SHEPHERD, Circuit Judge.
Martin Schell filed a qui tam suit against Bluebird Media and Bluebird Network under the False Claims Act, 31 U.S.C. §§ 3729-3733, alleging Bluebird
In March 2010, Bluebird Media submitted an application for a three-year grant from the National Telecommunications and Information Administration ("NTIA") of the United States Department of Commerce for the purpose of increasing broadband accessibility in northern Missouri. NTIA awarded Bluebird Media the grant in July 2010. In January 2011, Bluebird Media informed NTIA of its intent to enter a joint venture with Missouri Network Alliance ("MNA"). The two companies created and co-owned a new company, Bluebird Network,
The grant required Bluebird to provide matching funds for more than $19 million in project-related costs, which could be in the form of cash or in-kind contributions from non-federal sources. In its grant application, Bluebird provided a project budget that identified a number of potential sources for the matching funds, including $10 million from Advantage Capital Partners, $9.158 million from Boone County National Bank, and a $10.5 million in-kind contribution from the State of Missouri ("the State"). Bluebird ultimately met its match requirements through the in-kind contribution and cash and financing obtained from the joint venture with MNA. The application noted the State would provide discounted rights-of-way along state properties and convey parcels of land so Bluebird could lay fiber optic cables and operate facilities, and the State would receive heavily discounted bandwidth rates in exchange. All three potential funding sources provided letters in support of Bluebird's application. The application stated the project would serve underserved areas of northern Missouri, including a number of "community anchor institutions," such as schools, libraries, and healthcare providers. The application did not name specific institutions that would be served. Bluebird's due diligence documents included a letter stating Bluebird Media would be solely responsible for the management of the proposed project. The letter also stated that GlenMartin, Inc., a company owned by two Bluebird owners, Chris and Tatum Martin, would have no role in the management of Bluebird Media and would only be associated with Bluebird Media as a potential subcontractor.
Schell began working for Bluebird Media in October 2010 and became Vice President of Operations of Bluebird Network in June 2011. Schell reported to Eric Fogle, who served as Bluebird's CEO from August 2010 to December 2011, when Fogle was terminated. Fogle instructed Schell to complete various assignments related to the grant, including analyzing the value of the State's in-kind contribution and the cost of the services Bluebird provided to the State. During his tenure as Vice President of Operations, Schell expressed various concerns to Fogle about Bluebird's ability to meet its obligations
Schell filed a qui tam complaint under seal in January 2012. The government declined to intervene, and Schell's complaint was unsealed and served on Bluebird in February 2013. Schell raised three claims against Bluebird: (1) fraud against the United States, pursuant to 31 U.S.C. § 3729; (2) retaliation, pursuant to 31 U.S.C. § 3730(h); and (3) violation of the Missouri service letter statute, Mo.Rev. Stat. § 290.140. In Count 1, relevant to this appeal, Schell alleged Bluebird knowingly made false statements to NTIA in its grant application by: (1) asserting Boone could provide certain matching funds, even though Bluebird and Boone knew Boone did not intend to provide this funding; (2) falsely classifying the exchange with the State as an "in-kind contribution" when Bluebird actually exchanged rate discounts for the rights-of-way and parcels of land it received; (3) promising Chris and Tatum Martin would not manage Bluebird's participation in the grant, when in fact they did manage Bluebird's participation and used it to engage in self-dealing with GlenMartin; and (4) knowingly allowing the purpose of the grant network to be redirected from providing service to specified community anchor institutions to providing connection and backhaul services to wireless communication towers and cellular companies once MNA took effective control of the grant project.
The district court granted Bluebird's motion for summary judgment on all counts. On Count 1, the court found Schell failed to present submissible evidence showing Bluebird made false statements to NTIA in its grant application. On Count 2, the court found Schell did not put forward evidence showing that he engaged in protected activity or that Bluebird's board knew about his complaints when they terminated him. On Count 3, the court found no reasonable juror could
In his brief, Schell argued the district court erred in denying two motions he filed, a motion to modify the scheduling order and a motion for an extension of time to respond to Bluebird's motion for summary judgment. We lack jurisdiction to consider these arguments. Schell's notice of appeal indicated he was appealing from the district court's final order, its grant of summary judgment, and did not indicate his intent to appeal earlier orders. Federal Rule of Appellate Procedure 3 requires that the notice of appeal specify, among other things, "the judgment, order, or part thereof being appealed." Fed. R.App. P. 3(c)(1)(B). "Although we traditionally construe notices of appeal liberally. . . an intent to appeal the judgment in question must be apparent and there must be no prejudice to the adverse party." Berdella v. Delo, 972 F.2d 204, 207 (8th Cir.1992). If an appellant fails to provide proper notice of his intent to appeal an order or judgment, we lack jurisdiction to review it. Trustees of Electricians' Salary Deferral Plan v. Wright, 688 F.3d 922, 925 n. 2 (8th Cir.2012).
In this case, Schell's intent to appeal the district court's earlier orders was not apparent. Schell points to a statement of issues he filed after the time period for appeal had passed, which indicated his intent to appeal the denial of the motion to modify the scheduling order, and asks us to treat it as an appeal information form for the purposes of curing his deficient notice of appeal. See Hallquist v. United Home Loans, Inc., 715 F.3d 1040, 1045 (8th Cir.2013) ("`[E]ven when the notice of appeal is deficient, jurisdiction may be established by a properly filed appeal information form . . . which indicates the appellant's intent to appeal a particular order.'" (quoting USCOC of Greater Mo. v. City of Ferguson, Mo., 583 F.3d 1035, 1040 (8th Cir.2009))). Even if we were to do so, it would not help Schell in this case, as he filed his statement of issues after the time period for appeal had elapsed. See Wright, 688 F.3d at 925 n. 2 ("In order for Form A [the appeal information form] to be considered part of the notice of appeal, it must be filed within the time constraints for the notice of appeal."). As Schell did not give proper notice of his intent to appeal these orders, we lack jurisdiction to review them.
We review the district court's grant of summary judgment de novo, evaluating "whether the record, viewed in a light most favorable to the non-moving party, shows that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law." Rabushka ex rel. United States v. Crane Co., 122 F.3d 559, 562 (8th Cir.1997); see also Fed.R.Civ.P. 56(a).
The False Claims Act (FCA) imposes liability on those who knowingly make false or fraudulent claims that cause the government to pay money. See In re Baycol Prods. Litig., 732 F.3d 869, 874 (8th Cir.2013). It applies to a person who "knowingly presents, or causes to be presented, a false or fraudulent claim for payment or approval" or "knowingly makes, uses, or causes to be made or used, a false record or statement material to a false or fraudulent claim," among other actions. 31 U.S.C. § 3729(a)(1)(A)-(B). "Summary
Schell argues that Bluebird made false statements in their grant application that were material to NTIA's decision to award Bluebird the grant. In identifying Bluebird's alleged false claims, Schell argues that "[t]wo different analyses potentially apply to these facts" because "the grant was implemented in a manner that, in several regards, was substantially different from the grant application that had been previously submitted to, and approved by, the NTIA." Schell's proposed analyses are that: (1) the grant application itself was a false claim because it contained false statements, or (2) Bluebird fraudulently induced NTIA to award the grant by making false statements in their grant application, thus making all subsequent requests for payment actionable false claims. Bluebird argues that Schell has waived the fraudulent inducement theory because he raised it for the first time on appeal and that, regardless of which analysis is applied, Schell's claim fails because he has not shown Bluebird knowingly made any false statements in its initial grant application. We agree that, viewing the evidence in Schell's favor, he has failed to present evidence that raises a genuine issue as to whether Bluebird made false statements in their grant application, and thus his claim fails under either analysis.
The district court thoroughly discussed each of the statements Schell claimed were false, and we add only brief comments to that discussion. Schell appeals the district court's findings on Bluebird's statements in five areas. First, Schell alleges that Bluebird promised to serve community anchor institutions throughout northern Missouri and violated that promise by redlining areas where MNA was already present, i.e., choosing not to compete or provide service in those areas. Second, Schell alleges that Bluebird identified Boone as the source of $9.158 million in funding but knew all along that Boone was not a viable funding source. Third, Schell alleges Bluebird misrepresented the nature of the contribution it received from the State, arguing that a contribution should not be considered "in-kind" if it involves reciprocal exchange of services and that the valuation of the agreement was flawed. Fourth, Schell alleged that Bluebird promised to maintain control of the grant throughout its implementation but broke that promise by merging with MNA and effectively ceding control and management of the grant by giving MNA 5 of the 10 Bluebird Network board positions. Finally, Schell claims Bluebird broke its promise that Chris and Tatum Martin and their company, GlenMartin, would not be involved in the management and implementation of the grant by allowing them to be heavily involved in the operations of Bluebird Media.
The evidence presented shows Bluebird made some changes as it executed the grant. Mere evidence of these changes, without more, does not prove Bluebird's initial statements were false. The grant application did not contain a specific list of community anchor institutions that would be served, and after the grant was awarded, Bluebird communicated with and received approval from NTIA on the route and specific institutions it would serve. Bluebird's grant application identified proposed
Schell does not show that Bluebird knew these changes would be necessary and obscured the true information or otherwise presented their grant application with the mens rea the FCA requires.
Schell filed an FCA retaliation claim pursuant to 31 U.S.C. § 3730(h), alleging Bluebird terminated him for engaging in protected conduct. Bluebird contests that Schell engaged in any protected activity and argues that, even if he had, he failed to present any evidence that the decision makers who terminated him—Bluebird's board—knew he engaged in protected activity.
"The FCA whistleblower statute protects employees who are `discharged. . . because of lawful acts done by the employee . . . in furtherance of [a civil action for false claims].'" Schuhardt v. Washington Univ., 390 F.3d 563, 566 (8th Cir.2004) (alterations in original) (quoting 31 U.S.C. § 3730(h)). To prove retaliation under the FCA, "a plaintiff must prove that (1) the plaintiff was engaged in conduct protected by the FCA; (2) the plaintiff's employer knew that the plaintiff engaged in the protected activity; (3) the employer retaliated against the plaintiff; and (4) the retaliation was motivated solely by the plaintiff's protected activity." Id. To constitute protected activity, an employee's conduct must satisfy two conditions: (1) it "must have been in furtherance of an FCA action" and (2) it "must be aimed at matters which are calculated, or reasonably could lead, to a viable FCA action," meaning "`the employee in good faith believes, and . . . a reasonable employee in the same or similar circumstances might believe, that the employer is possibly committing fraud against the government.'" Id. at 567 (quoting Wilkins v. St. Louis Hous. Auth., 314 F.3d 927, 933 (8th Cir.2002)).
Eric Fogle, who served as Schell's supervisor and the CEO of Bluebird during Schell's tenure there, claimed that Bluebird's board instructed him to terminate Schell but initially did not give a reason for the termination. Fogle warned the Board that terminating a vice president without a reason could expose the company to legal liability, so the Board asked him to "hold off" on any termination action. Approximately two weeks later, the Board instructed Fogle to terminate Schell and inform him that his position had been eliminated. Fogle claimed the Board did not discuss potential cost savings from Schell's termination, but he also said he was not included in conversations about the termination, and he did not indicate Schell was terminated in retaliation for his complaints. Schell alleges he was terminated because he voiced concerns about Bluebird's conduct in administering the grant. Fogle told the Board that Schell questioned the validity of the State's in-kind contribution and had suggested a more cost-effective means of obtaining the rights-of-way. Schell spoke to Fogle about his other complaints but does not provide any evidence indicating these complaints were shared with the Board, stating only that "[u]pon knowledge and belief about the communication and corporate structure of BN [Bluebird Network], my concerns were known to BN's Board."
We note first that, even if Schell's complaints constituted protected activity, his assumption that Fogle shared the bulk of his concerns with the Board is insufficient evidence of the Board's knowledge at the summary judgment stage. See Camfield Tires, Inc. v. Michelin Tire Corp., 719 F.2d 1361, 1367 (8th Cir.1983) ("Under Rule 56(e), an affidavit filed in support of or opposition to a summary judgment motion
Finally, Schell claims the district court erred in granting summary judgment on his Missouri service letter claim.
As Schell conceded that Bluebird provided a letter and that he never provided that letter to prospective employers, he could only recover nominal damages, and only if he presented sufficient evidence to show that the service letter did not state the true reason he was terminated. See Callantine v. Staff Builders, Inc., 271 F.3d 1124, 1132 (8th Cir.2001) (nominal damages are available even without proof of actual damages, and punitive damages are only available if the employee shows the employer acted with malice in failing to respond to a service letter request); Herberholt v. dePaul Cmty. Health Ctr., 625 S.W.2d 617, 621-24 (Mo. banc 1981) (while actual damages require a showing that plaintiff lost an employment opportunity because of an improper service letter, nominal damages are available if plaintiff shows his service letter did not state the
We lack jurisdiction to address Schell's challenges to the district court's orders denying his motion to modify the scheduling order and motion for an extension of time to respond to Bluebird's motion for summary judgment. We affirm the district court's grant of summary judgment on all other claims.