KEITH, Circuit Judge.
This case arises out of defendant Charles Vanhook's classification as an "armed career criminal" under the Armed Career Criminal Act ("ACCA"), 18 U.S.C. § 924(e). At issue before the Court today is Vanhook's appeal of the district court's conclusion that his prior conviction for facilitation of the burglary of a building in violation of TENN.CODE ANN. §§ 39-11-403 and 39-14-402(a) constitutes a violent felony for the purposes of the ACCA. For the reasons discussed below, we find that facilitation of the burglary of a building under Tennessee law is not categorically a violent felony. Accordingly, we
On August 3, 2006, defendant Charles Vanhook pled guilty to having been a convicted felon in possession of a firearm in violation of 18 U.S.C. § 922(g).
After Vanhook entered his plea, the probation office for the Western District of Tennessee completed a pre-sentence investigation report ("PSR") identifying the applicable sentencing guidelines for his offense. The PSR concluded that Vanhook qualified as an "armed career criminal" as a result of having committed three violent felonies and, therefore, should be sentenced accordingly. The report identified the three qualifying offenses as two prior convictions for the sale of cocaine in January, 1990 and a conviction for facilitation of burglary in July, 1998. After taking Vanhook's status as an armed career criminal into account, the report concluded that the applicable sentencing range for him was between 188 and 235 months of imprisonment.
On October 27, 2006, Vanhook filed an objection to the report's conclusion that he qualified as an armed career criminal. Vanhook specifically disputed the report's finding that his prior conviction for facilitation of the burglary of a building constituted a violent felony for the ACCA's purposes.
After hearing arguments from both parties, the district court overruled Vanhook's objection, concluded he was an armed career criminal, and sentenced him to 180 months of imprisonment.
On appeal, a separate panel of this Court affirmed the district court's holding that facilitation of burglary constituted a violent felony for purposes of the ACCA. United States v. Vanhook, 510 F.3d 569 (6th Cir.2007), vacated ___ U.S. ___, 129 S.Ct. 993, 173 L.Ed.2d 288 (2009). The panel's decision rested in large part on the law at the time, which did not consider the defendant's state of mind when he committed the allegedly qualifying offenses. The panel specifically relied on this Court's prior decision in United States v. Sawyers, 409 F.3d 732 (6th Cir.2005), in which we found that an individual could have committed a violent felony even if he only "facilitated" the ultimate felonious act. Vanhook, 510 F.3d at 574-77.
Vanhook again filed a position paper objecting to the report's finding that he was an armed career criminal. On June 23, 2009, the district court, upon consideration of the issue post-Begay, again found that facilitation of the burglary of a building was a violent felony and, accordingly, concluded that Vanhook qualified as an armed career criminal. Beyond stating that facilitation of the burglary of a building was similar to the crimes listed in the ACCA's "otherwise" clause, 18 U.S.C. § 924(e)(2)(B), the court provided no further clarification as to why the crime constitutes a violent felony.
On June 30, 2009, Vanhook timely appealed the district court's conclusion.
We review de novo a district court's determination that a defendant should be sentenced as an armed career criminal. Sawyers, 409 F.3d at 736.
The ACCA provides that "a person who violates [§] 922(g) of this title and has three previous convictions by any court ... for a violent felony or a serious drug offense, or both, committed on occasions different from one another, ... shall be fined under this title and imprisoned not less than fifteen years." 18 U.S.C. § 924(e)(1). Section 924(e)(2)(B), in turn, defines a "violent felony" as any crime punishable by imprisonment of more than one year that "(i) has as an element the use, attempted use, or threatened use of physical force against the person of another" or "(ii) is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another." § 924(e)(2)(B).
In determining whether a particular offense qualifies as a violent felony, courts must use the "categorical approach." That is, they must not consider the individual facts and circumstances of the offense, but rather must only look to the statutory terms of the alleged felony. United States v. Bartee, 529 F.3d 357, 359 (6th Cir.2008); see also James v. United States, 550 U.S. 192, 202, 127 S.Ct. 1586, 167 L.Ed.2d 532 (2007).
The parties agree that the first clause of § 924(e)(2)(B) is not applicable here; the Tennessee offense of facilitation of the burglary of a building does not have as one of its elements the use, attempted use, or threatened use of physical force against another. Rather, the dispute in this case centers upon whether the ACCA's second clause—the "otherwise" clause—covers the offense at issue.
As noted, the Sixth Circuit initially considered Vanhook's appeal of his classification as an armed career criminal prior to the Supreme Court's decision in Begay.
In Begay, the Supreme Court, recognizing that certain crimes that posed a serious risk of violence were entirely unlike the crimes Congress had listed in the ACCA, set out a revised framework for determining whether an offense qualifies as a violent felony. Begay, 553 U.S. at 143, 128 S.Ct. 1581. After Begay, whether an offense presents a serious risk of physical injury to others is only the initial inquiry. For a crime to qualify as a violent felony, it must also be similar "in kind as well as in degree of risk posed" to the crimes Congress specifically stated that the otherwise clause applied to. Id. That is, the qualifying crime must be "purposeful, violent, and aggressive." Id. at 144-45, 128 S.Ct. 1581.
Tennessee law punishes three types of burglary: burglary of a habitation (aggravated burglary), burglary of a building, and burglary of a vehicle. TENN. CODE ANN. §§ 39-14-402, 403. A person is criminally liable for the burglary of a building if he, "without the effective consent of the property owner, [e]nters a building other than a habitation (or any portion thereof) not open to the public, with intent to commit a felony." § 39-14-402(a)(1). Under Tennessee law, a "person is criminally responsible for the facilitation of a felony, if, knowing that another intends to commit a specific felony, but without the intent required for criminal responsibility [for that offense] ... the person knowingly furnishes substantial assistance in commission of the felony." § 39-11-403(a).
As this Court noted when initially considering Vanhook's appeal: "Facilitators in Tennessee ... are not the legal equivalent of accessories before the fact or aiders and abetters, the latter categories being treated the same as principals under the law."
As the statutory definition of facilitation of the burglary of a building is clear and unambiguous, see TENN.CODE ANN. § 39-11-403 (facilitation of a felony), and § 39-14-402(a)(1) (burglary of a building), we simply need to examine the relevant statutory elements in order to determine whether Vanhook's prior conviction constituted a violent felony under § 924(e)(2)(B)(ii). See Sawyers, 409 F.3d at 736.
Even after Begay, there remains little question that the act of facilitating the burglary of a building creates a serious risk of violence. As noted, Begay held that for a crime to fall within the otherwise clause it must pose a similar degree of risk of physical injury as the example crimes and be similar in kind to them. The Supreme Court did not take issue with the Tenth Circuit's conclusion, in Begay, that driving under the influence poses a significant threat of injury to another. Accordingly, Begay does not impact our court's earlier holdings that facilitation of burglary poses a risk of physical injury to another that is similar to the crimes listed.
Furthermore, beyond merely this Court's precedents we have good reason to reach the conclusion we do. As the Supreme Court has explained, burglary-related offenses often involve the serious potential for physical injury. "The fact that an offender enters a building to commit a crime often creates the possibility of a violent confrontation between the offender and an occupant, caretaker, or some other person who comes to investigate." Taylor v. United States, 495 U.S. 575, 588, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990).
Vanhook attempts to distinguish facilitation of burglary from other burglary offenses on the grounds that it requires less criminal culpability than other burglary offenses. Additionally, Vanhook argues facilitation of burglary is merely a lesser included offense of burglary. While these certainly are the case, they are not relevant to the inquiry under the first prong of the test. Regardless of whether facilitation of the burglary of a building requires less culpability than other burglary offenses or whether it is a lesser included offense of other crimes, the sole relevant question, under the first prong, is whether the crime created a serious risk of harm to others. In this case, the standard is met. By definition, when an individual "facilitates" a burglary, he provides substantial assistance towards the commission of an act which, as explained, has the strong potential of ending in a violent result.
This is not to say that Vanhook does not raise valid points. Rather, arguments concerning whether the offense for which he
A more difficult question is whether facilitation of the burglary of a building is similar in kind to the offenses listed in the "otherwise" clause of the ACCA; specifically whether it is "purposeful, violent, and aggressive." Begay, 553 U.S. at 144-45, 128 S.Ct. 1581.
As noted, in Begay, the Supreme Court reversed the Tenth Circuit's finding that driving under the influence constitutes a violent felony. Id. at 148, 128 S.Ct. 1581. The Court reasoned that while driving under the influence created a serious risk of physical injury to another, because it did not require that the defendant have acted with any intent to cause such injury, it was essentially similar to crimes which imposed strict liability on offenders. Id. at 145, 128 S.Ct. 1581. Such crimes, because they imposed liability on the defendant regardless of the intent he or she possessed at the time of the crime, were clearly different from the crimes Congress listed in the ACCA, each of which involved purposeful conduct on the part of the defendant. Id. at 146, 128 S.Ct. 1581. Accordingly, Congress when creating the clause was not referring to such crimes: "We have no reason to believe that Congress intended to bring within the statute's scope these kinds of crimes, far removed as they are from the deliberate kind of behavior associated with violent criminal use of firearms." Id. at 147, 128 S.Ct. 1581.
Though they were not before the Court, the Supreme Court additionally listed several other offenses which only require that the defendant have acted recklessly as examples of crimes not sufficiently purposeful such that the ACCA's otherwise clause covers them. See id. at 146, 128 S.Ct. 1581 (listing reckless pollution and reckless tampering with consumer products as crimes not typically committed by armed career criminals). The Sixth Circuit, among others, has since followed suit finding that several crimes which only require a mens rea of recklessness or gross negligence do not qualify as violent felonies under the ACCA. See United States v. McFalls, 592 F.3d 707 (6th Cir.2010) (holding that defendant's conviction under South Carolina's aggravated assault statute did not qualify as a crime of violence because it only required that the defendant acted recklessly); United States v. Baker, 559 F.3d 443 (6th Cir.2009) (finding that violation of Tennessee reckless endangerment statute did not qualify as a crime of violence); United States v. Johnson, 308 Fed.Appx. 968 (6th Cir.2009) (same); United States v. Culbertson, 389 Fed. Appx. 515, 520 (6th Cir.2010) (concluding that Michigan manslaughter with a motor vehicle conviction was not a violent felony because defendant must only have acted with gross negligence); United States v. Johnson, 376 Fed.Appx. 205, 207 (3d Cir. 2010) (concluding that "because a Pennsylvania terroristic threats offense requires a minimum mens rea of recklessness rather than intent, it is not a `crime of violence' for purposes of § 2L1.2.").
Similarly, other circuits that have addressed the issue have found that crimes which require that the defendant have acted knowingly are sufficiently purposeful to be considered violent felonies for the ACCA's purposes. United States v. Crews, 621 F.3d 849 (9th Cir.2010) (holding that Oregon second degree assault statute requiring that defendant acted knowingly or intentionally was a crime of violence); United States v. Dismuke, 593 F.3d 582 (7th Cir.2010) (concluding that Wisconsin vehicular fleeing offense that punished knowing conduct was a violent felony); United States v. Hampton, 585 F.3d 1033 (7th Cir.2009) (holding that Indiana residential entry statute punishing knowing or intentional conduct is a violent felony); United States v. Johnson, 587 F.3d 203 (3d Cir.2009) (finding that Pennsylvania simple assault statute that criminalized knowing actions was a crime of violence); United States v. Wilson, 568 F.3d 670 (8th Cir. 2009) (finding that knowing or intentional conduct prohibited by Missouri child abuse statute was purposeful); United States v. Spells, 537 F.3d 743 (7th Cir.2008) (finding conduct criminalized by Indiana fleeing and eluding statutes was purposeful because it requires that the defendant have acted knowingly or intentionally).
The Sixth Circuit, however, has yet to directly address the matter. In United States v. Mosley, this Court considered whether a Michigan statute criminalizing the knowing failure to comply with an officer's lawful demand described a crime of violence. 575 F.3d 603, 606-07 (6th Cir. 2009). While the Court noted that such conduct will often be purposeful, it did not conclusively address the matter. Rather, the Court concluded that because the statute encompassed conduct that was neither violent nor aggressive, the conduct was not a crime of violence, regardless of whether it was purposeful. Id. at 607.
This is one of the rare cases in which a statute criminalizing "knowing" conduct does not describe conduct sufficiently purposeful to qualify as a violent felony. See id.; Crews, 621 F.3d at 857 n. 7 ("We do not hold that `knowingly' always suffices under Begay, for perhaps there are some offenses that, while committed `knowingly,' do not typically involve purposeful, violent, and aggressive conduct.").
Importantly, this case is distinguishable from each of the aforementioned in that it presents the novel question of whether an individual commits a purposeful crime when he acts with the knowledge that another intends to commit a crime, but without the intent to commit or assist in the commission of the crime itself. As noted above, to be guilty of facilitation of a
Id. at 856-57. An examination of the other "knowing" crimes found to be sufficiently purposeful to be considered violent felonies or crimes of violence reveal that they likewise would almost always require the defendant to have acted intentionally.
Our decision is further buttressed by the fact that facilitation of burglary is not necessarily the type of violent or aggressive crime generally characterized as a violent felony. Aggressive, violent acts are "aimed at other persons or property where persons might be located and thereby injured." United States v. Archer, 531 F.3d 1347, 1351 (11th Cir.2008). "They
Regardless, the government presents little reason for us to doubt our decision. Rather than addressing the novel issue before this Court—whether facilitation of burglary is sufficiently purposeful, violent, and aggressive—it devotes the virtual entirety of its brief, save one paragraph, to the discussion of whether facilitation of burglary creates a serious risk of violence. As noted, the Supreme Court's decision in Begay did nothing to undercut our previous decision on this point. It appears that the government mistakenly conflates the first and second prongs of the test pronounced in Begay. While they sound similar, whether an act creates a serious risk of physical injury and whether an act is violent and aggressive are two distinct inquiries. While in many cases an act that creates a serious risk of physical injury will be violent and aggressive, the presence of the former in no way dictates the latter. "Begay's second requirement entails more than a mere likelihood that another will be physically injured as a result of the offense—it requires conduct that is similar [in kind] to the comparative offenses...." United States v. Marquez, 626 F.3d 214, 230-31 (5th Cir.2010) (Dennis, J., dissenting).
Ultimately, the sole argument the government provides in support of its position as to the second prong is the fact that this Court has found convictions under Michigan's fleeing and eluding statute to qualify as violent felonies. Unfortunately for the government, this argument is of little usefulness. That one crime was found to be a violent felony in no way implies that another crime with entirely different elements and circumstances should likewise be classified as such. The crimes are readily distinguishable. Michigan's fleeing and eluding statute, by definition requires that the assailant have acted purposefully, applying only to those "who willfully fail [] to obey [an officer's] direction." MICH. COMP. LAWS § 257.602a. As explained above, Tennessee's facilitation statute extends beyond
For the aforementioned reasons, the district court's classification of defendant Charles Vanhook as an armed career criminal and the resulting sentence it imposed are, hereby,