Filed: Apr. 04, 2001
Latest Update: Mar. 02, 2020
Summary: 5(&200(1'(' )25 )8//7(;7 38%/,&$7,21 3XUVXDQW WR 6L[WK &LUFXLW 5XOH (/(&7521,& &,7$7,21 )(' $SS 3 WK &LU )LOH 1DPH DS 81,7('67$7(6&28572)$33($/6 )257+(6,;7+&,5&8,7 BBBBBBBBBBBBBBBBB %$+5$0 $166$5, ; *+$5$&+('$*+ W@KH *KDUDFKHGDJK\jVQRWLFHRIDSSHDOVKRXOGKDYHUHDFKHGWKH $WWRUQH\ *HQHUDO ZKLOH UHWDLQLQJ XOWLPDWH DXWKRULW\ KDV ,16 FOHUNjV RIILFH RQ RU EHIRUH 1RYHPEHU YHVWHGWKH>%RDUG@ZLWKSRZHUWRH[HUFLVHWKHµGLVFUHWLRQDQG +RZ
Summary: 5(&200(1'(' )25 )8//7(;7 38%/,&$7,21 3XUVXDQW WR 6L[WK &LUFXLW 5XOH (/(&7521,& &,7$7,21 )(' $SS 3 WK &LU )LOH 1DPH DS 81,7('67$7(6&28572)$33($/6 )257+(6,;7+&,5&8,7 BBBBBBBBBBBBBBBBB %$+5$0 $166$5, ; *+$5$&+('$*+ W@KH *KDUDFKHGDJK\jVQRWLFHRIDSSHDOVKRXOGKDYHUHDFKHGWKH $WWRUQH\ *HQHUDO ZKLOH UHWDLQLQJ XOWLPDWH DXWKRULW\ KDV ,16 FOHUNjV RIILFH RQ RU EHIRUH 1RYHPEHU YHVWHGWKH>%RDUG@ZLWKSRZHUWRH[HUFLVHWKHµGLVFUHWLRQDQG +RZH..
More
5(&200(1'(' )25 )8//7(;7 38%/,&$7,21 3XUVXDQW WR 6L[WK &LUFXLW 5XOH (/(&7521,& &,7$7,21 )(' $SS 3 WK &LU )LOH 1DPH DS 81,7('67$7(6&28572)$33($/6 )257+(6,;7+&,5&8,7 BBBBBBBBBBBBBBBBB %$+5$0 $166$5, ; *+$5$&+('$*+ W@KH *KDUDFKHGDJK\jVQRWLFHRIDSSHDOVKRXOGKDYHUHDFKHGWKH $WWRUQH\ *HQHUDO ZKLOH UHWDLQLQJ XOWLPDWH DXWKRULW\ KDV ,16 FOHUNjV RIILFH RQ RU EHIRUH 1RYHPEHU YHVWHGWKH>%RDUG@ZLWKSRZHUWRH[HUFLVHWKHµGLVFUHWLRQDQG +RZHYHU WKH %RDUG GLG QRW UHFHLYH WKH QRWLFH XQWLO DXWKRULW\FRQIHUUHGXSRQWKH$WWRUQH\*HQHUDOE\ODZjLQWKH 1RYHPEHU7KH%RDUGWDNHVWKHSRVLWLRQWKDWLWPD\ FRXUVHRIµFRQVLGHULQJDQGGHWHUPLQLQJFDVHVEHIRUHLWlDQG QRWDVVHUWMXULVGLFWLRQWRKHDUXQWLPHO\DSSHDOVVHH0DWWHURI WKDWm>E@DVHGRQWKLVDOORFDWLRQRIDXWKRULW\ZHUHFRJQL]H>@ (VFREDU ,QWHULP 'HFLVLRQ :/ %,$ WKDWWKH%,$VKRXOGEHDFFRUGHG&KHYURQGHIHUHQFHl DQGPRUHUHFHQWO\WKDWLWPD\QRWLJQRUHWKHH[SUHVV ILOLQJGHDGOLQHVFRQWDLQHGLQWKH,16UHJXODWLRQVHYHQZKHUH ,Q FDVHV GHFLGHG EHIRUH WKH SDVVDJH RI WKH ,OOHJDO WKH SHUFHLYHG HTXLWLHV RI D SDUWLFXODU FDVH PD\ FRXQVHO ,PPLJUDWLRQ 5HIRUP DQG ,PPLJUDQW 5HVSRQVLELOLW\ $FW RI UHOD[DWLRQRIWKHGHDGOLQHV6HH,QUHss,QWHULP'HFLVLRQ ,,5,5$3XE/6WDWFRGLILHGLQ :/%,$7KHYDULRXVFRXUWVRI VFDWWHUHGVHFWLRQVRIDQG86&ZHQRUPDOO\UHYLHZHG DSSHDOVKDYHUHFRJQL]HGWKDWWKHILOLQJSHULRGIRUDQRWLFHRI WKH%RDUGjVGLVPLVVDOVIRUXQWLPHOLQHVVGHQRYR6HH6LQLVWDM DSSHDOLVJHQHUDOO\mPDQGDWRU\DQGMXULVGLFWLRQDOl+XVVHLQ Y,161R:/DW WK&LU$SU :/DW VHHDOVR&]\]:/DW SHUFXULDP+XVVHLQY,161R $WLTXOODKY,16)GWK&LU9ODLFXY :/ DW WK &LU 0DU SHU FXULDP ,16)GWK&LU*LYHQWKLVSUHFHGHQW 1HYHUWKHOHVV&RQJUHVVjVSDVVDJHRI,,5,5$DSSHDUVWRPDNH LWZRXOGDSSHDUWKDWWKH%RDUGjVGHFLVLRQUHIXVLQJWRDVVHUW %RDUG GHFLVLRQV UHJDUGLQJ DSSHDOV RI ,16 RUGHUV KLJKO\ MXULVGLFWLRQLQWKLVFDVHPXVWEHXSKHOGDQGWKHUHIRUHWKDW GLVFUHWLRQDU\JLYHQWKHFXUUHQWVWDWXWRU\ODQJXDJHUHYLHZIRU $QVVDUL*KDUDFKHGDJK\jVSHWLWLRQVKRXOGEHGHQLHG DEXVH RI GLVFUHWLRQ PD\ EH PRVW DSSURSULDWH 6HH HJ 86&$E'm>7@KH$WWRUQH\*HQHUDOjV ,WLVWUXHWKDWVRPHFRXUWVLQFOXGLQJWKH6L[WK&LUFXLWKDYH GLVFUHWLRQDU\ MXGJPHQW ZKHWKHU WR JUDQW >DV\OXP@ VKDOO EH UHFRJQL]HGWKDWWKH%RDUGPD\KDYHMXULVGLFWLRQWRKHDUDQ FRQFOXVLYHXQOHVVPDQLIHVWO\FRQWUDU\WRWKHODZDQGDQDEXVH RWKHUZLVHXQWLPHO\DSSHDOLIDSDUW\KDVEHHQmPLVOHGE\WKH RIGLVFUHWLRQlVHHDOVR&]\]Y,161R:/ ZRUGVRUFRQGXFWRIWKHFRXUWl9ODLFX)GDWRULI WK&LUsDQUHYLHZLQJ%RDUGjVGLVPLVVDORI RWKHUmH[WUDRUGLQDU\RUXQLTXHFLUFXPVWDQFHVlLQWHUIHUHGZLWK DSSHDOIRUXQWLPHOLQHVVIRUDEXVHRIGLVFUHWLRQ WLPHO\ILOLQJ&]\]:/DW VHH6LQLVWDM :/DW +XVVHLQ:/DW ,QDQ :HFRQFOXGHWKDWLGHQWLILFDWLRQRIWKHFRUUHFWVWDQGDUGRI DIILGDYLW VXSSRUWLQJ $QVVDUL*KDUDFKHGDJK\jV PRWLRQ WR UHYLHZ LV DFWXDOO\ XQQHFHVVDU\ LQ WKLV FDVH EHFDXVH HYHQ UHFRQVLGHUWKH%RDUGjVGLVPLVVDORIKLVDSSHDOKLVFRXQVHO XQGHUDGHQRYRVWDQGDUG$QVVDUL*KDUDFKHGDJK\jVSHWLWLRQ VWDWHVWKDW8QLWHG6WDWHV3RVWDO6HUYLFHHPSOR\HHVOHGKLPWR PXVWIDLO,16UHJXODWLRQVVWDWHWKDWLQRUGHUWRDSSHDOWKH EHOLHYH WKDW PDLOLQJ WKH QRWLFH RI DSSHDO WR WKH %RDUG YLD GHFLVLRQ RI DQ LPPLJUDWLRQ MXGJH D SHWLWLRQHU PXVW ILOH D FHUWLILHGPDLOZRXOGHQVXUHWLPHO\UHFHLSWRIWKHQRWLFH%XW QRWLFH RI DSSHDO mGLUHFWO\ ZLWK WKH %RDUG RI ,PPLJUDWLRQ QHLWKHUWKH3RVWDO6HUYLFHjVSURYLVLRQRILQFRUUHFWLQIRUPDWLRQ $SSHDOV ZLWKLQ FDOHQGDU GD\V DIWHU WKH VWDWLQJ RI >WKH QRU LWV IDLOXUH WR GHOLYHU WKH QRWLFH RQ WLPH FRQVWLWXWHV DQ MXGJHjV@GHFLVLRQl&)5E7KHGDWHRIILOLQJWKH H[WUDRUGLQDU\FLUFXPVWDQFHWKDWZRXOGMXVWLI\LQWHUYHQWLRQE\ QRWLFHRIDSSHDOLVWKHGDWHWKH%RDUGUHFHLYHVWKH1RWLFH6HH WKLV FRXUW LQWR WKH %RDUGjV H[HUFLVH RI GLVFUHWLRQ 6HH F 7KH %RDUG PD\ VXPPDULO\ GLVPLVV XQWLPHO\ 7DODPDQWHV3HQDOYHU Y ,16 )G WK &LU DSSHDOV6HHG) LQZKLFKWKHFRXUWVDLG