MERRITT, Circuit Judge.
In these cases we decide multiple appeals of criminal convictions and sentences relating to the 2012 mayoral election in Martin, Kentucky.
In that election, incumbent Mayor Ruth Thomasine Robinson ("Thomasine Robinson"), her husband James Robinson, and his son James Steven Robinson ("Steven Robinson") allegedly attempted to secure Thomasine Robinson's reelection by coercing and bribing voters to vote for her. After a three-day jury trial, all three defendants were convicted of vote buying under 42 U.S.C. § 1973i(c) (now 52 U.S.C. § 10307(c)), and Thomasine Robinson and Steven Robinson were convicted of conspiracy to violate civil rights under 18 U.S.C. § 241. The jury also found James Robinson guilty of conspiracy to violate civil rights under 18 U.S.C. § 241, but the district court subsequently granted James Robinson's motion for acquittal under Federal Rule of Criminal Procedure 29 on that charge.
Thomasine Robinson now argues that there was insufficient evidence to support either of her convictions, and that the district court therefore erred in denying her motion for a judgment of acquittal under Federal Rule of Criminal Procedure 29. Steven Robinson likewise argues that his conviction for conspiracy to violate civil rights should be vacated because it is not supported by sufficient evidence. He also argues that the district court improperly imposed a requirement that he abstain from alcohol use as a term of his supervised release. Finally, James Robinson argues that the district court improperly reserved its ruling on his Rule 29 motion for acquittal, that the district court improperly applied enhancements to his sentence, and that his sentence is substantively unreasonable.
Upon considering each issue in turn, we
In November 2012, Mayor Thomasine Robinson of Martin, Kentucky, sought reelection. Martin would choose its mayor in the general election of November 6, where statewide and national offices were also on the ballot. A tight race was expected between Thomasine Robinson and Sam Howell, her challenger (Howell would ultimately win by only three votes). After the election, James Robinson physically confronted Sam Howell and threatened to kill him before he could take office; he was later convicted in Kentucky state court of terroristic threatening and menacing.
According to the allegations of the United States, Thomasine Robinson and her associates turned to illegal tactics in an attempt to secure votes for her reelection. Specifically at issue here are the alleged efforts of Thomasine Robinson, her husband James Robinson, and his son Steven Robinson (Thomasine Robinson's step-son) to deliver votes through a campaign of bribery, coercion, and intimidation.
The United States produced many witnesses to testify to these efforts. Some of the relevant testimony indicated that: Thomasine Robinson gave Ruby Wallen $20 to vote for her in the election; that Thomasine Robinson, with the cooperation of Ginger Stumbo, coerced and threatened voters to get them to vote for her by absentee ballot; that Steven Robinson, with the cooperation of Henry Mullins, attempted to intimidate and coerce Robert Clay to vote for Thomasine; that James Robinson gave Ashley Hale $10 to vote for Thomasine; and that James Robinson gave Henry Mullins money with which to purchase votes for Thomasine.
At sentencing, the district court assessed a leadership enhancement to James Robinson for directing Henry Mullins to help purchase votes and providing him with cash to do so, and an obstruction of justice enhancement for behaving menacingly toward federal employees during a trial recess. The district court then sentenced him to an above-guidelines sentence of 40 months in prison. Steven Robinson was sentenced to 21 months in prison and three years of supervised release. As a special condition of his supervised release, he was required to abstain from the consumption of alcohol. Thomasine Robinson was sentenced to 33 months in prison.
These appeals followed.
Thomasine Robinson argues that there was insufficient evidence to support her convictions for conspiracy to violate civil rights under 18 U.S.C. § 241 and vote buying under 42 U.S.C. § 1973i(c) (now 52 U.S.C. § 10307(c)).
We review a challenge to the sufficiency of the evidence supporting a criminal conviction de novo. United States v. Fisher, 648 F.3d 442, 450 (6th Cir.2011) (citations omitted). However, a sufficiency of the evidence challenge places a "very heavy burden" on the defendants-appellants: they must show that "after viewing the evidence in the light most favorable to the prosecution, [no] reasonable trier of could have found the essential elements of the crime beyond a reasonable doubt." United States v. Sease, 659 F.3d 519, 523 (6th Cir.2011) (citations and internal quotation marks omitted).
In order to support a conviction for vote buying, the prosecution needed only to offer evidence that Thomasine Robinson paid or offered to pay for a vote in an election "held solely or in part for the purpose of selecting or electing any candidate" for federal office. 52 U.S.C. § 10307(c).
It is undisputed that the 2012 election at issue included the election of candidates for federal office, including the President of the United States, so it was a covered election under the federal vote-buying statute. Ruby Wallen testified that Thomasine Robinson gave her $20 to vote in the 2012 election. Wallen's testimony was sufficient evidence upon which the jury could have found Thomasine Robinson guilty of vote buying beyond a reasonable doubt. Thomasine Robinson's contention that her vote-buying conviction was not supported by sufficient evidence fails.
Under federal law it is unlawful to "conspire to injure, oppress, threaten, or intimidate any person . . . in the free exercise or enjoyment of [voting rights], or because of his having so exercised the same." 18 U.S.C. § 241. This statutory proscription of conspiracy to violate civil rights prohibits interference with a voter's
"`To obtain a conviction for conspiracy to violate civil rights under § 241, the government must prove that [the defendant] knowingly agreed with another person to injure [a third party] in the exercise of a right guaranteed under the Constitution,' and that there was specific intent to commit the deprivation." United States v. Lanham, 617 F.3d 873, 885 (6th Cir.2010) (quoting United States v. Epley, 52 F.3d 571, 575-76 (6th Cir.1995)). "The existence of a [§ 241] conspiracy . . . need not be proven by direct evidence, [and] a common plan may be inferred from circumstantial evidence." United States v. Gresser, 935 F.2d 96, 101 (6th Cir.1991) (citations and internal quotation marks omitted). As such, "a tacit understanding is enough to show a conspiratorial agreement." Id. "Furthermore, once a conspiracy has been established, only slight evidence is necessary to implicate a defendant." Id.
Thomasine Robinson argues that she did not oppress, threaten, or intimidate any alleged victims, and did not violate their constitutional rights. But the government offered evidence at trial that indicated otherwise, and allowed a reasonable jury to find beyond a reasonable doubt that Thomasine Robinson was guilty of conspiracy to violate civil rights by interfering with rights of voters to cast the votes of their choice and/or have their votes free from dilution by improperly procured votes.
For instance, the testimony of Ginger Stumbo would have allowed the jury to find an agreement between Stumbo and Thomasine Robinson to conspire to improperly submit absentee ballots for Thomasine Robinson under the names of individuals who may not have otherwise voted (in the guise of an effort to help and supervise such individuals), and also an intent by Thomasine Robinson to join that conspiracy through tacit agreement with Stumbo:
(Emphasis added).
Moreover, Stumbo's testimony would have also allowed the jury to find Thomasine Robinson's knowing agreement to join the conspiracy by directly participating in it: threatening reprisals for those who did not allow Thomasine Robinson and/or her associates to supervise and participate in the filling-out of absentee ballots for Thomasine Robinson:
(Emphasis added).
Stumbo's testimony alone would have allowed a reasonable jury to find that Thomasine Robinson knowingly agreed to conspire with Stumbo with the intent to ensure her reelection by coercing Martin voters to vote for her and threatening reprisals—including evictions from residential properties Thomasine Robinson owned—for those who failed to comply. Such a conspiracy violates § 241 by interfering with rights of voters to cast the votes of their choice and/or have their votes free from dilution by improperly procured votes. "[V]iewing the evidence in the light most favorable to the prosecution, [a] reasonable trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Sease, 659 F.3d at 523. No more is required to sustain Thomasine Robinson's conviction, and her contention that her conspiracy conviction was not supported by sufficient evidence fails.
Steven Robinson first argues that there was insufficient evidence to support his conviction for conspiracy to violate civil rights under 18 U.S.C. § 241. This claim is reviewed de novo, and we have already detailed the legal standard to support a conviction under 18 U.S.C. § 241 and the standard of review for a challenge to the sufficiency of the evidence supporting a criminal conviction. See supra Part II.A.
Testimony at trial indicated that Steven Robinson went to Robert Clay's house and attempted to coerce him to vote for Thomasine Robinson, despite the fact that Clay had told Steven Robinson that he did not intend to vote:
That Clay had desired to vote for Sam Howell but did not leave his house to do so because of the presence of Steven Robinson and others would have allowed the jury to find that Steven Robinson's conspiratorial effort amounted to intentional intimidation and oppression of voting rights.
Henry Mullins also testified that Steven Robinson enlisted him in his effort to harass Robert Clay and coerce him to vote:
Taken together, this evidence was sufficient to allow a reasonable jury to find that Steven Robinson knowingly conspired with
Steven Robinson also argues that the district court erred in requiring, as a special condition of his supervised release sentence, that he abstain from the consumption of alcohol. Because Steven Robinson did not object to this condition when it was imposed, we review it for plain error. United States v. Kingsley, 241 F.3d 828, 835 (6th Cir.2001). A special condition of supervised release must be both procedurally reasonable, which requires that the district court "state in open court the reasons for its imposition of the particular sentence," and substantively reasonable, which requires that the condition be reasonably related to "the rehabilitation of the defendant and the protection of the public." United States v. Carter, 463 F.3d 526, 528-29 (6th Cir.2006).
No plain error occurred here. Steven Robinson had a lengthy history of substance abuse, and a conviction for driving under the influence of alcohol. Robinson also requested a substance abuse treatment program as part of his sentence, which the pre-sentence report recommended. In imposing the special condition of supervised release, the district court chronicled Steven Robinson's history of substance abuse, and concluded that his use of alcohol "could lead to some other problems." The imposition of the special condition of supervised release requiring that Steven Robinson abstain from using alcohol was both procedurally and substantively reasonable; it was not plainly erroneous.
James Robinson argues that the district court's reservation of his Rule 29 motion for acquittal made at the close of government's case in chief was an error, and that that error was prejudicial because it required him to dedicate part of his defense to the conspiracy charge and biased the jury by forcing it consider the conspiracy charge during deliberations.
This argument cannot succeed. Our court has already addressed this argument and held that a district court does not err when it reserves a Rule 29 motion made at the close of the government's case in chief: "Federal Rule of Criminal Procedure 29(b) expressly allows a district court to `reserve decision' on a Rule 29 motion `where the motion is made before the close of all the evidence.'" United States v. Mathis, 738 F.3d 719, 737 (6th Cir.2013).
James Robinson seeks to avoid the fatal impact of Mathis by arguing that it applies only in cases of its precise kind: where the evidence was sufficient to permit submission of the case to the jury, so any erroneous reservation of a Rule 29 motion at the close of the government's case in chief would amount to harmless error. Robinson stresses that in his case there was not sufficient evidence to permit submission of the conspiracy to violate civil rights charge to the jury, as evidenced by the fact that the district court ultimately granted his Rule 29 motion, and that his case was actually prejudiced by the district
Attempting to reject Mathis, Robinson seeks to revive our Court's decades-old holding in United States v. Reifsteck, 841 F.2d 701, 703 (6th Cir.1988), in which we held that "a trial court must rule on a motion for judgment of acquittal made at the close of the government's case in chief, and that it is error to reserve that ruling." Although Reifsteck also held that such an error "is harmless if at the close of the government's case in chief the evidence viewed in the light most favorable to the government was sufficient to permit submission of the case to the jury," id., Robinson of course argues that no categorical finding of harmlessness applies to his case because the district court ultimately granted his Rule 29 motion, thereby holding that there was not sufficient evidence to permit the submission of the conspiracy charge to the jury.
Of course, Mathis clearly controls, but it is worth elaborating on why it is correct in order to clear up some existing confusion in our Circuit's case law.
Mathis implicitly recognizes that a 1994 amendment to the Federal Rules of Criminal Procedure plainly supersedes our Court's holding in Reifsteck; a district court does not commit error when it reserves a Rule 29 motion for judgment of acquittal made at the close of the government's case in chief.
At the time our Court decided Reifsteck, Rule 29 read, in relevant part:
Fed. R. Crim. P. 29 (1986) (amended 1994, 2002, 2005, 2009). But since amendments to the rule in 1994, the relevant portion now reads:
Fed. R. Crim. P. 29.
While the pre-1994 version of the rule (the version applied in Reifsteck) approves
James Robinson seeks to avoid the fatal impact of Mathis and the modern version of Rule 29 by arguing that our Court has continued to apply the Reifsteck rule even after the 1994 amendments to Rule 29, but the cases he cites do not prove what he asks them to prove. True, some decisions of our court since 1994 seem to assume that the Reifsteck rule survived the 1994 amendments to Rule 29. See United States v. Owens, 485 Fed.Appx. 61, 63 (6th Cir.2012); United States v. Bennett, 114 F.3d 1189 (6th Cir.1997). But in both of those cases, our Court did not directly consider whether the district court actually committed an error by reserving a motion for acquittal made at the close of the government's case in chief. That was because, in each instance, the evidence viewed in the light most favorable to the government was sufficient to permit submission of the case to the jury, meaning that any error would have been harmless. See, e.g., Owens, 485 Fed.App'x. at 63 ("The district court's error was harmless because . . . the evidence presented by the government was sufficient to support Owens's conviction."). As such, our Court had no reason to consider whether reservation of the Rule 29 motion was proper. And even if those unpublished decisions had reflected the state of the law at the time they were issued, they have since been overruled by Mathis. James Robinson's argument that the district court improperly reserved his Rule 29 motion therefore fails.
James Robinson next argues that the district court improperly applied a two-level sentencing enhancement for leadership under U.S. Sentencing Guidelines § 3B1.1(c) ("If the defendant was an organizer, leader, manager, or supervisor in any criminal activity other than described in [parts] (a) or (b) [of this section], increase by 2 levels.").
A district court's factual findings underlying a § 3B1.1 enhancement are reviewed for clear error, and "review of the legal conclusion that a person is an organizer or leader under Section 3B1.1 is . . . deferential." United States v. Washington, 715 F.3d 975, 982-83 (6th Cir.2013) (citing Buford v. United States, 532 U.S. 59, 121 S.Ct. 1276, 149 L.Ed.2d 197 (2001)).
Here the district court committed no clear error when it found that James Robinson gave Henry Mullins money for the purposes of buying votes, and under our
James Robinson argues that the § 3B1.1(c) cannot be applied to him because his actions amounted to no more than the minimum conduct necessary to support a conviction for vote buying under 42 U.S.C. § 1973i(c) (now 52 U.S.C. § 10307(c)). But the trial record allowed the district court to hold otherwise; James Robinson's payment to Ashley Hale in exchange for her vote was sufficient to support a vote-buying conviction, and James Robinson's furnishing of money to Henry Mullins so that Mullins could purchase votes allowed the district court to apply the § 3B1.1(c) leadership enhancement.
James Robinson also argues that the district court improperly applied a two-level sentencing enhancement for obstruction of justice under U.S. Sentencing Guidelines § 3C1.1, which provides:
A district court's factual findings underlying a § 3C1.1 enhancement are reviewed for clear error, and the legal application of the sentencing enhancement to the facts is reviewed—somewhat confusingly—de novo but deferentially. United States v. Vasquez, 560 F.3d 461, 473 (6th Cir.2009) (citing Buford, 532 U.S. at 66, 121 S.Ct. 1276).
The district court applied the § 3C1.1 enhancement after finding that James Robinson made menacing gestures and sounds toward three government employees who were actively investigating perjury in his trial (and two of whom were potential witnesses against him), that his actions amounted to an attempt to intimidate, and that such intimidation was sufficient to support an obstruction of justice enhancement.
The district court did not commit clear error when it found that James Robinson menacingly confronted the government employees outside the courthouse by making a noise to get their attention, then staring at them and puffing out his chest. The district court's factual findings about James Robinson's behavior toward the government employees were supported by video footage of the incident and testimony given by two of the three employees involved in the confrontation.
Furthermore, under our deferential standard of review we find no error in the district court's conclusion that James Robinson's behavior in the confrontation amounted to an intentional attempt at intimidation sufficient to support an obstruction of justice enhancement. For the purposes of the § 3C1.1 enhancement, a defendant has obstructed justice when his behavior "can be reasonably construed as a threat." United States v. Kamper, 748 F.3d 728, 744 (6th Cir.2014) (upholding a § 3C1.1 obstruction of justice enhancement). The district court reasonably concluded that James Robinson's behavior could be construed as a threat for the purposes of applying the § 3C1.1 enhancement.
Despite his best efforts, Robinson identifies no cases holding that a confrontation of the sort he instigated cannot support a § 3C1.1 enhancement. For instance, his briefing dedicates considerable discussion
Finally, James Robinson argues that his 40-month, above-guidelines sentence is substantively unreasonable. We review the substantive reasonableness of a sentence for abuse of discretion, even where the sentence imposed is greater than the guidelines range. United States v. Smith, 516 F.3d 473, 477-78 (6th Cir.2008). An above-guidelines sentence is not entitled to a presumption of reasonableness, but neither is it presumptively un-reasonable. United States v. Liou, 491 F.3d 334, 337 (6th Cir.2007) (citations omitted). "A sentence may be considered substantively unreasonable when the district court selects a sentence arbitrarily, bases the sentence on impermissible factors, fails to consider relevant sentencing factors, or gives an unreasonable amount of weight to any pertinent factor." United States v. Conatser, 514 F.3d 508, 520 (6th Cir.2008) (citations omitted). "In reviewing a challenge to the length of an outside-guidelines sentence, we may take the degree of variance into account and consider the extent of a deviation from the Guidelines . . . [but we] must give due deference to the district court's decision that the § 3553(a) factors. . . justify the extent of the variance." Smith, 516 F.3d at 477-78 (citations and internal quotation marks omitted).
James Robinson's guidelines range was 21 to 27 months, and he was sentenced to 40 months. At the final sentencing hearing, the district court explained:
In this statement, the district court was referencing to, among other things: that James Robinson was convicted of threatening to kill successful mayoral candidate Sam Howell after the election; that he attempted to intimidate government agents who were potential witnesses against him; and the fact that a 24-month sentence in a similar case had apparently been insufficient deterrence.
The presentence report also allowed the district court to consider James Robinson's age and health status, and the report did not recommend that those factors should impact his sentence.
In total, the record indicates that the district court gave broad and appropriate consideration to the relevant sentencing factors, and that it did not commit an abuse of discretion in determining that a 40-month sentence was "sufficient, but not greater than necessary." 18 U.S.C. 3553(a).
For the foregoing reasons, we