Judges: Easterbrook
Filed: Nov. 14, 2014
Latest Update: Mar. 02, 2020
Summary: In the United States Court of Appeals For the Seventh Circuit _ No. 14---1317 UNITED STATES OF AMERICA on the relation of THERESA HILL, Plaintiff---Appellant, v. CITY OF CHICAGO, ILLINOIS, Defendant---Appellee. _ Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 08 C 4540 — Rebecca R. Pallmeyer, Judge. _ ARGUED OCTOBER 27, 2014 — DECIDED NOVEMBER 14, 2014 _ Before WOOD, Chief Judge, and EASTERBROOK and WILLIAMS, Circuit Judges. EASTERBRO
Summary: In the United States Court of Appeals For the Seventh Circuit _ No. 14---1317 UNITED STATES OF AMERICA on the relation of THERESA HILL, Plaintiff---Appellant, v. CITY OF CHICAGO, ILLINOIS, Defendant---Appellee. _ Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 08 C 4540 — Rebecca R. Pallmeyer, Judge. _ ARGUED OCTOBER 27, 2014 — DECIDED NOVEMBER 14, 2014 _ Before WOOD, Chief Judge, and EASTERBROOK and WILLIAMS, Circuit Judges. EASTERBROO..
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In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 14-‐‑1317
UNITED STATES OF AMERICA on the relation of THERESA HILL,
Plaintiff-‐‑Appellant,
v.
CITY OF CHICAGO, ILLINOIS,
Defendant-‐‑Appellee.
____________________
Appeal from the United States District Court for the
Northern District of Illinois, Eastern Division.
No. 08 C 4540 — Rebecca R. Pallmeyer, Judge.
____________________
ARGUED OCTOBER 27, 2014 — DECIDED NOVEMBER 14, 2014
____________________
Before WOOD, Chief Judge, and EASTERBROOK and
WILLIAMS, Circuit Judges.
EASTERBROOK, Circuit Judge. When applying for several
federal grants between 2005 and 2008, Chicago represented
that it had “formulated an Equal Employment Opportunity
Plan in accordance with 28 C.F.R. §42.301, et seq., subpart E,
that was signed into effect within the past two years by the
proper authority and that it is available for review.” This cer-‐‑
tification is required by regulations implementing a portion
2 No. 14-‐‑1317
of the Omnibus Crime Control and Safe Streets Act of 1968,
under which the grants were made. The regulations to
which the certification refers require that an equal employ-‐‑
ment opportunity program commence within 120 days of
the initial grant. So the City was certifying two things: that it
had a plan and that it would implement a program.
Theresa Hill contends in this qui tam action under the
False Claims Act, 31 U.S.C. §§ 3729–33, that the first certifica-‐‑
tion was false because, although the City had a written plan,
and implemented an equal opportunity and affirmative ac-‐‑
tion program, the program differs from the plan. For exam-‐‑
ple, although the plan provides that the “Commissioner of
Personnel” chairs the “Equal Employment Opportunity / Af-‐‑
firmative Action Advisory Council”, the City has not had a
“Commissioner of Personnel” since a reorganization in 2000.
That position was replaced by a “Commissioner of Human
Resources” and the advisory council by an “Executive Di-‐‑
versity Committee”.
The Commissioner of Human Resources testified by
deposition that she had never heard of an “Equal Employ-‐‑
ment Opportunity / Affirmative Action Advisory Council”
and was not familiar with an “Equal Employment Oppor-‐‑
tunity Plan.” But the Commissioner also testified that the
City has an equal opportunity and affirmative action pro-‐‑
gram, to which the Department devotes considerable efforts.
Hill does not contend that the City’s program falls short of
federal requirements in any way. Instead the claim is formal:
the program does not follow the written plan. Hill insists
that the City thus did not “really” have a plan between 2005
and 2008 and is liable for falsely certifying that it did. After
the United States declined to intervene and adopt Hill’s ar-‐‑
No. 14-‐‑1317 3
guments, the district court granted summary judgment to
the City. 2014 U.S. Dist. LEXIS 4698 (N.D. Ill. Jan. 14, 2014).
The district court was right to say that the City had a
plan. Chicago also was implementing the plan’s substance,
though not all of its details. Any written plan sensibly can be
understood to allow adaptations. Given the substantial
agreement between the written plan and what the City was
doing in fact, no federal agency has parted with money un-‐‑
der false pretenses.
More than that: the record does not establish that the
people in the Police Department and other bureaus who
wrote grant applications and attached the City’s plan knew
that the Department of Human Resources was implementing
a program different from the plan, and without knowledge
of falsity there cannot be a knowingly false claim, as
§3729(a)(1), (b)(1) requires for liability.
Doubtless the people who submitted the grant applica-‐‑
tions knew that bureaucracies tend to develop their own
folkways. Job descriptions don’t match what employees do
in fact. Organization charts show a hierarchy that does not
reflect who actually reports to whom, who has final authori-‐‑
ty to sign off on a project, or which supervisor handles what
tasks. A plan may show that four levels of the staff (an origi-‐‑
nal decision plus three levels of review) process equal em-‐‑
ployment complaints, while only two levels of review are
used in practice. Departing from the formal documents in
order to get things done more quickly or accurately is com-‐‑
mon, and some flexibility is essential when administrators
encounter circumstances that plan-‐‑writers did not anticipate.
Chicago has a huge bureaucracy; what works in one bureau
may not work in another, and slavishly following a single
4 No. 14-‐‑1317
plan could be counterproductive. Unions that call on mem-‐‑
bers to “work to rule” as an alternative to a strike know that
nothing cripples a bureaucracy faster than handling every-‐‑
thing by the book. No one who stands in line for service at a
public agency, or waits impatiently for an agency to resolve
a grievance or issue a license, wants every written procedure
to be followed. Practical accommodations are a relief.
The record shows that Chicago’s Department of Human
Resources gets the job done pragmatically rather than by fol-‐‑
lowing all of a written plan’s details. But as long as it has a
plan, and does get the job done, the City is in compliance
with the representations made to obtain the grants.
AFFIRMED