Filed: Feb. 13, 2013
Latest Update: Mar. 02, 2020
Summary: NOT RECOMMENDED FOR PUBLICATION File Name: 13a0167n.06 No. 10-1968 FILED Feb 13, 2013 UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk FOR THE SIXTH CIRCUIT UNITED STATES OF AMERICA, ) ) Plaintiff-Appellee, ) ) v. ) ON APPEAL FROM THE UNITED ) STATES DISTRICT COURT FOR THE ARTHUR RAY BECKLEY, ) EASTERN DISTRICT OF MICHIGAN ) Defendant-Appellant. ) BEFORE: BOGGS and WHITE, Circuit Judges, and BERTELSMAN,* District Judge. HELENE N. WHITE, Circuit Judge. Defendant Arthur Beckley pleaded guilty
Summary: NOT RECOMMENDED FOR PUBLICATION File Name: 13a0167n.06 No. 10-1968 FILED Feb 13, 2013 UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk FOR THE SIXTH CIRCUIT UNITED STATES OF AMERICA, ) ) Plaintiff-Appellee, ) ) v. ) ON APPEAL FROM THE UNITED ) STATES DISTRICT COURT FOR THE ARTHUR RAY BECKLEY, ) EASTERN DISTRICT OF MICHIGAN ) Defendant-Appellant. ) BEFORE: BOGGS and WHITE, Circuit Judges, and BERTELSMAN,* District Judge. HELENE N. WHITE, Circuit Judge. Defendant Arthur Beckley pleaded guilty ..
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NOT RECOMMENDED FOR PUBLICATION
File Name: 13a0167n.06
No. 10-1968 FILED
Feb 13, 2013
UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
ARTHUR RAY BECKLEY, ) EASTERN DISTRICT OF MICHIGAN
)
Defendant-Appellant. )
BEFORE: BOGGS and WHITE, Circuit Judges, and BERTELSMAN,* District Judge.
HELENE N. WHITE, Circuit Judge. Defendant Arthur Beckley pleaded guilty of
conspiracy to distribute Benzylpiperazine (BZP), a Schedule I controlled substance. He challenges
his sentence as procedurally and substantively unreasonable. Because the record is insufficient to
support the district court’s determination under U.S.S.G. § 2D1.1 that
methylenedioxymethamphetamine (MDMA, commonly known as ecstasy) was the substance most
closely related to the pills confiscated from Beckley, we vacate the judgment of sentence and remand
for recalculation of the Guidelines range and resentencing.
I.
Beckley and Craig Thomas arranged for Shantell Johnson and Albany Cooper to drive to
Windsor, Canada, to pick up approximately 5,000 pills of methylenedioxymethamphetamine
*
The Honorable William O. Bertelsman, United States District Judge for the Eastern District
of Kentucky, sitting by designation.
No. 10-1968
United States v. Beckley
(MDMA, commonly known as ecstasy). Border agents confiscated the pills Johnson and Cooper
were carrying when they attempted to reenter the United States. Johnson and Cooper agreed to
cooperate with authorities and participate in a controlled delivery of the pills. Agents arrested
Beckley in Detroit when he met the two women. When field-tested, the confiscated pills tested
positive for MDMA.
The initial indictment charged Beckley and the three other persons with conspiracy to
distribute a detectible quantity of MDMA, a Schedule I controlled substance, in violation of 21
U.S.C. §§ 846 and 841(a)(1). However, after a Drug Enforcement Administration (DEA) laboratory
report revealed that the pills did not contain MDMA, but rather BZP and trace amounts of 1-(3-
Trifluoromethylphenyl) piperazine (TFMPP) and caffeine, the Government by superseding
indictment charged conspiracy to distribute a detectible quantity of BZP, a Schedule I controlled
substance.1 TFMPP is not a controlled substance.
II.
At the time of sentencing in July 2010, BZP was not listed in the drug quantity/equivalency
tables of the Sentencing Guidelines, U.S.S.G. § 2D1.1(C). Thus, it fell to the district court to
“determine the base offense level using the marihuana equivalency of the most closely related
controlled substance referenced in this guideline.” Section 2D1.1 cmt. n.5.
1
21 C.F.R. § 1308.11(f)(2).
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No. 10-1968
United States v. Beckley
During plea negotiations, the Government contended that MDMA is the most closely related
substance to BZP combined with TFMPP. Beckley objected, and successfully petitioned the court
for appointment of a forensic-chemistry expert.
Joseph Bono, a forensics professor at Purdue University,1 opined in a written report that
methylphenidate, commonly known as Ritalin, is the most closely related substance to BZP: “the
stimulant effects of BZP are similar to but much weaker than amphetamine, and more closely
resemble the effects of methylphenidate.”
The district court appointed an independent expert, Dr. Laureen Marinetti, Chief Forensic
Toxicologist for the Montgomery County Regional Crime Laboratory in Dayton, Ohio, to opine on
the controlled substances most closely related to BZP alone, and to BZP combined with TFMPP.
Marinetti prepared a written report and testified at the December 16, 2009, evidentiary
hearing that BZP standing alone produces only a stimulant effect on the central nervous system,
whereas a combination of BZP and TFMPP produces both stimulant and hallucinogenic effects most
similar to the effects of MDMA/ecstasy. Marinetti testified that a 1:1 ratio of BZP to TFMPP was
used in the study she reviewed and that ratio produced effects similar to ecstasy. Marinetti also
testified that the DEA lab analysis of the drugs in this case did not state the amounts of BZP and
TFMPP and that she would have to know the ratio of BZP to TFMPP present in the confiscated pills
to determine whether they would produce effects similar to ecstasy. R. 111 at 36-37; PID 952-53.
1
Bono’s curriculum vitae states that he holds a B.S. in Chemistry and has decades of
experience working for the DEA, including in DEA laboratories. R. 66-3 at 5.
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No. 10-1968
United States v. Beckley
The district court credited Dr. Marinetti and various studies and concluded that MDMA is
the most closely related substance to BZP when combined with TFMPP.
Beckley pleaded guilty to the superseding indictment. The PSR2 relied on the district court’s
finding that the confiscated pills were most closely related to MDMA, thus yielding a marihuana
equivalent of 739.75 kilograms, resulting in a base offense level of 30. After a 3-point reduction for
acceptance of responsibility, the total offense level was 27 and the Guidelines range was 78 to 97
months. The district court adopted the PSR’s Guidelines calculation and sentenced Beckley to 78
months’ imprisonment.
III.
Beckley asserts that the record evidence before the district court was insufficient to support
the determination that MDMA is the most closely related substance to the confiscated pills, and thus
that the resulting sentence is procedurally unreasonable.
This court reviews a sentence for procedural and substantive reasonableness under a
deferential abuse-of-discretion standard. Gall v. United States, 552 U.S. 38, 41, 51 (2007).
Procedural errors include improperly calculating the Guidelines range.
Id. at 51. We review for
clear error the district court’s factual finding that MDMA is the most closely related controlled
substance to the confiscated pills for purposes of computing the Sentencing Guidelines. United
States v. Galloway,
439 F.3d 320, 322 (6th Cir. 2006).
2
The 2008 edition of the Guidelines Manual was used. PSR at 7, ¶ 20.
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No. 10-1968
United States v. Beckley
A.
Section 2D1.1 of the Guidelines, cmt. n.5, provides in pertinent part:
In the case of a controlled substance that is not specifically referenced in this
guideline, determine the base offense level using the marihuana equivalency of the
most closely related controlled substance referenced in this guideline. In determining
the most closely related controlled substance, the court shall, to the extent
practicable, consider the following:
(A) Whether the controlled substance not referenced in this guideline
has a chemical structure that is substantially similar to a controlled
substance referenced in this guideline.
(B) Whether the controlled substance not referenced in this guideline
has a stimulant, depressant, or hallucinogenic effect on the central
nervous system that is substantially similar to the stimulant,
depressant, or hallucinogenic effect on the central nervous system of
a controlled substance referenced in this guideline.
(C) Whether a lesser or greater quantity of the controlled substance
not referenced in this guideline is needed to produce a substantially
similar effect on the central nervous system as a controlled substance
referenced in this guideline.
Dr. Marinetti, the court-appointed independent expert, opined with respect to factor (A) that
BZP combined with TFMPP does not have a chemical structure substantially similar to any
controlled substance listed in the Guidelines, and with respect to factor (B) that BZP mixed with
TFMPP produces a substantially similar stimulant and hallucinogenic effect on the central nervous
system to that of MDMA. Regarding factor (C), when asked “would a greater or lesser amount of
BZP combined with TFMPP be necessary in order to produce those similar effects [as MDMA] on
the central nervous system?” Dr. Marinetti answered: “I did consult the literature again for the
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No. 10-1968
United States v. Beckley
answer to that . . . question. And I did find a study that compared an equal amount of BZP and
TFMPP mixed together producing effects similar to MDMA.” (emphasis added).
Regarding BZP alone, Dr. Marinetti testified that it has a chemical structure substantially
similar to methamphetamine, produces a substantially similar stimulant effect on the central nervous
system to that of amphetamine, and that ten times more BZP is required to produce the same effect.
Dr. Marinetti testified that the most closely related substance to BZP alone is amphetamine.
B.
Defense counsel argued at the evidentiary hearing that Dr. Marinetti acknowledged that she
would need to know the ratio of BZP to TFMPP in the confiscated pills to determine whether their
effect would mimic that of MDMA and that the DEA lab report gave no such indication. The district
court rejected this argument:
The final § 2D1.1 criteria requires the Court to determine how much of the BZP-
TFMPP combination is needed to produce a substantially similar effect to a
controlled substance. Dr. Marinetti opined that, based on her review of the available
literature, “BZP in combination with TFMPP in a 1:1 ratio is needed to produce a
substantially similar effect.” However, for the reasons that have already been
expounded above, the Court disagrees with Beckley’s contention that it must know
the ratio before making a finding – under a preponderance of the evidence standard
– that BZP-TFMPP is substantially similar to MDMA, as opposed to
methylphenidate as he has advanced. Requiring the Government to set forth the
precise ratio of BZP to TFMPP in each pill recovered in this case would impose a
greater evidentiary burden than it must bear, especially when considering all of the
evidence in its totality. Although § 2D1.1 states that the Court must find the most
closely related controlled substance, it must be done expeditiously and “to the extent
practicable.” The language of this provision and the applicable evidentiary burden
suggest that the Court is not required to find a drug that is exactly the same as BZP-
TFMPP with scientific precision, as Beckley seems to advance here.
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No. 10-1968
United States v. Beckley
R. 78 at 9-10. The court had observed earlier that although there is no controlled substance that has
a chemical structure similar to BZP-TFMPP, “other evidence in the record . . . suggests that the post
arrest pills (i.e., BZP-TFMPP) had substantially similar effects on the central nervous system upon
the user as MDMA.” The court observed that Dr. Marinetti’s testimony that BZP has a stimulant
effect and TFMPP a hallucinogenic effect was substantiated by DEA reports stating that BZP and
TFMPP are sold in combination in order to mimic the effects of MDMA. The court also observed
that although Beckley urged the court not to consider the intent of his co-defendants, he did not
dispute the Government’s contention that when entering guilty pleas two of his co-defendants stated
that they all believed they were entering into a conspiracy to purchase and distribute ecstasy. R. 78
at 9; PID 547.
C.
Stated simply, the Government presented no evidence to support a finding that the
confiscated pills contained sufficient TFMPP to mimic the effects of MDMA on the central nervous
system. As the district court noted, the problem is not that the Government failed to show the exact
proportions of BZP and TFMPP in the confiscated pills. R.78 at 7-8; PID 538-39. Rather, the
problem is that there was no evidence to support that there was sufficient TFMPP in the confiscated
pills that their effect would mimic MDMA. Nor was it established that when TFMPP is present with
BZP, it is always in quantities that approximate a 1:1 ratio.
This procedural error in calculating Beckley’s Guidelines range necessitates that we remand
to the district court for resentencing.
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No. 10-1968
United States v. Beckley
D.
We observe that by way of several supplemental authority letters submitted post-argument,
the parties alerted us to an anticipated amendment of the Guidelines, i.e., the addition of BZP to
§ 2D1.1, and subsequently, to the Sentencing Commission’s promulgation of the amendment.
Effective November 1, 2012, the Guidelines Drug Equivalency Tables, § 2D1.1, cmt. 8(D),
were amended to include BZP and a marihuana equivalency of 100 grams per gram of BZP, the same
equivalency advocated below by defense expert Bono.
The Sentencing Commission explained the reasons for the amendment:
Reason for Amendment: This amendment responds to concerns raised by the Second
Circuit Court of Appeals and others regarding the sentencing of offenders convicted
of offenses involving BZP (N-Benzlypiperazine), which is a Schedule I stimulant.
See United States v. Figueroa, 647 F.3d 466 (2d Cir. 2011). The amendment
establishes a marijuana equivalency for BZP offenses in the Drug Equivalency Table
provided in Application Note 10(D) in § 2D1.1 . . . 1 gram of BZP equals 100 grams
of marijuana.
....
The Commission’s review of case law and sentencing data indicate that some district
courts have found that controlled substance most closely related to BZP is
amphetamine . . . , while other district courts have found that the controlled substance
most related to BZP is MDMA, but at varying potencies. . . . The different findings
of which controlled substance is the most closely related to BZP, and the application
of different potencies of those controlled substances, have resulted in courts imposing
vastly different sentence lengths for the same conduct.
The Commission reviewed scientific literature and received expert testimony and
comment relating to BZP and concluded that BZP is a stimulant with pharmacologic
properties similar to that of amphetamine, but is only one-tenth to one-twentieth as
potent as amphetamine, depending on the particular user’s history of drug abuse.
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No. 10-1968
United States v. Beckley
Accordingly, in order to promote uniformity in sentencing BZP offenders and to
reflect the best available scientific evidence, the amendment establishes a marijuana
equivalency of 1 gram of BZP equals 100 grams of marijuana. This corresponds to
one-twentieth of the marijuana equivalency for amphetamine, which is 1 gram of
amphetamine equals 2 kilograms (or 2,000 grams) of marijuana.
http://www.ussc.gov/Legal/Amendments/Official_Text/20120430_Amendments.pdf
In May 2012, after the Sentencing Commission issued the official text of amendment quoted
supra, but before the amendment went into effect, the Second Circuit issued the most recent circuit
decision involving BZP and a determination of its most-closely-related controlled substance, United
States v. David,
681 F.3d 45 (2d Cir. 2012) (per curiam). Similar to the instant case, the defendant
in David transported pills across the Canadian border that field-tested positive for MDMA. The
defendant pleaded guilty to charges relating to the possession of “substances commonly referred to
as ecstasy,” including BZP.
Id. at 47. Apparently the lab report indicating that the pills contained
TFMPP and caffeine as well as BZP had not been submitted; thus the proceedings were conducted
as though only BZP were at issue.
Id. As in the instant case, the district court calculated the
applicable Guidelines range based on its determination that MDMA most closely resembled BZP,
and the defendant challenged that determination on appeal, arguing that his sentence was
procedurally unreasonable.
Id. at 47–48. The lab report was submitted as part of the appeal to the
Second Circuit. The Second Circuit remanded for resentencing, discussing several cases that the
Sentencing Commission cited in its reasons for the amendment
quoted supra:
After David was sentenced, we issued two opinions that control the outcome
in this case. In United States v. Chowdhury, we held that the district court had not
clearly erred in determining that a controlled substance composed of BZP and
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No. 10-1968
United States v. Beckley
TFMPP, which is “‘sold as MDMA, promoted as an alternative to MDMA and is
targeted to the youth population,’” should be considered most closely related to
MDMA for the purpose of U.S.S.G. § 2D1.1. 639 F.3d 583, 587 (2d Cir. 2011). We
also determined that, although there was a discrepancy between the controlled
substance in connection with which Chowdhury was convicted (BZP alone) and the
actual chemical composition of the pills (BZP plus TFMPP), the district court was
not required to overlook the presence of TFMPP in its sentencing analysis. Id. . . .
Three months later, in United States v. Figueroa, we held that the district
court had erred when it determined that the most closely related substance to BZP
alone was MDMA.2 647 F.3d 466 (2d Cir. 2011). We determined that, “unlike in
Chowdhury, the record on appeal does not allow us to conclude that the pills found
in defendants’ van were a mixture of BZP and TFMPP containing a similar chemical
structure to MDMA, designed to mimic the effects of MDMA, or containing a similar
potency to MDMA.” Id. at 470. We therefore held that “the District Court’s reliance
on the fact that BZP and MDMA are ‘interchangeable’ on ‘the street’ is insufficient
to justify the conclusion that MDMA is the appropriate substitute for BZP alone or
with trace quantities of other substances pursuant to § 2D1.1.” Id.
Fn2. According to a DEA lab report, the Figueroa pills were “almost
exclusively composed of BZP, with ‘unmeasurable’ amounts of
caffeine, . . . TFMPP, and MDMA itself.” Figueroa, 647 F.3d at 470.
...
Accordingly, we remanded to the district court for an evidentiary hearing to
determine the composition of the pills and “the most closely related substance
referenced in the Guidelines . . . under § 2D1.1, cmt. n.5.” Id.
Because the District Court did not have the benefit of our decisions in
Chowdhury and Figueroa, . . . [we] remand for resentencing. . . .
Furthermore . . . [r]ecent proposed amendments to the Sentencing Guidelines
indicate that the Commission intends to add a separate marijuana equivalency
category for BZP. The District Court should have the opportunity to determine if the
Commission’s proposed amendments would affect David’s sentence.
...
Accordingly, we remand to the District Court to permit it to reevaluate . . . ,
as appropriate, the nature, chemical structure, and intended neurological effects of the
substance contained in the pills—and to thereby determine the most closely related
substance referenced in the Guidelines and the appropriate marijuana equivalency.
...
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No. 10-1968
United States v. Beckley
David, 681 F.3d at 48–50 (some citations omitted, footnote omitted, emphasis added).
David and United States v. Figueroa support the conclusion that unmeasurable or trace
amounts of TFMPP in pills containing BZP do not justify a determination that MDMA is the
substance most closely related to the pills at issue, and that a sentencing court cannot assume that
a pill purported to be MDMA contains BZP and TFMPP in roughly equal proportions. David, 681
F.3d at 48–50; Figueroa,
647 F.3d 466, 470 (2d Cir. 2011).
IV.
Beckley also asserts that since the indictment charged only BZP, the district court could only
consider that substance in sentencing:
Because the additional drug compound TFMPP enhances the potency and therefore
potential sentence, it is incumbent upon the Government to plead and or allege that
drug in the Indictment. It is a critical fact without which, according to the Court’s
expert, BZP is merely a stimulant, and nothing more. TFMPP is crucial to making
BZP akin to MDMA. If it is that important, then it must be stated and set forth in the
indictment based upon the foregoing authority and based upon the basic concepts of
due process and notice. Since the indictment makes reference to only BZP, the court
should only consider that drug, not any other compounds that were not specifically
charged such as TFMPP.
Appellant Br. at 27. Beckley cites several cases decided in the wake of Apprendi v. New Jersey, 530
U.S. 466, 490 (2000), which held that “[o]ther than the fact of a prior conviction, any fact that
increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a
jury, and proved beyond a reasonable doubt” and that “[i]t is unconstitutional for a legislature to
remove from the jury the assessment of facts that increase the prescribed range of penalties to which
a criminal defendant is exposed. . . . [s]uch facts must be established by proof beyond a reasonable
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No. 10-1968
United States v. Beckley
doubt.” (Emphasis added). Beckley relies on United States v. Strayhorn, 250 F.3d 462 (6th Cir.
2001), which extended Apprendi’s principle to the application of mandatory minimum sentences,
and held that the defendant, who had pleaded guilty and whose indictment did not allege the amount
of drugs, did not forfeit the right to have the amount of drugs proven beyond reasonable doubt.
However, Strayhorn and another case Beckley cites, United States v. Ramirez,
242 F.3d 348 (6th Cir.
2001), were overruled in pertinent part in United States v. Leachman,
309 F.3d 377 (6th Cir. 2002),
in which the defendant argued that his sentence violated Apprendi because his mandatory minimum
sentencing range was determined by an amount of drugs not proven to a jury beyond a reasonable
doubt. This court rejected that argument, holding that Apprendi extends only to factors that extend
sentences beyond the statutory maximum.
Id. at 382–83 (overruling Ramirez, Strayhorn, and other
cases “to the extent they conflict with Harris [v. United States,
536 U.S. 545 (2002),] and this
opinion.” (emphasis added)).
Beckley also relies on United States v. McAuliffe, which held that an indictment is generally
sufficient if it fully, directly, and expressly sets forth all elements necessary to constitute the offense
intended to be punished and gives notice to the defendant of the charges he faces. 490 F.3d 526,
530–31 (6th Cir. 2007). But, as the Government argues, judicial fact-finding is appropriate in
determining a defendant’s sentence, even where those facts are not charged in the indictment,
provided that it does not infringe on a defendant’s rights by increasing his sentence beyond the
statutory maximum. United States v. White,
551 F.3d 381, 384-85 (6th Cir. 2008) (en banc). Here,
the district court sentenced Beckley to 78 months’ imprisonment, well below the 20-year statutory
maximum of § 841(b)(1)(c).
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No. 10-1968
United States v. Beckley
For these reasons, we reject Beckley’s argument that the district court could consider the
substance charged in the indictment.
V.
Beckley also asserts that the district court improperly considered the belief of several co-
defendants that they were conspiring to deliver MDMA/ecstasy, rendering his sentence substantively
unreasonable. A sentence may be substantively unreasonable if based on impermissible factors.
United States v. Webb, 403 F.3d 373, 385 (6th Cir. 2005). A sentencing court can properly consider
the surrounding circumstances, but where there is no evidence that the pills contain sufficient
TFMPP to mimic MDMA’s effects, the district court cannot base its decision on the participants’
beliefs without more. See
Figueroa, 647 F.3d at 470 (holding that “the District Court’s reliance on
the fact that BZP and MDMA are ‘interchangeable’ on ‘the street’ is insufficient to justify the
conclusion that MDMA is the appropriate substitute for BZP alone or with trace quantities of other
substances pursuant to § 2D1.1.” (emphasis added)).
VI.
For these reasons, we VACATE the judgment of sentence and REMAND for recalculation
of the Guidelines range and resentencing.
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