SYKES, Circuit Judge.
Deandre Hampton was arrested for unlawfully possessing a firearm as a felon after he discarded a loaded handgun during a foot chase with police in Kankakee, Illinois. At the jail Hampton signed a
After new Miranda warnings, the officers again asked Hampton if he wanted a lawyer. He replied, "Yeah, I do, but you...." On hearing this the officers reminded him that they couldn't talk if he was asking for counsel. After a long pause, Hampton continued the conversation, hemming for a few minutes more before saying unambiguously that he wanted to continue without a lawyer. He then gave a statement denying the gun was his, saying it belonged to an acquaintance who was at the scene of the encounter with the police. Hampton admitted that he held the gun for a moment before the police arrived, but said he gave it back to the acquaintance and did not toss it during the foot chase.
Hampton was charged with one count of possession of a firearm by a felon and as an armed career criminal under the Armed Career Criminal Act ("ACCA"). See 18 U.S.C. §§ 922(g)(1), 924(e). He moved to suppress his custodial statement, claiming that the officers violated Miranda and Edwards by questioning him after he invoked his right to counsel. See Edwards v. Arizona, 451 U.S. 477, 484-85, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981); Miranda v. Arizona, 384 U.S. 436, 471-72, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). The district court denied the motion, holding that (1) the officers appropriately stopped the interview when Hampton asked for an attorney; and (2) Hampton himself reinitiated the interview and did not thereafter unequivocally invoke his right to counsel. Hampton's statement was admitted at trial, and a jury found him guilty.
At sentencing the district court designated Hampton as an armed career criminal based on three prior felony convictions, including an Illinois aggravated battery conviction for making "insulting or provoking" physical contact with a peace officer. This triggered a statutory minimum of 15 years, see id. § 924(e), a guidelines offense level of 33, see U.S.S.G. § 4B1.4(b)(3)(B), and an advisory guidelines range of 235 to 293 months. The district court settled on 252 months. Hampton appealed, challenging the denial of his suppression motion and his designation as an armed career criminal.
We affirm the conviction but vacate the sentence and remand for resentencing. The Kankakee officers did not violate the Miranda/Edwards rule. They honored Hampton's initial request for counsel and immediately stopped questioning him. Hampton himself reinitiated the interview, and the record supports the district court's conclusion that he did not thereafter make an unambiguous request for counsel as required by Davis v. United States, 512 U.S. 452, 459, 114 S.Ct. 2350, 129 L.Ed.2d 362 (1994). But Hampton does not qualify as an armed career criminal. The Illinois crime of making insulting or provoking physical contact with a peace officer is not a violent felony under the ACCA.
Shortly after midnight on September 25, 2008, Deandre Hampton was standing with others outside a friend's apartment building on Wildwood Avenue in Kankakee when two police patrol cars drove by. As the squads approached, Hampton began to run into the apartment building. Two officers gave chase and followed him into the building; the apartment manager had previously given them a key and permission to
At the jail Sergeant Peter Nicholos and Lieutenant Robin Passwater sought to question Hampton about the gun, first giving him Miranda warnings. Hampton acknowledged that he understood his rights, signed a waiver, and agreed to talk to the officers, but quickly changed his mind and requested a lawyer. The officers immediately halted the interview, and Nicholos left the room to summon a correctional officer to escort Hampton back to his jail cell. When the guard arrived, Hampton changed his mind again and asked to talk with the officers without an attorney present. At this point Nicholos and Passwater decided to audiorecord the remainder of the interview.
The interview resumed on tape.
Five seconds of silence followed. Then Hampton spoke:
The officers thereafter tried to clarify whether Hampton wanted an attorney. Hampton asked again how an attorney's presence would affect his situation. The officers repeatedly explained that they could not continue the interview if Hampton wanted a lawyer. They also told him they could not promise him a deal and that the decision whether to have a lawyer present was his. When Hampton began venturing into the facts of the case, the
Hampton was charged with possession of a firearm by a felon as an armed career criminal in violation of 18 U.S.C. §§ 922(g)(1) and 924(e). He moved to suppress his statement. The district court heard evidence on the motion, including the audiorecording and testimony from Nicholos, Passwater, and Hampton. The officers' account of what happened before the recorded portion of the interview differed slightly from Hampton's. The district court credited the officers' version, and Hampton does not challenge that part of the court's ruling on appeal.
As for the recorded portion of the interview, the court held that (1) Hampton himself reinitiated the conversation with the officers; (2) Miranda warnings were properly administered; and (3) Hampton's references to an attorney were ambiguous and did not amount to an unequivocal request for counsel. The judge observed that Hampton was "looking for a deal and a way out," while the officers "were doing
The government introduced Hampton's statement at trial, playing the audiorecording for the jury. Hampton was convicted. The presentence report ("PSR") recommended that Hampton be classified as an armed career criminal based on three prior felony convictions—one for home invasion and two for aggravated battery. Hampton objected to the armed career criminal designation, arguing that one of his aggravated battery convictions—a 1999 Illinois conviction for making "insulting or provoking" physical contact with a peace officer—did not qualify as a violent felony under the ACCA or a crime of violence under the corresponding guidelines provision, U.S.S.G. § 4B1.1. The district court overruled the objection and accepted the PSR's recommendation. As a result Hampton was subject to a statutory minimum sentence of 15 years in prison and an advisory sentencing range of 235 to 293 months. The court imposed a sentence of 252 months, well above the statutory minimum and in the middle of the guidelines range. Hampton appealed.
Hampton raises two issues on appeal: (1) his custodial statement was procured in violation of Miranda and Edwards and should have been suppressed; and (2) the Illinois aggravated-battery offense of making insulting or provoking contact with a peace officer is not a violent felony under the ACCA.
Hampton argues that Nicholos and Passwater improperly questioned him in violation of Miranda and Edwards after he invoked his right to counsel and the district court therefore should have granted his motion to suppress. In an appeal challenging the denial of a motion to suppress, we review the district court's legal conclusions de novo and its factual findings for clear error. United States v. Lee, 413 F.3d 622, 624-25 (7th Cir.2005).
To protect a suspect's Fifth Amendment right against compelled self-incrimination, custodial interrogations must be preceded by the familiar Miranda warnings, including a warning that the suspect has a right to an attorney at state expense during questioning; if the suspect invokes the right to counsel, he "is not subject to further interrogation ... until counsel has been made available to him, unless [he] himself initiates further communication, exchanges, or conversations with the police." Edwards, 451 U.S. at 484-85, 101 S.Ct. 1880; see also Miranda, 384 U.S. at 474, 86 S.Ct. 1602. Questioning may continue, however, if the suspect's reference to counsel "is ambiguous or equivocal in that a reasonable officer in light of the circumstances would have understood only that the suspect might be invoking the right to counsel." Davis v. United States, 512 U.S. 452, 459, 114 S.Ct. 2350, 129 L.Ed.2d 362 (1994). In this situation, although "it will often be good police practice for the interviewing officers to clarify whether or not [the suspect] actually wants an attorney," the police are not constitutionally obligated to ask clarifying questions. Id. at 461, 114 S.Ct. 2350. But a request for counsel, unequivocal when made, cannot be rendered equivocal by
Here, most of the evidentiary facts relevant to the district court's suppression decision were captured on audiotape and are not subject to dispute. After initially signing a Miranda waiver, Hampton changed his mind and invoked his right to counsel, which was honored; questioning immediately ceased and the officers arranged for Hampton to be returned to his cell. When the guard arrived, Hampton changed course and reengaged the officers, saying he wanted to proceed without counsel. The officers properly started anew with fresh Miranda warnings. This is where the audiotape begins, and we have reproduced the most important parts of the transcript above. The parties disagree about the legal significance of what was said during the recorded part of the interview. Did Hampton unequivocally re-invoke his right to counsel?
Hampton focuses on two particular statements he made on the recording. After Passwater administered new Miranda warnings and asked Hampton whether he wanted a lawyer, he responded, "Yeah, I do, but you...." Hampton contends that this statement was an unambiguous request for counsel. The government disagrees, defending the district court's contextual interpretation. The government maintains that the use of the qualifying word "but" when considered in light of Hampton's prior equivocation would lead a reasonable officer to conclude only that Hampton might be invoking his right to counsel, not that he clearly was doing so.
The government is right to consider Hampton's statement in light of the circumstances in which it was made. Whether a suspect clearly invoked his right to counsel is an objective inquiry. Davis, 512 U.S. at 458-59, 114 S.Ct. 2350; United States v. Martin, 664 F.3d 684, 688 (7th Cir.2011); United States v. Shabaz, 579 F.3d 815, 818 (7th Cir.2009). We have emphasized that the "analysis does not end with words alone; ... we also consider the circumstances in which the statement was made." Shabaz, 579 F.3d at 819; see also Lord v. Duckworth, 29 F.3d 1216, 1221 (7th Cir.1994) ("[T]he context in which [the suspect] made reference to a lawyer also supports the conclusion that any request for counsel was ambiguous....").
Here, Hampton had already signed a Miranda waiver and agreed to talk to the officers without a lawyer, only to change his mind just as the interview was getting underway. The officers immediately stopped the interrogation and summoned a guard to take Hampton back to his cell. When the guard arrived, Hampton changed his mind again and reinitiated the interview, asking to talk to the officers without an attorney present. The officers paused and took the precautionary step of bringing in audiorecording equipment. When Passwater renewed the Miranda warnings, Hampton hesitated again and appeared to have another change of heart. Based on this pattern of equivocation and because Hampton's reference to a lawyer used the hedge word "but," we agree with the government that a reasonable officer would have understood only that Hampton might want an attorney present, not that he was clearly invoking his right to deal with the officers only through counsel. See, e.g., Davis, 512 U.S. at 455, 114 S.Ct. 2350 (the statement "[m]aybe I should talk to a lawyer" was not an unambiguous request for counsel); Shabaz, 579 F.3d at 819 (the question "am I going to be able to get an attorney" was not an unambiguous
Even if Hampton's statement "Yeah, I do, but you ..." was definite enough to constitute an unambiguous request for counsel (and considering the context, we do not think it was), the record is clear that no interrogation occurred until Hampton himself resumed the conversation. Passwater immediately told Hampton that they could not talk to him if he was asking for a lawyer. A long moment of silence followed in which neither officer asked a question or said anything further. A full five seconds passed before Hampton reengaged the officers by asking them how the presence of an attorney would affect his situation. Once he did this, the officers were permitted to resume questioning, although the record reflects that what happened next was not an interrogation at all but an effort to clarify Hampton's intent. Though not constitutionally required, this is just what the Supreme Court recommends that officers do in this situation. See Davis, 512 U.S. at 461, 114 S.Ct. 2350.
The next several minutes of the audiotape consists of putative bargaining by Hampton. He is plainly trying—as the district court aptly put it—to "fish ... for a deal." For their part, the officers continued to press him for a decision about counsel. When he started to veer into the facts of the case, the officers stopped him and again tried to clarify whether he wanted an attorney. In response Hampton said, "I think, I, I felt like it should have been an attorney here cause that's what I asked for." This is the second statement that Hampton emphasizes. Considered in context, however, this statement, like the earlier one, is not an unambiguous request for counsel.
By this point in the encounter, Hampton had twice mentioned an attorney only to change his mind and reinitiate the conversation with the officers. The officers scrupulously honored Hampton's request for counsel that occurred soon after his initial Miranda waiver; his first reference to counsel was not unclear. Hampton then changed his mind and asked to talk to the officers without an attorney. Wary, the officers began recording the conversation. Almost immediately after new Miranda warnings, Hampton again mentioned a lawyer, but this time he equivocated. Again the officers stopped the interview, reminding him that they couldn't talk any further if he was asking for counsel. Hampton paused to think about it, then plunged back in and tried to take control of the situation, asking the officers how a lawyer would affect his situation. As he searched for a deal, they took another stab at clarifying his intent. When he strayed into the facts of the case, they stopped him and insisted on a clarification of his desire for counsel before proceeding. Under these circumstances, Hampton's statement "I think, I, I felt like it should have been an attorney here cause that's what I asked for" was not definite enough to unambiguously invoke the right to counsel. Instead, a reasonable officer would have understood that Hampton might want a lawyer, but also might want to proceed without one.
In short, we agree with the district court that Hampton did not "make a clear and unambiguous assertion of his right to counsel to stop questioning." United States v. Lee, 413 F.3d 622, 625 (7th Cir. 2005). The officers' effort to obtain clarification—eventually resulting in a firm "no" from Hampton that he did not want counsel present—was appropriate and consistent
Hampton also challenges the district court's determination that his prior conviction for making insulting or provoking contact with a peace officer, a form of aggravated battery in Illinois, is a "violent felony" under the ACCA and a "crime of violence" in the parlance of the sentencing guidelines, see U.S.S.G. § 4B1.2(a). We review this legal ruling de novo. United States v. Smith, 544 F.3d 781, 783 (7th Cir.2008).
The ACCA enhances a sentence for being a felon in possession of a firearm if the defendant has three prior convictions for a "violent felony." See 18 U.S.C. § 924(e). A "violent felony" is defined as a crime punishable by a year or more in prison that
Id. § 924(e)(2)(B) (emphasis added). A defendant's status as an armed career criminal also enhances his offense level and criminal history category under the sentencing guidelines. See U.S.S.G. § 4B1.4.
Hampton concedes that two of his prior convictions are violent felonies: his Illinois convictions for home invasion and for aggravated battery for causing bodily harm to a peace officer. He argues that his 1999 aggravated-battery conviction—for making "insulting or provoking" physical contact with a peace officer—does not qualify as a violent felony.
Everyone agrees that if this conviction is to be counted as an ACCA predicate, it must satisfy the so-called "residual clause" of the violent-felony definition, which sweeps in crimes that "otherwise involve[] conduct that presents a serious potential risk of physical injury to another." 18 U.S.C. § 924(e)(2)(B). The Supreme Court requires that we use a categorical approach, which is to say we examine only "`whether the elements of the offense are of the type that would justify its inclusion within the residual provision, without inquiring into the specific conduct of this particular offender.'" Sykes v. United States, ___ U.S. ___, 131 S.Ct. 2267, 2272, 180 L.Ed.2d 60 (2011) (quoting James v. United States, 550 U.S. 192, 202, 127 S.Ct. 1586, 167 L.Ed.2d 532 (2007)). The categorical approach assesses the risk of injury in the generic offense as generally committed. Id. at 2275. "[A] crime involves the requisite risk when `the risk posed by [the crime in question] is comparable to that posed by its closest analog among the enumerated offenses'"—namely, burglary, arson, extortion, or crimes involving the use of explosives. Id. at 2273 (quoting James, 550 U.S. at 203, 127 S.Ct. 1586); see also Begay v. United States, 553 U.S. 137, 144-45, 128 S.Ct. 1581, 170 L.Ed.2d 490 (2008); United States v. Dismuke, 593 F.3d 582, 589 (7th Cir.2010).
Under Illinois law a person commits battery "if he intentionally or knowingly without legal justification and by any means (1) causes bodily harm to an individual or (2) makes physical contact of an insulting or provoking nature with an individual." 720 ILL. COMP. STAT. 5/12-3(a) (1993). Simple battery is treated as a felony aggravated battery if one of several enumerated aggravating factors is present. See id. 5/12-4(b)(6).
We have already addressed the related question whether the insulting-or-provoking contact form of the Illinois battery offense is a crime of violence under the career-offender sentencing guideline when the offense is a felony aggravated battery because the victim is a pregnant woman.
At issue here is whether the presence of a different aggravating factor—a peace-officer victim—changes the analysis. Evans left open the possibility that other versions of the Illinois aggravated-battery offense might be a crime of violence (or a violent felony) if the crime as generally committed is violent and carries the required degree of risk of physical injury. Here, the district court held that when committed against a peace officer, the offense of making insulting or provoking physical contact generally creates a risk of injury comparable to the risk created by the enumerated offenses in the residual clause.
To support this conclusion, the district court relied primarily on statistics submitted by the government regarding the incidence of injury to police officers during assaults. These statistics—compiled by the Department of Justice ("DOJ")—show that in 2008, 26% of reported assaults on law-enforcement officers resulted in injuries to the officer—a rate 13 times higher than the 2% injury rate for burglaries, a crime specifically listed in the residual clause. But while statistics can sometimes usefully inform the analysis, see, e.g., Sykes, 131 S.Ct. at 2274-75, the DOJ report is not helpful here. Its methodology section states:
In other words, the report focuses on serious physical assaults on officers, which would likely be charged as a bodily injury battery under the Illinois battery statute. The DOJ report specifically excludes nonserious assaults; only assaults that involved "more than verbal abuse or minor resistance to an arrest" were reported.
The government also analogizes this form of battery to felony vehicular flight, which the Supreme Court held to be a violent felony under the ACCA. See Sykes, 131 S.Ct. at 2277. The Court in Sykes observed that even at low speeds, vehicular flight is dangerous to pursuing officers, other motorists, and bystanders because the officers may be compelled to use countermaneuvers to subdue the fleeing vehicle. See id. at 2273-74. By analogy, the government argues that even a light insulting or provoking contact with a peace officer has the potential to induce a counterreaction that poses a serious risk of injury to the officer or others.
We find this comparison inapt. Setting aside the orders-of-magnitude difference between the force of a fleeing vehicle and that of, say, a poking finger, vehicular flight is inherently more risky than making insulting or provoking contact with an officer. The former offense, as generally committed, necessarily involves resistance to the officer's authority by the use of a dangerous instrumentality—a fleeing vehicle—and it induces an escalated reaction from the pursuing officer that inherently carries heightened risk of injury to others. In contrast, the insulting-or-provoking-contact offense, though it may require a certain bravado in the face of authority, does not entail resistance of the sort that ordinarily induces an escalated response from the officer that puts the officer or others at a similar serious risk of injury. See, e.g., People v. Smith, 342 Ill.App.3d 289, 276 Ill.Dec. 513, 794 N.E.2d 408, 409-11 (2003) (affirming conviction under the insulting-or-provoking-contact provision for throwing milk through cell door at guard); People v. Peck, 260 Ill.App.3d 812, 198 Ill.Dec. 760, 633 N.E.2d 222, 223-24 (1994) (affirming conviction for spitting on a police officer); see also Garcia-Meza v. Mukasey, 516 F.3d 535, 538 (7th Cir.2008) (suggesting that someone could be convicted for crumpling up parking ticket and throwing it at the issuing officer's shoes).
Finally, the government argues that a person who is brazen enough to make insulting or provoking physical contact with a peace officer is also likely to violently resist arrest. But the inquiry under the residual clause is not whether some instances of the crime pose a serious risk of injury to others. Rather, our focus is on the generic crime as ordinarily committed—that is, whether most instances of the crime present the required degree of risk. See Dismuke, 593 F.3d at 594. Applying the categorical approach, we conclude that the Illinois aggravated-battery offense of making insulting or provoking contact with a peace officer does not qualify as a violent felony and is therefore not an ACCA predicate. Because the district court's determination to the contrary enhanced Hampton's sentencing range,
AFFIRMED in part, VACATED in part, and REMANDED.