Filed: Oct. 08, 1999
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 98-1955 _ RICHARD E. CURTIS, * * Appellant, * * v. * Appeal from the * United States District Court MIKE KEMNA, * For the Western District * of Missouri Appellee. * [UNPUBLISHED] _ Submitted: June 14, 1999 Filed: October 8, 1999 _ Before BEAM and MORRIS SHEPPARD ARNOLD, Circuit Judges, and PANNER1, District Judge _ PER CURIAM 1 The Honorable Owen M. Panner, United States District Judge for the District of Oregon, sitting by designation.
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 98-1955 _ RICHARD E. CURTIS, * * Appellant, * * v. * Appeal from the * United States District Court MIKE KEMNA, * For the Western District * of Missouri Appellee. * [UNPUBLISHED] _ Submitted: June 14, 1999 Filed: October 8, 1999 _ Before BEAM and MORRIS SHEPPARD ARNOLD, Circuit Judges, and PANNER1, District Judge _ PER CURIAM 1 The Honorable Owen M. Panner, United States District Judge for the District of Oregon, sitting by designation. ..
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United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 98-1955
___________
RICHARD E. CURTIS, *
*
Appellant, *
*
v. * Appeal from the
* United States District Court
MIKE KEMNA, * For the Western District
* of Missouri
Appellee. *
[UNPUBLISHED]
___________
Submitted: June 14, 1999
Filed: October 8, 1999
___________
Before BEAM and MORRIS SHEPPARD ARNOLD, Circuit
Judges, and PANNER1, District Judge
___________
PER CURIAM
1
The Honorable Owen M. Panner, United States District Judge for the District
of Oregon, sitting by designation.
Petitioner Richard Curtis appeals the district court's2 denial of his petition for writ
of habeas corpus under 28 U.S.C. § 2254. The issue is whether petitioner's acquittal on
a charge of "armed criminal action" should have barred evidence at petitioner's subsequent
rape trial that petitioner had threatened the victim with a knife.
We affirm.
BACKGROUND
At petitioner's first trial, he was charged with forcible rape and armed criminal
action. The victim, an acquaintance of petitioner, testified that after she allowed petitioner
into her apartment, he held a knife to her throat and raped her.
The victim was unsure whether petitioner's knife was a folding pocket knife. She
testified that while petitioner kept the knife at her throat, he rummaged through kitchen
drawers as though searching for a larger knife.
The jury acquitted petitioner on the armed criminal action charge. The jury could
not reach a verdict on the forcible rape charge.
At petitioner's subsequent trial on the rape charge, the victim again testified that
petitioner had held a knife to her throat. She described the knife as black-handled with
a shiny, silver blade. No knife was introduced as an exhibit in either trial.
2
The Honorable Howard F. Sachs, United States District Judge for the Western
District of Missouri.
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Petitioner testified that he had consensual sex with the victim. He denied using
force.
Petitioner was convicted of forcible rape. The Missouri Court of Appeals affirmed.
State v. Curtis,
921 S.W.2d 1 (Mo. Ct. App. 1996).
STANDARDS
In reviewing the denial of a habeas corpus petition, this court reviews the district
court's legal conclusions de novo and findings of fact for clear error. Knox v. State of
Iowa,
131 F.3d 1278, 1280-81 (8th Cir. 1997).
DISCUSSION
To prevail on a claim that was adjudicated on the merits in state court, the
petitioner must show that the state appellate court decision (1) "was contrary to, or
involved an unreasonable application of, clearly established Federal Law, as determined
by the Supreme Court of the United States," or (2) "was based on an unreasonable
determination of the facts in light of the evidence presented in the State court proceeding."
28 U.S.C. § 2254(d)(1) & (2). Here, the issue is whether the state court properly applied
clearly established law, so § 2254(d)(2), which concerns determinations of fact, does not
apply.
We first identify the controlling federal law. See Long v. Humphrey,
184 F.3d
758, 759 (8th Cir. 1999). The Supreme Court has held that collateral estoppel, now called
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issue preclusion, applies in criminal proceedings as part of the Fifth Amendment guarantee
against double jeopardy. Ashe v. Swenson,
397 U.S. 436, 445 (1970). "[W]hen an issue
of ultimate fact has once been determined by a valid and final judgment, that issue cannot
again be litigated between the same parties in any future lawsuit."
Id. at 443.
The issue is whether the state court's decision is "contrary to" or an "unreasonable
application" of the clearly established federal law.
Long, 184 F.3d at 760. We evaluate
the state court decision objectively on the merits, determining whether the decision
"'resulted in an outcome that cannot reasonably be justified under existing Supreme Court
precedent.'"
Id. (quoting Matteo v. Superintendent, SCI Albion,
171 F.3d 877, 890 (3d
Cir. 1999) (en banc), petition for cert. filed,
68 U.S.L.W. 3008 (U.S. June 22, 1999) (No.
98-2050)).
Here, the state appellate court stated that in the first trial,
the ultimate fact determined by the jury . . . on the offense of armed criminal action
required a finding that [petitioner] had committed the crime of forcible rape "by,
with, or through the use, assistance, or aid of a dangerous instrument." The term
dangerous instrument was defined as "any instrument, article or substance, which,
under the circumstances in which it is used, is readily capable of causing death or
other serious physical injury."
Curtis, 921 S.W.2d at 4 (quoting Rev. Stat. Mo. § 556.061(9)). The state appellate court
noted that in petitioner's first trial, the evidence "was not clear as to the size or type of
knife used," and there was no evidence that the victim was cut by the knife.
Id. The
appellate court concluded that "the jury in the first trial could have merely found that the
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knife as used was not a 'dangerous instrument.' The jury did not necessarily find that there
was no knife involved to find [petitioner] not guilty of armed criminal action."
Id.
The state court's decision is reasonably justified under Ashe. A rational jury could
have heard the evidence in the first trial and found that while petitioner may have had a
knife, under the circumstances the knife was not a dangerous instrument. As the Court
in Ashe cautioned,
the rule of collateral estoppel in criminal cases is not to be applied with the
hypertechnical and archaic approach of a 19th century pleading book, but with
realism and rationality. Where a previous judgment of acquittal was based upon
a general verdict, as is usually the case, this approach requires a court to examine
the record of a prior proceeding, taking into account the pleadings, evidence,
charge, and other relevant matter, and conclude whether a rational jury could have
grounded its verdict upon an issue other than that which the defendant seeks to
foreclose from consideration.
Ashe, 397 U.S. at 444 (internal quotation marks and footnote omitted); accord, Schiro v.
Farley,
510 U.S. 222, 236 (1994).
AFFIRMED.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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