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Stephanie Barnett v. Comm'r of Soc. Sec., 13-4391 (2014)

Court: Court of Appeals for the Sixth Circuit Number: 13-4391 Visitors: 3
Filed: Jul. 22, 2014
Latest Update: Mar. 02, 2020
Summary: NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 14a0535n.06 Case No. 13-4391 FILED Jul 22, 2014 DEBORAH S. HUNT, Clerk UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT STEPHANIE BARNETT ex rel. D.B., a ) minor, ) ) Plaintiff-Appellant, ) ON APPEAL FROM THE UNITED ) STATES DISTRICT COURT FOR v. ) THE NORTHERN DISTRICT OF ) OHIO COMMISSIONER OF SOCIAL SECURITY, ) ) Defendant-Appellee. ) ) BEFORE: MOORE, SUTTON and ALARCÓN, Circuit Judges. SUTTON, Circuit Judge. Stephanie Barnett appeals
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               NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
                          File Name: 14a0535n.06

                                       Case No. 13-4391                             FILED
                                                                                 Jul 22, 2014
                                                                          DEBORAH S. HUNT, Clerk
                         UNITED STATES COURT OF APPEALS
                              FOR THE SIXTH CIRCUIT


STEPHANIE BARNETT ex rel. D.B., a                 )
minor,                                            )
                                                  )
       Plaintiff-Appellant,                       )       ON APPEAL FROM THE UNITED
                                                  )       STATES DISTRICT COURT FOR
v.                                                )       THE NORTHERN DISTRICT OF
                                                  )       OHIO
COMMISSIONER OF SOCIAL SECURITY,                  )
                                                  )
       Defendant-Appellee.                        )
                                                  )



       BEFORE: MOORE, SUTTON and ALARCÓN, Circuit Judges.


       SUTTON, Circuit Judge.       Stephanie Barnett appeals an administrative law judge’s

decision to deny her application for supplemental security income. We affirm.

       Barnett’s school-aged son D.B. suffers from asthma and three developmental disorders.

Claiming that these ailments qualify him for disability benefits, she applied for supplemental

security income on his behalf. The Social Security Administration denied her application, as did

an ALJ. Both the Social Security Appeals Council and the district court agreed with the ALJ.

Barnett appealed.



       
        The Honorable Arthur L. Alarcón, Senior Circuit Judge of the United States Court of
Appeals for the Ninth Circuit, sitting by designation.
Case No. 13-4391
Barnett v. Comm’r of Soc. Sec.
       In disability cases, we give fresh review to the district court’s decision, asking whether

the ALJ applied the correct legal rules to reach a decision supported by substantial evidence. See

Gayheart v. Comm’r of Soc. Sec., 
710 F.3d 365
, 374 (6th Cir. 2013).

       Under federal law, a parent may seek supplemental security income on behalf of a

disabled child “if that individual has a medically determinable physical or mental impairment,

which results in marked and severe functional limitations, and which can be expected . . . to last

for a continuous period of not less than [twelve] months.” 42 U.S.C. § 1382c(a)(3)(C)(i). In

implementing this statute, the Commissioner of the Social Security Administration assesses

childhood-disability claims based on three inquiries: Does the child engage in substantial and

gainful employment? Does the child suffer from one or more severe impairments? Do the

impairments “meet, medically equal, or functionally equal” any of the nearly 100 disabilities

listed in the Code of Federal Regulations? See 20 C.F.R. § 416.924(a)–(d). The parties and the

ALJ agree that D.B., age eleven, does not have a job, and they agree that he suffers from four

severe impairments: asthma, borderline intellectual functioning, mixed receptive-expressive

language disorder, and attention deficit hyperactivity disorder. They part ways over whether

these impairments “meet” or “functionally equal” the listing requirement.

       Does the impairment “meet” or “medically equal” one of the listings? Barnett claims

that these impairments meet or medically equal the criteria of Listing 112.05(D), which covers

mental retardation (called intellectual impairment today).         Listing 112.05(D) has four

requirements. Two appear in Listing 112.05’s introductory clause: “significantly subaverage

general intellectual functioning” with “deficits in adaptive functioning.” 20 C.F.R. Pt. 404,

Subpt. P., App. 1, § 112.05. The other two appear in section D itself: an IQ score between

60 and 70 and “a physical or other mental impairment imposing an additional and significant



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Case No. 13-4391
Barnett v. Comm’r of Soc. Sec.
limitation of function.” 
Id. § 112.05(D).
D.B. must meet “all of [a listing’s] specified medical

criteria” to be considered disabled under its terms. Sullivan v. Zebley, 
493 U.S. 521
, 530 (1990);

see also 20 C.F.R. § 416.925(c)(3) (“We will find that your impairment(s) meets . . . a listing

when it satisfies all of the criteria of that listing, including any relevant criteria in the

introduction.”).

       The key problem with Barnett’s argument is that D.B.’s general intellectual functioning is

not “significantly subaverage.”       No “evaluating mental health professional” or “school

psychologist[]” has ever diagnosed D.B. with mental retardation.            R. 12 at 19.      Every

psychological expert, to the contrary, concluded that he fell within the “borderline” (and not

“significantly subaverage”) range. 
Id. at 19.
D.B.’s teachers had similar reactions. D.B.’s pre-K

teacher reported that “she had greater concerns about [his] behavior than [his] academic ability.”

Id. at 21.
    His first-grade teacher reported that he “was meeting standards in first grade

mathematics, progressing adequately in writing, and . . . performing slightly below grade level in

reading.”     
Id. His second-grade
teacher reported only that he was “below grade level”

academically. 
Id. at 22.
And although the Cleveland Municipal School District assigned him to

a special-education classroom, it did so on the basis of “average,” “below-average,” or “low-

average” performance in six of seven academic subjects and “borderline” performance in the

seventh.     
Id. So long
as substantial evidence shows that D.B. does not suffer from the

“significantly subaverage general intellectual functioning” that Listing 112.05(D) demands, as it

does here, the ALJ’s finding must be affirmed.

       Barnett offers three rejoinders to this conclusion. First, she points out that D.B.’s verbal

and perceptual IQ scores of 65 and 92, respectively, place him in the first and thirtieth percentiles

of his peers. These low scores, she claims, satisfy 112.05(D)’s first requirement as a matter of



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Case No. 13-4391
Barnett v. Comm’r of Soc. Sec.
law. But this interpretation collapses the Listing’s first requirement (significantly subaverage

general intellectual functioning) into its third (an IQ score between 60 and 70). It therefore runs

afoul of the interpretive canon that requires us to try to give meaning to every word in a statute

or regulation. See Davis v. Mich. Dep’t of Treasury, 
489 U.S. 803
, 809 (1989).

       This argument also contradicts our precedents, published and unpublished alike.

Consider Elam ex rel. Golay v. Commissioner of Social Security, 
348 F.3d 124
(6th Cir. 2003), a

nearly identical case. The child’s IQ scores in Elam were low enough to support a finding of

mental retardation, but evaluating experts concluded that she demonstrated borderline

intellectual functioning. 
Id. at 126–27.
Highlighting the experts’ opinions, we affirmed the

denial of benefits because it was supported by substantial evidence. 
Id. at 127;
see also Hayes v.

Comm’r of Soc. Sec., 357 F. App’x 672, 675–76 (6th Cir. 2009); Cooper v. Comm’r of Soc. Sec.,

217 F. App’x 450, 452 (6th Cir. 2007).

       To be clear, an ALJ may consult IQ scores in evaluating intellectual functioning. But

equating a low IQ score with “significantly subaverage” intellectual functioning overstates the

relevance of the score. The regulations make clear that, when “considering the validity of a test

result, [the ALJ] should note and resolve any discrepancies between formal test results and the

child’s customary behavior . . . .” 20 C.F.R. Pt. 404, Subpt. P., App. 1, § 112.00(D)(8).

Barnett’s invitation would replace this nuanced evaluation process with a number, and in the

process would overlook a core canon of interpretation and several on-point precedents. We must

decline the offer.

       Second, Barnett makes the more modest point that D.B.’s IQ scores are low enough to

justify a finding of “significantly subaverage general intellectual functioning.” App’t Br. at 22–

23. But this argument enters the forbidden field of re-weighing the evidence. We must “accept



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Case No. 13-4391
Barnett v. Comm’r of Soc. Sec.
the agency’s factual finding[]” when it is supported by substantial evidence, even when

substantial evidence could justify a different result. Arkansas v. Oklahoma, 
503 U.S. 91
, 113

(1992). The ALJ’s decision fell within the zone of substantial evidence.

        Third, Barnett faults the ALJ for thinking that a diagnosis of mental retardation is the

only way to satisfy 112.05(D)’s first prong. Yet the ALJ did no such thing. He surveyed the

record and found that every expert had described D.B.’s intellectual functioning as “borderline,”

not “significantly subaverage.” R. 12 at 19. Crediting those descriptions, he then permissibly

found that D.B.’s “borderline intellectual functioning” could not meet Listing 112.05(D)’s

criteria. 
Id. Does the
impairment “functionally equal” a listing? D.B. still may qualify for benefits if

his impairments “functionally equal” the disabilities itemized in the listings. See 20 C.F.R.

§ 416.926a. To determine functional equivalence, the ALJ examines the effects of a claimant’s

impairments on six behavioral domains: acquiring and using information, attending and

completing tasks, interacting and relating with others, moving about and manipulating objects,

caring for oneself, and health and physical well-being.      
Id. A claimant
is disabled if his

impairments result in an “extreme” limitation in at least one domain or “marked” limitations in at

least two. 
Id. The ALJ
denied benefits because he found that D.B. had a “marked” limitation in

just one domain: “acquiring and using information.” R. 12 at 24. On appeal, Barnett argues that

the ALJ should have found D.B. markedly limited in “attending and completing tasks.” App’t

Br. at 27. Substantial evidence, however, supports the ALJ’s finding that D.B.’s limitations were

“less than marked” in that area.

        The ALJ’s finding turned on this insight: D.B.’s “inattentive, impulsive, and hyperactive

behavior” was mostly attributable to ADHD. R. 12 at 25. He supported that insight with four



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Case No. 13-4391
Barnett v. Comm’r of Soc. Sec.
facts: that ADHD medication made D.B.’s symptoms more manageable; that some of his

disruptive behaviors stemmed from his desire for attention; that he could “maintain attention

when motivated” and when “working one-on-one”; and that he put in “good effort” and managed

to complete formal psychological testing. 
Id. at 25–26.
Regrettably for Barnett, these facts

suffice to provide substantial evidence in support of the ALJ’s finding.

       For these reasons, we affirm.




                                                6

Source:  CourtListener

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