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Franco v. Dow Chemical, 03-57038 (2008)

Court: Court of Appeals for the Ninth Circuit Number: 03-57038 Visitors: 2
Filed: Jun. 09, 2008
Latest Update: Mar. 02, 2020
Summary: FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT THOMAS V. GIRARDI; GIRARDI & KEESE; WALTER J. LACK; PAUL A. TRAINA; SEAN A. TOPP; ENGSTROM, LIPSCOMB & LACK, Respondents, No. 03-57038 SONIA EDUARDA FRANCO FRANCO; et D.C. No. CV 03-05094 NM al., ORDER Plaintiffs-Appellants, v. DOW CHEMICAL COMPANY; et al., Defendants-Appellees. Filed June 9, 2008 Before: Alex Kozinski, Chief Judge, Stephen Reinhardt and Marsha S. Berzon, Circuit Judges. ORDER 1. On March 21, 2008, the Re
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT THOMAS V. GIRARDI; GIRARDI &  KEESE; WALTER J. LACK; PAUL A. TRAINA; SEAN A. TOPP; ENGSTROM, LIPSCOMB & LACK, Respondents, No. 03-57038 SONIA EDUARDA FRANCO FRANCO; et  D.C. No. CV 03-05094 NM al., ORDER Plaintiffs-Appellants, v. DOW CHEMICAL COMPANY; et al., Defendants-Appellees.  Filed June 9, 2008 Before: Alex Kozinski, Chief Judge, Stephen Reinhardt and Marsha S. Berzon, Circuit Judges. ORDER 1. On March 21, 2008, the Report and Recommendation of the Special Master regarding fees and expenses to be paid by way of sanctions to Defendants-Appellees by Respondents was filed with this court and served on the parties. The Defendants-Appellees and Respondents were afforded time to object to the Report, and no objections were filed as to amounts of the recommended sanctions. Given that the court has some question as to whether the amount of the sanctions is too high or too low with respect to certain of the respon- dents and given that additional facts may be established dur- 7075 7076 FRANCO v. DOW CHEMICAL CO. ing the course of disciplinary proceedings that may affect the court’s determinations in this and other respects, the court will not decide whether to adopt or modify the findings and rec- ommendations of the Report until after the conclusion of the disciplinary proceedings. 2. On March 21, 2008, the Special Master also filed a Sup- plemental Report and Recommendation under seal, regarding discipline under Federal Rule of Appellate Procedure 46. Pur- suant to the Special Master’s Order filed on October 17, 2006, Respondents were entitled to request further proceedings should they not accept the disciplinary measures recom- mended in the Supplemental Report. The Special Master pro- vided this opportunity for further disciplinary proceedings in response to Respondents’ motions to disqualify Defendants from participating in the Special Master Proceedings. Because Respondents have objected to the proposed disci- pline, and to the findings of the Report and Recommendations of the Special Master insofar as they were adopted in the Sup- plemental Report, the Special Master shall hold further pro- ceedings as to what discipline, if any, is appropriate under Rule 46 or any other applicable rule or statute. An indepen- dent prosecutor will be appointed by separate order. The inde- pendent prosecutor shall present evidence relevant to determining whether discipline should be imposed and, if so, the appropriate level of such discipline. The independent prosecutor shall also recommend appropriate disciplinary measures, if any, in light of the evidence adduced. Findings in the Report and Recommendations of the Special Master not heretofore objected to by Respondents shall be considered a part of the record and may be taken into account by the inde- pendent prosecutor, the Special Master, and the court. In the course of the disciplinary proceedings Respondents shall have the opportunity to adduce relevant evidence and to argue that previously unobjected to findings are insufficient to warrant the imposition of discipline. Both the independent prosecutor and the respondents may call expert witnesses in lawyer disci- FRANCO v. DOW CHEMICAL CO. 7077 pline. At the conclusion of the proceedings the Special Master shall receive the independent prosecutor’s report and recom- mendations and shall make his own report and recommenda- tions to the court. The court shall then determine what discipline, if any, is appropriate. 3. The Clerk shall open a disciplinary docket in this matter. All further proceedings involving possible sanctions or disci- pline, including this order, will be maintained on this new docket. The Clerk shall make a notation on the docket in 03- 57038 indicating that all further proceedings involving sanc- tions or discipline will be maintained on docket 08-80090. PRINTED FOR ADMINISTRATIVE OFFICE—U.S. COURTS BY THOMSON REUTERS/WEST—SAN FRANCISCO The summary, which does not constitute a part of the opinion of the court, is copyrighted © 2008 Thomson Reuters/West.
Source:  CourtListener

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