Filed: Jan. 08, 2007
Latest Update: Mar. 02, 2020
Summary: NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 07a0025n.06 Filed: January 8, 2007 06-3293 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT JEFFREY A. GRUSENMEYER & ) ASSOCIATES, INC., ) ) Plaintiff-Appellant, ) ) v. ) ON APPEAL FROM THE UNITED ) STATES DISTRICT COURT FOR THE DAVISON, SMITH & CERTO ) NORTHERN DISTRICT OF OHIO ARCHITECTS, INC.; WILLIAM R. ) DAVISON; RANDALL S. SMITH; and ) JEFFREY M. CERTO, ) ) Defendants-Appellees. ) Before: DAUGHTREY and McKEAGUE, Circuit Judges, and R
Summary: NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 07a0025n.06 Filed: January 8, 2007 06-3293 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT JEFFREY A. GRUSENMEYER & ) ASSOCIATES, INC., ) ) Plaintiff-Appellant, ) ) v. ) ON APPEAL FROM THE UNITED ) STATES DISTRICT COURT FOR THE DAVISON, SMITH & CERTO ) NORTHERN DISTRICT OF OHIO ARCHITECTS, INC.; WILLIAM R. ) DAVISON; RANDALL S. SMITH; and ) JEFFREY M. CERTO, ) ) Defendants-Appellees. ) Before: DAUGHTREY and McKEAGUE, Circuit Judges, and RE..
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NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 07a0025n.06
Filed: January 8, 2007
06-3293
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
JEFFREY A. GRUSENMEYER & )
ASSOCIATES, INC., )
)
Plaintiff-Appellant, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
DAVISON, SMITH & CERTO ) NORTHERN DISTRICT OF OHIO
ARCHITECTS, INC.; WILLIAM R. )
DAVISON; RANDALL S. SMITH; and )
JEFFREY M. CERTO, )
)
Defendants-Appellees. )
Before: DAUGHTREY and McKEAGUE, Circuit Judges, and REEVES,* District
Judge.
PER CURIAM. In this action for copyright infringement, plaintiff Jeffrey A.
Grusenmeyer & Associates, Inc. (Grusenmeyer), an architectural firm, appeals from the
district court’s grant of summary judgment to defendant Davis, Smith & Certo Architects,
Inc., and to its principals, William R. Davison, Randall S. Smith, and Jeffrey M. Certo
(collectively, DSC Architects). Grusenmeyer also challenges the district court’s denial of
its own motion for summary judgment, contending that although the architectural drawings
*
The Hon. Danny C. Reeves, United States District Judge for the Eastern District of Kentucky, sitting
by designation.
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at issue merely documented existing conditions, they were sufficiently original to merit
copyright protection; that the defendants were not licensed to use these drawings; that the
defendants’ use of the drawings was not permitted by the fair use doctrine; and that the
individual defendants are subject to vicarious liability for the infringement. The district court
held that the drawings were not sufficiently original to be protected by copyright and that,
in any event, the defendants were entitled to their use under the terms of the plaintiff’s
contract with a third party. Because we conclude that the district court correctly determined
that the defendants’ use was permitted by contract, we affirm the court’s grant of summary
judgment to the defendants.
I. FACTUAL AND PROCEDURAL BACKGROUND
The record indicates that this case arose from a “request for proposal” from
Magnificat High School for the development of a master plan to expand the school.
Several architectural firms responded to the request, and Grusenmeyer was selected for
the project. The owner of the Grusenmeyer firm, Jeffrey Grusenmeyer, subsequently
drafted a two-page letter agreement setting out the details of a “proposed master plan and
facilities study.” Sister Carolyn Marshall, the high school’s president, signed the agreement
for Magnificat.
The contract provided that Grusenmeyer would: (1) “[r]eview the existing facility’s
conditions” and make maintenance and improvement recommendations accordingly, (2)
“[r]eview and develop a program for capital improvements,” and (3) “[p]rovide a master plan
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for the implementation of the capital improvements program, including plans, renderings,
and perspectives suitable for use in presentation and future reference during master plan
implementation.” (Emphasis added.) Magnificat agreed to provide Grusenmeyer with
“[o]riginal drawings of the building and site” and to pay a fee based on hourly rates, “not
[to] exceed $15,000, with the first $2,000 of architectural services provided on a donated
basis.”
In developing the master plan, Grusenmeyer prepared a new set of drawings of the
existing conditions of the property using a computer program. The resulting computer files
combined information taken from the existing drawings and blueprints that Magnificat had
provided to Grusenmeyer and the firm’s own field measurements. Grusenmeyer registered
these renderings with the U.S. Copyright Office, both as an “architectural work” and as a
“technical drawing.”
Jeffrey Grusenmeyer testified that these drawings and files were created “[s]eparate
and apart from the requirements of th[e] contract,” with the hope that Grusenmeyer “would
later be the successful bidder to design the performing arts center.” Although Jeffrey
Grusenmeyer insisted that the electronic drawings were made for personal use and not for
Magnificat, he also conceded that Magnificat “paid for portions of the services [used] in .
. . creating [them]” and acknowledged that he had later given a copy of the electronic files
to Don Koma, Magnificat’s facility director, purportedly for Koma’s “personal use.” Counsel
for Grusenmeyer was asked at oral argument on appeal whether the electronic files in
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question were attached to the master plan that was turned over to Magnificat. He indicated
that he could not say with certainty one way or the other, but the district court explicitly
found that it was “undisputed that Plaintiff provided Magnificat with existing conditions
drawings.”
After Grusenmeyer completed the master plan for the expansion project, Magnificat
sent out another “request for proposal,” this time for the development of the performing arts
building anticipated, but not fleshed out, by the master plan. Grusenmeyer submitted a
proposal for this project, but it was awarded to another bidder, defendant DSC Architects.
Marshall then provided DSC Architects with existing drawings of the site in a variety of
forms, just as she had Grusenmeyer. The electronic files with the disputed drawings were
also among the materials supplied to DSC Architects, in response to its standard request
for copies of existing documentation of “built conditions.” According to Marshall, it was
accepted protocol for the school to provide this background information about existing
structures once a project had been awarded.
DSC Architects referred to these materials in developing its plans for the performing
arts center and later acknowledged that the drawings it developed to show the location of
its proposed construction contained content from the files created by Grusenmeyer,
including portions of the electronic drawings at issue here, which were inserted into the
defendants’ own electronic drawings. DSC Architects also did its own field work to
supplement these drawings, in some cases correcting inaccuracies on the electronic files,
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and it referenced supplemental materials, including other extant drawings of existing
conditions provided by the school.
According to the individual DSC architects, such reliance on drawings of existing
conditions created by others is routine in the industry. For example, Certo, the firm’s
secretary, testified that although he knew that these files had been created by
Grusenmeyer, he had no hesitation about using them because such use is “a common
practice.” He testified that “[f]iles are exchanged in the profession routinely when work is
being added to a facility, revised in a facility, [or] renovated” and that it is accepted practice
to do so without first seeking permission where the drawings utilized merely document
existing conditions. Davison echoed this view, adding that he had often provided other
architects with background drawings that he had created for use in their own projects. He
also remarked that before computer files were used to create drawings, architects would
simply trace existing drawings.
The district court granted summary judgment to the defendants and denied
summary judgment to the plaintiff, finding that the drawings in question were not sufficiently
unique to merit copyright protection and, alternatively, that their use was authorized under
the contract between Grusenmeyer and Magnificat. Because the court found that the
contract was unambiguous as a matter of law, it declined to take into consideration Jeffrey
Grusenmeyer’s testimony concerning his understanding of its terms. Grusenmeyer now
appeals that determination.
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II. DISCUSSION
We review a district court’s grant or denial of summary judgment de novo. See
Thomas v. Cohen,
453 F.3d 657, 660 (6th Cir. 2006). Summary judgment is proper where
“the pleadings, depositions, answers to interrogatories, and admissions on file, together
with the affidavits, if any, show that there is no genuine issue as to any material fact and
that the moving party is entitled to a judgment as a matter of law.” FED . R. CIV. P. 56(c).
A genuine issue of material fact exists when, “view[ing] the factual evidence and draw[ing]
all reasonable inferences in favor of” the nonmoving party, sufficient evidence exists for a
trier of fact to find for that party. Summers v. Leis,
368 F.3d 881, 885 (6th Cir. 2004)
(citation omitted). However, introducing a “mere scintilla of evidence is insufficient” to
withstand summary judgment,
id., and “[t]he nonmoving party may not rest on his
pleadings, but must come forward with evidence from which a rational trier of fact could
find in his favor,” Bridgeport Music, Inc. v. Rhyme Syndicate Music,
376 F.3d 615, 621 (6th
Cir. 2004) (citing Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 249 (1986)).
Where a party has used copyrighted material with permission, a finding of
infringement is precluded. See Johnson v. Jones,
149 F.3d 494, 500 (6th Cir. 1998). The
defendants argued, and the district court agreed, that notwithstanding any otherwise valid
copyright protection, the contract between Grusenmeyer and Magnificat permitted DSC
Architects to use the drawings. More precisely, the defendants argued that Grusenmeyer’s
agreement to “[p]rovide a master plan for the implementation of the capital improvements
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program, including plans, renderings, and perspectives suitable for use in presentation and
future reference during master plan implementation” permitted the use of the drawings at
issue here, insofar as the defendants undertook to implement the master plan.
Grusenmeyer argues on appeal that in adopting the defendants’ theory of the
contract’s coverage, the district court overlooked the provision that Grusenmeyer’s services
would be rendered in accordance with American Institute of Architect’s “Abbreviated Form
of Agreement Between Owner and Architect.” Although Jeffrey Grusenmeyer conceded
that the form agreement was not appended to the actual contract or otherwise supplied to
Magnificat, he relied on Section 6.1 of AIA’s form agreement to establish his exclusive
retention of rights in the disputed drawings. That section of the form agreement provides:
The Drawings, Specifications and other documents prepared by the Architect
for this Project are instruments of the Architect’s service for use solely with
respect to this Project, and the Architect shall be deemed the author of these
documents and shall retain all common law, statutory and other reserved
rights, including the copyright. The Owner shall be permitted to retain
copies, including reproducible copies, of the Architect’s Drawings,
Specifications and other documents for information and reference in
connection with the Owner’s use and occupancy of the Project. The
Architect’s Drawings, Specifications or other documents shall not be used by
the Owner or others on other projects, for additions to this Project or for
completion of this Project by others . . . except by agreement in writing and
with appropriate compensation to the Architect.
The district court rejected the plaintiff’s interpretation of the provision. Looking to
the final sentence, the court emphasized the fact that Section 6.1 permitted “others, such
as Defendants, [to] use Plaintiff’s work if agreed to in writing and accompanied by
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appropriate compensation.” Having found that the record established both a written
agreement between Grusenmeyer and Magnificat and appropriate compensation running
to the former from the latter, the district court held that the AIA provision buttressed the
defendants’ motion for summary judgment rather than the plaintiff’s.
We agree with this interpretation and with the district court’s substantive ruling on
the effect of the explicit contractual provisions, the “plain language” of which the court said
called for Plaintiff to prepare a master plan “for the implementation of the
capital improvements program, including plans, renderings and perspectives
suitable for use in the presentation and future reference during master plan
implementation.” As provided in the contract, the program for capital
improvements included the building of a “Fine Arts/Band Practice/Auditorium
type space[ ].” It is undisputed that Plaintiff provided Magnificat with existing
conditions drawings, and that those drawings were used in connection with
the development of the Performing Arts Center at Magnificat. As such, the
existing conditions drawings fall within the scope of Plaintiff’s responsibilities
under the contract, for which Magnificat paid Plaintiff approximately $15,000.
It is consistent with logic that drawings of existing conditions would be
necessary for the implementation of the capital improvements program and
would therefore be included within Plaintiff’s responsibilities under the
contract. Equally logical is the fact that such drawings may be used in the
implementation, in return for the compensation that Magnificat paid to
Plaintiff.
We agree with the district court’s conclusion that, contrary to the plaintiff’s
assertions, the contract permits the use, as described, of the materials developed under
it. Otherwise, the contract provision stating that Grusenmeyer would “[p]rovide . . . plans,
renderings, and perspectives suitable for use and future reference during master plan
implementation” would be meaningless.
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We find Grusenmeyer’s remaining arguments concerning the meaning and scope
of its contract with Magnificat equally unavailing. The plaintiff argues, for example, that the
individual defendants’ use of the drawings is not permitted under the terms of the contract
because they are not expressly named in the contract, an argument that borders on the
absurd. If we were to accept this view, we would have to hold that while the contract would
permit Magnificat itself to use the materials developed by Grusenmeyer in implementing
the master plan, it would not allow any of the professionals that the school hired to do so.
But, obviously, Magnificat never intended to complete the ultimate project contemplated
in the contract – that is, to design and build a performing arts center – on its own and
without the help of professionals. Indeed, Jeffrey Grusenmeyer recognized as much from
the beginning, testifying that “the members of my firm created architectural drawings
depicting building floor plans and site plans of the then existing Magnificat campus, hoping
that we would later be the successful bidder to design the performing arts center.”
We also reject the plaintiff’s insistence that our opinion in Johnson mandates a
reversal of the district court’s order, because we conclude that the facts in that case are
fundamentally distinct from those now before us. In Johnson, we were not called upon to
interpret a written contract but to determine the intentions of an architect and his client who
had never reduced their agreement to writing. See
id. at 497-99. In the absence of an
express agreement, the issue was whether the architect had granted an implied license to
use his work, which required discerning his intent based on the totality of the
circumstances.
Id. at 500-02. Obviously, no such task presents itself in this case because
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the agreement was not only in writing but was also, as the district court correctly found,
unambiguous.
III. CONCLUSION
Because we agree with the district court’s determination that the contract between
Grusenmeyer and its client, Magnificat High School, permitted the defendants to use the
plaintiff’s drawings for the very purposes to which those drawings were put, we find it
unnecessary to address the other issues raised on appeal, including the suitability of the
drawings for copyright protection and the applicability of the fair use doctrine. The order
of the district court awarding summary judgment to the defendants is, therefore,
AFFIRMED.
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