GRIFFIN, Circuit Judge.
Gary Vander Boegh applied for a job with EnergySolutions. He alleges that the prospective employer did not hire him because he engaged in protected whistleblower activity at a prior job. The district court held that Vander Boegh lacked statutory standing as an applicant — not employee — and granted summary judgment in favor of EnergySolutions. Because we agree that Vander Boegh lacks statutory standing under the Energy Reorganization Act and False Claims Act, and we lack subject-matter jurisdiction over the remaining claims, we affirm.
The U.S. Department of Energy ("DOE") hired Vander Boegh in 1992 to work at the Paducah Gaseous Diffusion Plant ("PGDP") as a landfill manager. In 1998, DOE awarded the PGDP contract to Bechtel Jacobs Company, LLC ("BJC"). BJC subcontracted with WESKEM for waste management services. Throughout this time, Vander Boegh continued as the landfill manager. The parties agree that Vander Boegh engaged in a range of protected activity as landfill manager, including reporting environmental violations.
In 2005, after soliciting new bids, DOE awarded the PGDP contract to Paducah Remediation Services, LLC ("PRS"). EnergySolutions provided waste management services to PRS by subcontract.
Vander Boegh subsequently filed an employment discrimination complaint with the Department of Labor ("DOL"). He removed the action to federal district court under 42 U.S.C. § 5851(b)(4), alleging retaliation for prior protected conduct in violation of six federal statutes: The Energy Reorganization Act ("ERA"), 42 U.S.C. § 5851 (Count I); the False Claims Act ("FCA"), 31 U.S.C. § 3730(h)(1) (Count II); and the retaliation provisions of four federal environmental statutes — the Safe Drinking Water Act ("SDWA"), 42 U.S.C. § 300j-9(i); Clean Water Act ("CWA"), 33 U.S.C. § 1367; Toxic Substances Control Act ("TSCA"), 15 U.S.C. § 2622; and Solid Waste Disposal Act ("SWDA"), 42 U.S.C. § 6971 (Count III). The district court granted summary judgment in favor of all defendants. We affirmed the grant of
Vander Boegh challenges the district court's holding that he lacks statutory standing, and further argues that the district court erred in declining to reach his alternate argument that he had standing as an employee because he had a contractual right of first refusal.
In this case, we consider for the first time whether the term "employee" extends to applicants for employment under the ERA, FCA, or four federal environmental statutes — the SDWA, CWA, TSCA, or SWDA. It appears that no federal court of appeals has considered these questions, although at least one has assumed, without deciding, that applicants are employees under the ERA. See Doyle v. Sec'y of Labor, 285 F.3d 243, 251 n. 13 (3d Cir.2002).
We review de novo a district court's grant of summary judgment. Longaberger Co. v. Kolt, 586 F.3d 459, 465 (6th Cir.2009). "A matter requiring statutory interpretation is a question of law requiring de novo review, and the starting point for interpretation is the language of the statute itself." Roberts v. Hamer, 655 F.3d 578, 582 (6th Cir.2011) (internal quotation marks omitted).
Vander Boegh argues that "employee" is ambiguous, and asks this court to afford Chevron deference to the DOL's interpretation of the ERA. See Samodurov v. Gen. Physics Corp., No. 89-ERA-20, 1993 WL 832030, at *3 (Dep't of Labor Nov. 16, 1993) (interpreting "employee" in the ERA to include applicants). He further asks us to extend that interpretation to the FCA and the four environmental statutes.
"In reviewing an agency's interpretation of a statute that it is charged with administering, we apply the familiar two-step process announced by the Supreme Court in Chevron U.S.A., Inc. v. NRDC, [467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984) ]." Chao v. Occupational Safety & Health Review Comm'n, 540 F.3d 519, 523 (6th Cir.2008). "First, always, is the question whether Congress has directly spoken to the precise question at issue. If the intent of Congress is clear, that is the end of the matter; for the court, as well as the agency, must give effect to the unambiguously expressed intent of Congress." Chevron, 467 U.S. at 842-43, 104 S.Ct. 2778. "If the intent of Congress on a matter of statutory meaning is ambiguous, however, the court is to proceed to `step two' of the Chevron inquiry: whether the agency's interpretation is a `permissible construction of the statute.'" Mid-Am. Care Found. v. N.L.R.B., 148 F.3d 638, 642 (6th Cir.1998) (quoting Chevron, 467 U.S. at 843, 104 S.Ct. 2778).
"Chevron all too often is taken to mean simply that administrative agencies win in any dispute involving a question of statutory construction. Plainly, this is incorrect; both the Supreme Court and our court have made clear that there are numerous instances in which an agency's interpretation of an ambiguous statute is not entitled to the broad deference envisioned by Chevron." Id. "An agency's interpretation is not entitled to Chevron deference, for example, if the apparent statutory ambiguity can be resolved using `traditional tools of statutory construction.'" Id. (citing INS v. Cardoza-Fonseca, 480 U.S. 421, 446, 107 S.Ct. 1207, 94 L.Ed.2d 434 (1987)). "[I]n
Vander Boegh first disputes the district court's conclusion that he lacks statutory standing under the ERA. The threshold question is whether "employee" is ambiguous. The ERA provides that "[n]o employer may discharge any employee or otherwise discriminate against any employee with respect to his compensation, terms, conditions, or privileges of employment" because the employee engaged in an activity protected by the statute. 42 U.S.C. § 5851(a)(1). Although the ERA defines the term "employer," it does not define "employee." Id. § 5851(a)(2). Nor do the relevant regulations define "employee." See 29 C.F.R. §§ 24.100-05.
Where no statutory definition exists, a court may consult a dictionary definition for guidance in discerning the plain meaning of a statute's language. See, e.g., Nat'l Cotton Council of Am. v. U.S. E.P.A., 553 F.3d 927, 937 (6th Cir.2009). An "employee" is "[s]omeone who works in the service of another person (the employer) under an express or implied contract of hire, under which the employer has the right to control the details of work performance." Black's Law Dictionary 639 (10th ed.2014). An "employee" is also commonly defined as "[a] person working for another person or a business firm for pay." Random House Webster's Unabridged Dictionary 638 (2001).
Applied to this case, the plain meaning of "employee" does not plausibly extend to Vander Boegh because he never worked for EnergySolutions. As a mere applicant, he was not an "employee" under the plain language. Cf. Old Colony R.R. Co. v. Comm'r of Internal Revenue, 284 U.S. 552, 560, 52 S.Ct. 211, 76 L.Ed. 484 (1932) ("[T]he plain, obvious and rational meaning of a statute is always to be preferred to any curious, narrow, hidden sense that nothing but the exigency of a hard case and the ingenuity and study of an acute and powerful intellect would discover.").
Moreover, the statutory text itself demonstrates that Congress knew how to define "employee" to include applicants, if it had so intended. In the ERA, Congress defined "employer" to include seven categories of covered employers, including "an applicant for a [Nuclear Regulatory Commission] license." 42 U.S.C. § 5851(a)(2)(B) (emphasis added). Although it explicitly defined "employer" to include an "applicant," Congress nonetheless omitted any definition of "employee." This omission further supports that Congress did not intend "employee" to include applicants. See, e.g., Russello v. United States, 464 U.S. 16, 23, 104 S.Ct. 296, 78 L.Ed.2d 17 (1983) ("[W]here Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.") (internal quotation marks omitted).
The plain meaning alone is sufficient to end the inquiry. However, the Supreme Court has also instructed us on how to interpret "employee" when Congress does not define it. "It is ... well established that where Congress uses terms that have
In Nationwide Mutual Insurance Co. v. Darden, the Supreme Court considered whether a claimant was an "employee" under the Employee Retirement Income Security Act ("ERISA"), 29 U.S.C. §§ 1001 et seq., which nominally defines an "employee" as "any individual employed by an employer." Id. at § 1002; 503 U.S. at 322-27, 112 S.Ct. 1344. There, the Court applied Reid's "well established principle" that Congress intended "employee" to connote a conventional master-servant relationship under the common law, and adopted a common-law test for distinguishing between an employee and an independent contractor. 503 U.S. at 322-27, 112 S.Ct. 1344. The Court explained that Reid signaled "[the Supreme Court's] abandonment of [United States v. Silk]'s [331 U.S. 704, 67 S.Ct. 1463, 91 L.Ed. 1757 (1947) ] emphasis on construing [a] term in the light of the mischief to be corrected and the end to be attained." Darden, 503 U.S. at 325, 112 S.Ct. 1344 (internal quotation marks omitted). In other words, the Darden court confirmed that courts should presume Congress intended a term to have its settled, common-law definition "unless [the statute] clearly indicates otherwise," even over the argument that a broad reading is necessary to "advance ... [an act's] remedial purposes." Id. at 325, 112 S.Ct. 1344.
In this case, the statutory text does not "otherwise dictate" that the settled, common-law meaning of "employee" should not apply. See Reid, 490 U.S. at 739, 109 S.Ct. 2166. The Supreme Court thus instructs us to look to the common-law master-servant relationship to define "employee." Vander Boegh never worked for EnergySolutions, and it never controlled the manner or means of Vander Boegh's production. Accordingly, to adopt Vander Boegh's position that he was an employee when he was merely an applicant would require a strained and unnatural reading of "employee." We decline to read "employee" in such a peculiar fashion.
Our decision in Demski v. U.S. Department of Labor, 419 F.3d 488 (6th Cir.2005), does not compel a different result. In Demski, this court considered a distinct legal question. There, the president of a company that provided contract services to an ERA-covered employer alleged that the covered employer had cancelled her company's contract in retaliation for her protected
The instant case is distinguishable. In Demski, there was a contractual relationship between Demski's corporations and the ERA-covered employer, and Demski herself was an employer of independent contractors who worked on site for the covered employer. The court was tasked with distinguishing, in that three-way relationship, whether Demski was an employee or independent contractor — or neither — of the covered employer. In this case, by contrast, there was never any contractual relationship. This case thus presents a distinct legal question that is readily resolved by the plain language.
Because the plain meaning of "employee" does not extend to applicants, Vander Boegh lacks statutory standing under the ERA. EnergySolutions is entitled to summary judgment in its favor on this claim.
Vander Boegh also appeals the district court's ruling that he lacked statutory standing under the FCA. Applying the above plain meaning interpretation of "employee" to the FCA, we conclude that the term "employee" does not extend to applicants. Moreover, the FCA's legislative history and case law in other circuits reinforce our reading of the plain language.
As originally enacted, the FCA's antiretaliation provision provided that "[a]ny employee who is discharged, demoted, suspended, threatened, harassed, or in any other manner discriminated against in the terms and conditions of his employment by his or her employer because of [a protected activity] shall be entitled to all relief necessary to make the employee whole." 31 U.S.C. § 3730(h); False Claim Amendments Act, Pub.L. 99-562, 100 Stat. 3153 (1986) (emphasis added). Congress amended the FCA in 2009 to expand its scope to "[a]ny employee, contractor, or agent." Fraud Enforcement and Recovery Act of 2009, Pub.L. 111-21, 123 Stat. 1617, 1624-25 (emphasis added). Although there is no binding precedent in our circuit, other courts have overwhelmingly concluded that the term "employee" in the FCA did not extend to persons outside the employer-employee relationship before the amendment. See, e.g., Mruz v. Caring, Inc., 991 F.Supp. 701, 708-09 (D.N.J.1998) (limiting "employee" to the "employment relationship" under the plain language); U.S. ex rel. Morgan v. Sci. Applications Int'l Co., 604 F.Supp.2d 245, 250 (D.D.C. 2009) (observing that liability does not extend to non-employers); Palladino ex rel. U.S. v. VNA of S. New Jersey, Inc., 68 F.Supp.2d 455, 464-65 (D.N.J.1999) (same).
Further, after Congress amended the FCA to include contractors and agents, at least one court has persuasively held that Congress still intended to limit the FCA to employment-like relationships. In U.S. ex rel. Abou-Hussein v. Science Applications
This body of case law and legislative history reinforces our conclusion that the FCA does not extend to non-employee applicants. Vander Boegh concedes that he was never an EnergySolutions employee, contractor, or agent. He simply argues that we should broadly construe the term "employee" because (1) the legislative history mentions "blacklisted" workers, and (2) this court has previously interpreted "employee" to include applicants under the Fair Labor Standards Act ("FLSA"), see Dunlop v. Carriage Carpet Co., 548 F.2d 139, 144-47 (6th Cir.1977).
Vander Boegh's arguments are unpersuasive. First, regarding the FCA's legislative history, the term "blacklisted" is couched in the phrase "[t]emporary, blacklisted or discharged workers," which merely suggests that "employee" extends to former employees, as well as present employees. See S. Rep. 99-345, 1986 WL 31937, at *34 (1986); see also Dole v. United Steelworkers of Am., 494 U.S. 26, 36, 110 S.Ct. 929, 108 L.Ed.2d 23 (1990) ("The traditional canon of construction, noscitur a sociis, dictates that words grouped in a list should be given related meaning.") (internal quotation marks omitted). The phrase does not suggest that "employee" should be read so broadly to include applicants with no prior employment relationship to the prospective employer.
Second, regarding the FLSA, Vander Boegh fails to fully develop this argument and therefore has abandoned it. See Gen. Star Nat'l Ins. Co. v. Administratia Asigurarilor de Stat, 289 F.3d 434, 441 (6th Cir.2002) (observing that "perfunctory and undeveloped arguments" are waived on appeal) (internal quotation marks omitted). He has not, for example, explained why this court should look to the FLSA as a model. And we are hesitant to do so given that Congress did not include the FLSA in the list of statutes on which it modeled the
Next, Vander Boegh appeals the district court's ruling that he lacks statutory standing under four federal environmental statutes: the SDWA, CWA, TSCA, and SWDA. However, because we lack subject-matter jurisdiction, we must dismiss these claims.
Federal courts are courts of limited jurisdiction and the law "presume[s] that a cause lies outside this limited jurisdiction." Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994). The burden of establishing the contrary rests upon the party asserting jurisdiction. Id. Because subject-matter jurisdiction is "an [Article III] as well as a statutory requirement ... no action of the parties can confer subject-matter jurisdiction upon a federal court." Ins. Corp. of Ireland, Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S. 694, 702, 102 S.Ct. 2099, 72 L.Ed.2d 492 (1982). "Subject-matter jurisdiction can never be waived or forfeited," and courts are obligated to consider sua sponte whether they have such jurisdiction. Gonzalez v. Thaler, ___ U.S. ___, 132 S.Ct. 641, 648, 181 L.Ed.2d 619 (2012).
In this case, the environmental statutes provide an exclusive set of remedies: administrative review in the DOL, followed by judicial review of a final agency order in the "Court of Appeals for the circuit in which the violation allegedly occurred or the circuit in which the complainant resided on the date of the violation." 29 C.F.R. § 24.112(a); see also id. § 24.100; 42 U.S.C. § 300j-9(i)(3)(A)-(B) (SDWA); 15 U.S.C. § 2622(c) (TSCA).
In this case, Vander Boegh filed a retaliation complaint with the DOL on April 18, 2006 (case no. 2006-ERA-26). He alleged that his complaint had been pending for more than one year without an agency decision. In February 2010, he exercised his statutory right to bring an ERA action in federal district court. It appears from the parties' representations that Vander Boegh does not have a pending claim before the agency, and he never filed an appeal in this court of the agency's final order dismissing his claims. The question is therefore whether the statutory review procedures are exclusive or whether Vander Boegh always retained the right to bring his four environmental claims in district court.
"It is a well settled principle that where Congress establishes a special statutory review procedure for administrative action, that procedure is generally the exclusive means of review for those actions." Greater Detroit Res. Recovery Auth. v. U.S. E.P.A., 916 F.2d 317, 321 (6th Cir. 1990). When a statute provides a scheme of administrative review followed by judicial review in a federal appellate court, district court jurisdiction over a plaintiff's statutory claim is precluded if "Congress's intent to preclude district court jurisdiction [is] fairly discernible in the statutory scheme." Elgin v. Dep't of Treasury, ___ U.S. ___, 132 S.Ct. 2126, 2132, 183 L.Ed.2d 1 (2012) (internal quotation marks omitted). "Whether a statute is intended to preclude initial judicial review is determined from the statute's language, structure, and purpose, its legislative history, and whether the claims can be afforded meaningful review." Thunder Basin Coal Co. v. Reich, 510 U.S. 200, 207, 114 S.Ct. 771, 127 L.Ed.2d 29 (1994).
Here, Congress's intent to provide a single avenue of review is easily discernible from the statutory text. There is nothing about the statutes' language, structure, purpose, or legislative history that suggests Congress intended claimants to have a concurrent review process in district court, and judicial review by the courts of appeals affords claimants meaningful review. We thus conclude that a claimant may not bring a claim under the environmental statutes' retaliation provisions directly in federal district court.
Several courts have considered whether Congress intended district courts to have
The Seventh Circuit has examined the similar issue of whether a claimant may seek district court review of a final agency order. In Rhode v. City of W. Lafayette, 21 F.3d 430 (7th Cir.1994), the court considered whether a claimant could challenge in district court the Secretary of Labor's approval of a settlement agreement of his SWDA and CWA claims. The court observed that "original jurisdiction for review of the Secretary's final decision under the Acts is vested exclusively in the federal appellate courts." Id. "Because the congressional intent to vest exclusive jurisdiction in the federal appellate courts is clear, and because nothing suggests that the proscribed remedy is inadequate, the district court properly dismissed the present action for lack of subject matter jurisdiction." Id. (internal citation omitted) (citing Gen. Fin. Corp. v. FTC, 700 F.2d 366, 368 (7th Cir.1983) (a litigant "may not bypass the specific method that Congress has provided for reviewing adverse agency action simply by suing the agency in federal district court under [28 U.S.C.] § 1331 or 1337; the specific statutory method, if adequate, is exclusive.")).
Although the parties ostensibly concede that the district court lacked jurisdiction to hear these claims under 28 U.S.C. § 1331, they nonetheless seek our review on the merits, arguing that (1) the "exhaustion requirement" is non-jurisdictional, and (2) we should exercise pendent appellate jurisdiction. We disagree.
First, the statutory scheme is squarely jurisdictional. We have previously described this issue as a question of whether a statutory limitation goes to a plaintiff's right to relief or his right to enter the federal courts. Hoogerheide v. I.R.S., 637 F.3d 634, 638 (6th Cir.2011). The Supreme Court has drawn an "administrable bright line" between the claims-processing requirements of a cause of action and jurisdiction over that cause of action. See id. at 636 (quoting Arbaugh v. Y & H Corp., 546 U.S. 500, 516, 126 S.Ct. 1235, 163 L.Ed.2d 1097 (2006)). It has explained:
Arbaugh, 546 U.S. at 515-16, 126 S.Ct. 1235. In other words, "[u]nder Arbaugh, we look to see if there is any `clear' indication that Congress wanted the rule to be `jurisdictional.'" Henderson v. Shinseki, 562 U.S. 428, 131 S.Ct. 1197, 1203, 179 L.Ed.2d 159 (2011). "Congress, of course, need not use magic words in order to speak clearly on this point." Id. "Rather, the jurisdictional analysis must focus on the legal character of the requirement, which we discern by looking to the condition's text, context, and relevant historical treatment." Reed Elsevier, Inc. v. Muchnick, 559 U.S. 154, 166, 130 S.Ct. 1237, 176 L.Ed.2d 18 (2010) (internal quotation marks and citation omitted).
Since Arbaugh, this court has assessed the line between claims-processing requirements and jurisdictional limits in several settings. See Hoogerheide, 637 F.3d at 636 (surveying cases). Most relevant here are the cases in which we considered whether administrative exhaustion requirements were jurisdictional. In Allen v. Highlands Hospital Corp., for example, we addressed the administrative filing requirements of the Age Discrimination in Employment Act ("ADEA"), 29 U.S.C. § 626(d). 545 F.3d 387 (6th Cir.2008). In light of the statutory text and context, we found that the requirements — located in a separate provision from the jurisdictional provision — were not written in jurisdictional terms. Id. at 401-02. And the jurisdictional provision provided that "[a]ny person aggrieved may bring a civil action in any court of competent jurisdiction...." Id. (quoting 29 U.S.C. § 626(c)(1)). Accordingly, we held that Congress did not clearly state that filing a charge with the EEOC was a precondition to the district court's jurisdiction over ADEA claims. Id. at 402-03.
Similarly, in Abraitis v. United States, we held that the administrative exhaustion requirements for judicial review of an IRS jeopardy levy were not jurisdictional. 709 F.3d 641, 645 (6th Cir.2013). In that case, the exhaustion provision detailed the administrative filing deadlines but expressly referenced the separate jurisdictional provision for purposes of determining jurisdiction. Id. (citing 26 U.S.C. § 7429(b)(1)). The jurisdiction provision broadly provided that "the district courts of the United States shall have exclusive jurisdiction over any civil action for a determination under this subsection." Id. (citing 26 U.S.C. § 7429(b)(2)).
However, those statutes are fundamentally different from the environmental statutes now before us. In the ADEA and IRS levy statutes, Congress granted jurisdiction to the district courts. We were therefore tasked with determining whether Congress had clearly communicated an intent to strip district courts of jurisdiction when a party fails to exhaust his administrative remedies before filing in district court. In considerable contrast, none of the statutes before us grant jurisdiction to the district courts in the first instance. See 42 U.S.C. § 300j-9(i)(3)(A)-(B) (SDWA); 33 U.S.C. § 1367(b)(CWA); 15 U.S.C. § 2622(c) (TSCA); 42 U.S.C. § 6971(b) (SWDA); see also 29 C.F.R. § 24.112(a). In other words, there is no private right of action in district court. See Anael, 2002 WL 31109451, at *6 ("[T]he unambiguous language of the [TSCA]'s retaliation provision clearly
Context also corroborates this reading. Most telling is the expressly jurisdictional language of the ERA, which shares implementing regulations with the environmental statutes. See 29 C.F.R. §§ 24.100-14. The ERA provides the only avenue by which a claimant may bring his original claim to district court. See 42 U.S.C. § 5851(b)(4) (providing that if there is no final agency order after one year, the district court "shall have jurisdiction ... without regard to the amount in controversy" over a claimant's ERA action filed in district court). Likewise, the regulations distinguish the ERA from the environmental statutes in jurisdictional terms. 29 C.F.R. § 24.114 (detailing a district court's jurisdiction over ERA retaliation claims). The language of the ERA is instructive because it demonstrates that Congress knew how to grant a claimant a statutory by-pass to district court — and expressly vest jurisdiction in district court — but it elected not to do so in the four environmental statutes.
Other enforcement provisions in the environmental statutes also provide a useful comparison. For example, two of the four environmental statutes state in express jurisdictional terms:
42 U.S.C. § 300j-9(i)(4) (SDWA); 15 U.S.C. § 2622(d) (TSCA); see also 29 C.F.R. § 24.113 (providing that the Secretary may file a civil action in district court to enforce final agency orders issued under any of the environmental statutes). These provisions stand in striking contrast to the retaliation provisions of the environmental statutes, which limit review to the DOL, followed by exclusive judicial review in the courts of appeals. This context reinforces our conclusion that the district court lacked jurisdiction to hear any such claims because there is no private right of action in district court under the four environmental statutes. Unlike the exhaustion cases cited by EnergySolutions, the four environmental statutes do not contain any grant of jurisdiction to the district court over a claimant's action filed in district court, regardless of exhaustion. We thus find the statutory review procedures jurisdictional.
Vander Boegh asks us to exercise pendent appellate jurisdiction. For support, he cites cases in which appellate courts have exercised jurisdiction over Comprehensive Environmental Response, Compensation, and Liability Act ("CERCLA") claims while reviewing other environmental claims properly before them. See, e.g., Kaufman v. Perez, 745 F.3d 521, 527 (D.C.Cir.2014), reh'g en banc denied May
We hold that the district court lacked subject-matter jurisdiction over these environmental claims. We thus lack jurisdiction over these claims that were filed in district court, rather than appealed directly from the agency to this court. For these reasons, we dismiss Vander Boegh's four environmental claims.
Finally, Vander Boegh argues that the district court abused its discretion in declining to reach his alternate argument that he was an EnergySolutions employee by virtue of a contractual right of first refusal in a contract between the DOE and PRS. Applying the law of the case doctrine, the district court held that Vander Boegh's contractual status had already been considered and rejected by the district court and this court. We review a district court's decision to apply the law of the case doctrine for abuse of discretion. Rouse v. DaimlerChrysler Corp., 300 F.3d 711, 715 (6th Cir.2002). Finding no abuse, we affirm.
Vander Boegh raised his contractual right of first refusal as circumstantial evidence of retaliatory motive by all defendants, arguing that their failure to recognize his right of first refusal was "use of irregular procedure" that supported an inference of retaliatory motive. The district
It appears that the court assumed for purposes of argument that Vander Boegh was a grandfathered employee, but concluded that the fact would not support an inference of knowledge of Vander Boegh's protected activities.
On appeal, Vander Boegh argued that the following actions were evidence of retaliatory motive: (1) BJC failed to provide a list of grandfathered employees to PRS until the late date of April 6, 2006, and (2) PRS and EnergySolutions departed from normal practice by failing to honor his right of first refusal. EnergySolutions responded that Vander Boegh was not a grandfathered employee with respect to a right of first refusal, citing PRS contract language ("`Grandfathered employees' are non-managerial employees (i.e., those below the first level of supervision)"). It further argued that even if he was a grandfathered employee, it would be irrelevant to show pretext. This court rejected Vander Boegh's argument that he was a grandfathered employee. We stated:
Vander Boegh, 536 Fed.Appx. at 531.
On remand, the district court declined to address Vander Boegh's argument that he was an employee by virtue of his contractual right of first refusal, opining that
Vander Boegh now argues that the district court erred by declining to reach this issue because the question decided on appeal was limited to whether defendants had knowledge of his protected activity. EnergySolutions responds that the law of the case doctrine governs. "The law-of-the-case doctrine `posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case.'" Scott v. Churchill, 377 F.3d 565, 569-70 (6th Cir.2004) (quoting Arizona v. California, 460 U.S. 605, 618, 103 S.Ct. 1382, 75 L.Ed.2d 318 (1983)). "The doctrine precludes a court from reconsideration of issues decided at an early stage of litigation, either explicitly or by necessary inference from the disposition." Westside Mothers v. Olszewski, 454 F.3d 532, 538 (6th Cir. 2006) (internal quotation marks omitted). Application of this doctrine is "limited to those questions necessarily decided in the earlier appeal." Hanover Ins. Co. v. Am. Eng'g Co., 105 F.3d 306, 312 (6th Cir.1997). "[T]he phrase `necessarily decided' ... describes all issues that were `fully briefed and squarely decided' in an earlier appeal." Perkins v. Am. Elec. Power Fuel Supply, Inc., 91 Fed.Appx. 370, 374 (6th Cir.2004) (quoting 1B James Wm. Moore, Moore's Federal Practice ¶ 0.404[1], at II-5 (2d ed.1996)). We have recognized three exceptions to the law of the case doctrine: "(1) where substantially different evidence is raised on subsequent trial; (2) where a subsequent contrary view of the law is decided by the controlling authority; or (3) where a decision is clearly erroneous and would work a manifest injustice." Hanover, 105 F.3d at 312.
In this case, Vander Boegh had a full and fair opportunity to litigate whether he was a grandfathered employee. In deciding whether EnergySolutions' failure to honor his alleged status was proof of knowledge of protected activity, the district court assumed that Vander Boegh was a grandfathered employee but found it irrelevant to EnergySolutions' knowledge. Rather than assuming he was a grandfathered employee, this court held that Vander Boegh had "failed to present any evidence beyond his personal belief that he was a grandfathered employee under the new contract." Vander Boegh, 536 Fed. Appx. at 531. We thus explicitly decided the issue of whether Vander Boegh had established that he was a grandfathered employee, and none of the doctrine's exceptions applies. It is of no consequence that we considered this issue with respect to his prima facie case, even though Vander Boegh now argues the point to overcome his lack of statutory standing. The district court did not abuse its discretion in
For these reasons, we affirm the judgment of the district court.
Certain sections of the environmental statutes also allow for "citizen suits" to enforce statutory violations. See 42 U.S.C. § 300j-8 (SDWA), 33 U.S.C. § 1365(CWA); 15 U.S.C. § 2619 (TSCA), 42 U.S.C. § 6972 (SWDA). The SWDA provision, for example, allows "any person" to commence in district court "a civil action on his own behalf against any person ... who is alleged to be in violation of any permit, standard, regulation, condition, requirement, prohibition, or order which has become effective pursuant to this chapter." Id. at § 6972(a)(1). However, Vander Boegh does not raise this issue. In any event, his complaint states that he seeks relief under "the whistleblower protection provisions," not the distinct citizen-suit provisions.