EDITH H. JONES, Circuit Judge, joined by STEWART, Chief Judge, JOLLY, DAVIS, SMITH, DENNIS,
This appeal returned to the court en banc following remand from the United States Supreme Court. Prompted by the High Court, we have carefully considered a question antecedent to the merits of the Hernandez family's claims against United States Customs & Border Patrol Agent Mesa: whether federal courts have the authority to craft an implied damages action for alleged constitutional violations in this case. See Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971) [hereinafter Bivens]. We hold that this is not a garden variety excessive force case against a federal law enforcement officer. The transnational aspect of the facts presents a "new context" under Bivens, and numerous "special factors" counsel against federal courts' interference with the Executive and Legislative branches of the federal government.
Because the plaintiffs' claims were dismissed on the pleadings, the alleged facts underlying this tragic event are taken as true. Fed. R. Civ. P. 12(b)(6); Toy v. Holder, 714 F.3d 881, 883 (5th Cir. 2013). Sergio Hernandez was a 15-year-old Mexican citizen without family in, or other ties to, the United States. On June 7, 2010, while at play, he had taken a position on the Mexican side of a culvert that marks the boundary between Ciudad Juarez, Mexico, and El Paso, Texas. The FBI reported that Agent Mesa was engaged in his law enforcement duties when a group of young men began throwing rocks at him from the Mexican side of the border. From United States soil, the agent fired several shots toward the assailants. Hernandez was fatally wounded.
Hernandez's parents alleged numerous claims in a federal lawsuit against Agent Mesa, other Border Patrol officials, several federal agencies, and the United States government. The federal district court dismissed all claims, but was reversed in part by a divided panel of this court. Hernandez v. United States, 757 F.3d 249, 255 (5th Cir. 2014). The panel decision allowed only a Bivens claim, predicated on Fifth Amendment substantive due process, to proceed against Agent Mesa alone. Id. at 277. This court elected to rehear the appeal en banc. Without ruling on the cognizability of a Bivens claim in the first instance,
The Supreme Court granted certioriari and heard this case in conjunction with Ziglar v. Abbasi, ___ U.S. ___, 137 S.Ct. 1843, 198 L.Ed.2d 290 (2017). In Abbasi, the Court reversed the Second Circuit and refused to imply a Bivens claim against policymaking officials involved in terror
The Court's decision in this case tagged onto Abbasi by rejecting this court's approach and ordering a remand for us to consider the propriety of allowing Bivens claims to proceed on behalf of the Hernandez family in light of Abbasi's analysis.
The plaintiffs assert that Agent Mesa used deadly force without justification against Sergio Hernandez, violating the Fourth and Fifth Amendments, where the fatal shot was fired across the international border. No federal statute authorizes a damages action by a foreign citizen injured on foreign soil by a federal law enforcement officer under these circumstances. Thus, plaintiffs' recovery of damages is possible only if the federal courts approve a Bivens implied cause of action. Abbasi instructs us to determine initially whether these circumstances present a "new context" for Bivens purposes, and if so, whether "special factors" counsel against implying a damages claim against an individual federal officer. To make these determinations, we review Abbasi's pertinent discussion about "Bivens and the ensuing cases in [the Supreme Court] defining the reach and the limits of that precedent." Abbasi, 137 S.Ct. at 1854.
In Abbasi, the Court begins by explaining that when Congress passed what is now 42 U.S.C. § 1983 in 1871, it enacted no comparable law authorizing damage suits in federal court to remedy constitutional violations by federal government agents. In 1971, the Bivens decision broke new ground by authorizing such a suit for Fourth Amendment violations by federal law enforcement officers who handcuffed and arrested an individual in his own home without probable cause. Within a decade, the Court followed up by allowing a Bivens action for employment discrimination, violating equal protection under the Fifth Amendment, against a Congressman.
The "ancien regime" was toppled step by step as the Court, starting in the late 1970s, retreated from judicially implied causes of action
Abbasi goes on to reiterate with an exacting description the two-part analysis for implying Bivens claims. We turn to the two inquiries by comparing Abbasi's separation-of-powers considerations and its facts to the present case.
The plaintiffs assert that because the allegedly unprovoked shooting of a civilian by a federal police officer is a prototypical excessive force claim, their case presents no "new context" under Bivens. This court, including our colleagues in dissent, disagrees.
Among the non-exclusive examples of such "meaningful" differences, the Court points to the constitutional right at issue, the extent of judicial guidance as to how an officer should respond, and the risk of the judiciary's disruptive intrusion into the functioning of the federal government's co-equal branches. Abbasi, 137 S.Ct. at 1860-61. The Court found it an easy conclusion that there were meaningful differences between prior Bivens claims and claims alleged in Abbasi for unconstitutional "confinement conditions imposed on illegal aliens pursuant to a high-level executive policy created in the wake of a major terrorist attack on American soil." Id. at 1860. Even more significant, the Court decided that claims against the prison warden for "compelling" allegations of detainee abuse and prison regulation violations also arose in a "new context" under Bivens. Id. at 1864. Despite close parallels between claims alleged against the warden and Carlson, the Court explained that "even a modest extension [of Bivens] is still an extension," id., and the Court remanded for additional consideration of the "special factors."
Pursuant to Abbasi, the cross-border shooting at issue here must present a
Likewise, the plaintiffs can prevail on a substantive due process Fifth Amendment claim only if federal courts accept two novel theories. The first would allow a Bivens action to proceed based upon a Fifth Amendment excessive force claim simply because Verdugo might prevent the assertion of a comparable Fourth Amendment claim. But cf. Graham v. Connor, 490 U.S. 386, 395, 109 S.Ct. 1865, 1871, 104 L.Ed.2d 443 (1989) ("[A]ll claims that law enforcement officers have used excessive force ... in the course of an arrest, investigatory stop, or other `seizure' of a free citizen should be analyzed under the Fourth Amendment and its `reasonableness' standard, rather than under a `substantive due process' approach."). The second theory would require the extension of the Boumediene decision,
The plaintiffs argue that this case involves no "special factors" — no reasons the court should hesitate before extending Bivens. However remarkable this position may seem, it is unremarkable that the plaintiffs hold it. Indeed, they must. The presence of "special factors" precludes a Bivens extension. Given Abbasi's elucidation of the "special factors" inquiry, there is more than enough reason for this court to stay its hand and deny the extraordinary remedy that the plaintiffs seek.
Abbasi clarifies the concept of "special factors" by explicitly focusing the inquiry on maintaining the separation of powers: "separation-of-powers principles are or should be central to the analysis." Abbasi, 137 S.Ct. at 1857. Before Abbasi, the Court had instructed lower courts to perform "the kind of remedial determination that is appropriate for a common-law tribunal." See, e.g., Wilkie v. Robbins, 551 U.S. 537, 550, 127 S.Ct. 2588, 2598, 168 L.Ed.2d 389 (2007) (emphasis added) (quoting Bush v. Lucas, 462 U.S. 367, 378, 103 S.Ct. 2404, 2411, 76 L.Ed.2d 648 (1983)). Underscoring the Court's steady retreat from the "ancien regime" discussed above, that language appears nowhere in Abbasi. Instead, Abbasi instructs courts to "concentrate on whether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed." Abbasi, 137 S.Ct. at 1857-58. In light of this guidance, the question for this court is not whether this case is distinguishable from Abbasi itself — it certainly is — but whether "there are sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy." Id. at 1858. If such reasons exist, "the courts must refrain from creating the remedy in order to respect the role of Congress in determining the nature and extent of federal-court jurisdiction under Article III." Id.
Applying Abbasi's separation-of-powers analysis reveals numerous "special factors" at issue in this case. To begin with, this extension of Bivens threatens the political branches' supervision of national security. "The Supreme Court has
In particular, the threat of Bivens liability could undermine the Border Patrol's ability to perform duties essential to national security. Congress has expressly charged the Border Patrol with "deter[ring] and prevent[ing] the illegal entry of terrorists, terrorist weapons, persons, and contraband." 6 U.S.C. § 211(e)(3)(B). Although members of the Border Patrol like Agent Mesa may conduct activities analogous to domestic law enforcement, this case involved shots fired across the border within the scope of Agent Mesa's employment.
Id. at 207. The same logic applies here.
Extending Bivens in this context also risks interference with foreign affairs and diplomacy more generally. This case is hardly sui generis: the United States government is always responsible to foreign sovereigns when federal officials injure foreign citizens on foreign soil. These are often delicate diplomatic matters, and, as
Given the dialogue between Mexico and the United States, the plaintiffs are wrong to suggest that Mexico's support for a new Bivens remedy obviates foreign affairs concerns. It is not surprising that Mexico, having requested Mesa's extradition, now supports a damages remedy against him. But the Executive Branch denied extradition and refused to indict Agent Mesa following a thorough investigation.
Congress's failure to provide a damages remedy in these circumstances is an additional factor counseling hesitation. Abbasi emphasized that Congress's silence may be "relevant[] and ... telling," especially where "Congressional interest" in an issue "has been frequent and intense." Id. at 1862 (citations omitted). It is "much more difficult to believe that congressional inaction was inadvertent" given the increasing national policy focus on border security. Abbasi, 137 S.Ct. at 1862 (citations omitted).
Relevant statutes confirm that Congress's failure to provide a federal remedy was intentional. For instance, in section 1983, Congress expressly limited damage remedies to "citizen[s] of the United States or other person[s] within the jurisdiction thereof." 42 U.S.C. § 1983. Given that Bivens is a judicially implied version of section 1983, it would violate separation-of-powers principles if the implied remedy reached further than the express one. Likewise, under the Federal Tort Claims Act — a law that comprehensively waives federal sovereign immunity to provide damages remedies for injuries inflicted by federal employees — Congress specifically excluded "[a]ny claim arising in a foreign country." 28 U.S.C. § 2680(k). Congress also exempted federal officials from liability under the Torture Victim Protection Act of 1991. See 28 U.S.C. §§ 2671 et seq.
Nor, under Abbasi, does the plaintiffs' lack of a damages remedy favor extending Bivens. The Supreme Court has held that "even in the absence of an alternative" remedy, courts should not extend Bivens if any special factors counsel hesitation. Wilkie, 551 U.S. at 550, 127 S.Ct. at 2598. Thus, the absence of a remedy is only significant because the presence of one precludes a Bivens extension. Here, the absence of a federal remedy does not mean the absence of deterrence. Abbasi acknowledges the "persisting concern [ ] that absent a Bivens remedy there will be insufficient deterrence to prevent officers from violating the Constitution." Abbasi, 137 S.Ct. at 1863. For cross-border shootings like this one, however, criminal investigations and prosecutions are already a deterrent. While it is true that numerous federal agencies investigated Agent Mesa's conduct and decided not to bring charges, the DOJ is currently prosecuting another Border Patrol agent in Arizona for the cross-border murder of a Mexican citizen. See United States v. Swartz, No. 15-CR-1723 (D. Ariz. Sept. 23, 2015). The threat of criminal prosecution for abusive conduct is not hollow. In some instances, moreover, a state-law tort claim may be available to provide both deterrence and damages. That claim is unavailable here because the DOJ certified that Agent Mesa acted within the scope of his employment, and so the Westfall Act protects him from liability. See 28 U.S.C. § 2679(b)(1), (d). The plaintiffs concede that Agent Mesa was acting within the scope of his employment. Regardless, Abbasi makes clear that, when there is "a balance to be struck" between countervailing policy considerations like deterrence and national security, "[t]he proper balance is one for the Congress, not the Judiciary, to undertake." Abbasi, 137 S.Ct. at 1863.
Finally, the extraterritorial aspect of this case is itself a special factor that underlies and aggravates the separation-of-powers issues already discussed. The plaintiffs argue that extraterritoriality cannot constitute a special factor because this would multiply extraterritoriality's significance. But this misunderstands the Bivens inquiry and misreads Supreme Court precedent. The plaintiffs' argument relies on Davis v. Passman, in which the defendant argued that his conduct was immunized by the Speech or Debate Clause and, alternatively, that the Clause was a "special factor" for Bivens purposes. The Court held that the scope of the immunity and weight of the special factor were "coextensive." See Davis, 442 U.S. at 246, 99 S.Ct. at 2277. In other words, if the Clause did not immunize the defendant's conduct, then it was not a special factor. Similarly, the plaintiffs here suggest that extraterritoriality is not a "special factor" if the Constitution applies extraterritorially. This argument conflates the applicability of a constitutional immunity with the scope of a constitutional right, and thereby
Plaintiffs also suggest that relying on extraterritoriality as an indicator of a "new context" and as a "special factor" double counts the significance of extraterritoriality and stacks the deck against extending Bivens. But Abbasi explicitly states that one rationale for finding a "new context" is "the presence of potential special factors." Abbasi, 137 S.Ct. at 1860 (emphasis added). To the extent that this court double counts the significance of extraterritoriality, the Supreme Court has not foreclosed our doing so.
Indeed, the novelty and uncertain scope of an extraterritorial Bivens remedy counsel hesitation. As the Eleventh Circuit recently averred, the legal theory itself may constitute a special factor if it is "doctrinally novel and difficult to administer." Alvarez v. U.S. Immigration & Customs Enf't, 818 F.3d 1194, 1210 (11th Cir. 2016), cert. denied, ___ U.S. ___, 137 S.Ct. 2321, 198 L.Ed.2d 724 (2017). An extraterritorial Bivens extension is "doctrinally novel." The Supreme Court "has never created or even favorably mentioned a non-statutory right of action for damages on account of conduct that occurred outside the borders of the United States." Vance v. Rumsfeld, 701 F.3d 193, 198-99 (7th Cir. 2012) (en banc). Nor has any court of appeals extended Bivens extraterritorially. See Meshal v. Higgenbotham, 804 F.3d 417, 424-25 (D.C. Cir. 2015), cert. denied, ___ U.S. ___, 137 S.Ct. 2325, 198 L.Ed.2d 755 (2017). Extraterritoriality, moreover, involves a host of administrability concerns, making it impossible to assess the "impact on governmental operations systemwide." Abbasi, 137 S.Ct. at 1858.
But novelty is by no means the only problem with an extraterritorial Bivens remedy. The presumption against extraterritoriality accentuates the impropriety of extending private rights of action to aliens injured abroad. According to the Supreme Court, "[t]he presumption against extraterritorial application helps ensure that the Judiciary does not erroneously adopt an interpretation of U.S. law that carries foreign policy consequences not clearly intended by the political branches." Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108, 116, 133 S.Ct. 1659, 1664, 185 L.Ed.2d 671 (2013). Even when a statute's substantive provisions do apply extraterritorially, a court must "separately apply the presumption against extraterritoriality" when it determines whether to provide a private right of action for damages. RJR Nabisco, Inc. v. European Cmty., ___ U.S. ___, 136 S.Ct. 2090, 2106, 195 L.Ed.2d 476 (2016). By extension, even if the Constitution applies extraterritorially, a court should hesitate to provide an extraterritorial damages remedy with "potential
The D.C. Circuit squarely addressed the issue of extraterritoriality in the Bivens context and concluded that it constituted a "special factor." See Meshal, 804 F.3d at 425-26. Like this case, the D.C. Circuit's decision in Meshal v. Higgenbotham involved a challenge to "the individual actions of federal law enforcement officers" for an injury that occurred on foreign soil. Id. at 426. Refusing to extend Bivens, the court noted that "the presumption against extraterritoriality is a settled principle that the Supreme Court applies even in considering statutory remedies." Id. at 425. Given this presumption, the court concluded that extraterritoriality was a special factor. Concurring, Judge Kavanaugh stressed that "[i]t would be grossly anomalous... to apply Bivens extraterritorially when we would not apply an identical statutory cause of action for constitutional torts extraterritorially." Id. at 430 (Kavanaugh, J., concurring). We agree. Not only would it be "anomalous," it would contravene the separation-of-powers concerns that lie at the heart of the "special factors" concept.
Having weighed the factors against extending Bivens, we conclude that this is not a close case. Even before Abbasi clarified the "special factors" inquiry, we agreed with our sister circuits that "[t]he only relevant threshold — that a factor `counsels hesitation' — is remarkably low." See De La Paz v. Coy, 786 F.3d 367, 378 (5th Cir. 2015) (quoting Arar v. Ashcroft, 585 F.3d 559, 574 (2d Cir. 2009) (en banc)). Here, extending Bivens would interfere with the political branches' oversight of national security and foreign affairs. It would flout Congress's consistent and explicit refusals to provide damage remedies for aliens injured abroad. And it would create a remedy with uncertain limits. In its remand of Hernandez, the Supreme Court chastened this court for ruling on the extraterritorial application of the Fourth Amendment because the issue is "sensitive and may have consequences that are far reaching." Hernandez, 137 S.Ct. 2003, 2007 (2017). Similar "consequences" are dispositive of the "special factors" inquiry. The myriad implications of an extraterritorial Bivens remedy require this court to deny it.
For these reasons, the district court's judgment of dismissal is
JAMES L. DENNIS, Circuit Judge, concurring in the judgment:
In my view, we need not decide the difficult question of whether a Bivens remedy should be available under the circumstances of this case because, under Supreme Court precedent, Agent Mesa is entitled to qualified immunity. I find compelling the plaintiffs' arguments that Hernández was entitled to protections under the Fourth Amendment in light of Boumediene v. Bush, 553 U.S. 723, 128 S.Ct. 2229, 171 L.Ed.2d 41 (2008), and the circumstances surrounding the border area where Mesa shot and killed him. See Hernandez v. Mesa, ___ U.S. ___, 137 S.Ct. 2003, 2008-11, 198 L.Ed.2d 625 (2017) (Breyer, J., joined by Ginsburg, J., dissenting). But the extraterritorial application of these protections to Hernández was not clearly established at the time of Mesa's tortious conduct. Mesa is therefore entitled to qualified immunity. See Mullenix v. Luna, ___ U.S. ___, 136 S.Ct. 305, 308, 193 L.Ed.2d 255 (2015) ("The doctrine of qualified immunity shields officials from civil liability so long as their conduct does not violate clearly established statutory or constitutional rights." (internal quotation marks omitted)).
In Davis v. Scherer, the Supreme Court held, "A plaintiff who seeks damages for violation of constitutional or statutory rights may overcome the defendant official's qualified immunity only by showing that those rights were clearly established at the time of the conduct at issue." Id. (emphasis added). The Court stated that "officials can act without fear of harassing litigation only if they reasonably can anticipate when their conduct may give rise to liability for damages." Id. at 195, 104 S.Ct. 3012. In light of Davis, the plaintiffs' argument that Mesa forfeited his qualified immunity because his conduct was shockingly unlawful cannot succeed. I am therefore compelled to concur in affirming the district court's dismissal of the plaintiffs' claims.
HAYNES, Circuit Judge, concurring:
I concur in the judgment and with the majority opinion's conclusion that Bivens should not extend to the circumstances of this case. I write separately to note that when we previously heard this case en banc, it was consolidated with two other appeals, which alleged issues arising under the Alien Tort Statute and Federal Tort Claims Act. See Hernandez v. United States, 785 F.3d 117, 139 (5th Cir. 2015) (Haynes, J., concurring). Those appeals and claims are not before us today, and they need not be addressed to resolve the Bivens claim against Mesa.
EDWARD C. PRADO, Circuit Judge, joined by GRAVES, Circuit Judge, dissenting:
Today's en banc majority denies Sergio Hernandez's parents a Bivens remedy for the loss of their son at the hands of a United States Border Patrol agent. The majority asserts that the transnational nature of this case presents a new context under Bivens and that special factors counsel against this Court's interference. While I agree that this case presents a new context, I would find that no special factors counsel hesitation in recognizing a Bivens remedy because this case centers on an individual federal officer acting in his law enforcement capacity. I respectfully dissent.
I do not take issue with the majority's framework for analyzing whether there are special factors counseling hesitation. "[S]eparation-of-powers principles are or should be central to the analysis." Ziglar v. Abbasi, ___ U.S. ___, 137 S.Ct. 1843, 1857, 198 L.Ed.2d 290 (2017). And the majority's analysis purports to consider these principles by appropriately asking
The majority repeatedly attempts to frame this case around the issue of whether aliens injured abroad can pursue Bivens remedies. That characterization, however, overlooks the critical who, what, where, when, and how of the lead actor in this tragic narrative. This case involves one federal officer "engaged in his law enforcement duties" in the United States who shot and killed an unarmed, fifteen-year-old Mexican boy standing a few feet away. The Supreme Court in Abbasi went to great lengths to indicate support for the availability of a Bivens remedy in exactly the circumstances presented here: an instance of individual law enforcement overreach. As the Court recently reaffirmed in no uncertain terms, Bivens is "settled law ... in [the] common and recurrent sphere of law enforcement." Abbasi, 137 S.Ct. at 1857. For the following reasons, I would retain Bivens in that common sphere and recognize a remedy for this senseless and arbitrary cross-border shooting at the hands of a federal law enforcement officer.
The Supreme Court directed this Court "to consider how the reasoning and analysis in Abbasi may bear on this case," so that is where I begin. See Hernandez v. Mesa, ___ U.S. ___, 137 S.Ct. 2003, 2006, 198 L.Ed.2d 625 (2017). In Abbasi, aliens detained for immigration violations following the September 11 attacks brought a class action suit against high-level federal executive officials and detention facility wardens. 137 S.Ct. at 1852-54. The detainees alleged that they had been detained in harsh conditions, including that they were confined in tiny cells for over 23 hours a day, subjected to regular strip searches, denied basic hygiene products and most forms of communication, and subjected to regular verbal and physical abuse by guards. Id. at 1853. Detainee-plaintiffs brought their Bivens claims alleging that the detention and policies authorizing it violated their Fourth and Fifth Amendment rights. Id. at 1853-54. After finding the case presented a new Bivens context because it challenged "confinement conditions imposed on illegal aliens pursuant to a high-level executive policy created in the wake of a major terrorist attack" — a far cry from the three Bivens cases the Court had approved in the past — the Court determined that several special factors counseled hesitation that precluded a Bivens remedy against the executive officials. See id. at 1860-63.
The Supreme Court's analysis of four special factors in Abbasi is particularly relevant given the vastly different circumstances presented in this case. First, the
Not only are all four of these special factors notably absent here, but this case also presents the limited circumstances in which Abbasi indicated a Bivens remedy would exist. First, Hernandez's parents do not seek to hold any high-level officials liable for the acts of their subordinates. Instead, and strictly comporting with Bivens, plaintiffs are suing an individual federal agent for his own actions. See Abbasi, 137 S.Ct. at 1860 ("[A] Bivens claim is brought against the individual official for his or her own acts."). Relatedly, in suing an individual officer, Hernandez's parents do not challenge or seek to alter any governmental policy. To the contrary, the constitutional constraints Hernandez's parents seek mirror existing Executive Branch policy for Border Patrol agents. Department of Homeland Security regulations and guidelines already require Border Patrol agents to adhere to constitutional standards for the use of lethal force, regardless of the subject's location or nationality.
The special factors identified by the majority do not convince me that the Judiciary is not "well suited ... to consider and weigh the costs and benefits of allowing a damages action to proceed" — particularly given the relatively straight-forward events here. See Abbasi, 137 S.Ct. at 1858. I disagree that recognizing a Bivens remedy in this case "threatens the political branches' supervision of national security." According to the majority, national security is implicated because the events giving rise to this suit took place at the border, thereby affecting border security and the operations of the Border Patrol. Relying on the Third Circuit's rejection of Bivens
While the shooting in this case took place at the border, it does not follow that border security and the operations of the Border Patrol are significantly implicated. As the original panel majority noted, this case "involves questions of precisely Bivens-like domestic law enforcement and nothing more." Hernandez v. United States, 757 F.3d 249, 276 (5th Cir. 2014). Plaintiffs allege that an individual Border Patrol agent while on duty on U.S. soil shot and killed an unarmed fifteen-year-old boy. If recognizing a Bivens remedy in this context implicates border security or the Border Patrol's operations, so too would any suit against a Border Patrol agent for unconstitutional actions taken in the course and scope of his or her employment. Yet, as the majority recognizes, Border Patrol agents are unquestionably subject to Bivens suits when they commit constitutional violations on U.S. soil. See, e.g., De La Paz v. Coy, 786 F.3d 367, 374 (5th Cir. 2015); Martinez-Aguero, 459 F.3d at 620-25; Valdez-Ortega, 1993 WL 560259, at *1-2. It make little sense to argue that a suit against a Border Patrol agent who shoots and kills someone standing a few feet beyond the U.S. border implicates border and national security issues, but at the same time contend that those concerns are not implicated when the same agent shoots someone standing a few feet inside the border.
Moreover, the practical rationale given by the majority for not recognizing a Bivens remedy — that Border Patrol agents will hesitate making split-second decisions — is one more commonly and more appropriately invoked in the qualified immunity context. See Graham, 490 U.S. at 396-97, 109 S.Ct. 1865 (holding that the excessive force qualified immunity analysis "must embody allowance for the fact that police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation"); see also Pasco ex rel. Pasco v. Knoblauch, 566 F.3d 572, 582 (5th Cir. 2009) ("Importantly, qualified immunity purposefully shields police officers' split-second decisions made without clear guidance from legal rulings."). Given that the qualified immunity analysis already incorporates this practical concern, it is odd to invoke it at this stage, particularly when such concerns could be raised in nearly any Bivens suit against a federal law enforcement officer. See Bivens, 403 U.S. at 396, 91 S.Ct. 1999 (failing to raise concern about hesitation by federal agents in tense search and arrest situations and holding that "no special factors counsel[ed] hesitation"). Indeed, although the majority does not reach the issue of qualified immunity, Agent Mesa has and could continue to raise it as a possible defense to the constitutional claims against him.
Finally, I am troubled by the majority's reliance on a First Amendment retaliation case to raise this "national security" concern. In Vanderklok, the Third Circuit considered whether under Bivens "a First Amendment claim against a TSA employee for retaliatory prosecution even exists in the context of airport security screenings." Vanderklok, 868 F.3d at 194. While the court refused to recognize such a claim in light of the new context presented and various special factors counseling hesitation, one such special factor the court found particularly relevant was the fact that "TSA employees typically are not law enforcement officers and do not act as
Indeed, Abbasi itself cautions against taking the very path the majority errantly takes in this case. "[N]ational-security concerns must not become a talisman used to ward off inconvenient claims — a `label' used to `cover a multitude of sins.'" Abbasi, 137 S.Ct. at 1862 (quoting Mitchell v. Forsyth, 472 U.S. 511, 523, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985)). As one prominent legal scholar has warned, "national security" justifications are "increasingly becom[ing] the rule in contemporary civil litigation against government officers" and threaten to "dilute the effectiveness of judicial review as a deterrent for any and all unlawful government action — not just those actions undertaken in ostensibly in defense of the nation." Steven I. Vladeck, The New National Security Canon, 61 Am. U. L. Rev. 1295, 1330 (2012). When one looks to substantiate the invocation of national security here, one is left with the impression that this case more closely resembles ordinary civil litigation against a federal agent than a case involving a true inquiry into sensitive national security and military affairs, which are properly committed to the Executive Branch. See Abbasi, 137 S.Ct. at 1861. On this record, I would not so readily abdicate our judicial role given the fundamental rights at stake here. See Hamdi v. Rumsfeld, 542 U.S. 507, 536, 124 S.Ct. 2633, 159 L.Ed.2d 578 (2004) ("Whatever power the United States Constitution envisions for the Executive in its exchanges with other nations or with enemy organizations in times of conflict, it most assuredly envisions a role for all three branches when individual liberties are at stake.").
The majority also invokes concerns about interference with foreign affairs and diplomacy as a special factor counseling hesitation. Asserting that the United States is always responsible to foreign sovereigns when federal officials injure foreign citizens on foreign soil, the majority argues that extending a Bivens remedy here implicates "delicate diplomatic matters." However, isn't the United States equally answerable to foreign sovereigns when federal officials injure foreign citizens on domestic soil? Again, the majority's argument proves too much. As plaintiffs persuasively argue, if there is a "U.S. foreign policy interest [implicated] in granting or denying a Bivens claim to foreign nationals, it is difficult to see how that interest would apply only if the injury occurred abroad." It also bears repeating that Agent Mesa's actions took place within the United States.
I also fail to see how recognizing a Bivens remedy here would undermine Mexico's respect for the Executive Branch or create tension between Executive and Judicial determinations. No case holds that a court must first consider whether the Executive Branch has found evidence of criminality before determining whether a civil Bivens remedy exists for a given constitutional violation. Further, the majority fails to acknowledge that distinct standards of proof govern civil and criminal proceedings making different outcomes in these proceedings hardly the stuff of an international diplomatic crisis. See Addington v. Texas,
The majority also points to Congress's failure to provide a damages remedy as an additional factor counseling hesitation. Noting that the language of 42 U.S.C. § 1983 limits damage remedies to "citizen[s] of the United States or other person[s] within the jurisdiction thereof," the majority first argues that Bivens as the "judicially implied version of section 1983" cannot reach further than § 1983. However, it is just as likely that by specifying "other persons within the jurisdiction" Congress intended to extend a § 1983 remedy beyond U.S. citizenship, rather than commenting on its availability for wrongful conduct by state actors with extraterritorial effects. Indeed, Congress enacted § 1983 "in response to the widespread deprivations of civil rights in the Southern States and the inability or unwillingness of authorities in those States to protect those rights or punish wrongdoers." Felder v. Casey, 487 U.S. 131, 147, 108 S.Ct. 2302, 101 L.Ed.2d 123 (1988) (citing Patsy v. Bd. of Regents of State of Fl., 457 U.S. 496, 503-05, 102 S.Ct. 2557, 73 L.Ed.2d 172 (1982)). Furthermore, while a Bivens action is often described as "analogous" to a § 1983 claim, Butts v. Martin, 877 F.3d 571, 588 (5th Cir. 2017), the Supreme Court has "never expressly held that the contours of Bivens and § 1983 are identical." Malesko, 534 U.S. at 82, 122 S.Ct. 515 (Stevens, J., dissenting).
The other statutes highlighted by the majority fail to indicate that Congress expressly intended to preclude a remedy in the circumstances presented here. For instance, the FTCA's exclusion of "claim[s] arising in a foreign country," see 28 U.S.C. § 2680(k), was meant to codify "Congress's "unwilling[ness] to subject the United States to liabilities depending upon the laws of a foreign power.'" Sosa v. Alvarez-Machain, 542 U.S. 692, 707, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004) (quoting United States v. Spelar, 338 U.S. 217, 221, 70 S.Ct. 10, 94 S.Ct. 3 (1949)) (emphasis added). Notably, Bivens seeks to remedy violations of United States constitutional protections, and the FTCA expressly does "not extend or apply to a civil action ... for a violation of the Constitution of the United States." 28 U.S.C. § 2679(b)(2)(A). Additionally, any exception for federal officials under the Torture Victim Protection Act of 1991 ("TVPA") has little to say about the availability of a Bivens claim here. The TVPA provides a remedy for extrajudicial killings and torture at the hands of individuals acting under color of foreign law. See 106 Stat. 73, note following 28 U.S.C. § 1350. However, these individuals would not have been subject to Bivens liability anyways because Bivens is limited to federal officials acting pursuant to federal law. Dean v. Gladney, 621 F.2d 1331, 1336 (5th Cir. 1980) (describing Bivens as creating "a remedy against federal officers, acting under color of federal law"); Kundra v. Austin, 233 Fed.Appx.
It is also important to note that Abbasi found Congress's failure to provide a remedy to the detainees in that case notable because Congressional interest in the government's response to the September 11 terrorist attack "ha[d] been `frequent and intense' and some of that interest ha[d] been directed to the conditions of confinement at issue." Abbasi, 137 S.Ct. at 1862 (quoting Schweiker v. Chilicky, 487 U.S. 412, 425, 108 S.Ct. 2460, 101 L.Ed.2d 370 (1988)); see also id. (noting that at Congress's behest the Department of Justice produced a 300-page report on the confinement conditions at the relevant detention facility). By contrast here, Congressional interest in cross-border shootings has been negligible making it more likely that congressional inaction is inadvertent rather than intentional. See id. (noting that where Congressional attention is high "it is much more difficult to believe that `congressional inaction' was `inadvertent'"). Indeed, as courts have recognized in the statutory interpretation context, drawing inferences from Congress's silence is a difficult and potentially dangerous exercise. See Schneidewind v. ANR Pipeline Co., 485 U.S. 293, 306, 108 S.Ct. 1145, 99 L.Ed.2d 316 (1988) ("This Court generally is reluctant to draw inferences from Congress' failure to act."); La. Health Serv. & Indem. Co. v. Rapides Healthcare Sys., 461 F.3d 529, 537 (5th Cir. 2006) ("As is often the case, congressional silence whispers sweet nothings in the ears of both parties."); McGill v. E.P.A., 593 F.2d 631, 636 (5th Cir. 1979) ("The debate concerning the significance of congressional silence is almost as difficult to resolve as Bishop Berkeley's famous question concerning whether there is noise when a tree falls in the forest and no one is present to hear it."); Castro v. Chi. Hous. Auth., 360 F.3d 721, 729 (7th Cir. 2004) (noting that "inferences from congressional silence are treacherous").
Finally, the majority asserts that "the extraterritorial aspect of this case" is itself a special factor counseling hesitation. Looking to the fact that Hernandez was standing on Mexican soil when he was shot, the majority fears the uncertain scope of Bivens liability — extending even to U.S.-based military drone operators — were we to recognize a Bivens remedy here. The majority's concern about the effects of such a decision is understandable and I do not take it lightly. However, the limited and routine circumstances presented here of individual law enforcement action as well as established Supreme Court precedent on Bivens claims in the military context assure me that there is little danger that recognizing a Bivens remedy here will open a Pandora's Box of liability.
First, as I emphasize above, this case is not sui generis among Bivens cases. In the "common and recurrent sphere of law enforcement," courts across the country routinely administer Bivens claims against federal officers for unconstitutional actions occurring within the United States. See Abbasi, 137 S.Ct. at 1857. I readily acknowledge Hernandez was standing on the Mexican side of the culvert when he was shot, but it cannot be forgotten that Agent Mesa was acting from the American side of the culvert. It is hard to understand how the mere fact that a plaintiff happens to be standing a few feet beyond an unmarked and invisible line on the ground would suddenly create a host of administrability concerns or a systemwide impact on governmental operations that would not otherwise exist if the plaintiff was standing a few feet within the United States. As ordinary Bivens litigation against a federal law enforcement officer seeking damages for unconstitutional use of force, "the legal standards for adjudicating the claim
But even the majority's concerns about liability for overseas drone operations are also unlikely to materialize. Even assuming foreign nationals injured at the hands of U.S. military personnel overseas could state valid constitutional claims — a hotly debated topic — the Supreme Court has already repeatedly rejected Bivens claims in the military context. See Chappell v. Wallace, 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983) (rejecting Bivens claims brought by Navy sailors against superior officers who had allegedly mistreated them on the basis of race); United States v. Stanley, 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987) (rejecting Bivens claims brought by a former soldier against military and civilian officials who allegedly surreptitiously dosed him with LSD to study its effect on humans). Furthermore, it is likely that such claims would actually implicate various special factors counseling hesitation specifically identified in Abbasi such as requiring a true inquiry into national security issues, intruding upon the authority of the Executive Branch in military affairs, and actually causing officials "to second-guess difficult but necessary decisions concerning national-security policy." See Abbasi, 137 S.Ct. at 1861.
In sum, this Court is more than qualified to consider and weigh the costs and benefits of allowing a damages action to proceed. This case simply involves a federal official engaged in his law enforcement duties acting on United States soil who shot and killed an unarmed fifteen-year-old boy standing a few feet away. I would elect to recognize a damages remedy for this tragic injury. As Chief Justice John Marshall wrote, "[t]he very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury." Marbury v. Madison, 5 U.S. 137, 163, 1 Cranch 137, 2 S.Ct. 60 (1803). In this case, I would recognize a Bivens remedy for this senseless cross-border shooting at the hands of a federal law enforcement officer. Therefore, I respectfully dissent.