KAREN NELSON MOORE, Circuit Judge.
On April 14, 2007, Newport, Tennessee police officers Scott Lamb and Rick Parton responded to a 4:00 a.m. 911 call asserting that "some people" connected with a blue Cadillac were "walking around" outside the caller's apartment. Reaching the area within minutes, the officers observed a blue Cadillac parked across the street from the front of the caller's home. They then saw a man who turned out to be the defendant, Maurice T. Johnson, carrying a bag and walking at a normal pace from a grassy area next to the caller's residence (that is, from the direction opposite the Cadillac) toward a white car on the street that ran alongside the residence. The officers ordered Johnson, who was walking with his back toward them, to stop, but he did not respond. Instead, Johnson proceeded at the same pace to the white car, walked around the front of the car and opened the passenger-side door, threw his bag inside, and stood outside the car with one hand on the door frame and the other atop the open door. Johnson stood still but did not respond to subsequent commands to raise his hands. Lamb and Parton then drew their weapons, and Johnson raised his hands. The officers patted Johnson down, found a loaded gun, and arrested him. Upon further searching his person, they found 3.8 grams of crack cocaine, a glass pipe, and various prescription pills. The government later indicted Johnson on gun and drug charges.
Johnson moved to suppress the evidence as the fruit of an illegal seizure. After an evidentiary hearing, the district court denied
At approximately 4:00 a.m. on April 14, 2007, a woman residing at an apartment run by the Newport Housing Authority called 911 and had the following conversation with the operator:
App'x at 4 (911 Call Transcript). Sergeant Scott Lamb and Officer Rick Parton departed the police station and headed to the caller's residence in separate vehicles. Neither Lamb nor Parton had heard the 911 call itself, but they were told by the dispatcher that the caller reported suspicious people around a blue Cadillac.
Two to three minutes after being dispatched, Lamb and Parton arrived at the area of the caller's residence, a duplex at the northeast corner of the intersection between the east-west street Whitson Drive and the north-south street Buda Road. Lamb testified that this was "a high drug trafficking area." Doc. 27 at 10. The officers observed a blue Cadillac parked in a parking space on Whitson Drive across the street from the caller's residence; it had a shredded, flat tire.
Johnson's back was toward the officers and he was twenty to thirty yards away when they observed him stepping from the grassy area onto Buda Road. Johnson was carrying a bag,
On the officers' orders, Johnson then stepped out from the side of the vehicle, whereupon Lamb noticed a sagging bulge in the hand-warmer of the hooded sweatshirt that Johnson was wearing. Around this time, Lamb observed Johnson "sort of bending over ..., he bent over and actually put his hands towards his middle region of his, of his body, and was sorta slumped over and bending." Id. at 16-17. Lamb approached Johnson, patted him down, and discovered a loaded gun inside a sock in the hand-warmer. The officers handcuffed Johnson and recovered from his person 3.8 grams of cocaine base, assorted pills, and a glass pipe. A third officer arrived during the arrest to back up Lamb and Parton.
On October 9, 2007, the government charged Johnson in a five-count indictment with being a felon in possession of a firearm; possession of crack cocaine, alprazolam, and oxycodone with intent to distribute; and using and carrying a firearm during and in relation to a drug-trafficking offense. Johnson filed a motion to suppress the evidence as obtained in violation of the Fourth Amendment. After an evidentiary hearing, a magistrate judge recommended that the motion be denied. The district court adopted the recommendation. It concluded that although the 911 call "lacked even moderate indicia of reliability," the officers' initial attempt to speak to Johnson was permissible and Johnson's
Pursuant to a plea agreement that preserved his right to appeal the district court's denial of his motion to suppress, Johnson pleaded guilty to being a felon in possession of a firearm and to possession of crack cocaine with intent to distribute. The government agreed to dismiss the other charges. The district court then sentenced Johnson as an armed career criminal to 192 months of imprisonment and 6 years of supervised release. Johnson timely filed a notice of appeal.
Whether a seizure was reasonable under the Fourth Amendment is a question of law that we review de novo. See United States v. Blair, 524 F.3d 740, 747 (6th Cir.2008). When the district court has denied a motion to suppress, we must consider the evidence in the light most favorable to the government. Id. at 748.
Johnson does not contend that the police could not have patted him down after detaining him, arrested him after finding the gun, or searched his person after arresting him. Rather, he argues that the officers lacked a constitutional basis to detain him in the first place. If that is so, then the gun and drugs must be suppressed as fruits of the poisonous tree. Wong Sun v. United States, 371 U.S. 471, 83 S.Ct. 407, 9 L.Ed.2d 441 (1963).
The Fourth Amendment protects "[t]he right of the people to be secure in their persons ... against unreasonable searches and seizures." U.S. Const. amend. IV. This protection extends to all seizures, including the brief investigatory stops described by the Supreme Court in Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). United States v. Arvizu, 534 U.S. 266, 273, 122 S.Ct. 744, 151 L.Ed.2d 740 (2002). An officer may stop a person under Terry only if he "has reasonable, articulable suspicion that the person has been, is, or is about to be engaged in criminal activity." United States v. Place, 462 U.S. 696, 702, 103 S.Ct. 2637, 77 L.Ed.2d 110 (1983).
Accordingly, the dispositive issue in this case is whether Sergeant Lamb and Officer Parton had reasonable suspicion that Johnson had committed, was committing, or was about to commit a crime when they stopped him. This issue involves two questions: First, at what point did Lamb and Parton seize Johnson, triggering the protections of the Fourth Amendment? Second, did the officers have reasonable suspicion at that point?
A person is seized when an officer "by means of physical force or show of authority, has in some way restrained [his] liberty," Terry, 392 U.S. at 19 n. 16, 88 S.Ct. 1868, such that "in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave," Michigan v. Chesternut, 486 U.S. 567, 573, 108 S.Ct. 1975, 100 L.Ed.2d 565 (1988) (internal quotation marks omitted). In addition, an individual must actually yield to the show of authority to be seized within the meaning of the Fourth Amendment. Brendlin v. California, 551 U.S. 249, 254, 127 S.Ct. 2400, 168 L.Ed.2d 132 (2007); California v. Hodari D., 499 U.S. 621, 626, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991).
A reasonable person in Johnson's position would not have felt free to leave
This is also the point at which Johnson was seized because it was then that he "yield[ed]" to the officers' yelled commands to "stop" and "stay right there where he was." See Hodari D., 499 U.S. at 626, 111 S.Ct. 1547. "[W]hat may amount to submission depends on what a person was doing before the show of authority...." Brendlin, 551 U.S. at 262, 127 S.Ct. 2400. Johnson was walking toward the white car before the officers yelled at him and ordered him to stop; he complied after reaching the car and putting his bag inside. Stopping after being ordered to stop triggers the Fourth Amendment. See United States v. Jones, 562 F.3d 768, 775 (6th Cir.2009) (holding that defendant was seized when he "complied with [the officer's] order to stop"); cf. Hodari D., 499 U.S. at 625-26, 111 S.Ct. 1547 (holding that assuming officer's chase conveyed an order to stop, defendant was not seized while he was running away); Smith, 594 F.3d at 539 (holding that defendant attempting to pass by officers in apartment entryway was not seized because he did not "submit to [officers'] show of authority but, instead, tried throughout the encounter to push past the officers"); United States v. Pope, 561 F.2d 663, 668 (6th Cir. 1977) (holding that defendant was not seized when he "broke into a run at the moment that Agent Johnson identified himself as a DEA agent").
It would be an unnatural reading of the case law to hold that a defendant who is ordered to stop is not seized until he stops and complies with a subsequent order to raise his hands. If a subject is seized only if (1) "a reasonable person would have believed that he was not free to leave," Hodari D., 499 U.S. at 628, 111 S.Ct. 1547 (internal quotation marks omitted), and (2) the subject actually "yield[s]" to the message that he is not free to leave, id. at 626, 111 S.Ct. 1547, then for a person who is moving, to "yield" most sensibly means to stop. To "yield" cannot mean to comply with each subsequent order made by an officer after the subject's initial compliance. Indeed, if a person stopped and raised his hands at an officer's command but failed to obey a further command to spread his legs or to lie on the ground, we would not say that he had not been seized initially. It is enough to submit to an officer's initial command to stop and to remain stopped.
It might be argued that Johnson had not truly yielded when he stood at the passenger-side door because he looked like he
For these reasons, we conclude that Johnson was seized when, after being ordered to stop by Lamb and Parton, he stopped and stood at the passenger-side door of the white car.
As noted, an officer may conduct an investigatory stop only if he "has reasonable, articulable suspicion that the person has been, is, or is about to be engaged in criminal activity." Place, 462 U.S. at 702, 103 S.Ct. 2637; see also Smith, 594 F.3d at 536. Reasonable suspicion "must be based on specific, objective facts," Brown v. Texas, 443 U.S. 47, 51, 99 S.Ct. 2637, 61 L.Ed.2d 357 (1979), and requires that "the detaining officers have a particularized and objective basis for suspecting the particular person stopped of criminal activity," United States v. Cortez, 449 U.S. 411, 417-18, 101 S.Ct. 690, 66 L.Ed.2d 621 (1981). The determination of whether reasonable suspicion existed must be based on the totality of the circumstances in place at the time of seizure. Arvizu, 534 U.S. at 273, 122 S.Ct. 744; United States v. McCauley, 548 F.3d 440, 443 (6th Cir.2008).
That totality of the circumstances consisted of the following facts when Johnson submitted to the officers' orders to stop: (1) Johnson was in a high drug-trafficking area; (2) it was 4:00 a.m.; (3) the officers were responding to a 911 call; (4) two or three minutes after the 911 call, the officers observed Johnson twenty to thirty yards from the blue Cadillac referenced in the call and near the residence from which the call was made; (5) the officers did not notice anyone else in the area, besides the driver of the white car to which Johnson was headed; (6) Johnson did not stop when called to by the officers and instead continued walking toward the white car; and (7) he was carrying a bag, which he threw into the white car. As we explain, these circumstances were insufficient to allow an officer reasonably to suspect Johnson of criminal activity.
The first two facts—presence in a high-crime location and the lateness of the hour—"may not, without more, give rise to reasonable suspicion," but they may be considered in the totality of the circumstances. United States v. Caruthers, 458 F.3d 459, 467 (6th Cir.2006) (citing Illinois v. Wardlow, 528 U.S. 119, 124, 120 S.Ct. 673, 145 L.Ed.2d 570 (2000)). Nonetheless, these are "context-based factors that
The strength of the third, fourth, and fifth facts turns on the content and reliability of the call. As the district court concluded, the 911 call "was too vague and `provided no predictive information and therefore left the police without means to test the informant's knowledge or credibility,' and it lacked even `moderate indicia of reliability.'" Johnson, 2008 WL 2718882, at *3 (quoting Florida v. J.L., 529 U.S. 266, 271, 120 S.Ct. 1375, 146 L.Ed.2d 254 (2000)). The caller did not identify the suspects beyond calling them "some people," and thus the police had no descriptive information or anticipated behavior by which to identify a particular suspect on the scene. Moreover, the 911 caller provided insufficient reason to believe that Johnson, even if he was one of the "people" she had called about, had committed, was committing, or was about to commit a crime. The caller stated only that "some people" who had been near her home earlier were "back" and were "outside their vehicle walking around my house." App'x at 4. Reasonable suspicion "requires that a tip be reliable in its assertion of illegality, not just in its tendency to identify a determinate person." J.L., 529 U.S. at 272, 120 S.Ct. 1375 (emphasis added). In Feathers v. Aey, 319 F.3d 843 (6th Cir.2003), we held that officers who seized an individual based on a 911 caller's report that "a white male with a beard on a porch on North Howard Street had pointed something at the caller and told the caller to shut up" lacked reasonable suspicion because the "tipster did not even allege any criminal activity." Id. at 846, 850. In United States v. Cohen, 481 F.3d 896 (6th Cir. 2007), we held that a silent 911 hang-up call suggested that "there might be an emergency, which might or might not include criminal activity," and that this possible suggestion of "a limited assertion of illegality" was unreliable absent some corroboration of criminal activity. Id. at 900. The same observations govern here: the caller stated only that people were walking around her home, not that she observed any incriminating behavior or that she suspected them of any criminal conduct in particular.
We come next to the facts that might cast suspicion on Johnson in particular, as opposed to anyone who happened to be in the area—the sixth and seventh facts. The district court concluded that continuing to walk to the awaiting white car after being instructed to stop and throwing his bag into the car "could indicate flight and does indicate evasive behavior." Johnson, 2008 WL 2718882, at *4. We disagree.
It is undisputed that the officers lacked reasonable suspicion to seize Johnson when they called for him to stop and that Johnson was entitled to keep walking. Nonetheless, the government insisted at oral argument that ignoring an unconstitutional order contributes to reasonable suspicion. We seriously doubt the wisdom of labeling reasonably suspicious the proper exercise of one's constitutional rights. See Wardlow, 528 U.S. at 125, 120 S.Ct. 673 ("[W]hen an officer, without reasonable suspicion or probable cause, approaches an individual, the individual has a right to ignore the police and go about his business.") (citing Florida v. Royer, 460 U.S. 491, 498, 103 S.Ct. 1319, 75 L.Ed.2d 229 (1983)).
Moreover, there was nothing independently suspicious about Johnson's continuing to walk toward the white car when Lamb and Parton approached. The Supreme Court has held that "nervous, evasive behavior is a pertinent factor in determining reasonable suspicion." Wardlow, 528 U.S. at 124, 120 S.Ct. 673. In Wardlow, the Court held that unprovoked, "[h]eadlong flight" upon noticing the police "is the consummate act of evasion." Id. Following Wardlow, we held that "the speed of the suspect's movements" to get away "may be relevant to the totality of the circumstances" for reasonable suspicion, Caruthers, 458 F.3d at 466, and we have considered the abruptness and other evasive characteristics of a suspect's departure upon noticing the police to determine whether his reaction contributes to reasonable suspicion. Compare United States v. Pearce, 531 F.3d 374, 382 (6th Cir.2008) (finding reasonable suspicion when, upon seeing police officer, the defendant "hunch[ed] over, place[d] his right hand in the small of his back, and start[ed] backing away" as though he "had a weapon and was getting ready to fire" (internal quotation marks omitted)); United States v. Luqman, 522 F.3d 613, 617 (6th Cir. 2008) (finding reasonable suspicion that defendant solicited prostitution "when the woman who had approached [his] truck ran back to the corner, and [his] truck moved forward, as the police vehicle approached"); Caruthers, 458 F.3d at 466-67 (finding reasonable suspicion when a defendant "hurried away in a semi-running manner" and "hunched down near a wall" as if to conceal a weapon or contraband upon being approached by an officer); Paulette, 457 F.3d at 602 (finding reasonable suspicion when defendant who had just engaged in a hand-to-hand transaction in a high-crime area "quickly moved his hand to his pocket and began to walk away from the officers" upon noticing their approaching squad car); United States v. Davis, 331 Fed.Appx. 356, 358, 360 (6th Cir.2009) (unpublished opinion) (finding reasonable suspicion when a defendant who emerged from a known drug house "had a deer-in-the-headlights kind of look and proceeded to pick up the pace" to cross the street upon seeing two officers on patrol (internal quotation marks and brackets omitted)); United States v. Muhammad,
As the above-cited cases demonstrate, there is an ongoing debate about the circumstances under which a person responding to the arrival of police will raise suspicion of wrongdoing. This case, however, does not present even a close question. Johnson did not change course or otherwise react suspiciously to the police. He did not react at all. Instead, his trajectory remained constant: he continued walking in the manner he had been walking (according to the district court, "at a normal pace," Johnson, 2008 WL 2718882, at *4) and in the direction he had been walking when the officers first observed him. Upon reaching the white car, he opened the passenger-side door and put his bag inside, undoubtedly what he had intended to do even before the police arrived. Johnson's conduct was the quintessential example of "going about one's business"— protected, unsuspicious conduct that the Supreme Court has characterized as "the opposite" of flight. Wardlow, 120 S.Ct. at 676.
In the rare cases in which we have found reasonable suspicion to stop a defendant who did not change course but simply continued doing what he was already doing when the police arrived, the defendant's initial conduct was itself suspicious. See, e.g., Watkins v. City of Southfield, 221 F.3d 883, 887-89 (6th Cir.2000) (defendant was driving at half the speed limit in an area victimized by several recent robberies, suggesting that he was either intoxicated or casing the neighborhood). Here, there was nothing suspicious about Johnson's walk toward the white car, least of all the fact that he carried a bag (notwithstanding Sergeant Lamb's incredible testimony to that effect, see Doc. 27 at 39). To say otherwise would be to contract dramatically the scope of the Fourth Amendment for all men and women who work an early shift or who schedule an early-morning trip to the airport—or at least those unfortunate enough to live in high-crime areas.
We note that the district court relied heavily on two further circumstances,
In sum, the totality of the relevant circumstances consisted of contextual factors that would have applied to anyone in the neighborhood; a 911 call that made no specific allegation of criminal activity, provided no predictive information about the suspects, and at most suggested that someone was doing something suspicious in the area; Johnson's reasonable failure to comply with commands to stop until he had reached the white car; and the fact that Johnson did not flee or otherwise react suspiciously to the officers' presence, but rather continued along the precise trajectory he was following when the officers arrived. While facts susceptible of innocent explanation may amount to reasonable suspicion when taken together, Arvizu, 534 U.S. at 277-78, 122 S.Ct. 744, that oft-cited principle "is not a talisman in whose presence the Fourth Amendment fades away and disappears," Coolidge v. New Hampshire, 403 U.S. 443, 461, 91 S.Ct. 2022, 29 L.Ed.2d 564 (1971). The facts involved here fall far short of the constitutional standard. In short, the officers lacked reasonable suspicion to detain Johnson.
In this case, Sergeant Lamb and Officer Parton stopped an individual who turned out to be engaged in criminal conduct. Nonetheless, the Fourth Amendment prevents the government from using the incriminating evidence they recovered. Because the totality of the circumstances did not provide "a particularized and objective basis for suspecting [Johnson] of criminal activity," Cortez, 449 U.S. at 417-18, 101 S.Ct. 690, and because "[t]he Fourth Amendment simply does not allow a detention based on an officer's `gut feeling' that a suspect is up to no good," United States v. Urrieta, 520 F.3d 569, 575 (6th Cir. 2008), we conclude that Lamb and Parton seized Johnson without reasonable suspicion of criminal activity in violation of the Fourth Amendment. If a stop is not justified at its inception, any evidence resulting therefrom must be excluded. See Blair, 524 F.3d at 750. Thus, we
RALPH B. GUY, JR., Circuit Judge, dissenting.
I would affirm the district court's denial of the defendant's suppression motion,
As the majority emphasizes, the defendant was within his rights to ignore the officers' inquiry, and a "refusal to cooperate, without more, does not furnish the minimal level of objective justification needed for a detention or seizure." Florida v. Bostick, 501 U.S. 429, 437, 111 S.Ct. 2382, 115 L.Ed.2d 389 (1991). However, even when the officers have no basis for suspecting a particular individual, they "do not violate the Fourth Amendment's prohibition of unreasonable seizures merely by approaching individuals on the street or in other public places and putting questions to them if they are willing to listen." United States v. Drayton, 536 U.S. 194, 200, 122 S.Ct. 2105, 153 L.Ed.2d 242 (2002). After the officers first called out to defendant to "hold up," he continued walking, crossed in front of the waiting car, opened the door of the passenger side, and threw the bag he had been carrying into the vehicle. The officers, continuing to approach, called in a loud voice that they wanted to talk to him and demanded that he stop and put his hands up. The defendant, although now facing the officers, did not comply and instead braced himself "in the door frame and on the top of the door." The majority concludes that this is the point at which the defendant was seized for Fourth Amendment purposes.
While I agree that a reasonable person in defendant's situation would not have felt free to leave once the officers demanded that he stop and put his hands up, that, of course, is "a necessary, but not a sufficient condition for seizure—or, more precisely, for a seizure effected through a `show of authority.'" California v. Hodari D., 499 U.S. 621, 628, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991). A seizure "requires either physical force ... or, where that is absent, submission to the assertion of authority." Id. at 626, 111 S.Ct. 1547. "[T]here is no seizure without actual submission; otherwise, there is at most an attempted seizure, so far as the Fourth Amendment is concerned." Brendlin v. California, 551 U.S. 249, 254, 127 S.Ct. 2400, 168 L.Ed.2d 132 (2007). In this case, the defendant had stopped walking away; but he did not simply "stand still." The evidence, viewed—as it must be—in the light most favorable to the government, indicated indecision on the defendant's part about whether to flee or to submit to the officers' show of authority as the officers closed the distance and were yelling for defendant to stop and put his hands up. The officers testified that as they approached, the defendant acted like he was thinking about whether to jump into the car or take off running. While defendant did not do either, he also did not submit to the officers' show of authority.
The transcript, as well as the district court's factual findings, reflect that the defendant also made suspicious movements as he stood in the frame of the open car door. Specifically, although the exact sequence was not clear, the uncontradicted evidence was that the officers saw the defendant bending forward and reaching for his middle region—where the loaded firearm was found—as they closed in and before he complied with their demands that he put his hands up. I agree that the proper focus is not whether the defendant complied with the officers' successive demands, but at what point he actually submitted to the officers' show of authority. In this case, I conclude that the defendant did not unambiguously submit to the officers' show of authority until he raised his
Reasonable suspicion "`requires more than a mere hunch, but is satisfied by a likelihood of criminal activity less than probable cause, and falls considerably short of satisfying a preponderance of the evidence standard.'" Dorsey v. Barber, 517 F.3d 389, 395 (6th Cir.2008) (citation omitted). As the district court found, the 911 call alone did not provide reasonable articulable suspicion that criminal activity was afoot. Illinois v. Wardlow, 528 U.S. 119, 123, 120 S.Ct. 673, 145 L.Ed.2d 570 (2000). Reasonable suspicion, however, is determined from the totality of the circumstances and "allows officers to draw on their own experience and specialized training to make inferences from and deductions about the cumulative information available to them that `might well elude an untrained person.'" United States v. Arvizu, 534 U.S. 266, 273, 122 S.Ct. 744, 151 L.Ed.2d 740 (2002) (citation omitted). "The court's evaluation and rejection of... factors in isolation from each other does not take into account the `totality of the circumstances.'" Id. at 274, 122 S.Ct. 744.
Contextual considerations—time, place, and citizen complaint—"may not, without more, give rise to reasonable suspicion ... [but] they are relevant to the reasonable suspicion calculus." United States v. Caruthers, 458 F.3d 459, 467 (6th Cir.2006). The caller's apartment was known to the officers to be in a high drug trafficking area. The officers were responding at 4:00 a.m., to a repeat call from a known caller reporting that "some people" were "back," referring to the earlier calls, and that they were walking around outside her home. She also said the "people" had arrived in a blue Cadillac. The officers responded in separate police cruisers within two or three minutes of the 911 call and saw a blue Cadillac with a flat tire across the street from the caller's apartment. Sergeant Lamb testified that the caller's apartment had one side toward Buda and another toward Whitson, with a grassy area separating the apartment from Buda. The defendant was quickly observed 20 to 30 yards away, "leaving a grassy area next to the apartment [from which they knew the 911 call had come] and stepping onto [Buda] Street where a vehicle was stopped." Under the circumstances, it was not only permissible but also reasonable for the officers to attempt to speak to the defendant.
Unlike the majority, I would not dismiss from consideration the defendant's actions between the time he threw the bag into the waiting car and when he unambiguously submitted to the officers' show of authority. Defendant exhibited what the officers interpreted as momentary indecision about whether to flee, but he did not get into the car or attempt to run away. Rather, as the officers closed in, yelling for defendant to stop and put his hands up, the officers drew their weapons and the defendant bent forward and reached his hands toward his "middle region." Although defendant's behavior—bending and reaching for his front—was susceptible of innocent explanation, it also could reasonably be viewed as an attempt to conceal a weapon or other contraband from the officers. Arvizu, 534 U.S. at 277, 122 S.Ct. 744 ("A determination that reasonable suspicion exists, however, need not rule out the possibility of innocent conduct.").