TINDER, Circuit Judge.
On Mother's Day, 2006, Chicago Police Officers Nicholas Evangelides and Roger Fieser arrested Terence Tribble for drinking on a public way. According to the officers, a search incident to this arrest turned up a heroin packet and a baggie of crack cocaine, so drug possession charges were added. Tribble was jailed for twelve days before bonding out. The drinking charge was eventually nonsuited (that is, dismissed by the prosecution) and, at a brief preliminary hearing, a Cook County judge concluded there was no probable cause for the drug charges. The case was dismissed. The Cook County judge reached his conclusion despite the prosecutions' proffered physical evidence of .1 grams of cocaine and .2 grams of heroin.
Tribble subsequently filed this 42 U.S.C. § 1983 suit against Officers Evangelides and Fieser alleging an illegal stop, false arrest, illegal search, and a violation of due process. Tribble's claims centered on whether the officers had probable cause to arrest him and what they found after they did. The parties, consequently, focused considerable attention on the preliminary hearing. For obvious reasons, if the district judge would allow it, Tribble planned to introduce evidence that the state court judge concluded at the preliminary hearing that there was no probable cause. After losing a motion in limine to prevent admission of the state judge's ruling, the defense wanted to explain why that conclusion didn't mean that the officers didn't actually find drugs on Tribble. One way they planned to do this was by calling Richard Sleesman—a law student at the time of Tribble's prosecution who, under the supervision of an Assistant State's Attorney, questioned Officer Evangelides at the preliminary hearing—to testify that "these charges are traditionally thrown out." In a pretrial ruling (unfortunately, not on the record, but not disputed) the district court rejected Sleesman's proposed testimony and, more generally, barred any testimony about why the Cook County judge reached the conclusion he did.
A week before trial, defendants informed the district court that Sleesman was unavailable to testify and moved to replace him on the witness list with Assistant State's Attorney Sabra Ebersole. Ebersole was a prosecutor assigned to handle preliminary hearings in Branch 50, the Illinois circuit court where Tribble's preliminary hearing was held. She's on the record as having said "Ready on Tribble" when his case was called. The district court allowed the substitution. Tribble argues that this was an abuse of discretion. See Grove Fresh v. New England Apple Prod., 969 F.2d 552, 559 (7th Cir.1992). The substitution of Ebersole for Sleesman, however, was not surprising or prejudicial: Both were present at the preliminary hearing, their predicted testimony was the same, and neither had been deposed. Id. The district court did not abuse its discretion by allowing the swap.
At trial, the jury heard two versions of the underlying events. Tribble's version was provided by Tribble himself, Natasha Greer, an ex-girlfriend who had two children with Tribble, and Tribble's adult children.
Officers Evangelides and Fieser told a different story. They testified that they drove past a man holding a clear plastic cup containing a couple inches of brown liquid. They turned around, stopped the car, and Evangelides approached Tribble. Evangelides asked Tribble what he was drinking and Tribble said "a little Remy," as in Remy Martin Cognac. They arrested Tribble for drinking on the public way and searched him. Evangelides claims to have found a heroin packet in Tribble's pocket and a small baggie of crack in his mouth.
Assistant State's Attorney Ebersole (the substituted witness) testified last and complicated this contest of conflicting stories with assertions about the significance—or lack thereof—of the no probable cause finding in state court. After establishing that she attended Tribble's preliminary hearing, said "Ready on Tribble," and explained that meant she had a good faith belief that the state could carry its burden on Tribble's drug charges, she went on to testify that at Branch 50 preliminary hearings "approximately 25 percent of the cases were findings of no probable cause." Defense counsel then asked: "And would you agree that many of those cases were controlled substance cases involving low gram weight." This elicited a slew of objections, including that the question was leading, called for speculation, and that Ebersole was not qualified to make a statistical judgment. The judge said he would allow the question with the proper foundation. A quick voir dire followed, and the jury learned that Ebersole had been assigned to Branch 50 for about six months and during that period had seen hundreds of preliminary hearings. That was enough for the court, and the officers' counsel was allowed to proceed:
Before concluding, Ebersole repeated her low-weight-cases-are-regularly-thrown-out testimony. After the jury returned a verdict for defendants, Tribble argued in his motion for a new trial that the court erred in allowing Ebersole to testify as an expert without proper disclosures and without a proper foundation. The district court tersely rejected Tribble's argument: "Ebersole never offered an opinion. Ebersole testified as to her experience on the narcotics call in the state court, offering factual statements based on her personal observations."
The question now comes to us: Did Ebersole improperly testify as an expert and was the error, if any, of allowing her to do so sufficiently prejudicial to require a new trial? We review de novo whether Ebersole's testimony was "expert testimony subject to the constraints of [Federal Rule of Evidence] 702." United States v. Conn, 297 F.3d 548, 553 (7th Cir.2002); Echo Inc. v. Timberland Machines & Irrigation, 661 F.3d 959, 963 (7th Cir.2011) (categorization of testimony as expert or lay reviewed de novo). Contrary to the district court's characterization, we conclude that Ebersole did testify as an expert and, accordingly, her testimony was subject to the disclosure requirements of Federal Rule of Civil Procedure 26(a)(2). Ebersole, however, was not disclosed as an expert. Under Rule 37(c)(1), non-disclosed expert testimony is automatically excluded unless "the failure was substantially justified or is harmless." Fed.R.Civ.P. 37(c)(1); Musser v. Gentiva Health Serv's, 356 F.3d 751, 758 (7th Cir.2004). In this case, it was neither.
Our first task, then, is categorization. The district court concluded that Ebersole offered no opinion at all (and so, by implication, she could not have offered an expert opinion). That's a surprising analysis given that Ebersole testified about the percentage of cases at Branch 50 dismissed for no probable cause over a six-month period, explained what "would be considered" a low gram weight in a narcotics case at Branch 50 and if it would include the amount of drugs allegedly found on Tribble (it would), and surmised that "the overwhelming majority of the cases that were findings of no probable cause were for what will be considered a low amount of narcotics." It is true that "the distinction between fact and opinion is, at best, one of degree," Beech Aircraft Corp. v. Rainey, 488 U.S. 153, 168, 109 S.Ct. 439, 102 L.Ed.2d 445 (1988) (citing treatises), but the lead-up to the challenged testimony made it clear that Ebersole was being asked to summarize her experiences in Branch 50 and draw conclusions about how, in general, she believed it operated. Broad generalizations and abstract conclusions are textbook examples of opinion testimony. That should have prompted the district court to consider whether her testimony was admissible under FRE 701 as lay opinion or had to pass the more rigorous standards of FRE 702. See Beech Aircraft Corp., 488 U.S. at 168, 109 S.Ct. 439.
Lay opinions and inferences—as compared with opinions and inferences of experts—may not be "based on scientific, technical, or other specialized knowledge within the scope of Rule 702." Fed. R.Evid. 701. Lay opinion "most often takes the form of a summary of firsthand sensory observations" and may not "provide specialized explanations or interpretations that an untrained layman could not make if perceiving the same acts or events." Conn, 297 F.3d at 554. In this case, Ebersole gave the jury a prosecutor's-eye view of how Branch 50 worked. As an experienced prosecutor, she has specialized
Ebersole's testimony has the familiar syllogistic structure of much expert testimony. See 1 MCCORMICK ON EVID. § 13 (6th ed.). As a major premise, she presented a general theory (the Branch 50 court throws out low-weight cases), offered a case-specific minor premise (Tribble's case is low weight), and guided the jury to a conclusion (Tribble's case was thrown out as a low-weight case regardless of the merits). Now, it is true, we hasten to add, Ebersole did not spell out that conclusion herself. But silence about the obvious implication of her testimony should not have immunized it from scrutiny under FRE 702. And, for good measure, in case the point of Ebersole's testimony about Branch 50 was not completely clear, the defense returned to it at the beginning and end of closing argument. At the beginning:
And at the end:
Ebersole's testimony, as emphasized in closing, was that cases like Tribble's are traditionally thrown out, exactly the kind of testimony that the court's pretrial ruling prohibited. If, in a reversal of its pretrial ruling, the district court decided to allow expert testimony about how, in general, Branch 50 operated, that witness needed to comply with the admissibility standards of FRE 702 and the disclosure requirements of FRCP 26(a)(2).
Rule 26(a)(1) requires, among other things, the disclosure of the names and addresses of fact witnesses. Rule 26(a)(2) requires that expert witnesses be disclosed. That duty to disclose a witness as an expert is not excused when a witness who will testify as a fact witness and as an expert witness is disclosed as a fact witness. Musser, 356 F.3d at 757. This is a strict but well-founded requirement: "Knowing the identity of the opponent's expert witnesses allows a party to properly prepare for trial." Id. Without proper disclosures, a party may miss its opportunity
In this case, non-disclosure was neither justified nor harmless. Well before trial defendants announced that they wanted to have an ASA (or the law student who acted as one) testify about the significance of a no probable cause finding at Branch 50. But, crucially, the district court specifically ruled that it would not allow such testimony—it would not allow testimony that charges like Tribble's are traditionally thrown out. Disagreement with that ruling or a belief that such testimony would be lay and not expert opinion (or no opinion at all) is not justification; at best, it's just a misunderstanding of law. Musser, 356 F.3d at 757.
And non-disclosure was not harmless. We have indicated several factors that a district court should consider in deciding whether non-compliance with Rule 26(a) is harmless:
David v. Caterpillar, Inc., 324 F.3d 851, 857 (7th Cir.2003). Reviewing for harmlessness for the first time on appeal, factors two and three can't be applied: It's too late to cure the problem or disrupt the trial. As for the fourth factor, we do not have evidence of bad faith, but there is an element of willfulness in defendants' failure to disclose Ebersole as an expert. They knew that they wanted to elicit exactly the testimony that they did—it was the subject of a pretrial ruling against them—but, nevertheless, they did not disclose Ebersole as an expert. That would have been impossible, of course, without asking the court to revisit its ruling in limine. But that could have been done. Instead defendants pressed their luck at trial and, temporarily at least, got away with it.
But willful non-disclosure is not the real problem here. The problem is that Ebersole's testimony as an undisclosed expert was extremely prejudicial. Defendants argue that there cannot be prejudice or surprise because Tribble knew Ebersole (or Sleesman) was going to testify all along. Based on the district court's pretrial ruling, however, Tribble also knew the limit of that testimony. Tribble knew that defendants would not be able to offer testimony that cases like Tribble's are traditionally thrown out. If that kind of testimony would have been allowed, and an expert would have been disclosed, then Tribble could have challenged Ebersole's competency to testify about the percentage of cases that are dismissed and whether Ebersole's analysis is supported by Branch 50's records. Tribble didn't investigate patterns of dismissal at Branch 50 preliminary hearings, but he can't be faulted for that. After the pretrial ruling against them, defendants gave no indication that they planned to introduce evidence about the general significance of a finding of no probable cause at a Branch 50 hearing. And even if Ebersole was qualified to testify as an expert on the subject, Tribble was deprived of the opportunity to obtain a rebuttal expert, one that might provide a more criminal defendant friendly analysis of what happens at Branch 50. See Musser, 356 F.3d at 758.
Two more issues raised by Tribble merit brief comment. First, one week before the end of discovery, after the parties were deposed, and more than a year after the original complaint was filed, Tribble moved to amend his complaint to include a claim that he was strip-searched in violation of the Fourth Amendment. On the topic of illegal search, the prior complaint alleged only that Tribble was "searched and placed under custodial arrest.... [T]he search of the person of the Plaintiff ... was without probable cause." The request to amend was denied. We review the district court's decision for abuse of discretion. Fannon v. Guidant Corp., 583 F.3d 995, 1001 (7th Cir.2009). Although we recognize that "leave to amend should be freely given ... that does not mean it must always be given. District courts have broad discretion to deny leave to amend where there is undue delay, bad faith, dilatory motive, repeated failure to cure deficiencies, undue prejudice to the defendants, or where the amendment would be futile." Hukic v. Aurora Loan Servs., 588 F.3d 420, 432 (7th Cir.2009) (internal quotation omitted). In this case, Tribble sought to make an entirely new allegation one week before trial. The complaint didn't mention or imply a strip search, and even during Tribble's deposition, where he recounted the events surrounding his arrest in great detail, there was no mention of a strip search. The request to amend came too late and appeared futile; it was well within the district court's discretion to deny it. On this issue, we affirm. Tribble has a right to a new trial but not one that includes a claim involving an alleged strip search.
Finally, five days before trial, Tribble was arrested and jailed on an unrelated burglary charge. Tribble's preliminary hearing in that criminal case was scheduled for the same time as jury selection in this § 1983 case. Tribble moved to delay jury selection for a day or a few hours so he could be present for the entire process. The district court denied the motion. The trial could not be pushed back a few hours while still leaving sufficient time for the defense to present its case. Because of the court's busy calendar, any delay would necessarily have been for weeks or months. To avoid prejudice to Tribble, however, the district court did not introduce the parties until just before opening statements, when Tribble was present. Tribble now argues that the district court's refusal to grant a continuance violated the Seventh Amendment. We doubt that Tribble himself—in addition to his lawyer, who didn't miss any of the proceedings—had a Seventh Amendment right to attend voir dire in these circumstances. But because we are reversing based on Ebersole's improper testimony, we do not reach this issue.
The district court is AFFIRMED in part, REVERSED in part, and the case is REMANDED