EDITH BROWN CLEMENT, Circuit Judge:
A federal magistrate judge tried defendant-appellant David W. Hollingsworth ("Hollingsworth") for a petty offense committed on a federal enclave.
Hollingsworth was charged with violating 18 U.S.C. § 113(a)(5), a petty offense,
We apply the same standard of review used by the district court. Peck, 545 F.2d at 964 ("In our review we apply to the magistrate the same standard used by the district court."). Thus we review the magistrate judge's findings of fact for clear error and conclusions of law de novo. Compare Fed. R. Crim. P. 58(g)(2)(D) (providing that district court's review of magistrate judge's judgment "is the same as in an appeal to the court of appeals from a judgment entered by a district judge"), with Mid-Continent Cas. Co. v. Davis, 683 F.3d 651, 654 (5th Cir.2012) ("In an appeal from a district court's final judgment following a bench trial, we review the district court's findings of fact for clear error and review conclusions of law de novo.").
Hollingsworth now argues for the first time that he has a constitutional right to trial before an Art. III judge.
In Palmore v. United States, 411 U.S. 389, 93 S.Ct. 1670, 36 L.Ed.2d 342 (1973), the Supreme Court held that "Congress [is] not required to provide an Art. III court for the trial of criminal cases arising under its laws applicable only within the District of Columbia." Id. at 410, 93 S.Ct. 1670.
Hollingsworth also argues that, even if Congress could refer his trial to an Article I court under Clause 17, the magistrate judge who heard his case is not a member of such a court. But Congress "exercise[s] within [federal enclaves] all legislative powers that the legislature of a state might exercise within the State, and may vest and distribute the judicial authority in and among courts and magistrates, and regulate judicial proceedings before them, as it may think fit, so long as it does not contravene any provision of the constitution of the United States." Palmore, 411 U.S. at 397, 93 S.Ct. 1670 (quoting Capital Traction Co. v. Hof, 174 U.S. 1, 5, 19 S.Ct. 580, 43 L.Ed. 873 (1899)). Hollingsworth fails to cite any constitutional provision that Congress violated when it referred his trial to a federal magistrate judge. Indeed, the particular facts of Hollingsworth's case show that, as applied, Congress has not even entered the constitutional borderlands. Pursuant to Clause 17, Congress could have referred all trials for crimes committed at Belle Chasse to an Article I judge, including felony trials. See Palmore, 411 U.S. at 391, 93 S.Ct. 1670 (explaining that Palmore was tried and found guilty of a felony in an Article I court). But Congress chose to refer only trials for petty offenses to federal magistrate judges. Moreover, it is not clear
We hold that Hollingsworth did not have a right to trial before an Art. III judge, and that his trial, conviction, and sentence before a federal magistrate judge was constitutional. Because we are bound "never to anticipate a question of constitutional law in advance of the necessity of deciding it," United States v. Raines, 362 U.S. 17, 21, 80 S.Ct. 519, 4 L.Ed.2d 524 (1960), our holding applies only to defendants tried for petty offenses committed on federal enclaves obtained by Congress pursuant to Clause 17.
In response to the dissent, we begin by noting a historical fact that the dissent passes over. From 1894 until 1948, Congress referred trials for misdemeanors committed on certain federal lands to the federal magistracy.
We also disagree with the dissent on two theoretical issues. First, the dissent insists that this case involves Art. III "federal judicial power" and proceeds as if this distinction carries the day. The Supreme Court once "suggested a rigid distinction between those subjects that could be considered only in Art. III courts and those that could be considered only in legislative courts." Marathon, 458 U.S. at 63 n. 14, 102 S.Ct. 2858 (plurality opinion). But the Court's "more recent cases clearly recognize that legislative courts may be granted jurisdiction over some cases and controversies to which the Art. III judicial power might also be extended." Id.; see also id. at 113, 102 S.Ct. 2858 (White, J., dissenting) (stating that "[t]here is no difference in principle between the work that Congress may assign to an Art. I court and that which the Constitution assigns to Art. III courts"); Palmore, 411 U.S. at 402, 93 S.Ct. 1670 (explaining that "the enforcement of federal criminal law" has never "been deemed the exclusive province of federal Art. III courts"). By relying on the outdated notion that federal judicial power can never be assigned to legislative courts, the dissent's reasoning is wrong from the start.
Instead of asking whether this case involves "federal judicial power," the Supreme Court's caselaw makes clear that we should ask a simpler question: whether the case arose in a "geographical area[], in which no State operate[s] as sovereign." Marathon, 458 U.S. at 64, 102 S.Ct. 2858 (plurality opinion). The Constitution and the Supreme Court's caselaw define these areas. They include United States territories, the District of Columbia ("D.C."), Indian territories, and foreign areas over which the United States has jurisdiction to
Second, the dissent argues that the federal magistracy is an "adjunct body." Of course, the magistrate judge did not act as an adjunct in this case; she exercised full judicial power over Hollingsworth's criminal trial. See Stern v. Marshall, ___ U.S. ___, 131 S.Ct. 2594, 2610-11, 180 L.Ed.2d 475 (2011) (explaining that a court that resolves all issues of law and fact, enters final judgment, and is reviewed under ordinary appellate standard "is no mere adjunct of anyone"). Thus the dissent must mean that the federal magistracy should be an adjunct body. The dissent's only justification for this argument is its assertion that the federal magistracy is "different in kind from Article I `legislative courts.'" The dissent fails to explain how the federal magistracy is different in kind, and we discern nothing in the various statutes authorizing legislative courts to justify the claim.
It is true that magistrate judges are appointed by district courts,
The dissent contends that we overlook relevant Supreme Court opinions. But nothing in the cases the dissent refers to purports to overrule Palmore. Because Palmore remains good law, we do not understand the dissent's objection to our reliance on it, especially since its relevance here is so obvious.
The dissent also raises several practical concerns about our decision. The dissent worries that "[f]ederal enclaves are neither few nor small." But the Constitution does not empower us to decide how much federal land is too much. Rather, the Constitution leaves that decision to the Government and the State legislatures. See Clause 17 (authorizing Congress to exercise exclusive jurisdiction over lands purchased by Congress for military installations "and other needful Buildings," with "the Consent of the Legislature of the State in which the Same shall be").
The dissent also faults us for failing to identify a "limiting principle" that will restrain Congress from referring "federal criminal felony (even capital) cases that
The dissent contends that our decision will result in absurd consequences. It postulates that, where an oceanside federal enclave abuts state land, "whether a defendant has a right to be tried by an Article III judge will depend on which of the neighboring piers he is standing on." But whenever events occur along jurisdictional borders, courts must engage in jurisdictional line-drawing. To provide only one example, this court once held that the federal courts had concurrent jurisdiction with the state courts "if the crime charged... was committed on the ocean below the low-water mark." Murray v. Hildreth, 61 F.2d 483, 485 (5th Cir.1932). It follows that, should a defendant commit a crime at high tide, just above the low-water mark, the federal courts could offer him no rescue. Jurisdiction often turns on just such narrow considerations.
Hollingsworth argues that his conviction should be overturned because he was denied the right to a jury trial. But it is well-established that those charged with petty offenses do not have a right to a jury trial. See, e.g., Lewis v. United States, 518 U.S. 322, 325-26, 116 S.Ct. 2163, 135 L.Ed.2d 590 (1996) (explaining that there is no right to jury trial for petty offenses, and that crimes with a six month maximum prison term are presumed petty). Hollingsworth concedes that this argument is foreclosed by binding precedent.
We hold that Hollingsworth did not have a right to a jury trial.
For the reasons explained above, we AFFIRM the judgment of the district court.
PATRICK E. HIGGINBOTHAM, Circuit Judge, concurring:
With admiration for my colleague's dissent, and while my heart travels in its direction, I concur fully in Judge Clement's opinion. That we are addressing a petty offense is important. A person charged with a petty offense has no right to an indictment,
STEPHEN A. HIGGINSON, Circuit Judge, dissenting:
Instead, I would reiterate that the federal magistracy has been a longstanding adjunct body to Article III "constitutional courts," different in kind from Article I "legislative courts," to use the time-tested distinction set forth by Chief Justice Marshall in American Insurance Co. v. 356 Bales of Cotton, 26 U.S. 511, 512, 1 Pet. 511, 7 L.Ed. 242 (1828). At least as to constitutional courts whose life tenure and protected salaries give Article III its structural independence, judicial power flows through circuity that is a closed loop. See James E. Pfander, Article I Tribunals, Article III Courts, and the Judicial Power of the United States, 118 Harv. L. Rev. 643, 672 (2004) ("Article III creates an independent judicial department with a single Supreme Court to which all other federal courts, if any, must remain inferior. The familiar pyramidal shape of the judicial department flows from the combined requirements of unity, supremacy, and inferiority, and precludes Congress from establishing an independent set of courts invested with a portion of the judicial power and free from ultimate oversight in the Supreme Court.").
Notably, Congress has the power not only to make "all laws which shall be necessary and proper for carrying into execution [its own] foregoing powers" (hence laws establishing bankruptcy, immigration, and military tribunals, whose adjudicative powers exist alongside constitutional courts, often reviewed by them), but also, significantly, "all laws which shall be necessary and proper for carrying into execution... all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof." U.S. Const. art. I, § 8, cl. 18. Constitutional courts are comprised of "principal officers," and our federal magistracy assisting them is proper congressional objective to effectuate "other powers" reposed in Article III. See McCulloch v. Maryland, 17 U.S. 316, 4 Wheat. 316, 4 L.Ed. 579 (1819).
Finding constitutional birthright in Article I, Section 8, Clause 18's "other powers" phrase — instead of Clause 17's Seat of Government Clause or its Enclave Clause enhancement of Article I powers — enhances Article III courts' discretion to refer matters to the federal magistracy for preliminary review and a recommended decision. See Mathews v. Weber, 423 U.S. 261, 270-71, 96 S.Ct. 549, 46 L.Ed.2d 483 (1976). Indeed, as Congress has revised and expanded matters that may be so referred, the Supreme Court repeatedly has tested each subsequent delegation, when there is no consent, according to one constant principle, namely, that case-dispositive matters may be handled by magistrate judges provided that Article III district courts retain full and ultimate authority "to make an informed, final determination" of the case. See United States v. Raddatz, 447 U.S. 667, 682-83, 100 S.Ct. 2406, 65 L.Ed.2d 424 (1980).
It is said that a well-built house requires but little repairs. Article III federal district judges are not over-burdened in their most essential judicial function, trying federal criminal cases. Without consent, persons accused of federal offenses should not lose their liberty except after trial in a constitutional court, unless an Article III judge reserves "the ultimate decisionmaking authority." Marathon, 458 U.S. at 79, 102 S.Ct. 2858 (citing Raddatz, 447 U.S. at 682, 100 S.Ct. 2406).
Adding another layer of incongruity, the statute under which Hollingsworth was convicted, 18 U.S.C. § 113, applies to "the special maritime and territorial jurisdiction of the United States," which includes much more than Clause 17 federal property. See 18 U.S.C. § 7 (defining the "special maritime and territorial jurisdiction of the United States" as including, among other things: "[t]he high seas [and] any other waters within the admiralty and maritime jurisdiction of the United States;" vessels, aircrafts, and space vehicles owned by the United States; "lands reserved or acquired for the use of the United States, and under the exclusive or concurrent jurisdiction thereof;" and "[a]ny island, rock, or key containing deposits of guano"). The majority overlooks this further discrepancy in order to draw analogy with Palmore, in which the Court narrowed its holding to laws "applicable only within the District of Columbia." Palmore, 411 U.S. at 410, 93 S.Ct. 1670.
The majority emphasizes that Hollingsworth was charged for a crime that is applicable in "federal enclaves," but the term "federal enclave" can refer to a variety of federally owned land — land that is exclusively, partially, or concurrently under the jurisdiction of the federal government vis-à-vis the States. The jurisdictional status depends on which statute was in place when the land was acquired by the federal government or when the federal government accepted jurisdiction. Roger W. Haines, Jr., Federal Enclave Law 17 (2011). Already half a century ago, six million acres of land were under "exclusive" federal jurisdiction and thirty-six million were under either "partial" or "concurrent" federal jurisdiction. Id. at 56. These lands include military bases, national forests and parks, federal prisons, and public health facilities, among other property. Id. at 58-72. Also problematic for the majority's position, within one federal property there can exist numerous jurisdictional statuses. For instance, the San Diego Naval Station consists of federally owned land that is under partial and exclusive federal jurisdiction as well as some federally owned land under state jurisdiction. Id. at 243, 275. Under the majority's opinion, whether a defendant has a right to be tried by an Article III judge will depend on which of the neighboring piers he is standing on; or if the defendant is standing on the main public road through the Naval Station, which was retroceded to the State, Article III protections apparently would attach, in the middle of the enclave. See id. at 243-45.