admitting-privileges provision imposes obstacles upon a woman's right to obtain a previability abortion, the Abbott II panel erred in rejecting the district court's findings.
The parties disagreed about the strength of the State's justifications for the admitting-privileges requirement. According to the State, the admitting-privileges requirement has two strong justifications, both grounded in the State's legitimate interest in protecting women's health. Primarily, it argued that the requirement ensures proper care for complications. Furthermore, it asserted that the requirement has a secondary benefit of "credentialing" high-quality doctors. After considering the State's evidence that was submitted to support its argument that the admitting-privileges provision advances patient care and protects women's health, the district court rejected the State's arguments and found that an abortion doctor's "lack of admitting privileges is of no consequence when a patient presents at a hospital emergency room," because "emergency-room physicians treat patients of physicians with admitting privileges no differently than patients of physicians without privileges" and therefore the admitting-privileges provision has no effect on the quality or timeliness of care received, nor does it impact the ability of providers and physicians to communicate any necessary health information. Id. at 899-900.
The Plaintiffs presented evidence that on the extremely rare occasion that an abortion patient requires hospital admission because of a complication from an abortion procedure, the patient is treated just as all patients are — she is independently assessed and diagnosed by the emergency room medical staff, without the need to rely upon a patient's treating or referring physician. Plaintiffs presented the testimony and sworn declaration of Dr.
In addition, Dr. Jennifer Carnell, an emergency physician, assistant professor at Baylor College of Medicine in emergency medicine, the director of the emergency ultrasound fellowship, and who is board-certified in emergency medicine, was certified by the court as an expert in the field of emergency medicine. Dr. Carnell testified that if an abortion patient presents at a hospital with a rare, severe complication, the abortion provider will not be the physician performing the treatment; rather, the on-call ob/gyn at the hospital will provide the necessary care. Thus, an abortion provider's inability to personally admit his patient into a local hospital does not impede the patient's treatment in any way and does not constitute "abandoning" the patient, as the State contended. Instead, the patient is cared for by those physicians who can best perform the procedure — emergency room physicians who "do these surgeries every day." Dr. Fine explained that
Dr. Fine also attested that "[g]iven how specialized the practice of medicine has become, particularly in a hospital setting, such handoffs to the appropriate specialists are common and necessary across medicine."
Dr. Fine further stated that the "admitting privileges requirement is ... unnecessary and irrelevant to providing optimal care because of the distances some women travel to obtain an abortion." Dr. Fine explained that generally, when complications occur, a woman will begin to experience the complication after she has left the clinic and returned home. "If, after discharge from the abortion clinic, a woman who lives outside the area where she obtained her abortion experiences a complication that requires hospital treatment, it makes no sense for her to travel to be treated at a hospital near the abortion
Dr. Fine explained that the current professional standards therefore suggest only that abortion clinics have "arrangements in place for transferring patients who require emergency treatment," but do not require that the "physician performing abortions have admitting privileges at a hospital." Such is the recommendation from the American Congress of Obstetricians & Gynecologists, as well as Planned Parenthood Federation of America, and the National Abortion Federation. Moreover, prior to implementation of H.B. 2, Texas law required the same for abortions performed after sixteen weeks of pregnancy or later — riskier procedures than abortions performed before sixteen weeks that are required to be performed in a licensed ASC. And, notably, physicians who perform more dangerous outpatient surgeries at ASCs, such as hysterectomies or pelvic constructive surgeries, are likewise only required to have either written transfer agreements or hospital admitting privileges, and therefore are not required to have hospital privileges. Dr. Fine opined that in his expert opinion, "there is no reason to place a more onerous requirement on doctors who provide abortions prior to 16 weeks, ... than is placed on providers of much more risky [non-abortion] surgeries performed in ASCs."
The record evidence also established that legal abortion is one of the safest medical procedures in the United States. Jennifer Carnell, M.D., testified that in her nine years of experience in emergency medical care, she has seen less than ten patients come to the emergency room following an abortion procedure; only five of those patients actually required admission; and none were critically ill. The evidence established that the risk of a woman experiencing a complication that requires hospitalization is less than 0.3%. The risk of death associated with childbirth is approximately fourteen times higher than that associated with abortion, and every pregnancy-related complication is more common among women having live births than among those having abortions. In fact, the risk of death associated with abortion is almost three times less than that associated with using penicillin, which could in some rare cases result in anaphylactic shock. Thus, the few abortion patients who develop serious problems are referred to hospital emergency room physicians who may call in other on-staff specialists if necessary.
The evidence therefore established that it is not necessary for an abortion doctor to have admitting privileges to refer patients to a hospital emergency room doctor, and requiring them to have admitting privileges will not increase the speed or quality of medical care for the few abortion patients that need such attention after an abortion. Given the record evidence that emergency room physicians are adequately trained to assess and treat any abortion complications, and that in the rare instance of a severe complication from an abortion, the on-call ob/gyn is better suited to perform the necessary treatment, the district court did not clearly err by finding that the admitting-privileges provision does nothing to improve quality of care for abortion patients who require emergency
Additionally, the Plaintiffs' evidence supports the district court's finding that the admitting-privileges provision does not improve communication between abortion providers and emergency room physicians, nor is there any evidence that such a communication problem exists. The Plaintiffs' evidence established that emergency room physicians generally have no need to consult with an abortion provider whose patient presents at the hospital because the hospital physicians have the requisite skills necessary to treat abortion complications, which are often similar to symptoms of a spontaneous miscarriage — a condition that emergency room physicians treat regularly. Dr. Carnell testified that all of the abortion patients she has treated in the emergency room had pain and vaginal bleeding — conditions "well within [her] purview" of practice that did not require communication with the abortion provider. Further, even in severe cases of hemorrhage or sepsis, emergency room physicians see those conditions "all the time" and are "trained and very comfortable treating" them. Dr. Fine similarly attested that "[e]mergency room physicians are qualified to initially evaluate and treat most complications ... [s]uch skills are the same as those needed for the treatment of spontaneous miscarriages."
Moreover, the evidence established that Texas regulations in place before the enactment of H.B. 2 adequately provided for effective communication between abortion providers and emergency room physicians. Under Texas law prior to enactment of H.B. 2, all physicians who practice at any licensed abortion facility must
25 TEX. ADMIN. CODE § 139.56(a). Texas law also already required all women undergoing abortions to be provided a "telephone number by which [she] may reach the physician, or other health care personnel employed by the physician or by the facility where the abortion was performed or induced with access to the woman's relevant medical record, 24 hours a day to request assistance for any complications that arise from the performance or induction of the abortion or ask health-related questions regarding the abortion." See TEX. HEALTH & SAFETY CODE § 171.0031(2)(A).
Dr. Carnell testified that "very rarely, if ever," do the referring physicians have admitting privileges at her hospital and, yet, to provide optimal care, she is able to have all the information she needs communicated to her over the telephone. Carnell testified in her expert opinion that she would not be better able to communicate with a referring physician if that physician had admitting privileges at the hospital. Carnell has in fact never seen an outpatient physician — either after an abortion procedure or any other outpatient procedure — accompany his or her patient to the hospital to communicate with the emergency room physician. Instead, if an
As noted, the district court also found that the admitting-privileges provision does nothing to get patients faster access to care, because the practice at hospitals is to treat all patients, regardless of their treating physician, with "all possible haste." Abbott, 951 F.Supp.2d at 900. Dr. Carnell testified that all patients at the emergency room go through triage, where an emergency room medical staff "sees [the patient] quickly, evaluates their vital signs, and then [the patient is] placed ... on a list to be seen." The entire triage process happens in under three minutes, regardless of whether the patient's treating physician has admitting privileges at the hospital. Dr. Fine likewise testified that "if the [abortion] patient in the rare situation needs to go to the operating room," her abortion providers' lack of admitting privileges has no bearing on how quickly the operation will occur because a physician, with or without admitting privileges "can't reserve an operating room for [her] patient," but rather, patients are treated based on the gravity of his or her condition and need for immediate treatment. Thus the district court's finding that the admitting-privileges provision is of no consequence to abortion patient's treatment at an emergency room is not clearly erroneous.
In response to the Plaintiffs' evidence, the State submitted seven sworn declarations in an effort to establish that the admitting-privileges provision improved quality of care for abortion patients and increased effective communication between abortion providers and emergency room physicians. The Abbott II panel summarized the State's evidence regarding the justifications for the provision as follows:
Abbott II, 748 F.3d at 592-93. Nothing in the State's evidence, either summarized by the panel or contained in the record, makes the district court's findings of fact implausible and, thus, this court is obliged to uphold the district court's findings, detailed supra. Further, the panel's representation of the record evidence mischaracterizes the strength of the State's evidence.
First, with regard to the State's contention that the admitting-privileges provision improves continuity of care and communication between abortion providers and emergency room physicians, the district court rejected this argument, reasoning that the State's evidence that approximately 80% of serious complications are caused by miscommunication during patient hand-offs does not demonstrate whether there are any communication problems between abortion providers and emergency room physicians. Abbott, 951 F.Supp.2d at 899 ("The State ... provides no evidence of correlation between admitting privileges and improved communication with patient handoff or that a communication problem actually exists between abortion providers and emergency-room physicians."). Review of the Joint Commission's study that the panel relies upon, reveals that it is a two-page report that does not address whether communication problems exist between abortion providers and hospital physicians nor whether communication between abortion providers and emergency room physicians would be improved were all abortion providers able to maintain local hospital privileges. Rather, the report cited by Dr. Thorp primarily addresses internal hand-offs between caregivers or teams of caregivers at hospitals, with brief mention of external hand-offs, and makes recommendations for improving communication between providers during hand-offs — none of which include any mention that all providers transferring patients have admitting privileges, or that admitting privileges in any way impact the effectiveness
Similarly, the Abbott II relies in part upon the State's evidence that 73% of hospitals report inadequate availability of on-call specialists, to suggest that the admitting-privileges provision will help ensure prompt treatment directly from the abortion provider, rather than relying on a hospital's on-call ob/gyn to treat complications that follow abortion procedures. The cited report, dated 2007, in turn cites a 2006, nationwide study for the proposition that 73% of hospitals have inadequate on-call coverage. The data therefore is at least seven years old, and does not indicate whether different states or specialties have varying availability. Thus, this data does not adequately rebut the Plaintiffs' evidence established by its experts, who have decades of experience in emergency medical care in Texas, that emergency room physicians and on-call specialists are adequately trained to handle the treatment of abortion patients who present at the hospital with complications, and that in fact, the on-call ob/gyn is better qualified to handle a severe complication than the abortion provider. Rather than defer to the district court's finding of facts, the Abbott II panel looked at the State's evidence de novo and concluded that "[r]equiring abortion providers to have admitting privileges would also promote the continuity of care in all cases, reducing the risk of injury caused by miscommunication and misdiagnosis when a patient is transferred from one health care provider to another." Abbott II, 748 F.3d at 595. The panel improperly draws this conclusion by analyzing the record de novo and relying upon evidence that the district court considered and reasonably rejected.
With regard to the State's evidence that requiring admitting privileges "screens out" unqualified providers and holds abortion providers to a higher standard of care, the Plaintiffs' evidence rebuts this contention
Furthermore, the State's own experts have suggested that the admitting-privileges provision is not necessary to improve the quality of care that abortion patients receive. For example, Dr. Mikeal Love concedes that the State's interests would be adequately served by simply requiring abortion providers to maintain a relationship with a local surgeon with admitting privileges. Dr. Love attests that "[a] responsible surgeon who abides by the standard of care will have admitting privileges or a relationship with a surgeon who does." (emphasis added). As noted, such a relationship with a physician with admitting privileges is all that is required of abortion providers who perform abortions at sixteen weeks or more at ASCs — a riskier procedure than abortions provided at other outpatient facilities. Moreover, the evidence established that in various abortion clinics, the facilities have emergency plans in place that adhere to this recommendation. For example, Ferrigno attested that all WWH facilities "have an emergency protocol in place to ensure the safety of ... patients in the rare event of complications requiring hospitalization.... [T]he physician will remain with the patient until the transfer [to the hospital] is completed. The physician will then be placed on the telephone with the hospital emergency room admitting staff and with his or her backup physician (the physician with local admitting privileges with whom he or she is required to have a working relationship to assist with complications) and provide the backup physician with information about the patient. The backup physician can then meet the patient when she arrives at the hospital, or will be asked to remain on call, as necessary."
In sum, the State's evidence does not demonstrate the need for abortion providers to have local admitting privileges in order to facilitate communication or improve the standard of care abortion patients receive and thus does not render the district court's findings of fact implausible in light of the record as a whole. Accordingly, the panel erred by crediting the State's evidence that the district court rejected, and disregarding the court's findings of facts that were substantially supported by the record evidence.
In addition to its failure to give proper deference to the district court's findings of
As discussed supra, to give proper consideration to both the State's legitimate objectives and women's liberty interests, the undue burden standard announced in Casey charted a middle-of-the-road path between strict scrutiny and rational-basis review. Similar to the analysis employed by the Court in its ballot-access cases, when considering whether the burden placed upon women by a challenged abortion regulation is undue, we must weigh the extent, character, and magnitude of the obstacles placed in the path of women seeking previability abortions against the strength of the state's justifications. Casey, 505 U.S. at 878, 112 S.Ct. 2791 ("To protect the central right recognized by Roe v. Wade while at the same time accommodating the State's profound interest in potential life, we will employ the undue burden analysis."). As the author of Abbott II has explained, "[a]s long as Casey remains authoritative, the constitutionality of an abortion regulation thus turns on an examination of the importance of the State's interest in the regulation and the severity of the burden that regulation imposes on the woman's right to seek an abortion." Barnes v. State of Miss., 992 F.2d 1335, 1339 (5th Cir.1993) (emphasis added) (Jones, J.). Our sister circuits have agreed that the undue burden test encompasses a weighing of the magnitude of the state's interest against the extent of the burden imposed by the regulation. See Humble, 753 F.3d at 914 (9th Cir.2014) ("[We must] weigh the extent of the burden against the strength of the state's justification in the context of each individual statute or regulation."); Van Hollen, 738 F.3d at 798 ("The feebler the medical grounds, the likelier the burden, even if slight, to be `undue' in the sense of disproportionate or gratuitous."). Casey instructs, and the very meaning of the term "undue" implies, that the harsher the obstacle resulting from a regulation, then the more robust the government's justification must be. See, e.g., Casey, 505 U.S. at 874, 901, 112 S.Ct. 2791; Anderson, 460 U.S. at 789, 103 S.Ct. 1564; see also Strange I, 9 F.Supp.3d at 1287, 2014 WL 1320158, at *13.
Rather than consider the strength of the State's interests against the extent of the burden imposed by the admitting-privileges provision, the Abbott II panel instead deferred to the State's proffered "conceivably" rational justifications for the law, and disregarded evidence establishing the extent of the burden placed upon women by the admitting-privileges requirement. In so doing, the Abbott II panel never expressly addressed whether the State's interests were actually furthered by H.B. 2's admitting privileges-provision, nor did it consider the strength or importance of the State's justifications, let alone weigh the strength of the governmental interests against the burden imposed upon women — an analytical error which our sister circuits have already observed is inconsistent with
The Abbott II panel, in a perfunctory analysis, altogether failed to conduct the weighing of burden against justification that the Casey "undue burden" standard requires. Instead, the panel looked to the burden imposed by the admitting-privilege provision in isolation, without comparing the magnitude of the burden on a woman's right to procure an abortion to the strength (or lack thereof) of the State's justifications, as Casey requires. Casey, 505 U.S. at 888-896, 900-01, 112 S.Ct. 2791. The panel's simplistic and deferential approach is a patent disregard of the dictates of Casey. Indeed, under the panel's analysis, the Casey "undue burden" test simply requires courts to assess whether an abortion restriction has the "purpose" or "effect" of imposing a "substantial obstacle" in the path of a woman seeking an abortion, each in isolation of the other, without any meaningful analytical substance.
The weighing or balancing necessary under Casey gives meaningful form and content not only to what constitutes a "substantial obstacle" but also to the abortion right itself because, absent balancing, the Government could permissibly enact legislation that only marginally advanced its interests while significantly hindering women's access to abortion — just as Texas has done here. This is not what Casey requires. Indeed, Casey itself conducted this exact sort of balancing, which we are obliged to follow. See, e.g., Casey, 505 U.S. at 900-01, 112 S.Ct. 2791 (balancing the State's legitimate interest in collecting patient information — which the Court deemed a "vital element of medical research" — against the only "slight" increase in cost of abortions, and therefore upholding the challenged recordkeeping and reporting requirements); id. at 888-896, 112 S.Ct. 2791 (weighing the substantial obstacle imposed upon women in abusive marriages, who are most affected by the spousal notification provision, against the State's limited interest in protecting the husband's right to be notified of the wife's abortion procedure — an interest premised in part on outmoded ideals about a "woman's role within the family"). Even prior decisions of this Court applying Casey have recognized that balancing is part of the inquiry. See, e.g., Barnes, 992 F.2d at 1339-40 (considering the only "slight" burden imposed upon minor women seeking abortion against the government's "undeniable" interest in "protect[ing] children from their own immaturity and naiveté.").
Moreover, if the severity of the burdens imposed has nothing to do with the strength of the reasons for those burdens (i.e. absent balancing), then courts would be left to articulate a one-size-fits-all definition of "substantial obstacle" regardless of the weight of the government interests at stake. Strange I, 9 F.Supp.3d at 1292, 2014 WL 1320158, at *18. Such an approach would engender absurd results completely at odds with Casey. If the one-size-fits-all definition of substantial obstacle is set too low (e.g., minor burdens on women), then courts will be instructed to strike down regulations even in the face of compelling health consequences. Id. Conversely, if the one-size-fits-all definition of "substantial obstacle" is too high, then essentially all abortion regulation would be permitted, no matter how severe the burdens and how slight the governmental interests at stake. Id. While the Abbott panel may endorse this view of women's right to access an abortion, Casey instructs
Nevertheless, the panel relies upon Gonzales v. Carhart, as compelling this court to apply a deferential rational-basis inquiry,
The majority opinion in Gonzales applied the principles in Casey's undue burden test to determine the validity of the federal Partial-Birth Abortion Act. Gonzales, 550 U.S. at 145-46, 127 S.Ct. 1610.
Id. at 146, 127 S.Ct. 1610. The Gonzales majority opinion thus expressly analyzed the Act under the Casey standard and stated that the Act would be held unconstitutional if its purpose or effect is to place a substantial obstacle in the path of a woman seeking an abortion before the fetus attains viability. Id.
Critically, the Gonzales Court applied and adhered to Casey not only in form, but also in recognizing that the content of the Casey inquiry involves a careful weighing of both burdens and justifications. The Act, as interpreted by the Gonzales Court, prohibited only very limited types of abortion practices; the pregnant woman and her physician had an almost unlimited number of abortion procedures, other than the intact D & E method, to choose from.
In addition to the Abbott II panel's failure to apply Casey's balancing test, it also neglected to apply Casey's "large fraction" analysis and utterly disregarded the context in which the law will take effect as irrelevant — in clear contravention of Casey.
First, overturning the district court's injunction of the admitting-privileges provision of H.B. 2, the Abbott panel reasoned that
Abbott II, 748 F.3d at 600 (emphasis added). Thus, the panel found that because the law would not affect a large fraction of all women seeking abortions in Texas, the admitting-privileges provision thus did not impose a substantial obstacle upon a woman's right to seek a previability abortion. Id. But this is not what Casey requires. Rather, as discussed supra, under Casey, a court must consider whether the admitting-privileges provision would amount to a substantial obstacle for a large fraction of women who are affected by the abortion restriction in question. Casey, 505 U.S. at 897, 112 S.Ct. 2791; see
Second, the panel failed to follow Casey when it rejected relevant evidence regarding the effect the law will have in Texas, in light of the social context of the law, such as local hostility towards abortion providers. For example, the Abbott panel discounted the evidence adduced at trial that abortion providers in Texas will have difficulty complying with H.B. 2's admitting-privileges regulation, reasoning that the "challenges [faced by doctors seeking admitting privileges] were almost entirely unrelated to H.B. 2." Abbott II, 748 F.3d at 599 (reasoning that clinics' difficulties in hiring physicians with local hospital admitting privileges based on "the terms of [the physicians'] existing employment ... [or] fear[] [of] anti-abortion violence[,] ... is [not] connected with H.B. 2."). The Abbott II panel viewed this evidence as inapposite to the undue burden analysis because it reflected only that "many factors other than the hospital-admitting-privileges requirement affected abortion access" and did not reflect the direct impact of H.B. 2 itself. Id. at 599 (citing Abbott,
Applying the Casey undue burden standard to the factual findings by the district court that are supported by the record evidence, it is clear that a large fraction of women affected by the admitting-privileges restriction will face substantial obstacles in seeking abortions. Properly considered, the Plaintiffs' evidence established the real-world effect of H.B. 2 — that many clinics will close because Texas abortion providers will be unable to comply with the admitting-privileges provision; that the Rio Grande Valley, for example, will be without an abortion provider; and that the few remaining clinics throughout Texas will be unable to meet the significantly increased demand for abortion services, thereby precluding approximately one in three women seeking abortions in Texas, or 22,000 women, from accessing abortion services as a result of the decrease in available clinic providers alone.
Additionally, in reversing the district court's decision, the Abbott panel made the sweeping conclusion that Casey "counsels against" finding that "potential" travel burdens amount to a substantial obstacle because the Casey Court upheld the 24-hour informed consent provision despite noting the additional travel that women would be required to endure as a result of the provision. Abbott II, 748 F.3d at 598. But an examination of Casey reveals that the panel's conclusion on this score is wrong. As an initial matter, the Abbott II panel altogether neglects to note that the Casey Court explicitly limited its holding to the record evidence in that case. Casey, 505 U.S. at 901, 112 S.Ct. 2791 (acknowledging that "some amount of increased cost could become a substantial obstacle, [but] there is no such showing on the record before us.") (emphasis added).
But there is more. The facts of Casey were substantially and meaningfully distinguishable from the instant case: in particular, the women affected by the 24-hour notice provision in Casey were already required to travel significant distances to obtain an abortion; at most, the provision required those women to make the same trip twice. Id. at 886-87, 112 S.Ct. 2791; Planned Parenthood of Se. Pa. v. Casey, 744 F.Supp. 1323, 1351-52 (E.D.Pa.1990). By contrast, the clinic closures caused by H.B. 2's admitting-privileges provision imposes significant new burdens on women by requiring them to travel significant distances for the very first time. Accord Strange II, ___ F.Supp.3d at ___, 2014 WL 3809403, at *28 ("The women at issue in ... Casey were like the rural woman described above: before the waiting-period provision, they already had to, and were able to, make a two-to-three-hour trip to a clinic. The new provision simply required them to make that trip twice or to stay overnight. By contrast, as discussed above, the clinic closures in this case would impose severe new burdens on the urban woman."). Furthermore, in Casey the Court, characterizing its conclusion as a "close[] question," weighed this burdenof additional travel time against the State's legitimate interest to "facilitate[] the wise exercise of" a woman's right to choose to have a previability abortion, and concluded that the burden was not undue. Casey, 505 U.S. at 886-87, 112 S.Ct. 2791. Comparatively, the Abbott II panel neglected to weigh the strength of the State's interest against the burden imposed by additional travel time and, instead, erroneously pronounced that Casey counsels against finding that 150 miles of additional travel is a substantial obstacle in every challenge to an abortion regulation. The panel thus erred in interpreting this record-tethered ruling in Casey to stand for the consequential legal rule that increased distances are categorically insufficient to constitute a substantial obstacle. See, e.g., Strange II, ___ F.Supp.3d at ___, 2014 WL 3809403, at *29 ("Courts, like the Abbott courts, err when they seek to transform [a] factual conclusion into a simplistic legal rule. As this case demonstrates, in assessing the burdens imposed by a regulation, the factual details are critical.").
Moreover, by diminishing the significance of traveling 150 miles to obtain an abortion, the panel seems to imply that burdens which are surmountable for some women categorically do not amount to an undue burden. Nowhere in Casey or Gonzales does the Court suggest that the burden imposed upon women must be insurmountable in order to be undue. This
The Supreme Court has never indicated, either in the abortion context or in other similar contexts, that an ability to overcome an obstacle caused by a regulation is fatal to the plaintiff's constitutional challenge to that regulation. For example, in Anderson v. Celebrezze, the Court struck down an Ohio regulation that precluded independent candidates from running for the Presidential election if they did not submit a statement of candidacy and a nominating petition by March 20th, for the November election. 460 U.S. 780, 782-83, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983). The Court struck down the law because, on balance, the State's interest in regulating the election process by enforcing a strict deadline was "minimal" in comparison to the extent and nature of the burden placed on voters' "freedom of choice and freedom of association." Id. at 806, 103 S.Ct. 1564. As Chief Justice Rehnquist noted in dissent, the "record shows that in 1980 five independent candidates submitted nominating petitions with the necessary 5,000 signatures by the March 20 deadline and thus qualified for the general election ballot in Ohio." Id. at 809, 103 S.Ct. 1564 (Rehnquist, J., dissenting). Thus, we know that some candidates were able to overcome the obstacle imposed by the restriction. This fact did not impact the Court's decision to conclude that in light of the State's weak interest, the burden imposed upon independent candidates and their supporters was unconstitutional.
Just as the evidence of individual candidates overcoming the unconstitutional restrictions in Anderson was not dispositive in the Court's analysis, I fail to see how women's potential success in struggling to overcome a substantial obstacle imposed by a regulation that does not actually further the State's purported interest is relevant. The Casey Court reaffirmed Roe's central principles and articulated a middle-of-the-road standard between strict scrutiny and rational-basis review in order to reconcile a woman's liberty interest in choosing to obtain an abortion with the state's legitimate interests in protecting women's health and promoting fetal life. The Abbott II panel's interpretation of the undue burden standard implies that a state may all but prohibit abortions. That is simply not the Casey undue burden standard and such an approach threatens to eviscerate the careful balance that lies at the heart of Casey. Gonzales, 550 U.S. at 146, 127 S.Ct. 1610 (explaining that Casey "struck a balance. The balance was central" to the Casey Court's holding).
Lastly, the Abbott II panel looked only to the evidence that women in the Rio
Upon weighing the heavy burden imposed on a large fraction of women affected by the admitting-privileges provision against the State's weak justifications that are unsupported by reliable evidence, it becomes clear that this court should reconsider this case en banc and affirm the district court's conclusion that H.B. 2's admitting-privileges provision imposes an undue burden upon a woman seeking to obtain a previability abortion and thus is unconstitutional.
This court's charge is clear: "The woman's right to terminate her pregnancy before viability is the most central principle of Roe v. Wade. It is a rule of law and a component of liberty we cannot renounce." Casey, 505 U.S. at 870, 112 S.Ct. 2791. In Casey, the Court articulated a framework that this court is bound to follow to ensure that a woman's substantive due process right to choose to have a previability abortion is protected, while allowing the State to promote its legitimate interests in protecting women's health and promoting fetal life. The undue burden test that Casey announced strikes this careful balance between the competing interests and must be applied in challenges to abortion regulations, like H.B. 2's admitting-privileges requirement. The Abbott II panel failed to properly apply this standard, thereby threatening to annihilate the constitutional protections afforded women under Roe and explicitly reaffirmed in Casey. The Abbott II panel's opinion will invariably affect the outcome of future challenges (some of which are currently pending before this court) to abortion regulations. For these reasons, I dissent from the denial of rehearing en banc.
First, the Abbott II panel characterized the Plaintiffs' challenge as a purely facial challenge, when Plaintiffs in fact brought both a facial challenge and a pre-enforcement, as-applied challenge to the medication-abortion provision. As the Plaintiffs contend in their petition for rehearing en banc, their initial complaint asked the district court to (1) enjoin the medication abortion restriction as a whole [i.e., facially] and, alternatively, (2) enjoin the restriction "as applied to women with gestational ages greater than 49 days LMP for whom a medication abortion is necessary, in their doctor's appropriate medical judgment, to protect their lives or health." (emphasis added). The district court rejected Plaintiffs' facial challenge and granted Plaintiffs partial relief, finding that, as applied to women for whom surgical abortion is a significant health risk, the law imposes an undue burden. Abbott, 951 F.Supp.2d, at 907. The Abbott II panel inexplicably characterized this partial, as-applied injunction as a facial remedy, and rejected it largely on that basis. Abbott II, 748 F.3d at 604 ("[W]e conclude that H.B. 2's regulations on medication abortion, like the Act in Gonzales, do not facially require a court-imposed exception for the life and health of the woman.... H.B. 2 on its face does not impose an undue burden on the life and health of a woman, and the district court erred in finding to the contrary.") (emphasis added). The fact that Plaintiffs' challenge was brought pre-enforcement does not render it purely "facial" and therefore an improper means to challenge the regulation's health exceptions, or lack thereof. Rather, Gonzales affirmed the availability of pre-enforcement as-applied challenges. Gonzales v. Carhart, 550 U.S. 124, 167, 127 S.Ct. 1610, 167 L.Ed.2d 480 (2007) ("[P]reenforcement as-applied challenges to the Act can be maintained") (emphasis added). A pre-enforcement, as-applied challenge is just what was brought here, and the district court, rejecting the facial challenge, properly granted the Plaintiffs the alternative remedy they requested.
Further, the Gonzales Court was asked to invalidate the Act at issue in its entirety — a "facial" remedy — because the provision lacked a health exception. Gonzales, 550 U.S. at 166-67, 127 S.Ct. 1610 ("The Act is not invalid on its face where there is uncertainty over whether the barred procedure is ever necessary to preserve a woman's health..."). Unlike the Court in Gonzales, the Abbott II panel was asked to determine whether the district court erred in enjoining the medication abortion restrictions as-applied to a certain group of women — the Abbott II panel was never tasked with determining whether the lack of a health exception for this class of women should invalidate the provision in toto. Thus this language from the Gonzales Court that the Abbott II panel cited to is not directly applicable. The Abbott II panel misconstrued Gonzales when it wholesale rejected Plaintiffs' challenge to the medication-abortion restrictions because it was, in part, a facial challenge.
Even if we were to construe the Plaintiffs' challenge to H.B. 2's medication abortion restrictions as a purely facial challenge, the Abbott II panel's conclusion here was nonetheless erroneous. First, the Supreme Court has recently explained that "the distinction between facial and as-applied challenges" has no "automatic effect" on the "pleadings and disposition" of a case. Citizens United v. FEC, 558 U.S. 310, 331, 130 S.Ct. 876, 175 L.Ed.2d 753 (2010); see also Richard H. Fallon, Jr., Fact and Fiction About Facial Challenges, 99 CAL. L.REV. 915, 935 (2011) ("Powerful evidence that the Supreme Court routinely entertains, and not infrequently upholds, facial challenges emerges from examination of the leading cases under a broad range of constitutional provisions.... A survey of leading cases unmistakably demonstrates that the Court has held statutes wholly invalid under nearly every provision of the Constitution under which it has adjudicated challenges to statutes."). Accordingly, rejecting the Plaintiffs' challenge because it is a "facial" challenge does not comport with the Court's instruction that the distinction between facial and as-applied should not mandate a particular result.
Moreover, and critically, H.B. 2 contains an express severability provision, clearly indicating the Texas legislature's intent to allow courts to construct narrowly-drawn remedies that preserve as much of the law that complies with the constitution. See 2013 Tex. Sess. Law Serv. 2nd Called Sess. Ch. 1 (H.B.2), Section 1(b) ("The legislature intends that every application of this statute to every individual woman shall be severable from each other."). Here, the district court, in accordance with the severability provision, enjoined the law only to the extent that it imposed a substantial obstacle upon a certain, defined group of women. In so doing, the district court crafted a narrowly drawn remedy, after making findings of fact that are substantially supported by the record. Specifically, the district court made a finding of fact that "there are certain situations where medication abortion is the only safe and medically sound option for women with particular physical abnormalities or preexisting conditions." Abbott, 951 F.Supp.2d, at 907 (footnote detailing these medical conditions omitted). This finding is adequately supported by the record evidence, survives clear error review, and therefore must be upheld by this court. This finding also supports the district court's legal conclusion that, as applied to this subset of women with certain physical conditions, H.B. 2's medication-abortion restrictions impose an undue burden because it functions as a "total method ban after 49 days LMP." Id. at 908. Thus, even if we construe the Plaintiffs' challenge as purely facial, the district court properly applied the severability clause to construct the narrow, as-applied remedy. See Gillian E. Metzger, Facial and As-Applied Challenges Under the Roberts Court, 26 FORDHAM URB. L.J. 773, 791 (June 2009) ("severability means that a facial challenge need not lead to facial invalidation"). In sum, the Abbott II panel not only failed to apply the clear error standard of review to the district court's findings of fact that support the as-applied injunction, but it also misinterpreted and improperly broadened the meaning of Gonzales when it reversed the district court's partial injunction as an improper facial remedy.
Strange II, 9 F.Supp.3d at 1282, 2014 WL 3809403, at *8. Unlike the Abbott II panel, the Court in Doe "required more than general statements of concern and claims that the regulations conceivably might, in some cases, lead to better health outcomes; rather, the Court required the State to establish, through evidence, that the regulation was strongly justified." Id. at 1283, 2014 WL 3809403 at *9.
Id. at 844, 112 S.Ct. 2791 (citations omitted).
In El Paso, Potter found that one of two clinics would close and the projected volume would exceed capacity by approximately 2,500 abortions per year. In Harris County, three or four of the ten providers would close and the projected volume increase on remaining clinics will be approximately 16%. In Neuces County one clinic was expected to stay open, but would have an 182% increase in volume due to the expected closures of the only two clinics in the Rio Grande Valley, and the Neuces County Clinic thus was unlikely to meet the increased demand. In Travis County, Potter found that three of the four clinics were expected to stay open, but would experience a volume increase of 26%. Potter concluded that the projected volume for Travis County would exceed capacity by 3,401 abortions per year.
A careful reading of Gonzales reveals that it faithfully follows the Casey undue burden analysis, as discussed infra. In Gonzales, the Court did not reintroduce the rational-basis standard of review nor change the Casey undue burden standard. Gonzales used the term "rational" only in explaining why Congress acted with a permissible purpose to ban partial birth abortions. Gonzales, 550 U.S. at 158, 127 S.Ct. 1610. The Gonzales Court reaffirmed that Congress cannot act to impose an undue burden on a woman's right to choose an abortion prior to viability, and the Gonzales Court's language cannot be read to transform Casey's undue burden standard into the ordinary rational basis standard that the controlling plurality flatly rejected in Casey. As discussed, Casey requires a court to analyze the strength of the state's justifications and the extent to which those justifications are furthered by the law. A deferential rational basis test has no place in that inquiry.
The Abbott II panel, treating the Gonzales Court's use of the words "rational basis" as an invitation to apply a run-of-the-mill rational-basis review to H.B. 2, held that by scrutinizing the evidence to conclude that the law lacked a rational basis, the district court applied an erroneous legal standard. The panel concluded that the State's mere offer of conceivably rational justifications for the provision was sufficient to find that the State rationally "acted within its prerogative to regulate the medical profession." Abbott II, 748 F.3d at 595. Most egregiously, the Abbott II panel never considered whether the State's justification was sufficiently weighty to warrant the extent of the burden imposed upon women; instead, it rested on its conclusion that the law had a conceivably rational basis.
To be sure, the Court has never indicated that a "large fraction" must be an absolute majority of the women actually affected by the law. Had the Court meant to require proof that a majority rather than a fraction of women actually affected by the law will face substantial obstacles, it would have so held. Instead, in its analysis of the challenged spousal notification provision, the Casey Court found that although the vast majority of women volunteered to inform their husbands of their intent to procure an abortion, within the one percent of women who declined to share this information with their spouses, a large fraction of those women would face a substantial obstacle. Casey, 505. U.S. at 894-97. The Court so held without articulating how many women within that one percent would be so burdened.