MARTHA CRAIG DAUGHTREY, Circuit Judge.
Recent polling results and statistical compilations support many of the economic and penological arguments that have long been raised in opposition to the imposition of the death penalty in the United States.
This habeas case is now before the Sixth Circuit for the second time. Because of the lengthy procedural journey this litigation has taken, numerous state and federal courts have had an opportunity to delve into the facts that led to the conviction and sentencing of petitioner Stumpf. Rather than add yet another gloss to those facts, we reiterate the testimony and initial procedural history that the United States Supreme Court found relevant in its opinion in Bradshaw v. Stumpf, 545 U.S. 175, 125 S.Ct. 2398, 162 L.Ed.2d 143 (2005):
Bradshaw v. Stumpf, 545 U.S. at 178-82, 125 S.Ct. 2398 (footnote omitted).
After examining the transcript of Stumpf's plea hearing, the Supreme Court disagreed with our analysis regarding the knowing and voluntary nature of the petitioner's admission of guilt. Thus, finding
The Court determined that we were "also wrong to hold that prosecutorial inconsistencies between the Stumpf and Wesley cases required voiding Stumpf's guilty plea." Id. at 186-87, 125 S.Ct. 2398. Nevertheless, the majority opinion noted that "[t]he prosecutor's use of allegedly inconsistent theories may have a more direct effect on Stumpf's sentence, ... for it is at least arguable that the sentencing panel's conclusion about Stumpf's principal role in the offense was material to its sentencing determination." Id. at 187, 125 S.Ct. 2398. Because it was not clear to the Court whether we "would have concluded that Stumpf was entitled to re-sentencing had [we] not also considered the conviction invalid," id., the majority vacated that second portion of our opinion and remanded the matter to us "to consider ... the question of how Eastman's testimony and the prosecutor's conduct in the Stumpf and Wesley cases relate to Stumpf's death sentence in particular." Id. at 187-88, 125 S.Ct. 2398. We now undertake to comply with that directive.
Stumpf filed his original habeas corpus petition in federal district court in November 1995. The provisions of the Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, 110 Stat. 1214 (1996), effective April 24, 1996, do not, therefore, apply to this case. See Lindh v. Murphy, 521 U.S. 320, 336, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997). Consequently, we review the district court's denial of the writ of habeas corpus de novo and its factual findings for clear error. See McQueen v. Scroggy, 99 F.3d 1302, 1310 (6th Cir.1996), overruled on other grounds in In re Abdur'Rahman, 392 F.3d 174 (6th Cir.2004), judgment vacated in Bell v. Abdur'Rahman, 545 U.S. 1151, 125 S.Ct. 2991, 162 L.Ed.2d 909 (2005). We accord some deference to state-court factual findings, which may be rebutted only by "clear and convincing evidence." Id. Such deference, however, applies only to "basic, primary facts" found by a state court, not to mixed questions of fact and law, which we also review de novo. See id. Because Stumpf's due process claim is just such a mixed question, we subject it to de novo review. See Stumpf v. Mitchell, 367 F.3d at 616 (citing Williams v. Coyle, 260 F.3d 684, 706-07 (6th Cir.2001)).
In its brief before this court on remand, the State of Ohio first insists that we may not reach the merits of Stumpf's due process claim that the Supreme Court directed us to address. The state offers three rationales for its position: (1) Stumpf failed to present in the district court a claim that his death sentence was imposed in violation of due process principles; (2) Stumpf also failed to present this claim to the Ohio state courts, thus procedurally defaulting the issue; and (3) the due process claim seeks application of a new rule of constitutional law that is barred by the holding of Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989). Notably, although this case has already been reviewed by the district court, by this court, and by the Supreme Court, the State of Ohio has not seen fit to raise these procedural arguments before now. See Bradshaw v. Stumpf, 545 U.S. at 190, 125 S.Ct. 2398 (Thomas, J., concurring) ("the State has not argued that Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d
The state's belated contention that the petitioner did not fully litigate in the district court the due process claim at issue on remand is baseless. In his habeas corpus petition, Stumpf included, under the heading "seventh claim for relief," the following paragraphs:
It is no doubt true, as claimed by the state, that the habeas petition sought redress for the failure of the trial court to allow certain evidence, not for the actions of the prosecution in pursuing conflicting criminal convictions. Nevertheless, the district court invited briefing and argument and actually ruled upon the very issue that the state now argues was not before that court. In fact, in a February 2001 opinion, the district judge specifically addressed Stumpf's argument that "the testimony of Wesley's cellmate implicating Wesley as the actual shooter, entitled petitioner... to have a new sentencing hearing." Three months later, in overruling Stumpf's motion to alter or amend the judgment denying him habeas corpus relief, the district judge again alluded to the fact that he "was `troubled' by the possibility that the state might have secured petitioner's death sentence by arguing that he was the actual shooter, while later arguing during Wesley's trial that Wesley was the actual shooter." It is patently clear to us, therefore, even if not to the state, that Stumpf did not fail to present this issue to the district court. The State of Ohio's waiver argument is meritless.
We next conclude that the state has waived its claim that Stumpf procedurally defaulted his due process argument by failing to raise it in Ohio state court. Justices Thomas and Scalia, concurring in the judgment in Bradshaw v. Stumpf, conceded that the state did not raise procedural default as a defense in a timely manner. See Bradshaw v. Stumpf, 545 U.S. at 191, 125 S.Ct. 2398. Those two justices continued, however, by noting that "[t]he Court's opinion does not preclude the State from advancing [such a] procedural defense[] on remand." Id. True, but we also have the authority to decline to exercise our discretion to entertain that argument at this stage of the litigation
Stumpf has argued throughout his habeas proceedings that his death sentence must be overturned as a result of the state's duplicitous theories of culpability. Not until the Supreme Court remanded the matter to this court, however, has the State of Ohio deemed it necessary to allege any procedural irregularities in responding to and litigating that claim. Such transparent attempts at gamesmanship at this late date should not be indulged.
Nor does the bar fashioned in Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), restrict our review of Stumpf's constitutional claim. In Teague, the Supreme Court held that "[u]nless they fall within an exception to the general rule, new constitutional rules of criminal procedure will not be applicable to those cases which have become final before the new rules are announced." Id. at 310, 109 S.Ct. 1060. In their concurring opinion, Justices Thomas and Scalia correctly quoted Horn v. Banks, 536 U.S. 266, 271, 122 S.Ct. 2147, 153 L.Ed.2d 301 (2002), for the proposition that "if the State does argue that the defendant seeks the benefit of a new rule of constitutional law, the court must apply Teague before considering the merits of the claim." Bradshaw v. Stumpf. 545 U.S. at 190-91, 125 S.Ct. 2398 (Thomas, J., concurring) (first emphasis added). In this case, however, the State of Ohio "has not argued [until this remanded review] that Stumpf's habeas claims were barred as requiring announcement of a new rule." Bradshaw v. Stumpf, 545 U.S. at 182, 125 S.Ct. 2398 (emphasis added).
"The Teague bar to the retroactive application of new rules is not ... jurisdictional." Schiro v. Farley, 510 U.S. 222, 228, 114 S.Ct. 783, 127 L.Ed.2d 47 (1994) (citing Collins v. Youngblood, 497 U.S. 37, 40-41, 110 S.Ct. 2715, 111 L.Ed.2d 30 (1990)). Consequently, "a State can waive the Teague bar by not raising it." Id. at 229, 114 S.Ct. 783; see also Godinez v. Moran, 509 U.S. 389, 397 n. 8, 113 S.Ct. 2680, 125 L.Ed.2d 321 (1993). Given the State of Ohio's conscious abandonment of any possible Teague argument here,
The Supreme Court has directed us on remand to clarify whether Stumpf is entitled to re-sentencing even if his convictions are constitutionally valid. See Bradshaw v. Stumpf, 545 U.S. at 187, 125 S.Ct. 2398. In making that determination, we must decide whether the petitioner's due process rights were abrogated by the prosecution's insistence on arguing, during Stumpf's sentencing hearing, that Stumpf was the sole gunman who killed Mrs. Stout and, during Wesley's sentencing hearing, that Wesley was the sole gunman who murdered Mrs. Stout.
The principle is beyond dispute, both legally and logically, that there exists a "heightened `need for reliability in the determination that death is the appropriate punishment in a specific case.'" Caldwell v. Mississippi, 472 U.S. 320, 323, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985) (quoting Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976) (plurality opinion)). See also Oregon v. Guzek, 546 U.S. 517, 525, 126 S.Ct. 1226, 163 L.Ed.2d 1112 (2006) (same); Deck v. Missouri, 544 U.S. 622, 632-33, 125 S.Ct. 2007, 161 L.Ed.2d 953 (2005) ("stress[ing] the `acute need' for reliable decisionmaking when the death penalty is at issue") (citing Monge v. California, 524 U.S. 721, 732, 118 S.Ct. 2246, 141 L.Ed.2d 615 (1998) (citing Lockett v. Ohio, 438 U.S. 586, 604, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978))). An erroneously-imposed prison sentence may always be commuted or otherwise shortened to ameliorate sentencing error. A sentence of death, once carried out, may not, of course, be undone. Basic principles of justice and fairness thus mandate that every effort be undertaken to ensure the reliability of the capital-sentencing process. As Justice Brennan noted in his separate opinion in Strickland v. Washington, federal courts "have consistently required that capital proceedings be policed at all stages by an especially vigilant concern for procedural fairness and for the accuracy of factfinding." 466 U.S. 668, 704, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) (Brennan, J., concurring in part and dissenting in part).
The Due Process Clause of the federal constitution guarantees to every criminal defendant the right to a fair trial. See, e.g., Lassiter v. Dep't of Soc. Servs., 452 U.S. 18, 25, 101 S.Ct. 2153, 68 L.Ed.2d 640 (1981). Indeed, "[a] fair trial in a fair tribunal is a basic requirement of due process." Turner v. Louisiana, 379 U.S. 466, 472, 85 S.Ct. 546, 13 L.Ed.2d 424 (1965) (quoting In re Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 99 L.Ed. 942 (1955)).
The Supreme Court disagreed with our conclusion that the due process violation undermined Stumpf's conviction because, under Ohio law, "the precise identity of the triggerman was immaterial to Stumpf's conviction for aggravated murder." Bradshaw v. Stumpf, 545 U.S. at 187, 125 S.Ct. 2398. As a result, the conflicting theories presented to the Stumpf factfinders and to the Wesley factfinders regarding which of the two men shot and killed Mrs. Stout on that fateful May 1984 day in no way affected the reliability of the determination that Stumpf was guilty of aggravated murder in her death.
But, our constitutional duty to ensure the reliability of capital sentencing — to ensure that all individuals are accorded due process before our state and federal judicial institutions — is not relieved by the Supreme Court's limited ruling in Bradshaw v. Stumpf. Indeed, the Supreme Court itself recognized in its opinion that "[t]he prosecutor's use of allegedly inconsistent theories may have a more direct effect on Stumpf's sentence ... for it is at least arguable that the sentencing panel's conclusion about Stumpf's role in the offense was material to its sentencing determination." Id.
Our examination of the voluminous appellate record leads us to the inescapable conclusion that it is much more than "arguable" that Stumpf's sentencers were swayed by the ultimately-unreliable presentation by the representative of the State of Ohio. In fact, we are convinced that it would amount to nothing short of complete abdication of our sworn responsibilities to ensure the reliability of capital sentencing were we to presume that the state's later-recanted argument that the petitioner was the triggerman in Mrs. Stout's murder did not affect the panel's sentencing decision. Our confidence in our conclusion is buttressed not only by common sense, but also by the words of the various individuals actually involved in the sentencing decision.
For example, during Stumpf's sentencing hearing, the panel of state-court judges found "beyond a reasonable doubt that the defendant was the principal offender in
Indeed, during the hearing on Stumpf's motion to withdraw his guilty plea following his conviction and sentencing, one of the three judges who sentenced Stumpf to death noted, "[I]f we had not been satisfied that Stumpf was, in fact, the trigger man, the principal offender, and we were satisfied that he was, in fact, an aider and abettor, that may very well have had an effect upon this Court's determination of whether the death penalty should follow. I'm not saying it would, but it's possible." App. 2600. Unfortunately, that uncertainty can never be dispelled because one of the three judges who served on Stumpf's sentencing panel died prior to that hearing on the motion to withdraw the plea. See App. 2579-80. Because Ohio law requires unanimity when a three-judge panel determines whether aggravating circumstances outweigh mitigating factors beyond a reasonable doubt, see Ohio Rev.Code Ann. § 2929.03(D)(3), if the missing judge in Stumpf's case had shared that view with conviction, based on new information concerning the state's theory of the case, it is evident that Stumpf would not have been sentenced to death.
We are cognizant of the fact that, at the time of Stumpf's trial, there was no evidence that the prosecutor was aware that Eastman's testimony would implicate Wesley as the triggerman in Mrs. Stout's murder. Nevertheless, although the state argued during Wesley's trial in support of Eastman's credibility and against the plausibility of Wesley's account of the murder, during Stumpf's motion to withdraw his guilty plea, the same prosecutor employed a much different tactic. In that later hearing, the state once again argued that Stumpf was the principal offender and this time sought to impugn the very testimony of Eastman on which it had relied during Wesley's trial.
If we are to take seriously the responsibility of ensuring reliable sentencing determinations in capital cases, we cannot allow the prosecution to play so fast and loose with the facts and with its theories. To allow a prosecutor to advance irreconcilable theories without adequate explanation undermines confidence in the fairness and reliability of the trial and the punishment imposed and thus infringes upon the petitioner's right to due process.
We are not alone in reaching such conclusions. In In re Sakarias, 35 Cal.4th 140, 25 Cal.Rptr.3d 265, 106 P.3d 931, 944 (2005), for example, the California Supreme Court held that the "use of irreconcilable theories of ... culpability, unjustified by a good faith justification for the inconsistency, is fundamentally unfair, for it necessarily creates the potential for — and, where prejudicial, actually achieves —... increased punishment on a false factual basis for one of the accuseds." Likewise, in Jacobs v. Scott, 513 U.S. 1067, 115 S.Ct. 711,
Concurring in the Supreme Court's decision in the present case, Justice Souter also noted that:
Bradshaw v. Stumpf, 545 U.S. at 189, 125 S.Ct. 2398 (Souter, J., concurring) (citation omitted).
As we stated in our prior opinion in this case, "there is more than a reasonable probability that the three-judge panel would not have sentenced Stumpf to death had the prosecution not employed inconsistent and irreconcilable theories." Stumpf v. Mitchell, 367 F.3d at 617. In fact, even the Ohio Supreme Court has recognized that, under Ohio law, not being the principal offender is normally a "powerful mitigating factor," and that "[v]ery few death sentences have been approved against persons who were not the principal offender." State v. Green, 90 Ohio St.3d 352, 738 N.E.2d 1208, 1224 (2000) (citation omitted).
The state contends, nevertheless, that both Stumpf's and Wesley's sentencing proceedings were reliable because Wesley's jury, in sentencing Wesley to life in prison with the possibility of parole after 20 years, obviously disbelieved Eastman's testimony regarding Wesley's role in Mrs. Stout's murder. According to the state, that jury determination justifies the harsher penalty imposed upon Stumpf. The argument ignores, however, the very real probability that the sentencing decision rendered by Wesley's jury was influenced in large part by the jury's knowledge that the prosecutor had already argued that Stumpf was the principal offender and had already convinced a three-judge panel to impose the death penalty upon Stumpf as a result. In short, Wesley's jury was driven not so much by its disbelief of Eastman as by its unwillingness to imagine that the prosecution would engage in such a flippant, macabre game of chance with people's lives.
In our system of justice, criminal prosecutors bear special responsibility in ensuring the fairness of all proceedings. As noted 76 years ago by the Supreme Court:
Here, the actions of the State of Ohio in the Stumpf and Wesley sentencing proceedings charged at least to the line separating hard blows from foul blows. Whether the prosecutor in the two cases actually crossed that line is not for us to decide in this opinion. Rather, we need only determine whether such double-dealing likely affected the sentencing decision in Stumpf's case. The state argues "that Stumpf's death sentence did not depend on proof that he actually killed Mrs. Stout." Appellee's Br. on Remand at 17. We must conclude, however, that it did. Stumpf's sentencers, persuaded by the first of the prosecution's contradictory arguments, found "beyond a reasonable doubt" that Stumpf was the principal offender and, as such, deserved to be put to death. The fact that the State of Ohio was later able to argue in Wesley's sentencing hearing that such was not the case after all, yet still object to any effort to reduce Stumpf's punishment, either casts grave doubt on the reliability of Stumpf's sentence or is evidence of an attempt by the prosecution to perpetrate a fraud on the state court. We choose to believe that it is the former and thus hold that the petitioner's due process rights were violated in this case.
The state insists, however, that even if a constitutional violation occurred in this matter, Stumpf cannot establish that he was prejudiced by it. In reaching that conclusion, the state relies upon the fact that the Supreme Court of Ohio, "[i]n independently determining that Stumpf's death sentence was appropriate, ... specifically considered the testimony of Wesley's cellmate during Wesley's trial." Appellee's Br. on Remand at 20 (citing State v. Stumpf, 32 Ohio St.3d 95, 512 N.E.2d 598 (1987)). Likewise, the district court, in denying habeas relief to Stumpf, concurred that "the Supreme Court of Ohio cured any potential flaw by independently determining that the aggravating circumstance outweighed the mitigating factors, even in light of the testimony by Wesley's cellmate." Stumpf v. Anderson, 2001 WL 242585, at *48. These attempted justifications miss the point, however. The relevant question now before us is not what weight should be given to Eastman's testimony during Wesley's sentencing hearing, but rather whether the prosecution's inconsistent theory and arguments that Stumpf was the principal offender — even though evidence and testimony indicated that he might not be — influenced the decision of Stumpf's sentencers to impose a penalty of death. Again, the record before us requires us to answer with a resounding "yes."
For the reasons set forth above, we conclude that Stumpf's due process rights were violated by the prosecution's arguments leaving the impression with Stumpf's sentencers that the petitioner was the principal offender in the murder of Mrs. Stout, even though the state had evidence and a belief that co-defendant Wesley was actually the triggerman in Mrs. Stout's murder. Because all indications are that the three-judge panel that sentenced Stumpf to death would not have done so had the state not persisted in its efforts at duplicity, we also hold that the petitioner was prejudiced by that constitutional violation. We thus once again REVERSE the judgment of the district court and REMAND this matter for issuance of
BOGGS, Circuit Judge, dissenting.
The majority has resurrected a new substantive right of their own invention, which made its first appearance in Stumpf v. Mitchell, 367 F.3d 594 (6th Cir.2004), vacated by Bradshaw v. Stumpf, 545 U.S. 175, 125 S.Ct. 2398, 162 L.Ed.2d 143 (2005), and apparently had all along been lurking somewhere within the Fourteenth Amendment. In its current iteration, the new right protects a convicted murderer from being sentenced to death where mitigating evidence (i.e., evidence that does not undermine the murder conviction itself but that might have counseled towards a more lenient sentence) discovered after sentencing is later used by the prosecution against a different defendant. Notably, the due process violation is not that mitigating evidence exists that is later discovered, which would not by itself offend the Constitution, Noel v. Norris, 322 F.3d 500, 504 (8th Cir.2003); see Herrera v. Collins, 506 U.S. 390, 400, 113 S.Ct. 853, 122 L.Ed.2d 203 (1993),
Consider a hypothetical case. B is killed in a horrifying fashion. A is tried for the murder of B, is convicted, and due to the terrible nature of the crime, is sentenced to death. A's trial is not merely in compliance with constitutional standards, but is a model trial. The most scrutinizing criminal lawyers available comb through the trial record in search of some plausible legal claim to bring on appeal, but they find nothing, and A's sentence is correctly affirmed on direct review. The majority's new right has no import at this time. Many years later, a witness comes forward with new information — the witness explains that C and A killed B in concert, and that C's conduct was more vile. Still, the majority's new right has no import. But wait — the prosecutor acts on the witness's testimony and tries C for B's murder, arguing that, even though A was already convicted of the murder, it was in fact C that committed the most horrifying aspects of the crime. Sure, the jury acquits C, but that is apparently besides the point. Now, the majority's new right finally jumps into action. The prosecutor in C's trial has denied A — yes, A — the right to be sentenced fairly, in violation of the Due Process Clause of the Fourteenth Amendment.
I do not agree with that application of the Constitution in the slightest,
If ever there were a case in which to adopt the majority's new right, this is not it. Indeed, the majority's opinion in many places obfuscates the timeline of what happened here, and argues as if the state withheld information from the Ohio courts, or argued factually inconsistent theories at the original sentencing or at the same time. That is simply not correct. Stumpf's trial and sentencing were based on all the evidence then available, and there was no error in those proceedings.
Clearly, there is a timeline problem for the majority — how did the prosecution violate the Constitution at Stumpf's trial with respect to evidence that did not yet exist? The majority attempts to deal with this issue by focusing in part on the prosecutor's actions in response to Stumpf's post-trial motion for resentencing, which occurred after Wesley's trial. The majority faults the prosecutor for apparently making an argument that they disapprove of (by ostensibly trying to have it both ways) rather than making the argument that they apparently would approve of and simply confessing that he was wrong at Wesley's trial. See maj. op. at 437-38. But this is not a situation where the prosecutor misled or bamboozled a jury. Rather, the prosecutor made an argument, referencing all available evidence, to a panel of judges. The state did not hide the ball, and the judges were not bamboozled. I know of no case or principle in which an otherwise unblemished prosecution can be held to have violated the Constitution because a federal appellate panel disapproves of the nature of the prosecutor's oral arguments to a judge at a post-trial proceeding.
The majority's opinion here emphasizes the dilemma in which the state was placed and the nature of today's ruling. If the state had simply ignored the evidence, it apparently would have now been in no difficulty. See Dist. Attorney's Office for Third Judicial Dist. v. Osborne, ___ U.S. ____, 129 S.Ct. 2308, 2319-20, 174 L.Ed.2d 38 (2009) (no Brady obligation to disclose exculpatory evidence discovered post-trial). Indeed, the majority is apparently clear that, if the prosecution had simply decided not to present the cellmate evidence against Wesley and achieved the same life sentence that it did here, there would be no inconsistency, and thus no due-process violation. See maj. op. at 437-38, 439-40. That concession emphasizes the bizarro nature of the majority's argument that you can somehow violate the rights of A, who
The inconsistent-theory cases raised by the majority virtually all relate to a state's contemporaneous presentation of inconsistent theories that could have an effect on the trial at issue, and that could result in factually impossible inconsistencies impacting both defendants. Here, the alleged violation is how the prosecutor chose to deal with the later-discovered evidence, in a wholly separate proceeding. It is much closer to the alleged inconsistency in our case of Getsy v. Mitchell, 495 F.3d 295 (6th Cir.2007), where we rejected, en banc, a similar argument. At bottom, what happened here is that some additional evidence, the statement of the cellmate, came to light after the proceedings were concluded. That new material was presented in a proper way to the courts of Ohio, was litigated by Stumpf in the proper order, and Stumpf lost.
Further, even if I were to agree that the prosecutor
The majority emphasizes, at page 437, a statement by one judge, made during oral argument on Stumpf's motion for resentencing, that "if [the panel] had not been satisfied that Stumpf was, in fact, the trigger man, the principal offender, and we were satisfied that he was, in fact, an aider and abettor, that may very well have had an effect upon this Court's determination of whether the death penalty should follow. I'm not saying it would, but it's possible." It should first be emphasized just how qualified that statement is — the judge merely expressed orally, in the course of a discussion with the prosecutor, the possibility that the panel might have declined to impose the death penalty if it were satisfied that Stumpf was not the principal offender. Indeed, the judge simply emphasized the prosecutor's framing of the issue (i.e., whether Stumpf was the principal offender and, if not, whether the panel would still have imposed the death penalty), and in no way indicated a leaning as to how the panel felt about the matter. That statement does not appear in any way in the court's written decision and order, indicating that the panel either concluded, after deliberation, that it was satisfied that
Certainly, the panel had the same options that it did at the original hearing. The panel could have concluded either that (1) Stumpf was the killer, (2) Wesley was the killer, or (3) either way, Stumpf deserved the death penalty for his involvement in this heinous crime, for which he was criminally responsible even if Wesley pulled the trigger. Notably, the panel also had inculpatory evidence that it did not have before, in the form of Wesley's trial statements that supported the prosecution's view of events — that Stumpf was the person who killed Mary Jane Stout. And, of course, it is worth mentioning the fact that the Eastman testimony was not credited by the Wesley jury, which apparently did not believe the cellmate's version of the facts, or, in any event, did not find it so compelling as to sentence Wesley to death. In light of the Ohio panel's review of that evidence, and its decision to leave Stumpf's death sentence intact, I do not see how Stumpf has demonstrated any probability that he was prejudiced by the prosecutor's decision to present the new evidence and argue a new theory at Wesley's trial.
In addition, even if I were to share the majority's vision of the Fourteenth Amendment as applied to this case, Teague v. Lane clearly bars the retroactive application of the majority's new constitutional right to Stumpf. See 489 U.S. 288, 306, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989). Notably, all of the cases that the majority relies upon for its rule were decided long after Stumpf's conviction became final in 1988, when the Supreme Court denied certiorari. See Stumpf v. Ohio, 484 U.S. 1079, 108 S.Ct. 1060, 98 L.Ed.2d 1022. Accordingly, "the result was not dictated by precedent existing at the time the defendant's conviction became final," and the rule is new for purposes of Teague. Teague, 489 U.S. at 301, 109 S.Ct. 1060. Further, neither of Teague's two exceptions — new limitations on criminal lawmaking authority and new "watershed" rules of criminal procedure — apply here. DeCastro v. Branker, 642 F.3d 442, 458 & n. 4 (4th Cir.2011).
Although their conclusion conflicts with the views of the only two Justices to consider the issue, pursuant to Circuit precedent,
On that point, the majority's analysis is unconvincing. The majority suggests that
Because the concerns motivating Teague do not depend on whether the state promptly raises the issue, I agree with Judge Gilman's concurrence in Lyons, in which he argued that "a federal court should presumptively apply the Teague analysis sua sponte whenever a defendant tries to raise a new constitutional rule for the first time on collateral review." 188 F.3d at 346; accord id. at 339 n. 8 (Clay, J., concurring) ("[I]rrespective of the state's preservation of its Teague defense, based upon the new rule proposed by Petitioner, if ever there was a time for this Court to raise and decide a Teague claim sua sponte, surely it is here."). In this case, where there is no indication that the state strategically sought to "sandbag" this court, see id. at 346, where both parties fully briefed and argued the issue, see Albrecht v. Horn, 485 F.3d 103, 120 (3d Cir.2007), and where we are more than capable of making a reasoned judgment on the issue, see Goeke v. Branch, 514 U.S. 115, 118, 115 S.Ct. 1275, 131 L.Ed.2d 152 (1995), I would hold that Teague should apply, even though I must agree with the majority that the state waived the argument.
For these reasons, I respectfully dissent, both on the merits and pursuant to Teague's nonretroactivity principle.
Stumpf v. Mitchell, 367 F.3d 594, 597-98 (6th Cir.2004).
In the absence of a decision by the panel, there is no process allowing for the court as a whole to take the decision en banc. Thus, the only remedy available (from the Sixth Circuit) to a litigant in the position of the State of Ohio here is the purely hortatory motion that the state filed here — a motion that, like the very decision that it seeks to expedite, is also solely within the power of the panel and cannot be taken en banc (if it ever could be) in the absence of a decision on that motion. The only remedy available under current rules is a petition to the Supreme Court for certiorari before judgment. See Sup.Ct. R. 11.